Carter Financial Group, INC.
Reported holdings as of Q3 2026, from 7 quarterly filings.
Holdings
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| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | BRKB | $20.3M | 40,785 | -0.47pp | 5q | -2.2%-$452.1K | |
| INVESCO EXCH TRADED FD TR II | QQQM | $13.3M | 43,734 | -0.14pp | 6q | -0.9%-$121.2K | |
| DBX ETF TR | DBEF | $8.8M | 160,168 | -0.04pp | 7q | HELD | |
| INNOVATOR ETFS TRUST | BALT | $8.7M | 247,983 | +0.13pp | 2q | +2.7%+$228.2K | |
| AMPLIFY ETF TR | DIVO | $8.4M | 181,478 | flat | 7q | HELD | |
| APPLE INC | AAPL | $7.5M | 22,476 | +0.45pp | 7q | HELD | |
| AMPLIFY ETF TR | BLOK | $7.4M | 120,804 | -0.13pp | 7q | +0.7%+$48.2K | |
| NVIDIA CORPORATION | NVDA | $6.4M | 28,117 | +0.32pp | 7q | -1.4%-$93.7K | |
| BITWISE BITCOIN ETF TR | BITB | $6.4M | 140,592 | +0.92pp | 6q | HELD | |
| TIDAL TRUST III | AIS | $6.0M | 79,935 | -0.43pp | 6q | +1.9%+$108.6K | |
| AMERICAN CENTY ETF TR | AVUV | $4.9M | 41,707 | -0.11pp | 6q | +3.1%+$146.3K | |
| NEOS ETF TRUST | BNDI | $4.6M | 103,657 | -0.11pp | 6q | +2.2%+$98.8K | |
| ALPHABET INC | GOOG | $3.7M | 10,819 | -0.17pp | 7q | -3.0%-$114.8K | |
| MICROSOFT CORP | MSFT | $3.5M | 6,900 | +0.47pp | 7q | HELD | |
| VANGUARD INTL EQUITY INDEX F | VWO | $3.1M | 51,675 | +0.02pp | 7q | +3.8%+$112.3K | |
| ALPHABET INC | GOOGL | $2.9M | 8,498 | -0.08pp | 7q | HELD | |
| INVESCO QQQ TR | QQQ | $2.9M | 3,931 | -0.03pp | 7q | -0.7%-$21.5K | |
| VANECK ETF TRUST | SMH | $2.6M | 4,305 | -0.13pp | 6q | HELD | |
| SCHWAB STRATEGIC TR | SCHC | $2.6M | 51,742 | +0.02pp | 7q | HELD | |
| PALANTIR TECHNOLOGIES INC | PLTR | $2.5M | 13,130 | +0.45pp | 6q | HELD | |
| TESLA INC | TSLA | $2.3M | 6,343 | -0.03pp | 7q | +17.1%+$329.3K | |
| AMAZON COM INC | AMZN | $1.9M | 7,466 | -0.01pp | 7q | -3.4%-$65.5K | |
| EXXONMOBIL HOLDINGS CORP | XOM | $1.8M | 11,205 | - | new | NEW | |
| J P MORGAN EXCHANGE TRADED F | JPST | $1.8M | 35,857 | -0.03pp | 6q | -1.0%-$18.4K | |
| JANUS DETROIT STR TR | JMBS | $1.8M | 42,031 | -0.08pp | 6q | -0.8%-$14.2K | |
| SCHWAB STRATEGIC TR | SCHH | $1.8M | 79,488 | -0.05pp | 7q | +3.4%+$57.3K | |
| GLOBAL X FDS | SHLD | $1.7M | 27,794 | flat | 6q | +1.5%+$24.5K | |
| ARISTA NETWORKS INC | ANET | $1.6M | 8,062 | +0.12pp | 5q | HELD | |
| INVESCO EXCHANGE TRADED FD T | PPA | $1.5M | 9,882 | -0.13pp | 6q | HELD | |
| STATE STR SPDR S&P 500 ETF T | SPY | $1.5M | 1,966 | flat | 6q | HELD | |
| VANGUARD CHARLOTTE FDS | BNDX | $1.4M | 29,464 | +0.03pp | 7q | +9.9%+$123.9K | |
| INTEL CORP | INTC | $1.4M | 11,420 | -0.14pp | 6q | -1.2%-$17.1K | |
| ISHARES TR | IWV | $1.3M | 3,115 | flat | 6q | HELD | |
| GABELLI FINANCIAL SERVICES OPPOR ETF | GABF | $1.3M | 31,900 | -0.04pp | 6q | +0.5%+$7.2K | |
| SPACE EXPLORATION TECHN CORP | SPCX | $1.3M | 8,708 | -0.02pp | 2q | +11.5%+$135.6K | |
| ZACKS TRUST | ZECP | $1.3M | 35,157 | -0.06pp | 6q | -4.9%-$67.4K | |
| VANGUARD INDEX FDS | VOO | $1.3M | 1,815 | -0.04pp | 7q | -5.5%-$73.6K | |
| VANGUARD MUN BD FDS | VTEB | $1.2M | 24,922 | flat | 5q | +9.3%+$100.5K | |
| ILLINOIS TOOL WKS INC | ITW | $1.1M | 4,389 | -0.05pp | 6q | -2.1%-$23.8K | |
| MICRON TECHNOLOGY INC | MU | $993.8K | 933 | +0.01pp | 4q | +11.5%+$102.3K | |
| NGL Energy Partners LP | NGL | $985.9K | 66,889 | -0.05pp | 7q | HELD | |
| AMGEN INC | AMGN | $978.7K | 2,322 | +0.08pp | 6q | +3.8%+$36.2K | |
| ADVANCED MICRO DEVICES INC | AMD | $964.2K | 1,576 | +0.03pp | 4q | +3.8%+$34.9K | |
| ISHARES TR | MBB | $955.1K | 10,658 | flat | 6q | +7.8%+$69.3K | |
| RTX CORPORATION | RTX | $944.6K | 5,088 | -0.01pp | 6q | +2.8%+$25.4K | |
| SPDR SERIES TRUST | SLYV | $871.7K | 8,533 | -0.06pp | 7q | -4.8%-$44.0K | |
| ISHARES TR | EMB | $829.6K | 9,133 | flat | 7q | +8.3%+$63.3K | |
| VANGUARD SCOTTSDALE FDS | VCIT | $813.8K | 10,392 | +0.01pp | 7q | +9.5%+$70.6K | |
| JOHNSON & JOHNSON | JNJ | $772.1K | 2,916 | +0.05pp | 4q | +10.5%+$73.1K | |
| ETF SER SOLUTIONS | QTUM | $766.1K | 5,053 | -0.04pp | 6q | HELD | |
| PACER FDS TR | CALF | $761.2K | 14,287 | +0.01pp | 6q | -0.9%-$7.2K | |
| WALMART INC | WMT | $714.1K | 6,871 | -0.06pp | 6q | -4.2%-$31.2K | |
| ORACLE CORP | ORCL | $695.6K | 5,066 | -0.03pp | 6q | -0.9%-$6.5K | |
| SNAP ON INC | SNA | $659.7K | 1,816 | -0.03pp | 6q | +3.5%+$22.2K | |
| HSBC HLDGS PLC | HSBC | $658.6K | 6,632 | +0.10pp | 5q | +39.7%+$187.3K | |
| ISHARES TR | IWB | $645.2K | 1,551 | flat | 6q | HELD | |
| VANGUARD SCOTTSDALE FDS | VGIT | $637.0K | 11,243 | -0.06pp | 7q | -9.5%-$66.6K | |
| ENTREPRENEURSHARES SERIES TR | XOVR | $622.4K | 29,138 | -0.01pp | 6q | -1.3%-$8.0K | |
| ELI LILLY & CO | LLY | $620.7K | 536 | - | new | NEW | |
| ZACKS TRUST | QUIZ | $588.3K | 20,481 | flat | 4q | +2.3%+$13.1K | |
| ROYAL BK CDA | RY | $558.5K | 2,841 | +0.03pp | 3q | +18.0%+$85.3K | |
| CAMBRIA ETF TR | BLDG | $547.5K | 21,797 | -0.04pp | 6q | -5.0%-$28.5K | |
| NEOS ETF TRUST | CSHI | $518.5K | 10,431 | -0.01pp | 6q | -1.8%-$9.4K | |
| TORONTO DOMINION BK ONT | TD | $515.2K | 4,384 | +0.01pp | 4q | +9.8%+$46.0K | |
| CITIGROUP INC | C | $513.5K | 3,966 | +0.01pp | 6q | +14.8%+$66.3K | |
| BROADCOM INC | AVGO | $500.1K | 1,424 | -0.10pp | 6q | -22.4%-$144.7K | |
| ISHARES TR | IBB | $498.9K | 2,370 | +0.02pp | 7q | -2.2%-$11.2K | |
| ZACKS TRUST | SMIZ | $498.8K | 12,186 | -0.05pp | 6q | -7.0%-$37.5K | |
| LAM RESEARCH CORP | LRCX | $481.8K | 1,465 | -0.08pp | 3q | +2.4%+$11.2K | |
| META PLATFORMS INC | META | $480.6K | 663 | -0.16pp | 7q | -52.1%-$522.7K | |
| GOLDMAN SACHS GROUP INC | GS | $465.6K | 517 | +0.01pp | 6q | +18.6%+$72.9K | |
| ASML HLDG NV | ASML | $460.2K | 254 | -0.13pp | 4q | -28.9%-$186.6K | |
| VANGUARD SCOTTSDALE FDS | VCSH | $449.9K | 5,824 | +0.01pp | 6q | +11.2%+$45.3K | |
| ISHARES TR | IAGG | $444.2K | 9,029 | +0.03pp | 6q | +22.4%+$81.3K | |
| ABBVIE INC | ABBV | $443.1K | 1,694 | +0.02pp | 6q | +6.1%+$25.6K | |
| MITSUBISHI UFJ FINANCIAL GRO | MUFG | $440.8K | 19,107 | - | new | NEW | |
| ISHARES INC | IEMG | $435.5K | 5,366 | -0.01pp | 6q | -1.0%-$4.2K | |
| CATERPILLAR INC | CAT | $432.9K | 534 | -0.04pp | 4q | +11.2%+$43.8K | |
| APPLIED MATLS INC | AMAT | $419.8K | 821 | -0.07pp | 2q | +9.2%+$35.3K | |
| ISHARES TR | AGG | $406.8K | 4,303 | +0.02pp | 6q | +15.9%+$55.9K | |
| ISHARES TR | USHY | $405.7K | 11,358 | +0.01pp | 6q | +8.1%+$30.4K | |
| VANGUARD SCOTTSDALE FDS | VGSH | $405.4K | 7,043 | +0.02pp | 6q | +11.8%+$42.9K | |
| ISHARES TR | ITOT | $400.5K | 2,409 | flat | 6q | HELD | |
| CISCO SYS INC | CSCO | $397.8K | 3,696 | -0.03pp | 5q | -1.8%-$7.1K | |
| COCA COLA CO | KO | $381.2K | 4,413 | +0.06pp | 2q | +36.9%+$102.8K | |
| AMERICAN EXPRESS CO | AXP | $370.3K | 1,218 | -0.04pp | 6q | -6.0%-$23.7K | |
| VISA INC | V | $367.6K | 1,023 | +0.03pp | 6q | +14.0%+$45.3K | |
| GE AEROSPACE | GE | $364.6K | 1,167 | -0.04pp | 6q | HELD | |
| ISHARES TR | IWM | $364.5K | 1,312 | -0.02pp | 6q | HELD | |
| TWILIO INC | TWLO | $359.4K | 1,229 | +0.05pp | 2q | HELD | |
| SPDR SERIES TRUST | SPIB | $359.2K | 11,128 | flat | 6q | +7.5%+$25.0K | |
| SUMITOMO MITSUI FIN GRP INC | SMFG | $357.0K | 13,777 | - | new | NEW | |
| SEAGATE TECHNOLOGY HLDNGS PL | STX | $353.7K | 383 | -0.02pp | 2q | -2.0%-$7.4K | |
| JPMORGAN CHASE & CO | JPM | $348.3K | 1,053 | +0.01pp | 6q | +8.6%+$27.5K | |
| GE VERNOVA INC | GEV | $348.1K | 366 | -0.03pp | 5q | +9.9%+$31.4K | |
| BANK OF AMER CORP | BAC | $330.3K | 6,069 | -0.01pp | 7q | +3.3%+$10.6K | |
| VANGUARD INDEX FDS | VB | $319.7K | 1,124 | -0.01pp | 6q | HELD | |
| ISHARES TR | ITA | $314.4K | 1,517 | -0.03pp | 6q | HELD | |
| AMPLIFY ETF TR | IBUY | $301.3K | 4,512 | -0.01pp | 7q | HELD | |
| SCHWAB STRATEGIC TR | SCHP | $293.3K | 11,673 | flat | 7q | +5.1%+$14.3K | |
| BANCO SANTANDER S.A. | SAN | $285.3K | 20,632 | +0.04pp | 4q | +36.6%+$76.4K | |
| MORGAN STANLEY | MS | $282.7K | 1,503 | - | new | NEW | |
| COINBASE GLOBAL INC | COIN | $282.2K | 1,514 | +0.03pp | 7q | HELD | |
| INTERNATIONAL BUSINESS MACHS | IBM | $281.2K | 1,279 | -0.07pp | 6q | -12.9%-$41.6K | |
| Sun Life Financial, Inc. | SLF | $274.4K | 3,519 | - | new | NEW | |
| MERCK & CO INC | MRK | $269.9K | 1,847 | - | new | NEW | |
| CHEVRON CORPORATION | CVX | $268.8K | 1,316 | +0.02pp | 3q | -4.5%-$12.7K | |
| WELLTOWER INC | WELL | $262.5K | 1,140 | +0.01pp | 3q | +6.9%+$17.0K | |
| GLOBAL X FDS | DRIV | $260.2K | 7,855 | -0.02pp | 5q | HELD | |
| FLEXSHARES TR | GUNR | $258.4K | 4,899 | flat | 6q | -3.9%-$10.6K | |
| MIZUHO FINANCIAL GROUP INC | MFG | $252.1K | 22,817 | +0.07pp | 2q | +79.8%+$111.9K | |
| AT&T INC | T | $251.9K | 10,325 | -0.02pp | 7q | -24.3%-$80.8K | |
| VANGUARD WHITEHALL FDS | VWOB | $244.0K | 3,865 | flat | 6q | +5.7%+$13.3K | |
| ANHEUSER BUSCH INBEV SA/NV | BUD | $243.6K | 3,316 | - | new | NEW | |
| CAPITAL ONE FINL CORP | COF | $241.8K | 1,253 | +0.01pp | 6q | +19.3%+$39.2K | |
| CANADIAN IMPERIAL BANK OF CO | CM | $241.4K | 2,176 | flat | 2q | +5.8%+$13.3K | |
| SANDISK CORP | SNDK | $234.9K | 135 | -0.03pp | 2q | +8.9%+$19.1K | |
| FIRST TR EXCHANGE-TRADED FD | FXZ | $233.4K | 3,020 | -0.01pp | 3q | HELD | |
| 3M CO | MMM | $231.4K | 1,410 | flat | 6q | +1.9%+$4.3K | |
| SCHWAB STRATEGIC TR | SCHD | $226.3K | 6,955 | - | new | NEW | |
| CONSTELLATION ENERGY CORP | CEG | $225.1K | 886 | -0.01pp | 6q | -11.8%-$30.0K | |
| BLOCK INC | XYZ | $225.0K | 3,060 | -0.01pp | 7q | HELD | |
| MARVELL TECHNOLOGY INC | MRVL | $221.1K | 837 | - | new | NEW | |
| GLOBAL X FDS | AIQ | $219.6K | 3,370 | flat | 2q | HELD | |
| CROWDSTRIKE HLDGS INC | CRWD | $218.4K | 825 | - | new | NEW | |
| MCDONALDS CORP | MCD | $214.7K | 930 | -0.04pp | 7q | -12.1%-$29.6K | |
| GENERAL MTRS CO | GM | $206.8K | 2,685 | flat | 2q | +1.2%+$2.5K | |
| SCHWAB STRATEGIC TR | SCHE | $203.5K | 5,583 | -0.02pp | 6q | -12.9%-$30.1K | |
| LISTED FDS TR | MAGS | $203.1K | 2,833 | - | new | NEW | |
| BANK OF MONTREAL | BMO | $200.9K | 1,201 | flat | 2q | +5.8%+$11.0K | |
| LLOYDS BANKING GROUP PLC | LYG | $66.1K | 11,735 | flat | 4q | +17.2%+$9.7K | |
| BNY MELLON HIGH YIELD STRATE | DHF | $47.0K | 21,174 | flat | 7q | +2.0% |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Insurance | $20.6M | 10.5% |
| Software & IT Services | $15.9M | 8.1% |
| Semiconductors & Electronics | $11.6M | 5.9% |
| Computer Hardware | $10.4M | 5.3% |
| Capital Markets | $7.1M | 3.6% |
| Banks & Lending | $5.7M | 2.9% |
| Autos & Aerospace | $3.4M | 1.7% |
| Industrials | $3.2M | 1.6% |
| Biotech & Pharma | $3.1M | 1.6% |
| Energy | $3.1M | 1.6% |
| Other sectors | $6.3M | 3.2% |
| Not classified | $106.0M | 54.0% |
What the disclosed book did
This is not the fund's return. A 13F shows long US equity positions only, so shorts, bonds, foreign listings, private holdings and cash are all invisible here. What this measures is the quarter's change in value of the positions this manager disclosed, had they been left untouched - the return a reader following the filing would have earned.
| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2026 | +0.9% | +2.1% | -1.2% | 99% |
| Q2 2026 | +12.5% | +14.8% | -2.3% | 100% |
| Q1 2026 | -4.0% | -4.6% | +0.6% | 100% |
| Q4 2025 | -0.7% | +2.4% | -3.1% | 100% |
| Q3 2025 | +8.9% | +7.8% | +1.1% | 100% |
| Q2 2022 | -18.2% | -16.5% | -1.8% | 100% |
Market is SPY over the same two quarter ends, priced the same way as everything else here - the median across every filer reporting it. It is a large-cap US proxy, so a manager holding small caps or biotech will beat or trail it for reasons that are not skill. Prices are quarter-end to quarter-end and say nothing about the path in between, or about trades opened and closed inside a quarter.
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q3 2026 | $196.3M | 132 | 12 | 56 | 36 | 14 | 47.5% | 21 |
| Q2 2026 | $192.9M | 134 | 20 | 53 | 41 | 12 | 47.2% | 30 |
| Q1 2026 | $161.7M | 126 | 12 | 31 | 60 | 7 | 48.4% | 27 |
| Q4 2025 | $168.6M | 121 | 18 | 50 | 36 | 13 | 49.4% | 44 |
| Q3 2025 | $165.5M | 116 | 22 | 34 | 49 | 21 | 50.1% | 45 |
| Q2 2025 | $152.9M | 115 | 74 | 29 | 10 | 19 | 50.9% | 53 |
| Q1 2022 | $74.6M | 60 | 0 | 0 | 0 | 0 | 74.9% | 33 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.