DaveManuel.com · Institutional Ownership · Who Owns It
ALDER BIOPHARMACEUTICALS INCCOM (ALDR)
Institutional ownership reported to the SEC as of Q3 2019, across 4 quarters.
146
Reporting holders
$25.9B
Reported value
0.0%
Calls
0.4%
Puts
+23
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| UBS OCONNOR LLC | $23.5B | 1,248,003,000 | 0.65% | new | NEW |
| Metropolitan Life Insurance Co/NY | $468.1M | 24,821,000 | 0.01% | 5q | +10.8%+$45.7M |
| Redmile Group, LLC | $155.5M | 8,244,896 | 5.20% | 5q | HELD |
| VANGUARD GROUP INC | $123.3M | 6,537,011 | 0.00% | 4q | -1.9%-$2.3M |
| BlackRock Inc. | $120.2M | 6,373,511 | 0.01% | 4q | -8.2%-$10.8M |
| Bellevue Group AG | $84.7M | 4,492,466 | 1.58% | 4q | +9.1%+$7.0M |
| FARALLON CAPITAL MANAGEMENT LLC | $78.6M | 4,165,000 | 0.59% | new | NEW |
| Pentwater Capital Management LP | $68.5M incl. $10.4M options PUT | 3,082,920 | 1.07% | new | NEW |
| CARLSON CAPITAL L P | $67.0M | 3,550,500 | 1.21% | new | NEW |
| Davidson Kempner Capital Management LP | $62.5M | 3,312,203 | 1.23% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $58.7M incl. $8.6M options PUT | 2,654,751 | 0.09% | 4q | +650.0%+$50.9M |
| ALPINE ASSOCIATES MANAGEMENT INC. | $58.2M | 3,086,227 | 1.91% | new | NEW |
| STATE STREET CORP | $54.4M | 2,886,854 | 0.00% | 4q | -11.8%-$7.3M |
| Melqart Asset Management (UK) Ltd | $50.5M | 2,680,000 | 4.59% | new | NEW |
| Tudor Investment Corp Et Al | $49.4M incl. $28.3M options PUT | 1,115,371 | 1.69% | 2q | +4136.0%+$48.2M |
| TPG Group Holdings (SBS) Advisors, Inc. | $46.7M | 2,477,066 | 0.35% | 4q | +100.0%+$23.4M |
| Foresite Capital Management III, LLC | $45.1M | 2,393,612 | 17.24% | 4q | -18.6%-$10.3M |
| P SCHOENFELD ASSET MANAGEMENT LP | $44.7M | 2,372,000 | 3.60% | new | NEW |
| Palo Alto Investors LP | $35.1M | 1,861,630 | 2.34% | 4q | HELD |
| GOLDMAN SACHS GROUP INC | $35.1M | 1,859,760 | 0.01% | 4q | -51.7%-$37.5M |
| NORGES BANK | $28.3M | 1,500,476 | 0.01% | 7q | +9.0%+$2.3M |
| Westchester Capital Management, LLC | $27.7M incl. $13.8M options PUT | 733,600 | 1.08% | new | NEW |
| Man Group plc | $25.4M | 1,344,632 | 0.09% | new | NEW |
| TIG Advisors, LLC | $24.9M | 1,319,643 | 1.14% | new | NEW |
| Rock Springs Capital Management LP | $24.5M | 1,300,000 | 0.98% | 4q | -16.8%-$4.9M |
| Lion Point Capital, LP | $22.7M | 1,204,600 | 2.53% | 4q | HELD |
| JPMORGAN CHASE & CO | $21.0M incl. $10.9M options PUT | 535,498 | 0.00% | new | NEW |
| AMERIPRISE FINANCIAL INC | $18.7M | 992,594 | 0.01% | 4q | -29.5%-$7.8M |
| CITIGROUP INC | $18.4M | 973,604 | 0.01% | 4q | +313.0%+$13.9M |
| GEODE CAPITAL MANAGEMENT, LLC | $18.3M | 969,950 | 0.00% | 4q | +2.7%+$482.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $18.1M incl. $14.1M options CALL+PUT | 215,124 | 0.01% | 4q | +4.3%+$745.0K |
| NORTHERN TRUST CORP | $17.4M | 923,875 | 0.00% | 4q | +18.2%+$2.7M |
| PINNACLE ASSOCIATES LTD | $17.0M | 902,921 | 0.40% | 4q | +6.1%+$983.0K |
| Alyeska Investment Group, L.P. | $16.6M | 880,173 | 0.24% | new | NEW |
| Voya Investment Management LLC | $15.3M | 812,247 | 0.03% | 4q | +6.0%+$873.8K |
| SAMLYN CAPITAL, LLC | $15.1M | 798,873 | 0.37% | 4q | -77.3%-$51.3M |
| Manikay Partners, LLC | $14.6M | 775,000 | 1.52% | new | NEW |
| FRANKLIN RESOURCES INC | $13.7M | 725,000 | 0.01% | 3q | HELD |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $13.3M | 703,703 | 1.49% | new | NEW |
| CITADEL ADVISORS LLC | $13.2M incl. $1.3M options CALL+PUT | 633,162 | 0.01% | 4q | -79.4%-$51.1M |
| GABELLI FUNDS LLC | $12.5M | 663,555 | 0.08% | new | NEW |
| DAFNA Capital Management LLC | $12.0M | 636,013 | 4.51% | 4q | HELD |
| PRICE T ROWE ASSOCIATES INC /MD/ | $11.9M | 633,121 | 0.00% | 4q | -91.8%-$133.2M |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | $11.5M | 611,039 | 0.00% | 4q | -34.6%-$6.1M |
| Weiss Asset Management LP | $10.9M | 577,247 | 0.87% | new | NEW |
| DIMENSIONAL FUND ADVISORS LP | $10.0M | 531,873 | 0.00% | 4q | +2.5%+$248.9K |
| WATER ISLAND CAPITAL LLC | $9.5M | 505,250 | 0.59% | new | NEW |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $8.0M | 426,698 | 0.00% | 4q | HELD |
| CNH PARTNERS LLC | $8.0M | 422,832 | 0.12% | new | NEW |
| Balyasny Asset Management LLC | $7.2M | 383,948 | 0.05% | new | NEW |
| ORBIMED ADVISORS LLC | $6.6M PUT | options only | 0.13% | new | OPTIONS |
| BARDIN HILL MANAGEMENT PARTNERS LP | $6.3M | 334,479 | 1.09% | new | NEW |
| Caption Management, LLC | $6.0M PUT | options only | 0.31% | new | OPTIONS |
| CSS LLC/IL | $5.9M incl. $5.7M options CALL+PUT | 10,000 | 0.38% | new | NEW |
| WELLS FARGO & COMPANY/MN | $5.8M incl. $19.0K options PUT | 304,963 | 0.00% | 4q | +116.3%+$3.1M |
| GROUP ONE TRADING, L.P. | $5.7M incl. $5.2M options CALL+PUT | 25,332 | 0.05% | 2q | +2061.4%+$5.4M |
| JANE STREET GROUP, LLC | $5.7M | 301,621 | 0.01% | new | NEW |
| Bank of New York Mellon Corp | $5.7M | 300,507 | 0.00% | 4q | +4.2%+$227.2K |
| Nuveen Asset Management, LLC | $5.3M | 280,066 | 0.00% | 2q | +2.1%+$106.3K |
| MARSHALL WACE, LLP | $4.5M | 237,566 | 0.04% | 3q | -85.8%-$27.1M |
| UBS Group AG | $4.2M | 221,597 | 0.00% | 4q | +341.8%+$3.2M |
| Walleye Trading LLC | $3.9M incl. $1.7M options CALL+PUT | 119,720 | 0.03% | new | NEW |
| BARCLAYS PLC | $3.8M incl. $87.0K options CALL | 197,432 | 0.00% | 4q | +56.0%+$1.4M |
| Neuberger Berman Group LLC | $3.4M | 179,500 | 0.00% | 4q | -29.2%-$1.4M |
| Polar Asset Management Partners Inc. | $3.3M | 175,000 | 0.06% | new | NEW |
| HARVEST MANAGEMENT LLC | $3.0M | 160,283 | 4.21% | new | NEW |
| Verition Fund Management LLC | $3.0M CALL+PUT | options only | 0.08% | new | OPTIONS |
| Foresite Capital Management II, LLC | $2.8M | 146,800 | 0.59% | 4q | -90.7%-$27.2M |
| Rafferty Asset Management, LLC | $2.7M | 144,692 | 0.04% | 3q | -8.5%-$253.1K |
| Jefferies Group LLC | $2.7M incl. $754.0K options PUT | 100,790 | 0.02% | new | NEW |
| Marshall Wace North America L.P. | $2.4M | 125,114 | 0.01% | new | NEW |
| Swiss National Bank | $2.2M | 117,542 | 0.00% | 4q | +3.9%+$83.0K |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $2.2M | 116,300 | 0.00% | 4q | +108.4%+$1.1M |
| RHUMBLINE ADVISERS | $2.2M | 115,142 | 0.00% | 4q | +6.5%+$131.8K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $2.1M | 113,424 | 0.00% | 4q | +1.0%+$21.1K |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | $2.1M | 109,865 | 0.03% | 4q | -0.6%-$11.5K |
| STATE OF WISCONSIN INVESTMENT BOARD | $2.1M | 109,400 | 0.01% | 4q | -29.6%-$866.2K |
| ALLIANCEBERNSTEIN L.P. | $2.0M | 107,400 | 0.00% | 4q | HELD |
| Yakira Capital Management, Inc. | $1.9M | 100,500 | 0.56% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $1.8M | 97,105 | 0.00% | 4q | -58.7%-$2.6M |
| SIMPLEX TRADING, LLC | $1.8M incl. $1.5M options CALL+PUT | 12,198 | 0.01% | 4q | +183.1%+$1.1M |
| HAVENS ADVISORS LLC | $1.5M | 80,000 | 1.37% | new | NEW |
| UBS ASSET MANAGEMENT AMERICAS INC | $1.5M | 79,429,000? | 0.00% | 4q | |
| MACQUARIE GROUP LTD | $1.4M | 75,000 | 0.00% | 5q | -66.7%-$2.8M |
| DELTEC ASSET MANAGEMENT LLC | $1.4M | 75,000 | 0.36% | new | NEW |
| MORGAN STANLEY | $1.4M | 74,823 | 0.00% | 8q | -90.9%-$14.1M |
| NEW YORK STATE COMMON RETIREMENT FUND | $1.4M | 74,700 | 0.00% | 4q | HELD |
| D. E. Shaw & Co., Inc. | $1.3M | 68,923 | 0.00% | 2q | +25.5%+$264.3K |
| KENNEDY CAPITAL MANAGEMENT, INC. | $1.2M | 65,053 | 0.03% | new | NEW |
| NATIXIS | $1.2M | 64,525 | 0.01% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $1.1M | 58,385 | 0.00% | 4q | -72.9%-$3.0M |
| CREDIT SUISSE AG/ | $1.1M | 55,652 | 0.00% | 4q | -64.8%-$1.9M |
| GAMCO INVESTORS, INC. ET AL | $1.0M | 54,780 | 0.01% | new | NEW |
| K2 PRINCIPAL FUND, L.P. | $969.0K PUT | options only | 0.10% | new | OPTIONS |
| FNY Investment Advisers, LLC | $969.0K | 51,400 | 0.30% | new | NEW |
| Legal & General Group Plc | $949.0K | 50,360 | 0.00% | 4q | +81.0%+$424.7K |
| AMERICAN INTERNATIONAL GROUP INC | $869.0K | 46,060 | 0.00% | 4q | -0.7%-$6.1K |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $863.0K | 45,979 | 0.00% | 4q | HELD |
| Parametric Portfolio Associates LLC | $796.0K | 42,209 | 0.00% | 4q | -31.9%-$373.5K |
| CLEAR STREET MARKETS LLC | $754.0K PUT | options only | 0.07% | new | OPTIONS |
Showing the largest 100 of 149 reported holders. The count of 146 above leaves out 3 positions whose reported value failed our price check; they are listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2019 | 146 | $25.9B | 1,365,569,659 | 53 | 34 | 37 | 0.5% |
| Q2 2019 | 123 | $1.3B | 112,660,001 | 20 | 51 | 20 | 0.3% |
| Q1 2019 | 119 | $1.5B | 108,496,983 | 22 | 49 | 27 | 0.1% |
| Q4 2018 | 116 | $955.5M | 93,130,844 | 1 | 1 | 2 | 0.1% |