DaveManuel.com · Institutional Ownership · Who Owns It
ARK ETF TR (ARKX)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
174
Reporting holders
$199.6M
Reported value
9.6%
Calls
9.5%
Puts
+44
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $37.4M | 1,095,923 | 0.01% | 21q | +49.0%+$12.3M |
| Jain Global LLC | $30.5M incl. $16.0M options PUT | 425,368 | 0.12% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $11.6M | 340,126 | 0.01% | 7q | +122.7%+$6.4M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $10.6M incl. $8.4M options CALL+PUT | 66,956 | 0.00% | 21q | -25.7%-$3.7M |
| UBS Group AG | $7.6M | 223,056 | 0.00% | 20q | +131.7%+$4.3M |
| JANE STREET GROUP, LLC | $7.4M CALL | options only | 0.00% | 20q | OPTIONS |
| ROYAL BANK OF CANADA | $7.1M | 207,509 | 0.00% | 22q | +36.0%+$1.9M |
| GTS SECURITIES LLC | $6.2M | 181,216 | 0.13% | 3q | +120.8%+$3.4M |
| CITADEL ADVISORS LLC | $6.0M CALL+PUT | options only | 0.00% | 21q | OPTIONS |
| RAYMOND JAMES FINANCIAL INC | $4.9M | 144,294 | 0.00% | 7q | +2.6%+$125.7K |
| OSAIC HOLDINGS, INC. | $4.2M | 121,905 | 0.00% | 22q | +61.6%+$1.6M |
| ENVESTNET ASSET MANAGEMENT INC | $3.7M | 107,694 | 0.00% | 20q | +98.6%+$1.8M |
| Sequent Planning LLC | $3.3M | 97,359 | 0.71% | new | NEW |
| Quantum Private Wealth, LLC | $3.2M | 94,223 | 0.82% | new | NEW |
| Financial Sense Advisors, Inc. | $3.0M | 89,108 | 0.60% | new | NEW |
| PARK AVENUE SECURITIES LLC | $2.5M | 74,335 | 0.02% | new | NEW |
| O'Connor Alternative Investments LLC | $2.5M | 73,600 | 0.18% | new | NEW |
| WJ Wealth Management, LLC | $2.5M | 73,553 | 0.99% | 5q | +37.0%+$677.8K |
| MORGAN STANLEY | $2.2M | 64,655 | 0.00% | 22q | +841.0%+$2.0M |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.0M | 59,835 | 0.00% | 22q | +54.5%+$720.3K |
| Brookstone Capital Management | $1.9M | 54,649 | 0.02% | 21q | +22.2%+$338.5K |
| Grandview Asset Management LLC | $1.6M | 46,953 | 0.40% | 3q | +39.3%+$452.1K |
| JPMORGAN CHASE & CO | $1.5M | 46,329 | 0.00% | 21q | +16.1%+$212.4K |
| Steward Partners Investment Advisory, LLC | $1.5M | 43,838 | 0.01% | 22q | +831.3%+$1.3M |
| NewEdge Advisors, LLC | $1.5M | 43,121 | 0.00% | 20q | +92.3%+$706.0K |
| Canal Insurance CO | $1.4M | 40,000 | 0.30% | 21q | HELD |
| MARSHALL INVESTMENT MANAGEMENT, LLC | $1.2M | 36,265 | 0.51% | 4q | -4.1%-$52.9K |
| RENAISSANCE TECHNOLOGIES LLC | $1.2M | 36,100 | 0.00% | new | NEW |
| Kingsview Wealth Management, LLC | $1.2M | 34,371 | 0.01% | 2q | +1.5%+$17.5K |
| STIFEL FINANCIAL CORP | $1.0M | 29,588 | 0.00% | 3q | +235.1%+$708.3K |
| CARLSON FINANCIAL, INC. | $980.0K | 28,721 | 0.50% | 2q | +62.5%+$377.0K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $950.0K | 27,842 | 0.00% | 11q | +87.8%+$444.0K |
| WEDBUSH SECURITIES INC | $949.0K | 27,810 | 0.02% | 4q | +6.8%+$60.4K |
| GOLDMAN SACHS GROUP INC | $933.3K incl. $232.0K options CALL | 20,553 | 0.00% | new | NEW |
| Private Advisor Group, LLC | $919.5K | 26,950 | 0.00% | 5q | +45.0%+$285.4K |
| CoreCap Advisors, LLC | $890.2K | 26,091 | 0.03% | 4q | -1.4%-$12.3K |
| SCS Capital Management LLC | $889.9K | 26,081 | 0.01% | 6q | HELD |
| Cetera Investment Advisers | $839.8K | 24,613 | 0.00% | 6q | +54.7%+$296.8K |
| PFG Investments, LLC | $826.0K | 24,209 | 0.03% | 14q | +7.9%+$60.3K |
| McKinley Carter Wealth Services, Inc. | $814.3K | 23,866 | 0.04% | new | NEW |
| Creative Planning | $751.5K | 22,024 | 0.00% | 5q | +22.7%+$139.0K |
| Beacon Pointe Advisors, LLC | $687.4K | 20,146 | 0.00% | new | NEW |
| MGO ONE SEVEN LLC | $659.8K | 19,338 | 0.01% | new | NEW |
| Kestra Advisory Services, LLC | $655.8K | 19,219 | 0.00% | 3q | +83.3%+$298.1K |
| Stratos Wealth Partners, LTD. | $620.6K | 18,189 | 0.01% | new | NEW |
| Prospera Financial Services Inc | $581.6K | 17,046 | 0.01% | 2q | +18.5%+$90.7K |
| StoneX Group Inc. | $569.1K | 16,327 | 0.02% | new | NEW |
| Sanctuary Advisors, LLC | $565.8K | 16,582 | 0.00% | 3q | +49.0%+$186.2K |
| Capital Advisors, Ltd. LLC | $559.0K | 16,382 | 0.06% | 5q | +72.8%+$235.5K |
| Turner Financial Group, Inc. | $544.5K | 15,958 | 0.54% | new | FIRST |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $521.1K | 15,274 | 0.01% | 8q | HELD |
| Equitable Holdings, Inc. | $516.3K | 15,133 | 0.00% | new | NEW |
| OPPENHEIMER & CO INC | $434.0K | 12,719 | 0.00% | 4q | -19.4%-$104.6K |
| Advyzon Investment Management, LLC | $394.2K | 11,552 | 0.03% | 2q | +17.1%+$57.4K |
| MML INVESTORS SERVICES, LLC | $373.9K | 10,959 | 0.00% | 2q | +55.5%+$133.5K |
| MONECO ADVISORS, LLC | $373.3K | 10,940 | 0.02% | new | NEW |
| WCG Wealth Advisors LLC | $354.5K | 10,389 | 0.01% | new | NEW |
| Gradient Investments LLC | $347.1K | 10,172 | 0.00% | 6q | HELD |
| Janney Montgomery Scott LLC | $345.0K | 10,104 | 0.00% | 4q | +3.8%+$12.6K |
| BROWN, LISLE/CUMMINGS, INC. | $332.7K | 9,750 | 0.07% | 19q | +10.2%+$30.7K |
| BANK OF AMERICA CORP /DE/ | $332.0K | 9,729 | 0.00% | new | NEW |
| Elm3 Financial Group, LLC | $314.7K | 9,223 | 0.22% | new | NEW |
| Stirlingshire Investments, Inc. | $314.1K | 9,206 | 0.23% | 3q | -28.8%-$126.8K |
| Fifth Third Securities, Inc. | $298.1K | 8,737 | 0.02% | 3q | -2.4%-$7.2K |
| Mariner, LLC | $296.3K | 8,685 | 0.00% | new | NEW |
| NORTHERN TRUST CORP | $292.4K | 8,571 | 0.00% | new | NEW |
| World Investment Advisors | $282.4K | 9,606 | 0.00% | 5q | +1.1%+$2.9K |
| Harvest Fund Management Co., Ltd | $273.0K | 8,000 | 0.01% | 2q | HELD |
| HighTower Advisors, LLC | $255.7K | 7,494 | 0.00% | new | NEW |
| CAPTRUST FINANCIAL ADVISORS | $252.4K | 7,396 | 0.00% | 2q | -12.0%-$34.3K |
| Wiser Advisor Group LLC | $228.3K | 6,691 | 0.25% | 3q | HELD |
| CERTIOR FINANCIAL GROUP, LLC | $222.7K | 6,528 | 0.12% | new | NEW |
| Silver Grove Financial Group, Inc. | $222.5K | 6,521 | 0.12% | new | NEW |
| Arkadios Wealth Advisors | $214.9K | 6,298 | 0.00% | new | NEW |
| Visionary Wealth Advisors | $214.0K | 6,272 | 0.01% | new | NEW |
| Focus Partners Wealth | $210.6K | 6,171 | 0.00% | new | NEW |
| Advisory Services Network, LLC | $208.6K incl. $68.2K options CALL | 4,114 | 0.00% | 2q | +233.4%+$146.0K |
| Inscription Capital, LLC | $207.3K | 6,075 | 0.02% | new | NEW |
| TD Waterhouse Canada Inc. | $182.8K | 5,404 | 0.00% | 3q | +3.8%+$6.7K |
| Rockefeller Capital Management L.P. | $176.5K | 5,174 | 0.00% | 4q | -79.4%-$680.6K |
| Family Manage LLC | $170.6K | 5,000 | 0.02% | 2q | HELD |
| Global Retirement Partners, LLC | $144.7K | 4,242 | 0.00% | 5q | +97.8%+$71.5K |
| First PREMIER Bank | $140.0K | 4,100 | 0.02% | new | NEW |
| WELLS FARGO & COMPANY/MN | $117.5K | 3,445 | 0.00% | 4q | +1868.6%+$111.6K |
| Ankerstar Wealth, LLC | $97.1K | 2,847 | 0.08% | new | NEW |
| Advantage Trust Co | $95.5K | 2,800 | 0.03% | new | NEW |
| Allied Private Wealth LLC | $94.3K | 2,921 | 0.06% | new | FIRST |
| Powell Investment Advisors, LLC | $90.1K | 2,640 | 0.03% | new | NEW |
| IFG Advisory, LLC | $86.0K | 2,521 | 0.00% | new | NEW |
| Financial Management Professionals, Inc. | $85.3K | 2,500 | 0.01% | 22q | HELD |
| Hilton Head Capital Partners, LLC | $85.1K | 2,494 | 0.04% | new | NEW |
| Quent Capital, LLC | $84.4K | 2,475 | 0.01% | 4q | HELD |
| AE Wealth Management LLC | $82.5K | 2,418 | 0.00% | 7q | +74.5%+$35.2K |
| FRANKLIN RESOURCES INC | $68.2K | 2,000 | 0.00% | new | NEW |
| Union Bancaire Privee, UBP SA | $67.0K | 2,500 | 0.00% | new | NEW |
| LOUISBOURG INVESTMENTS INC. | $66.5K | 1,950 | 0.01% | new | NEW |
| Ashton Thomas Private Wealth, LLC | $61.9K | 1,813 | 0.00% | 2q | +19.6%+$10.1K |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | $61.4K | 1,800 | 0.14% | 6q | +20.0%+$10.2K |
| NATIONAL BANK OF CANADA /FI/ | $59.9K | 1,756 | 0.00% | 5q | -20.0%-$15.0K |
| Buck Wealth Strategies, LLC | $54.0K | 1,581 | 0.01% | new | NEW |
Showing the largest 100 of 174 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 47 | $17.0M | 533,105 | 8 | 8 | 11 | 0.0% |
| Q2 2026 | 174 | $199.6M | 4,737,350 | 58 | 55 | 16 | 19.1% |
| Q1 2026 | 130 | $97.1M | 3,171,935 | 33 | 50 | 8 | 4.2% |
| Q4 2025 | 121 | $49.9M | 1,596,940 | 22 | 20 | 19 | 7.1% |
| Q3 2025 | 100 | $45.9M | 1,294,152 | 24 | 26 | 11 | 19.3% |
| Q2 2025 | 86 | $24.5M | 960,227 | 21 | 20 | 14 | 5.4% |
| Q1 2025 | 75 | $19.0M | 1,014,894 | 12 | 17 | 13 | 5.4% |
| Q4 2024 | 74 | $20.8M | 925,776 | 13 | 11 | 11 | 13.1% |
| Q3 2024 | 59 | $12.7M | 754,172 | 8 | 7 | 10 | 4.0% |
| Q2 2024 | 65 | $17.7M | 1,104,906 | 7 | 7 | 13 | 6.6% |
| Q1 2024 | 68 | $16.7M | 981,065 | 10 | 12 | 14 | 8.3% |
| Q4 2023 | 70 | $14.5M | 842,242 | 9 | 11 | 16 | 10.3% |
| Q3 2023 | 68 | $15.6M | 1,103,792 | 10 | 11 | 13 | 1.1% |
| Q2 2023 | 62 | $28.7M | 1,279,001 | 7 | 9 | 15 | 0.6% |
| Q1 2023 | 62 | $14.5M | 1,005,127 | 6 | 10 | 15 | 3.3% |
| Q4 2022 | 74 | $22.5M | 1,489,177 | 10 | 11 | 22 | 17.7% |
| Q3 2022 | 77 | $486.2M | 38,947,664 | 6 | 11 | 17 | 1.0% |
| Q2 2022 | 81 | $541.2M | 39,774,339 | 9 | 16 | 20 | 1.2% |
| Q1 2022 | 87 | $798.3M | 44,041,995 | 10 | 17 | 27 | 1.1% |
| Q4 2021 | 100 | $852.8M | 44,271,330 | 19 | 24 | 19 | 2.1% |
| Q3 2021 | 93 | $495.8M | 24,833,226 | 21 | 24 | 9 | 2.0% |
| Q2 2021 | 81 | $626.8M | 29,448,440 | 46 | 15 | 5 | 1.3% |
| Q1 2021 | 40 | $533.7M | 25,948,010 | 37 | 0 | 0 | 0.0% |
| Q4 2020 | 1 | $559.0K | 26,616 | 0 | 0 | 0 | 0.0% |
| Q3 2020 | 1 | $559.0K | 26,616 | 0 | 0 | 0 | 0.0% |
| Q2 2020 | 1 | $559.0K | 26,616 | 0 | 0 | 0 | 0.0% |
| Q1 2020 | 1 | $559.0K | 26,616 | 0 | 0 | 0 | 0.0% |
| Q4 2019 | 1 | $559.0K | 26,616 | 0 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $559.0K | 26,616 | 0 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $559.0K | 26,616 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $559.0K | 26,616 | 1 | 0 | 0 | 0.0% |