DaveManuel.com · Institutional Ownership · Who Owns It
ARK ETF TR (ARKK)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
659
Reporting holders
$7.2B
Reported value
20.4%
Calls
27.8%
Puts
+44
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $853.0M incl. $669.4M options CALL+PUT | 2,270,999 | 0.07% | 31q | +24.4%+$167.2M |
| GOLDMAN SACHS GROUP INC | $803.0M incl. $443.7M options CALL+PUT | 4,445,622 | 0.07% | 24q | +28.7%+$179.3M |
| JANE STREET GROUP, LLC | $536.8M CALL+PUT | options only | 0.04% | 30q | OPTIONS |
| MORGAN STANLEY | $508.1M | 6,287,216 | 0.03% | 35q | +7.2%+$34.0M |
| JPMORGAN CHASE & CO | $432.8M incl. $52.0M options CALL | 4,722,697 | 0.02% | 26q | +165.4%+$269.7M |
| CITADEL ADVISORS LLC | $405.9M CALL+PUT | options only | 0.05% | 25q | OPTIONS |
| BANK OF AMERICA CORP /DE/ | $322.7M | 3,992,341 | 0.02% | 31q | +77.6%+$141.0M |
| CITIGROUP INC | $269.4M incl. $98.6M options CALL+PUT | 2,113,863 | 0.09% | 31q | +43.2%+$81.3M |
| GROUP ONE TRADING LLC | $205.3M incl. $195.9M options CALL+PUT | 116,664 | 0.29% | 26q | +800.5%+$182.5M |
| IMC-Chicago, LLC | $182.7M CALL+PUT | options only | 0.04% | 19q | OPTIONS |
| WELLS FARGO & COMPANY/MN | $172.1M | 2,128,930 | 0.03% | 31q | +17.2%+$25.2M |
| LPL Financial LLC | $168.7M | 2,087,363 | 0.04% | 31q | -0.8%-$1.3M |
| STATE OF WISCONSIN INVESTMENT BOARD | $149.4M | 1,849,057 | 0.30% | 21q | -37.4%-$89.3M |
| SIMPLEX TRADING, LLC | $142.4M CALL+PUT | options only | 0.08% | 21q | OPTIONS |
| UBS Group AG | $120.6M incl. $20.1M options CALL+PUT | 1,243,860 | 0.02% | 31q | -61.6%-$193.2M |
| Tidal Investments LLC | $115.7M incl. $112.5M options CALL | 39,000 | 0.20% | 11q | -2.5%-$3.0M |
| NATIONAL BANK OF CANADA /FI/ | $108.1M incl. $102.2M options CALL+PUT | 72,722 | 0.08% | new | NEW |
| Jain Global LLC | $100.8M incl. $57.6M options PUT | 534,312 | 0.40% | 6q | +968.6%+$91.4M |
| BNP PARIBAS FINANCIAL MARKETS | $84.3M incl. $21.7M options CALL+PUT | 775,517 | 0.03% | 23q | -7.4%-$6.7M |
| Cartenna Capital, LP | $68.7M PUT | options only | 1.64% | new | OPTIONS |
| NOMURA HOLDINGS INC | $67.8M CALL+PUT | options only | 0.08% | new | OPTIONS |
| RAYMOND JAMES FINANCIAL INC | $67.5M | 835,430 | 0.02% | 7q | -0.7%-$474.9K |
| LMR Partners LLP | $59.4M incl. $54.1M options CALL+PUT | 65,643 | 0.22% | 5q | +6564200.0%+$59.4M |
| Candriam S.C.A. | $49.1M | 81,515 | 0.22% | 19q | +129.5%+$27.7M |
| Centiva Capital, LP | $46.0M CALL+PUT | options only | 0.40% | 9q | OPTIONS |
| D. E. Shaw & Co., Inc. | $42.9M | 530,732 | 0.02% | 10q | -54.6%-$51.5M |
| Schonfeld Strategic Advisors LLC | $39.5M incl. $28.3M options PUT | 139,032 | 0.14% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $35.6M | 440,817 | 0.04% | 31q | +88.0%+$16.7M |
| Walleye Trading LLC | $35.5M CALL+PUT | options only | 0.04% | 22q | OPTIONS |
| HRT FINANCIAL LP | $33.2M incl. $11.4M options OPT | 411,078 | 0.06% | new | NEW |
| CAPSTONE INVESTMENT ADVISORS, LLC | $32.3M PUT | options only | 0.06% | new | OPTIONS |
| Ascension Capital Advisors, Inc. | $30.5M | 377,222 | 8.56% | 27q | -1.5%-$464.4K |
| Cresset Asset Management, LLC | $29.6M | 366,817 | 0.11% | 25q | -3.5%-$1.1M |
| ROYAL BANK OF CANADA | $29.5M incl. $3.4M options CALL | 322,865 | 0.00% | 31q | -14.6%-$5.0M |
| OSAIC HOLDINGS, INC. | $27.9M | 345,283 | 0.03% | 26q | +4.5%+$1.2M |
| COMMONWEALTH EQUITY SERVICES, LLC | $24.6M | 304,988 | 0.03% | 31q | -5.6%-$1.5M |
| Venture Visionary Partners LLC | $21.2M | 262,269 | 0.59% | 11q | +1.3%+$280.8K |
| Private Advisor Group, LLC | $21.1M | 260,877 | 0.10% | 31q | +5.2%+$1.0M |
| SILVERARC CAPITAL MANAGEMENT, LLC | $21.0M PUT | options only | 2.19% | new | OPTIONS |
| MISSION WEALTH MANAGEMENT, LP | $20.3M | 250,838 | 0.25% | 6q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $18.2M | 225,231 | 0.00% | 31q | +27.1%+$3.9M |
| Balyasny Asset Management L.P. | $17.5M incl. $9.2M options CALL+PUT | 102,541 | 0.02% | new | NEW |
| Cetera Investment Advisers | $17.5M | 216,017 | 0.02% | 26q | -10.6%-$2.1M |
| HighTower Advisors, LLC | $16.5M | 204,666 | 0.02% | 31q | +2.5%+$406.9K |
| GERBER, LLC | $13.7M | 169,246 | 6.43% | 11q | +0.6%+$78.1K |
| NewEdge Advisors, LLC | $11.9M | 147,211 | 0.04% | 31q | -0.7%-$79.2K |
| Wealthfront Advisers LLC | $11.7M | 144,913 | 0.02% | 21q | -7.3%-$927.2K |
| TITLEIST ASSET MANAGEMENT, LLC | $11.6M | 143,803 | 0.78% | 14q | HELD |
| Interval Partners, LP | $11.5M CALL | options only | 0.30% | new | OPTIONS |
| JONES FINANCIAL COMPANIES LLLP | $10.1M | 129,772 | 0.00% | 11q | +8.9%+$827.2K |
| BYRNE FINANCIAL FREEDOM, LLC | $9.8M | 121,220 | 3.83% | 7q | +4.2%+$391.4K |
| Brookstone Capital Management | $8.9M | 109,901 | 0.09% | 28q | -8.2%-$792.2K |
| TORONTO DOMINION BANK | $8.9M | 109,568 | 0.01% | 2q | +231.5%+$6.2M |
| BANK OF MONTREAL /CAN/ | $8.6M incl. $2.4M options PUT | 76,632 | 0.00% | 31q | +13.7%+$1.0M |
| Rockefeller Capital Management L.P. | $8.4M | 104,424 | 0.01% | 26q | -0.7%-$55.4K |
| Blue Sky Capital Consultants Group, Inc. | $8.4M | 103,922 | 3.59% | 7q | +7.8%+$605.0K |
| MML INVESTORS SERVICES, LLC | $8.2M | 101,919 | 0.02% | 31q | +31.1%+$2.0M |
| ARK Investment Management LLC | $8.1M incl. $719.3K options CALL | 91,105 | 0.05% | 8q | -4.7%-$402.1K |
| Caption Management, LLC | $7.8M incl. $7.3M options PUT | 6,500 | 0.04% | 6q | -93.4%-$110.1M |
| Strategic Family Wealth Counselors, L.L.C. | $7.7M | 95,605 | 1.80% | 31q | +7.5%+$537.7K |
| BOOTHBAY FUND MANAGEMENT, LLC | $7.4M PUT | options only | 0.10% | new | OPTIONS |
| Kestra Advisory Services, LLC | $7.4M | 91,239 | 0.02% | 24q | -5.3%-$411.7K |
| Luken Investment Analytics, LLC | $7.2M | 89,592 | 2.53% | new | NEW |
| SkyOak Wealth, LLC | $7.2M | 89,400 | 1.18% | 27q | -3.3%-$245.0K |
| MILLENNIUM MANAGEMENT LLC | $6.9M incl. $4.0M options CALL | 34,769 | 0.00% | 23q | -33.2%-$3.4M |
| PEAK6 LLC | $6.5M incl. $4.9M options CALL | 20,147 | 0.01% | 7q | -61.7%-$10.5M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $6.5M | 80,144 | 0.00% | 31q | -5.8%-$400.5K |
| ABOUND FINANCIAL, LLC | $6.1M | 76,011 | 2.45% | 2q | +178.8%+$3.9M |
| Arkadios Wealth Advisors | $6.1M | 75,598 | 0.09% | 23q | -9.0%-$607.4K |
| TRUIST FINANCIAL CORP | $5.8M | 72,024 | 0.01% | 27q | -4.8%-$292.1K |
| NBZ Investment Advisors LLC | $5.8M | 71,696 | 2.26% | 7q | -2.2%-$127.9K |
| Ausdal Financial Partners, Inc. | $5.7M | 71,061 | 0.22% | 31q | +5.2%+$285.3K |
| One Charles Private Wealth Services, LLC | $5.6M | 69,288 | 1.29% | 27q | -2.5%-$145.5K |
| STIFEL FINANCIAL CORP | $5.4M | 66,605 | 0.00% | 23q | -35.7%-$3.0M |
| ELEVATION POINT WEALTH PARTNERS, LLC | $5.2M | 64,746 | 0.10% | 2q | +0.9%+$47.4K |
| EFG International AG | $5.2M | 64,394 | 0.10% | 3q | HELD |
| Quantitative Investment Management, LLC | $5.2M | 63,839 | 0.56% | new | NEW |
| Maven Securities LTD | $5.0M | 62,077 | 0.10% | 11q | HELD |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $4.9M | 60,859 | 0.05% | 24q | -6.1%-$319.7K |
| AXXCESS WEALTH MANAGEMENT, LLC | $4.9M | 60,346 | 0.08% | 19q | -23.3%-$1.5M |
| SIG BROKERAGE, LP | $4.8M CALL | options only | 0.09% | 5q | OPTIONS |
| Point72 Asset Management, L.P. | $4.8M CALL+PUT | options only | 0.01% | 7q | OPTIONS |
| Sanctuary Advisors, LLC | $4.3M | 53,423 | 0.02% | 9q | +0.6%+$27.1K |
| Clear Street Group Inc. | $4.2M | 51,993 | 0.01% | new | NEW |
| Variant Private Wealth, LLC | $4.1M | 50,319 | 4.57% | 7q | -8.1%-$358.8K |
| Parallax Volatility Advisers, L.P. | $4.0M CALL+PUT | options only | 0.01% | 16q | OPTIONS |
| National Philanthropic Trust | $3.9M | 48,387 | 0.06% | 5q | HELD |
| Madison Park Capital Advisors, LLC | $3.5M | 43,544 | 2.51% | 11q | +1.4%+$48.7K |
| Blue Trust, Inc. | $3.4M | 42,030 | 0.04% | 17q | -14.1%-$555.5K |
| ARBOR CAPITAL MANAGEMENT INC /ADV | $3.4M | 44,841 | 3.31% | 10q | -12.1%-$463.2K |
| Corient Private Wealth LP | $3.3M | 40,468 | 0.00% | 15q | -5.3%-$182.7K |
| Missouri Trust & Investment Co | $3.2M | 45,585 | 0.88% | 19q | +4.1%+$128.6K |
| Rose Capital Advisors LLC | $3.2M | 39,945 | 1.62% | new | FIRST |
| Kingsview Wealth Management, LLC | $3.2M | 39,931 | 0.04% | 25q | -39.7%-$2.1M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $3.2M | 39,843 | 0.01% | 12q | -3.2%-$104.2K |
| Farther Finance Advisors, LLC | $3.1M | 37,787 | 0.02% | 15q | +159.7%+$1.9M |
| Creative Planning | $3.0M | 36,930 | 0.00% | 26q | -7.7%-$247.5K |
| BlackRock, Inc. | $2.9M incl. $2.9M options CALL | 86 | 0.00% | 5q | HELD |
| Merit Financial Group, LLC | $2.8M | 35,112 | 0.02% | 31q | -4.8%-$142.9K |
| Intrepid Financial Planning Group LLC | $2.8M | 34,879 | 0.96% | 17q | -0.7%-$20.4K |
Showing the largest 100 of 660 reported holders. The count of 659 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 243 | $239.1M | 2,696,137 | 36 | 40 | 94 | 0.4% |
| Q2 2026 | 659 | $7.2B | 45,611,317 | 112 | 129 | 211 | 48.3% |
| Q1 2026 | 615 | $5.2B | 42,083,009 | 64 | 141 | 209 | 45.1% |
| Q4 2025 | 669 | $6.7B | 44,746,699 | 63 | 159 | 208 | 48.9% |
| Q3 2025 | 676 | $13.2B | 58,014,464 | 134 | 154 | 197 | 62.2% |
| Q2 2025 | 623 | $8.9B | 51,982,791 | 120 | 105 | 229 | 59.0% |
| Q1 2025 | 575 | $4.7B | 49,512,011 | 60 | 113 | 241 | 50.0% |
| Q4 2024 | 647 | $6.5B | 48,167,654 | 107 | 106 | 242 | 57.8% |
| Q3 2024 | 566 | $4.4B | 55,974,855 | 42 | 80 | 280 | 40.8% |
| Q2 2024 | 613 | $4.3B | 56,799,021 | 48 | 107 | 285 | 42.2% |
| Q1 2024 | 660 | $5.8B | 73,290,892 | 50 | 138 | 277 | 36.4% |
| Q4 2023 | 715 | $8.9B | 83,854,159 | 118 | 153 | 242 | 51.1% |
| Q3 2023 | 621 | $5.3B | 76,367,023 | 69 | 166 | 208 | 42.3% |
| Q2 2023 | 623 | $5.3B | 71,946,957 | 50 | 162 | 230 | 39.8% |
| Q1 2023 | 653 | $7.0B | 99,941,108 | 117 | 167 | 210 | 43.3% |
| Q4 2022 | 614 | $5.0B | 77,529,488 | 81 | 121 | 274 | 51.5% |
| Q3 2022 | 635 | $27.7B | 2,505,740,921 | 58 | 182 | 232 | 13.5% |
| Q2 2022 | 669 | $35.2B | 1,084,954,516 | 83 | 207 | 243 | 22.7% |
| Q1 2022 | 788 | $67.7B | 975,651,841 | 107 | 279 | 278 | 14.1% |
| Q4 2021 | 884 | $115.1B | 1,447,736,829 | 103 | 238 | 303 | 7.8% |
| Q3 2021 | 852 | $126.3B | 1,571,957,797 | 91 | 319 | 260 | 7.1% |
| Q2 2021 | 882 | $149.8B | 1,108,319,224 | 138 | 365 | 237 | 5.5% |
| Q1 2021 | 846 | $127.8B | 1,052,683,294 | 263 | 366 | 161 | 6.5% |
| Q4 2020 | 678 | $113.2B | 894,345,492 | 211 | 256 | 74 | 1.6% |
| Q3 2020 | 413 | $77.2B | 836,675,562 | 124 | 191 | 59 | 0.3% |
| Q2 2020 | 315 | $74.1B | 1,038,221,907 | 102 | 133 | 40 | 0.0% |
| Q1 2020 | 225 | $31.8B | 723,050,744 | 46 | 107 | 44 | 0.0% |
| Q4 2019 | 203 | $33.1B | 660,490,356 | 23 | 62 | 50 | 0.0% |
| Q3 2019 | 174 | $26.9B | 626,235,374 | 17 | 62 | 47 | 0.0% |
| Q2 2019 | 173 | $30.1B | 626,851,333 | 30 | 79 | 30 | 0.0% |
| Q1 2019 | 162 | $26.5B | 567,415,409 | 37 | 70 | 23 | 0.0% |
| Q4 2018 | 136 | $18.5B | 497,706,072 | 2 | 5 | 3 | 0.0% |