CERTIOR FINANCIAL GROUP, LLC
Reported holdings as of Q3 2026, from 8 quarterly filings.
Holdings
Download these holdings as CSV
| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | SCHG | $14.7M | 407,825 | +0.52pp | 8q | +1.9%+$272.8K | |
| SCHWAB STRATEGIC TR | SCHD | $12.0M | 369,749 | +0.19pp | 8q | +1.5%+$176.2K | |
| T ROWE PRICE EXCHANGE-TRADED | TCAF | $10.8M | 255,916 | +0.10pp | 8q | HELD | |
| SPDR SERIES TRUST | BIL | $8.8M | 96,121 | -0.98pp | 8q | -16.1%-$1.7M | |
| VANGUARD WORLD FD | VGT | $5.9M | 47,016 | +0.13pp | 8q | HELD | |
| SCHWAB STRATEGIC TR | SCHA | $5.9M | 180,834 | -0.39pp | 8q | HELD | |
| FRANKLIN TEMPLETON ETF TR | FLJP | $5.4M | 131,531 | +1.33pp | 2q | +76.2%+$2.4M | |
| MICROSOFT CORP | MSFT | $4.9M | 9,490 | +0.83pp | 8q | +7.2%+$325.2K | |
| VANGUARD MUN BD FDS | VTEB | $4.9M | 102,433 | -0.25pp | 8q | -1.5%-$74.1K | |
| CAPITAL GROUP DIVIDEND VALUE | CGDV | $4.3M | 87,644 | -0.04pp | 8q | HELD | |
| ISHARES TR | IVV | $4.1M | 5,345 | -0.03pp | 8q | -2.4%-$101.1K | |
| APPLE INC | AAPL | $4.0M | 12,057 | +0.26pp | 8q | -0.5%-$20.6K | |
| WORLD GOLD TR | GLDM | $3.8M | 46,768 | +0.98pp | 2q | +84.1%+$1.8M | |
| SPDR SERIES TRUST | SPYM | $3.5M | 39,440 | -0.12pp | 2q | -7.0%-$267.3K | |
| WISDOMTREE TR | USFR | $3.4M | 66,565 | - | new | NEW | |
| VANGUARD INTL EQUITY INDEX F | VWO | $3.1M | 52,402 | +0.07pp | 8q | +5.9%+$174.3K | |
| VANGUARD TAX-MANAGED FDS | VEA | $3.1M | 43,313 | -0.01pp | 8q | +1.4%+$41.6K | |
| VANECK ETF TRUST | HYD | $2.9M | 59,590 | -0.16pp | 8q | -1.6%-$45.3K | |
| ISHARES TR | IEF | $2.7M | 30,434 | -0.11pp | 8q | HELD | |
| ISHARES TR | SUB | $2.6M | 24,872 | -0.07pp | 8q | -2.1%-$54.7K | |
| PIMCO ETF TR | MUNI | $2.5M | 50,447 | -0.14pp | 8q | -2.9%-$75.4K | |
| VANGUARD BD INDEX FDS | BSV | $2.3M | 30,236 | -0.04pp | 8q | HELD | |
| GMO ETF TRUST | QLTY | $1.9M | 45,459 | +0.02pp | 8q | HELD | |
| VANGUARD STAR FDS | VXUS | $1.9M | 22,315 | -0.03pp | 8q | -0.8%-$15.8K | |
| ARES CAPITAL CORP | ARCC | $1.8M | 95,033 | -0.04pp | 8q | -5.7%-$110.5K | |
| HORIZON FDS | BENJ | $1.8M | 33,181 | +0.06pp | 7q | +7.1%+$117.0K | |
| SCHWAB STRATEGIC TR | SCHI | $1.7M | 79,176 | -0.06pp | 8q | HELD | |
| STRATEGY INC | MSTR | $1.6M | 10,491 | +0.37pp | 8q | HELD | |
| GRAYSCALE BITCOIN TRUST ETF | GBTC | $1.4M | 22,037 | +0.10pp | 8q | -18.3%-$318.8K | |
| ARK 21SHARES BITCOIN ETF | ARKB | $1.4M | 50,368 | +0.22pp | 8q | HELD | |
| EXXONMOBIL HOLDINGS CORP | XOM | $1.4M | 8,348 | - | new | NEW | |
| FS CREDIT OPPORTUNITIES CORP | FSCO | $1.3M | 248,087 | -0.26pp | 8q | -29.1%-$525.4K | |
| ISHARES TR | STIP | $1.3M | 12,626 | -0.01pp | 8q | +2.5%+$30.8K | |
| CAPITAL GROUP CORE BALANCED | CGBL | $1.2M | 32,816 | -0.03pp | 8q | HELD | |
| PALANTIR TECHNOLOGIES INC | PLTR | $1.1M | 6,054 | +0.22pp | 8q | -2.4%-$27.5K | |
| CAPITAL GROUP INTERNATIONAL | CGIC | $1.1M | 30,522 | flat | 5q | +2.4%+$25.3K | |
| NEOS ETF TRUST | SPYI | $1.1M | 20,450 | -0.01pp | 3q | HELD | |
| AMPLIFY ETF TR | DIVO | $1.1M | 23,186 | flat | 3q | HELD | |
| J P MORGAN EXCHANGE TRADED F | JEPI | $1.1M | 18,772 | -0.02pp | 5q | -2.4%-$26.5K | |
| CAPITAL GROUP CORE EQUITY ET | CGUS | $1.0M | 23,467 | -0.01pp | 8q | HELD | |
| ISHARES TR | GOVT | $998.3K | 45,648 | flat | 8q | +5.0%+$47.7K | |
| INVESTMENT MANAGERS SER TR I | FPAG | $973.2K | 23,806 | +0.01pp | 6q | +1.7%+$16.1K | |
| CAPITAL GROUP GBL GROWTH EQT | CGGO | $905.6K | 22,766 | -0.04pp | 8q | HELD | |
| HARBOR ETF TRUST | HGER | $902.3K | 25,590 | -1.13pp | 5q | -74.5%-$2.6M | |
| FS SPECIALTY LENDING FD | FSSL | $901.7K | 77,536 | -0.17pp | 4q | -27.7%-$345.5K | |
| LOCKHEED MARTIN CORP | LMT | $889.2K | 1,746 | -0.01pp | 8q | -0.6%-$5.1K | |
| AMERICAN CENTY ETF TR | AVUV | $824.5K | 7,001 | -0.04pp | 3q | -1.3%-$11.2K | |
| PHILLIPS EDISON & CO INC | PECO | $796.9K | 21,341 | -0.06pp | 8q | -1.7%-$13.4K | |
| USCF ETF TR | SDCI | $794.0K | 25,450 | -0.01pp | 3q | -15.6%-$146.8K | |
| CAPITAL GRP FIXED INCM ETF T | CGCP | $788.6K | 37,253 | -0.03pp | 8q | HELD | |
| VERIZON COMMUNICATIONS INC | VZ | $786.9K | 17,154 | +0.02pp | 8q | -1.2%-$9.4K | |
| CAPITAL GROUP GROWTH ETF | CGGR | $765.9K | 16,148 | +0.01pp | 8q | +4.3%+$31.4K | |
| HORIZON FDS | HBTA | $683.1K | 20,775 | -0.03pp | 7q | -7.0%-$51.7K | |
| TAIWAN SEMICONDUCTOR MANUFAC | TSM | $670.6K | 1,470 | -0.01pp | 8q | +2.4%+$16.0K | |
| TEXAS INSTRS INC | TXN | $648.7K | 2,316 | -0.03pp | 8q | -1.2%-$7.8K | |
| J P MORGAN EXCHANGE TRADED F | JEPQ | $647.8K | 10,574 | flat | 3q | HELD | |
| GILEAD SCIENCES INC | GILD | $619.6K | 4,157 | +0.06pp | 8q | +3.7%+$22.4K | |
| FS KKR CAP CORP | FSK | $609.0K | 55,414 | -0.19pp | 8q | -39.2%-$393.1K | |
| ABBVIE INC | ABBV | $606.7K | 2,319 | +0.01pp | 8q | -1.2%-$7.1K | |
| ARES MANAGEMENT CORPORATION | ARES | $598.5K | 5,152 | +0.01pp | 8q | HELD | |
| QUALCOMM INC | QCOM | $566.4K | 3,077 | flat | 8q | +2.5%+$14.0K | |
| CIBUS INC | CBUS | $563.5K | 349,980 | +0.05pp | 8q | +3.6%+$19.8K | |
| INTEL CORP | INTC | $549.3K | 4,569 | -0.03pp | 2q | +5.8%+$30.2K | |
| NVIDIA CORPORATION | NVDA | $544.9K | 2,386 | +0.02pp | 8q | -6.6%-$38.4K | |
| ECOLAB INC | ECL | $540.4K | 1,968 | -0.01pp | 8q | HELD | |
| SNAP ON INC | SNA | $521.4K | 1,435 | -0.02pp | 8q | +3.2%+$16.0K | |
| MERCK & CO INC | MRK | $521.4K | 3,588 | +0.05pp | 8q | +7.5%+$36.2K | |
| RBB FUND TRUST | FEGE | $520.1K | 10,363 | +0.01pp | 3q | +3.1%+$15.8K | |
| BERKSHIRE HATHAWAY INC DEL | BRKB | $509.9K | 1,024 | -0.03pp | 8q | -9.2%-$51.8K | |
| ONEOK INC NEW | OKE | $498.6K | 5,847 | - | new | NEW | |
| THOMSON REUTERS CORP | TRI | $494.4K | 5,080 | +0.04pp | 2q | HELD | |
| AIR PRODUCTS AND CHEMICALS I | APD | $492.4K | 1,770 | -0.01pp | 8q | +4.0%+$18.9K | |
| CONSOLIDATED EDISON INC | ED | $485.8K | 4,753 | -0.03pp | 8q | -3.1%-$15.5K | |
| AUTOMATIC DATA PROCESSING IN | ADP | $463.4K | 1,796 | +0.04pp | 8q | +4.7%+$20.9K | |
| SHELL PLC | SHEL | $456.8K | 4,806 | +0.04pp | 4q | HELD | |
| SAP SE | SAP | $449.5K | 2,156 | +0.06pp | 8q | HELD | |
| SCHWAB STRATEGIC TR | SCHF | $448.6K | 16,332 | -0.03pp | 8q | -9.5%-$47.0K | |
| AMAZON COM INC | AMZN | $445.7K | 1,789 | -0.06pp | 8q | -23.2%-$134.3K | |
| STATE STR SPDR S&P 500 ETF T | SPY | $442.3K | 580 | -0.01pp | 8q | -3.5%-$16.0K | |
| CME GROUP INC | CME | $434.4K | 1,658 | +0.04pp | 3q | +4.7%+$19.6K | |
| WEC ENERGY GROUP INC | WEC | $432.9K | 4,295 | -0.04pp | 8q | HELD | |
| HOME DEPOT INC | HD | $406.4K | 1,429 | -0.05pp | 8q | HELD | |
| FULL TRUCK ALLIANCE CO LTD | YMM | $399.2K | 48,271 | flat | 2q | -0.9%-$3.8K | |
| SCHWAB STRATEGIC TR | SCHV | $396.5K | 11,902 | -0.03pp | 8q | -5.6%-$23.5K | |
| ASTRAZENECA PLC | AZN | $395.8K | 2,451 | -0.03pp | 2q | +3.9%+$14.9K | |
| REPUBLIC SVCS INC | RSG | $393.4K | 1,875 | +0.01pp | 8q | +5.6%+$20.8K | |
| ATMOS ENERGY CORP | ATO | $393.0K | 2,512 | -0.01pp | 2q | +4.8%+$18.1K | |
| JOHNSON & JOHNSON | JNJ | $392.1K | 1,481 | +0.01pp | 8q | +0.7%+$2.6K | |
| GRAYSCALE BITCOIN MINI TR ET | BTC | $391.9K | 10,606 | +0.06pp | 8q | HELD | |
| GE AEROSPACE | GE | $391.6K | 1,254 | -0.04pp | 7q | HELD | |
| MCDONALDS CORP | MCD | $387.2K | 1,677 | -0.03pp | 8q | +4.0%+$15.0K | |
| VANGUARD SPECIALIZED FUNDS | VIG | $385.8K | 1,654 | -0.04pp | 8q | -15.0%-$68.3K | |
| NATWEST GROUP PLC | NWG | $383.6K | 21,136 | +0.01pp | 3q | +1.1%+$4.2K | |
| AMERICAN WTR WKS CO INC NEW | AWK | $380.1K | 2,936 | +0.01pp | 8q | +5.3%+$19.3K | |
| BRITISH AMERN TOB PLC | BTI | $378.7K | 6,961 | -0.03pp | 8q | -1.2%-$4.5K | |
| MEDTRONIC PLC | MDT | $377.6K | 4,376 | +0.03pp | 8q | +5.7%+$20.3K | |
| NEOS ETF TRUST | QQQI | $367.4K | 6,614 | -0.01pp | 2q | HELD | |
| SONY GROUP CORP | SONY | $365.8K | 15,547 | +0.03pp | 8q | +1.5%+$5.5K | |
| WATSCO INC | WSO | $355.3K | 1,174 | -0.07pp | 8q | +1.3%+$4.5K | |
| EXCHANGE LISTED FDS TR | CEFS | $345.6K | 14,096 | -0.03pp | 5q | -8.1%-$30.5K | |
| SCHWAB STRATEGIC TR | SCHX | $344.1K | 11,470 | -0.01pp | 8q | -5.5%-$20.0K | |
| REALTY INCOME CORP | O | $342.3K | 6,303 | -0.03pp | 8q | HELD | |
| GLOBAL X FDS | QYLG | $340.0K | 11,177 | -0.02pp | 5q | -8.9%-$33.1K | |
| TESLA INC | TSLA | $338.7K | 954 | -0.07pp | 8q | -14.4%-$57.2K | |
| PGIM ROCK ETF TR | APRP | $330.7K | 9,908 | flat | 3q | HELD | |
| GLOBAL X FDS | RYLD | $326.8K | 21,125 | -0.02pp | 5q | -8.3%-$29.5K | |
| INVESCO QQQ TR | QQQ | $320.1K | 433 | -0.81pp | 5q | -82.2%-$1.5M | |
| MCCORMICK & CO INC | MKC | $319.8K | 6,893 | -0.01pp | 8q | +5.9%+$18.0K | |
| MONDELEZ INTL INC | MDLZ | $308.5K | 5,336 | flat | 2q | +1.4%+$4.4K | |
| FIRST TR EXCHNG TRADED FD VI | BFEW | $291.8K | 13,705 | - | new | NEW | |
| MICRON TECHNOLOGY INC | MU | $288.5K | 271 | -0.05pp | 2q | -15.8%-$54.3K | |
| ISHARES INC | IEMG | $286.7K | 3,533 | -0.01pp | 3q | -1.3%-$3.9K | |
| PUTNAM ETF TRUST | FTPA | $285.7K | 35,270 | - | new | NEW | |
| BITWISE BITCOIN ETF TR | BITB | $285.5K | 6,294 | +0.01pp | 8q | -24.2%-$91.0K | |
| GE VERNOVA INC | GEV | $284.3K | 299 | -0.06pp | 4q | -8.6%-$26.6K | |
| ADVANCED MICRO DEVICES INC | AMD | $280.8K | 459 | -0.03pp | 2q | -18.3%-$63.0K | |
| FIRST TR EXCHNG TRADED FD VI | BUFY | $274.7K | 11,574 | - | new | NEW | |
| T ROWE PRICE EXCHANGE-TRADED | TCHP | $257.9K | 5,016 | flat | 8q | -2.9%-$7.8K | |
| CONSTELLATION ENERGY CORP | CEG | $247.9K | 976 | +0.02pp | 6q | +18.9%+$39.4K | |
| ESCALADE INC | ESCA | $243.5K | 12,795 | flat | 5q | -1.6%-$3.9K | |
| POSTAL REALTY TRUST INC | PSTL | $235.1K | 10,282 | -0.01pp | 3q | -0.6%-$1.5K | |
| SHOPIFY INC | SHOP | $228.4K | 1,540 | - | new | NEW | |
| PHILIP MORRIS INTL INC | PM | $228.2K | 1,196 | +0.01pp | 2q | +0.5%+$1.1K | |
| ISHARES TR | IBDR | $225.7K | 9,310 | flat | 4q | DEBT | |
| COINBASE GLOBAL INC | COIN | $224.4K | 1,204 | - | new | NEW | |
| SPDR SERIES TRUST | MDYV | $223.0K | 2,520 | -0.02pp | 8q | -6.3%-$15.0K | |
| ARK ETF TR | ARKK | $222.4K | 2,496 | +0.01pp | 6q | HELD | |
| BAR HBR BANKSHARES | BHB | $221.0K | 5,711 | flat | 2q | -1.1%-$2.6K | |
| PGIM ROCK ETF TR | DECP | $218.5K | 6,535 | flat | 2q | HELD | |
| FIRST TR EXCHNG TRADED FD VI | BUFS | $213.9K | 8,663 | - | new | NEW | |
| CROWDSTRIKE HLDGS INC | CRWD | $208.9K | 789 | -0.01pp | 2q | -31.5%-$96.1K | |
| ARK ETF TR | ARKX | $208.2K | 6,528 | -0.01pp | 2q | HELD | |
| GCM GROSVENOR INC | GCMG | $207.9K | 16,132 | flat | 2q | HELD | |
| ARK ETF TR | ARKG | $207.8K | 3,832 | - | new | NEW | |
| H2O AMERICA | HTO | $205.4K | 3,333 | flat | 2q | HELD | |
| MSC INDL DIRECT INC | MSM | $204.8K | 1,656 | - | new | NEW | |
| VANGUARD INDEX FDS | VOO | $203.7K | 291 | -0.01pp | 2q | -5.2%-$11.2K | |
| ALTRIA GROUP INC | MO | $203.6K | 3,024 | flat | 2q | +5.5%+$10.7K | |
| PNC FINL SVCS GROUP INC | PNC | $201.2K | 905 | -0.01pp | 2q | HELD | |
| UMH PPTYS INC | UMH | $176.3K | 11,446 | - | new | NEW | |
| SUPERIOR GROUP OF CO INC | SGC | $160.3K | 12,668 | flat | 4q | +0.7%+$1.2K | |
| HACKETT GROUP INC | HCKT | $143.9K | 14,316 | flat | 2q | +6.1%+$8.2K | |
| OCUGEN INC | OCGN | $113.7K | 110,378 | - | new | NEW |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Capital Markets | $8.6M | 4.7% |
| Software & IT Services | $7.7M | 4.2% |
| Funds & ETFs | $5.0M | 2.7% |
| Semiconductors & Electronics | $4.6M | 2.5% |
| Computer Hardware | $4.0M | 2.2% |
| Other sectors | $21.0M | 11.4% |
| Not classified | $133.5M | 72.4% |
What the disclosed book did
This is not the fund's return. A 13F shows long US equity positions only, so shorts, bonds, foreign listings, private holdings and cash are all invisible here. What this measures is the quarter's change in value of the positions this manager disclosed, had they been left untouched - the return a reader following the filing would have earned.
| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2026 | +2.7% | +2.1% | +0.6% | 99% |
| Q2 2026 | +6.4% | +14.8% | -8.5% | 98% |
| Q1 2026 | -2.7% | -4.6% | +1.9% | 97% |
| Q4 2025 | +0.0% | +2.4% | -2.3% | 98% |
| Q3 2025 | +4.4% | +7.8% | -3.5% | 97% |
| Q2 2025 | +5.6% | +10.5% | -4.9% | 98% |
| Q1 2025 | -0.8% | -4.6% | +3.8% | 97% |
Market is SPY over the same two quarter ends, priced the same way as everything else here - the median across every filer reporting it. It is a large-cap US proxy, so a manager holding small caps or biotech will beat or trail it for reasons that are not skill. Prices are quarter-end to quarter-end and say nothing about the path in between, or about trades opened and closed inside a quarter.
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q3 2026 | $184.5M | 143 | 13 | 41 | 53 | 16 | 42.0% | 19 |
| Q2 2026 | $182.5M | 146 | 27 | 67 | 22 | 11 | 41.4% | 20 |
| Q1 2026 | $157.0M | 130 | 13 | 67 | 36 | 13 | 45.2% | 27 |
| Q4 2025 | $148.0M | 130 | 11 | 81 | 26 | 16 | 38.1% | 35 |
| Q3 2025 | $150.6M | 135 | 23 | 47 | 39 | 4 | 37.7% | 31 |
| Q2 2025 | $134.1M | 116 | 9 | 45 | 30 | 6 | 39.5% | 44 |
| Q1 2025 | $123.7M | 113 | 9 | 61 | 33 | 14 | 39.0% | 45 |
| Q4 2024 | $115.5M | 118 | 0 | 0 | 0 | 0 | 37.7% | 44 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.