DaveManuel.com · Institutional Ownership · Who Owns It
ARK ETF TR (ARKW)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
230
Reporting holders
$599.4M
Reported value
1.8%
Calls
6.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Foundations Investment Advisors, LLC | $105.9M | 731,008 | 1.09% | 6q | +21.9%+$19.0M |
| MORGAN STANLEY | $66.8M | 461,090 | 0.00% | 35q | +3.6%+$2.4M |
| BANK OF AMERICA CORP /DE/ | $35.6M | 245,701 | 0.00% | 30q | -20.1%-$8.9M |
| LPL Financial LLC | $32.7M | 225,537 | 0.01% | 31q | -5.1%-$1.8M |
| JANE STREET GROUP, LLC | $32.4M CALL+PUT | options only | 0.00% | 12q | OPTIONS |
| EXCHANGE TRADED CONCEPTS, LLC | $29.0M | 200,246 | 0.13% | new | NEW |
| Horizon Investments, LLC | $29.0M | 200,246 | 0.32% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $25.0M | 172,435 | 0.01% | 31q | +10.9%+$2.5M |
| Kestra Advisory Services, LLC | $17.3M | 119,091 | 0.06% | 24q | -5.5%-$1.0M |
| RAYMOND JAMES FINANCIAL INC | $12.5M | 86,068 | 0.00% | 7q | -6.2%-$817.6K |
| CITADEL ADVISORS LLC | $12.4M CALL+PUT | options only | 0.00% | 24q | OPTIONS |
| Janney Montgomery Scott LLC | $11.3M | 77,754 | 0.02% | 10q | +2.9%+$314.4K |
| OSAIC HOLDINGS, INC. | $9.3M | 63,931 | 0.01% | 26q | -4.1%-$392.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $8.6M | 59,352 | 0.01% | 31q | -11.3%-$1.1M |
| Relyea Zuckerberg Hanson LLC | $8.0M | 55,394 | 0.67% | 27q | HELD |
| Cetera Investment Advisers | $7.6M | 52,606 | 0.01% | 25q | +4.4%+$323.0K |
| ENVESTNET ASSET MANAGEMENT INC | $6.9M | 47,393 | 0.00% | 26q | +55.7%+$2.5M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $6.7M incl. $1.8M options CALL+PUT | 34,274 | 0.00% | 31q | -65.5%-$12.8M |
| Cambridge Investment Research Advisors, Inc. | $6.0M | 41,594 | 0.01% | 31q | +80.7%+$2.7M |
| AdvisorNet Financial, Inc | $5.8M | 39,979 | 0.26% | 26q | +9.0%+$476.9K |
| PRUDENTIAL PLC | $5.7M | 39,150 | 0.03% | 22q | -10.3%-$651.9K |
| Crescent Grove Advisors, LLC | $5.0M | 34,738 | 0.42% | 24q | +2.4%+$120.2K |
| Wealth Management Partners, LLC | $5.0M | 34,454 | 1.17% | 8q | +0.9%+$45.1K |
| Private Advisor Group, LLC | $4.9M | 34,070 | 0.02% | 31q | +17.2%+$724.7K |
| HighTower Advisors, LLC | $4.6M | 31,595 | 0.00% | 31q | +1.0%+$43.2K |
| Mutual Advisors, LLC | $3.7M | 25,835 | 0.07% | 24q | +11.8%+$394.9K |
| CITIGROUP INC | $3.4M | 23,219 | 0.00% | 19q | +28215.9%+$3.4M |
| Brookstone Capital Management | $3.3M | 22,556 | 0.03% | 28q | -0.6%-$18.8K |
| ROYAL BANK OF CANADA | $3.3M | 22,528 | 0.00% | 31q | -3.2%-$108.5K |
| VICTORY FINANCIAL GROUP, LLC | $3.2M | 22,188 | 0.34% | 4q | -2.8%-$91.0K |
| Aptus Capital Advisors, LLC | $3.0M | 20,413 | 0.02% | 10q | -5.2%-$162.7K |
| Wealthfront Advisers LLC | $2.9M | 20,206 | 0.01% | 20q | -4.4%-$134.0K |
| Steward Partners Investment Advisory, LLC | $2.9M | 19,961 | 0.01% | 29q | -2.5%-$73.6K |
| Financial Guidance Group, Inc. | $2.9M | 19,812 | 1.07% | 15q | -7.4%-$227.9K |
| MML INVESTORS SERVICES, LLC | $2.8M | 19,377 | 0.01% | 24q | +19.3%+$455.0K |
| GTS SECURITIES LLC | $2.7M | 18,901 | 0.06% | new | NEW |
| PARK AVENUE SECURITIES LLC | $2.4M | 16,233 | 0.01% | new | NEW |
| Geneos Wealth Management Inc. | $2.3M | 15,857 | 0.05% | 37q | +0.8%+$17.4K |
| Stratos Wealth Partners, LTD. | $2.3M | 15,836 | 0.02% | 31q | +166.0%+$1.4M |
| Mariner, LLC | $2.1M | 14,563 | 0.00% | 16q | -45.9%-$1.8M |
| Ameritas Advisory Services, LLC | $1.9M | 12,996 | 0.04% | 12q | +65.5%+$745.0K |
| MARSHALL INVESTMENT MANAGEMENT, LLC | $1.9M | 12,808 | 0.77% | 7q | -1.8%-$34.8K |
| Purus Wealth Management, LLC | $1.8M | 12,182 | 0.49% | 23q | -2.8%-$51.0K |
| Sterling Investment Counsel, LLC | $1.6M | 11,380 | 0.39% | 19q | +5.7%+$88.5K |
| Keating Financial Advisory Services, Inc. | $1.6M | 11,176 | 0.21% | 3q | +6.0%+$91.7K |
| Phoenix Wealth Advisors | $1.6M | 10,720 | 0.52% | 13q | HELD |
| VestGen Advisors, LLC | $1.5M | 10,187 | 0.04% | 3q | -3.3%-$51.1K |
| Copia Wealth Management | $1.5M | 10,118 | 0.88% | 7q | -4.9%-$75.5K |
| Atria Investments, Inc | $1.5M | 10,101 | 0.01% | 8q | -7.0%-$109.5K |
| Qube Research & Technologies Ltd | $1.4M | 9,761 | 0.00% | 14q | -63.3%-$2.4M |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1.4M | 9,474 | 0.02% | 14q | +4.9%+$63.9K |
| Ashton Thomas Private Wealth, LLC | $1.4M | 9,397 | 0.03% | 4q | +10.2%+$125.7K |
| D. E. Shaw & Co., Inc. | $1.2M | 8,188 | 0.00% | 6q | -69.9%-$2.8M |
| 17 CAPITAL PARTNERS, LLC | $1.1M | 7,910 | 0.52% | 10q | +7.2%+$77.4K |
| Vienna Asset Management LLC | $1.1M | 7,896 | 0.80% | 2q | -58.3%-$1.6M |
| One Capital Management, LLC | $1.1M | 9,063 | 0.03% | 7q | HELD |
| Betterment LLC | $983.0K | 6,788 | 0.00% | 20q | -1.2%-$11.9K |
| AQR CAPITAL MANAGEMENT LLC | $952.0K | 6,572 | 0.00% | 2q | +52.7%+$328.4K |
| LAM GROUP, INC. | $950.3K | 6,560 | 0.47% | 15q | +126.2%+$530.2K |
| Sigma Planning Corp | $915.3K | 6,319 | 0.02% | 5q | +54.9%+$324.3K |
| Pacific Sun Financial Corp | $853.5K | 5,892 | 0.35% | 25q | -7.4%-$68.1K |
| GOLDMAN SACHS GROUP INC | $852.4K | 5,884 | 0.00% | 15q | HELD |
| Osbon Capital Management LLC | $851.4K | 5,877 | 0.67% | 3q | -3.4%-$29.6K |
| Western Wealth Management, LLC | $829.9K | 5,729 | 0.03% | 13q | -25.8%-$288.4K |
| TWO SIGMA INVESTMENTS, LP | $815.1K | 5,627 | 0.00% | 4q | -88.7%-$6.4M |
| Manske Wealth Management | $803.8K | 5,549 | 0.20% | 7q | HELD |
| Hilton Head Capital Partners, LLC | $738.4K | 5,097 | 0.37% | 3q | +1610.4%+$695.2K |
| EMC Capital Management | $712.0K | 4,880 | 0.28% | 22q | HELD |
| STIFEL FINANCIAL CORP | $680.1K | 4,695 | 0.00% | 6q | -1.4%-$9.9K |
| StoneX Group Inc. | $678.3K | 4,663 | 0.03% | 31q | +22.2%+$123.3K |
| Belpointe Asset Management LLC | $676.0K | 4,666 | 0.02% | 10q | +85.0%+$310.6K |
| Intrua Financial, LLC | $673.6K | 4,650 | 0.06% | 22q | HELD |
| Cornerstone Wealth Management, LLC | $668.1K | 4,612 | 0.03% | 5q | +5.0%+$31.6K |
| INTEGRITY ALLIANCE, LLC. | $653.3K | 4,509 | 0.02% | 6q | -5.7%-$39.8K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $644.5K | 4,342 | 0.00% | 12q | -60.7%-$994.6K |
| TRUIST FINANCIAL CORP | $626.3K | 4,323 | 0.00% | 25q | -3.7%-$24.3K |
| TWO SIGMA SECURITIES, LLC | $605.7K | 4,181 | 0.05% | 7q | +115.2%+$324.2K |
| NWAM LLC | $603.8K | 4,168 | 0.03% | 8q | +1.5%+$9.1K |
| Clearstead Trust, LLC | $581.8K | 4,016 | 0.08% | 16q | HELD |
| Elwood & Goetz Wealth Advisory Group, LLC | $565.1K | 3,901 | 0.08% | 5q | HELD |
| NewEdge Advisors, LLC | $560.8K | 3,872 | 0.00% | 25q | +6.8%+$35.6K |
| MERCER GLOBAL ADVISORS INC /ADV | $559.2K | 3,860 | 0.00% | 10q | -49.2%-$542.1K |
| Creative Planning | $559.1K | 3,859 | 0.00% | 7q | +3.0%+$16.2K |
| Advyzon Investment Management, LLC | $553.8K | 3,823 | 0.04% | 4q | -1.0%-$5.8K |
| Provenance Wealth Advisors, LLC | $538.6K | 3,718 | 0.05% | 12q | HELD |
| Pathstone Holdings, LLC | $538.4K | 3,717 | 0.00% | 5q | HELD |
| Allworth Financial LP | $490.2K | 3,384 | 0.00% | 26q | -17.3%-$102.8K |
| Clear Harbor Asset Management, LLC | $484.6K | 3,345 | 0.03% | 19q | HELD |
| J.W. COLE ADVISORS, INC. | $478.9K | 3,306 | 0.01% | 6q | HELD |
| STEPHENS INC /AR/ | $434.6K | 3,000 | 0.00% | 25q | HELD |
| Equitable Holdings, Inc. | $427.8K | 2,953 | 0.00% | new | NEW |
| Focus Partners Wealth | $414.2K | 2,858 | 0.00% | 3q | +64.5%+$162.4K |
| CAPTRUST FINANCIAL ADVISORS | $407.4K | 2,812 | 0.00% | 14q | -5.2%-$22.3K |
| Medallion Wealth Advisors, LLC | $388.8K | 2,684 | 0.12% | 7q | -57.9%-$535.6K |
| HRT FINANCIAL LP | $383.0K | 2,649 | 0.00% | 4q | +14.3%+$48.0K |
| PFG Investments, LLC | $377.1K | 2,603 | 0.01% | 10q | -1.9%-$7.2K |
| Kovack Advisors, Inc. | $373.8K | 2,569 | 0.02% | new | NEW |
| Waldron Private Wealth LLC | $373.4K | 2,578 | 0.01% | 8q | HELD |
| Concurrent Investment Advisors, LLC | $364.4K | 2,516 | 0.00% | 3q | -7.8%-$30.7K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $355.6K | 2,455 | 0.02% | 24q | HELD |
Showing the largest 100 of 231 reported holders. The count of 230 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 76 | $109.4M | 683,025 | 13 | 11 | 17 | 0.0% |
| Q2 2026 | 230 | $599.4M | 3,818,397 | 28 | 50 | 64 | 7.8% |
| Q1 2026 | 231 | $512.2M | 3,919,614 | 20 | 57 | 75 | 7.6% |
| Q4 2025 | 248 | $671.0M | 4,452,931 | 25 | 78 | 62 | 1.9% |
| Q3 2025 | 251 | $776.1M | 4,275,120 | 47 | 77 | 54 | 4.0% |
| Q2 2025 | 235 | $628.2M | 3,996,140 | 46 | 45 | 73 | 6.0% |
| Q1 2025 | 208 | $403.5M | 3,926,070 | 25 | 37 | 77 | 7.7% |
| Q4 2024 | 217 | $417.6M | 3,657,535 | 29 | 51 | 55 | 5.6% |
| Q3 2024 | 199 | $305.3M | 3,450,063 | 13 | 24 | 85 | 3.8% |
| Q2 2024 | 221 | $318.9M | 3,967,307 | 17 | 39 | 87 | 2.8% |
| Q1 2024 | 224 | $510.0M | 5,903,969 | 21 | 37 | 92 | 3.6% |
| Q4 2023 | 232 | $442.0M | 5,247,924 | 19 | 51 | 66 | 9.9% |
| Q3 2023 | 218 | $239.3M | 4,022,590 | 19 | 34 | 71 | 9.0% |
| Q2 2023 | 212 | $280.3M | 4,374,785 | 22 | 41 | 66 | 8.7% |
| Q1 2023 | 214 | $238.2M | 4,111,268 | 37 | 40 | 66 | 8.7% |
| Q4 2022 | 212 | $208.1M | 4,966,013 | 34 | 43 | 80 | 8.0% |
| Q3 2022 | 208 | $1.8B | 36,274,599 | 18 | 42 | 76 | 6.4% |
| Q2 2022 | 233 | $1.9B | 38,241,641 | 26 | 56 | 90 | 2.0% |
| Q1 2022 | 284 | $3.7B | 42,291,725 | 25 | 81 | 108 | 1.5% |
| Q4 2021 | 337 | $8.7B | 71,428,746 | 34 | 72 | 116 | 2.2% |
| Q3 2021 | 342 | $10.7B | 76,044,444 | 43 | 87 | 115 | 1.3% |
| Q2 2021 | 355 | $12.1B | 76,510,779 | 43 | 111 | 133 | 2.2% |
| Q1 2021 | 363 | $14.9B | 98,645,824 | 100 | 166 | 59 | 2.1% |
| Q4 2020 | 315 | $7.5B | 50,035,538 | 99 | 106 | 36 | 2.7% |
| Q3 2020 | 195 | $2.4B | 21,587,303 | 72 | 73 | 24 | 0.8% |
| Q2 2020 | 133 | $1.1B | 12,324,336 | 51 | 40 | 17 | 0.5% |
| Q1 2020 | 93 | $407.8M | 7,653,880 | 27 | 30 | 20 | 0.1% |
| Q4 2019 | 79 | $436.7M | 7,518,039 | 10 | 23 | 20 | 0.0% |
| Q3 2019 | 74 | $366.4M | 7,435,572 | 5 | 15 | 29 | 0.1% |
| Q2 2019 | 81 | $533.4M | 10,140,034 | 12 | 22 | 23 | 0.4% |
| Q1 2019 | 77 | $539.3M | 10,321,513 | 15 | 28 | 17 | 0.1% |
| Q4 2018 | 67 | $374.2M | 8,805,451 | 1 | 3 | 3 | 0.1% |