DaveManuel.com · Institutional Ownership · Who Owns It
LIBERTY ALL-STAR GROWTH FD I (ASG)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
82
Reporting holders
$79.5M
Reported value
0.0%
Calls
0.0%
Puts
+8
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Karpus Management, Inc. | $24.9M | 4,548,670 | 0.72% | 15q | +7.8%+$1.8M |
| Shaker Financial Services, LLC | $8.4M | 1,527,646 | 2.62% | 16q | -16.7%-$1.7M |
| 1607 Capital Partners, LLC | $7.3M | 1,338,233 | 0.64% | 11q | -9.9%-$801.4K |
| LPL Financial LLC | $4.8M | 880,532 | 0.00% | 31q | -1.9%-$94.1K |
| WOLVERINE ASSET MANAGEMENT LLC | $3.4M | 619,677 | 0.03% | 11q | +14.4%+$427.1K |
| RPO LLC | $3.1M | 571,839 | 10.29% | 3q | +53.9%+$1.1M |
| Almitas Capital LLC | $2.6M | 466,560 | 0.61% | 3q | +238.1%+$1.8M |
| Saba Capital Management, L.P. | $2.4M | 443,199 | 0.06% | new | NEW |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $2.4M | 433,579 | 0.30% | 10q | +31.4%+$566.9K |
| WELLS FARGO & COMPANY/MN | $1.8M | 322,622 | 0.00% | 31q | -2.7%-$48.7K |
| BOOTHBAY FUND MANAGEMENT, LLC | $1.6M | 285,920 | 0.02% | 3q | +53.9%+$547.5K |
| PMG Family Office LLC | $1.1M | 197,854 | 1.00% | 4q | HELD |
| Calamos Advisors LLC | $1.0M | 184,608 | 0.00% | 10q | -19.3%-$241.2K |
| TWO SIGMA INVESTMENTS, LP | $888.6K | 162,452 | 0.00% | 5q | HELD |
| Integrated Wealth Concepts LLC | $784.3K | 143,382 | 0.01% | 10q | HELD |
| MORGAN STANLEY | $759.3K | 138,804 | 0.00% | 35q | +7.4%+$52.4K |
| Logan Stone Capital, LLC | $754.5K | 137,932 | 0.16% | new | NEW |
| Advisors Asset Management, Inc. | $724.1K | 132,384 | 0.01% | 4q | HELD |
| XTX Topco Ltd | $678.3K | 124,008 | 0.01% | 3q | +106.0%+$349.1K |
| EP Wealth Advisors, LLC | $660.5K | 120,743 | 0.00% | new | NEW |
| AMERIPRISE FINANCIAL INC | $619.3K | 113,212 | 0.00% | 12q | +2.1%+$12.8K |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $614.4K | 112,316 | 0.06% | 3q | -33.8%-$313.2K |
| Bulldog Investors, LLP | $571.1K | 104,407 | 0.13% | new | NEW |
| OSAIC HOLDINGS, INC. | $494.3K | 90,367 | 0.00% | 26q | +68.2%+$200.5K |
| Dakota Wealth Management | $483.9K | 88,459 | 0.01% | 12q | +1.4%+$6.7K |
| Invesco Ltd. | $436.6K | 79,815 | 0.00% | 3q | +6.7%+$27.2K |
| WEDBUSH SECURITIES INC | $408.0K | 74,592 | 0.01% | 31q | +3.3%+$13.0K |
| PNC Financial Services Group, Inc. | $390.0K | 71,295 | 0.00% | 11q | +9.4%+$33.5K |
| Quarry LP | $372.9K | 68,164 | 0.03% | 3q | -17.1%-$77.2K |
| Advisory Advocates, LLC | $372.8K | 68,156 | 0.32% | 3q | +1.5%+$5.5K |
| Quantedge Capital Pte Ltd | $342.4K | 62,600 | 0.26% | new | NEW |
| JONES FINANCIAL COMPANIES LLLP | $336.8K | 63,308 | 0.00% | 9q | -4.4%-$15.4K |
| RAYMOND JAMES FINANCIAL INC | $305.6K | 55,866 | 0.00% | 7q | +2.8%+$8.4K |
| READYSTATE ASSET MANAGEMENT LP | $289.0K | 52,830 | 0.01% | new | NEW |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $288.6K | 52,765 | 0.00% | 20q | -5.1%-$15.4K |
| GUGGENHEIM CAPITAL LLC | $283.2K | 51,777 | 0.00% | 9q | -12.1%-$39.1K |
| Smith Asset Management Co., LLC | $220.0K | 40,227 | 0.17% | 7q | -2.8%-$6.3K |
| JANE STREET GROUP, LLC | $209.5K | 38,305 | 0.00% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $165.6K | 30,266 | 0.00% | 31q | +0.6%+$1.0K |
| HighTower Advisors, LLC | $161.7K | 29,569 | 0.00% | 5q | +73.8%+$68.7K |
| MERCER GLOBAL ADVISORS INC /ADV | $160.1K | 29,265 | 0.00% | 6q | +6.7%+$10.1K |
| BURKE & HERBERT BANK & TRUST CO | $154.1K | 28,164 | 0.04% | 3q | HELD |
| CITADEL ADVISORS LLC | $144.7K | 26,459 | 0.00% | new | NEW |
| OPPENHEIMER & CO INC | $131.4K | 24,020 | 0.00% | 13q | +2.1%+$2.7K |
| UBS Group AG | $121.0K | 22,115 | 0.00% | 31q | -60.1%-$182.3K |
| Baird Financial Group, Inc. | $120.3K | 21,989 | 0.00% | 6q | HELD |
| Cambridge Investment Research Advisors, Inc. | $110.0K | 20,130 | 0.00% | new | NEW |
| NOMURA HOLDINGS INC | $109.4K | 20,000 | 0.00% | new | NEW |
| US BANCORP \DE\ | $104.5K | 19,110 | 0.00% | 4q | +2.1%+$2.2K |
| IHT Wealth Management, LLC | $101.6K | 18,574 | 0.00% | 5q | +2.1%+$2.1K |
| Atlantic Union Bankshares Corp | $96.4K | 17,626 | 0.00% | 5q | HELD |
| DECISION INVESTMENTS, INC | $94.0K | 17,180 | 0.09% | 3q | HELD |
| Steward Partners Investment Advisory, LLC | $85.9K | 15,711 | 0.00% | 29q | +2.1%+$1.8K |
| INTEGRITY ALLIANCE, LLC. | $75.4K | 13,791 | 0.00% | 4q | HELD |
| RMR Wealth Builders | $65.7K | 12,008 | 0.00% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $65.1K | 11,908 | 0.00% | 26q | -14.3%-$10.9K |
| Kovack Advisors, Inc. | $61.4K | 11,222 | 0.00% | new | NEW |
| LVZ, Inc. | $58.5K | 10,701 | 0.01% | 16q | -54.0%-$68.8K |
| NWF Advisory Services Inc. | $55.3K | 10,104 | 0.01% | new | NEW |
| Iron Gate Global Advisors LLC | $55.0K | 10,056 | 0.01% | 2q | HELD |
| Financial Perspectives, Inc | $48.9K | 8,945 | 0.01% | 27q | HELD |
| United Financial Planning Group LLC | $38.0K | 6,941 | 0.02% | new | NEW |
| BFC Planning, Inc. | $31.6K | 5,775 | 0.00% | 7q | HELD |
| Farther Finance Advisors, LLC | $26.8K | 4,901 | 0.00% | 6q | -60.6%-$41.2K |
| Colonial Trust Co / SC | $24.3K | 4,500 | 0.00% | 2q | HELD |
| Community Financial Services Group, LLC | $22.8K | 4,165 | 0.00% | 2q | HELD |
| ROYAL BANK OF CANADA | $22.0K | 4,103 | 0.00% | 31q | -7.6%-$1.8K |
| Allworth Financial LP | $16.2K | 2,968 | 0.00% | 5q | HELD |
| LANARK FINANCIAL, INC. | $14.7K | 2,685 | 0.00% | 12q | +1.2% |
| NewEdge Advisors, LLC | $11.2K | 2,046 | 0.00% | 29q | +2.1% |
| ARMSTRONG ADVISORY GROUP, INC | $10.5K | 1,921 | 0.00% | 7q | HELD |
| Thomas J. Herzfeld Advisors, Inc. | $6.3K | 1,151 | 0.00% | 31q | +2.1% |
| HIGHLINE WEALTH PARTNERS LLC | $5.5K | 1,000 | 0.00% | 4q | HELD |
| ST GERMAIN D J CO INC | $4.1K | 750 | 0.00% | 7q | HELD |
| Parallel Advisors, LLC | $2.3K | 415 | 0.00% | 31q | HELD |
| Hughes Financial Services, LLC | $640 | 117 | 0.00% | 6q | HELD |
| JFS WEALTH ADVISORS, LLC | $586 | 107 | 0.00% | new | NEW |
| ROTHSCHILD INVESTMENT LLC | $443 | 81 | 0.00% | 11q | +1.2% |
| Global Retirement Partners, LLC | $377 | 69 | 0.00% | 5q | +4.5% |
| JPMORGAN CHASE & CO | $32 | 6 | 0.00% | new | NEW |
| Physician Wealth Advisors, Inc. | $15 | 3 | 0.00% | 7q | HELD |
| Navigoe, LLC | $0 | 35 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 22 | $14.1M | 2,794,878 | 4 | 8 | 3 | 0.0% |
| Q2 2026 | 82 | $79.5M | 14,541,757 | 17 | 28 | 16 | 0.0% |
| Q1 2026 | 74 | $63.6M | 13,145,848 | 8 | 29 | 20 | 0.0% |
| Q4 2025 | 82 | $65.9M | 12,393,873 | 12 | 18 | 23 | 0.0% |
| Q3 2025 | 74 | $62.7M | 11,302,723 | 9 | 32 | 15 | 0.0% |
| Q2 2025 | 72 | $55.2M | 10,094,381 | 11 | 28 | 14 | 0.0% |
| Q1 2025 | 70 | $48.7M | 9,950,496 | 8 | 23 | 21 | 0.0% |
| Q4 2024 | 76 | $59.6M | 10,517,818 | 14 | 14 | 19 | 0.0% |
| Q3 2024 | 68 | $63.9M | 11,390,495 | 7 | 22 | 21 | 0.0% |
| Q2 2024 | 70 | $57.4M | 10,743,955 | 11 | 25 | 18 | 0.0% |
| Q1 2024 | 74 | $54.4M | 9,919,991 | 15 | 31 | 16 | 0.0% |
| Q4 2023 | 71 | $37.1M | 7,011,054 | 11 | 15 | 18 | 0.0% |
| Q3 2023 | 66 | $26.0M | 5,261,415 | 10 | 20 | 18 | 0.0% |
| Q2 2023 | 66 | $24.2M | 4,481,325 | 11 | 17 | 20 | 0.0% |
| Q1 2023 | 64 | $23.5M | 4,443,613 | 5 | 21 | 21 | 0.0% |
| Q4 2022 | 69 | $21.6M | 4,368,909 | 12 | 12 | 30 | 0.0% |
| Q3 2022 | 60 | $667.4M | 134,819,524 | 8 | 16 | 18 | 0.0% |
| Q2 2022 | 63 | $785.5M | 134,726,941 | 9 | 18 | 23 | 0.0% |
| Q1 2022 | 58 | $105.3M | 13,965,000 | 7 | 30 | 10 | 0.0% |
| Q4 2021 | 61 | $143.9M | 15,975,092 | 9 | 18 | 12 | 0.0% |
| Q3 2021 | 60 | $157.1M | 18,203,928 | 14 | 27 | 6 | 0.0% |
| Q2 2021 | 50 | $125.7M | 14,140,210 | 5 | 21 | 10 | 0.0% |
| Q1 2021 | 49 | $46.2M | 5,367,935 | 9 | 19 | 10 | 0.0% |
| Q4 2020 | 45 | $119.3M | 14,548,396 | 4 | 14 | 10 | 0.0% |
| Q3 2020 | 44 | $104.0M | 14,623,805 | 4 | 17 | 10 | 0.0% |
| Q2 2020 | 47 | $93.4M | 14,846,208 | 11 | 15 | 8 | 0.0% |
| Q1 2020 | 42 | $65.3M | 14,049,825 | 9 | 12 | 11 | 0.0% |
| Q4 2019 | 40 | $90.2M | 13,875,721 | 6 | 7 | 8 | 0.0% |
| Q3 2019 | 40 | $30.8M | 5,203,736 | 3 | 19 | 10 | 0.0% |
| Q2 2019 | 42 | $28.7M | 4,926,562 | 8 | 15 | 11 | 0.0% |
| Q1 2019 | 43 | $32.7M | 5,877,077 | 6 | 18 | 13 | 0.0% |
| Q4 2018 | 46 | $32.9M | 7,500,631 | 0 | 0 | 2 | 0.0% |