DaveManuel.com · Institutional Ownership · Who Owns It
ADVENT CONV & INCOME FD (AVK)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
109
Reporting holders
$160.6M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | $23.3M | 1,780,142 | 0.01% | 7q | +11.3%+$2.4M |
| SIT INVESTMENT ASSOCIATES INC | $18.6M | 1,421,316 | 0.35% | 8q | -33.4%-$9.3M |
| WELLS FARGO & COMPANY/MN | $11.6M | 881,999 | 0.00% | 31q | +2.6%+$287.3K |
| GUGGENHEIM CAPITAL LLC | $10.5M | 801,115 | 0.07% | 31q | +7.8%+$760.5K |
| Advisors Asset Management, Inc. | $10.2M | 777,357 | 0.16% | 17q | +12.6%+$1.1M |
| Penserra Capital Management LLC | $9.0M | 684,338 | 0.07% | 8q | +4.0%+$342.2K |
| LPL Financial LLC | $6.9M | 528,821 | 0.00% | 31q | -1.4%-$98.0K |
| MORGAN STANLEY | $6.8M | 516,337 | 0.00% | 35q | -4.9%-$350.7K |
| Koshinski Asset Management, Inc. | $6.3M | 481,591 | 0.34% | 13q | +1.9%+$114.9K |
| WOLVERINE ASSET MANAGEMENT LLC | $4.7M | 361,758 | 0.04% | 2q | +136.4%+$2.7M |
| Arete Wealth Advisors, LLC | $4.2M | 319,601 | 0.28% | 31q | +0.6%+$25.1K |
| Baird Financial Group, Inc. | $3.7M | 285,983 | 0.01% | 31q | HELD |
| FCA CORP /TX | $3.3M | 254,832 | 0.82% | 18q | +6.6%+$206.4K |
| Steward Partners Investment Advisory, LLC | $3.3M | 248,369 | 0.02% | 29q | +9.5%+$282.4K |
| Rockefeller Capital Management L.P. | $2.5M | 190,980 | 0.00% | 4q | +2322.4%+$2.4M |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.1M | 159,498 | 0.00% | 31q | -2.8%-$60.6K |
| Cyndeo Wealth Partners, LLC | $2.0M | 153,126 | 0.09% | 15q | HELD |
| Creative Planning | $1.8M | 140,156 | 0.00% | 7q | -0.6%-$10.6K |
| OSAIC HOLDINGS, INC. | $1.5M | 117,641 | 0.00% | 26q | +17.5%+$229.9K |
| Cambridge Investment Research Advisors, Inc. | $1.5M | 112,154 | 0.00% | 31q | +71.7%+$613.7K |
| UBS Group AG | $1.4M | 109,792 | 0.00% | 31q | +5.3%+$71.9K |
| NewEdge Advisors, LLC | $1.3M | 96,524 | 0.00% | 19q | +44.6%+$390.0K |
| &PARTNERS | $933.2K | 71,383 | 0.00% | 3q | -2.3%-$21.7K |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $898.5K | 68,584 | 0.09% | 7q | HELD |
| Sanctuary Advisors, LLC | $885.0K | 67,558 | 0.00% | 5q | +2.0%+$16.9K |
| NWF Advisory Services Inc. | $879.2K | 67,113 | 0.08% | 6q | -2.9%-$25.9K |
| Stolper Co | $861.0K | 65,745 | 0.22% | 15q | +4.3%+$35.6K |
| BANK OF AMERICA CORP /DE/ | $851.7K | 65,016 | 0.00% | 31q | +7.5%+$59.7K |
| STIFEL FINANCIAL CORP | $828.3K | 63,232 | 0.00% | 9q | +12.4%+$91.2K |
| Formidable Asset Management, LLC | $824.7K | 73,901 | 0.13% | 26q | -1.7%-$14.5K |
| Modern Wealth Management, LLC | $711.4K | 54,307 | 0.01% | 9q | HELD |
| PFG Investments, LLC | $658.9K | 50,298 | 0.03% | 10q | -11.1%-$82.3K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $621.6K | 47,636 | 0.04% | 16q | HELD |
| Waverly Advisors, LLC | $607.0K | 46,333 | 0.00% | 7q | -6.9%-$45.1K |
| Quarry LP | $580.6K | 44,322 | 0.05% | 8q | +4.7%+$26.0K |
| Heron Bay Capital Management | $561.0K | 42,823 | 0.05% | 23q | HELD |
| Cetera Investment Advisers | $551.0K | 42,060 | 0.00% | 4q | +7.5%+$38.5K |
| Concurrent Investment Advisors, LLC | $521.2K | 39,784 | 0.00% | 11q | -2.7%-$14.3K |
| Ameritas Advisory Services, LLC | $514.9K | 39,309 | 0.01% | 19q | +18.2%+$79.4K |
| PMG Family Office LLC | $513.1K | 39,171 | 0.47% | 4q | +18.2%+$78.9K |
| Calamos Advisors LLC | $500.3K | 38,189 | 0.00% | 2q | +207.4%+$337.5K |
| WCG Wealth Advisors LLC | $481.5K | 36,752 | 0.01% | 6q | HELD |
| Sage Capital Management, LLC | $474.2K | 36,200 | 0.19% | 11q | HELD |
| Twelve Points Wealth Management LLC | $455.7K | 34,785 | 0.09% | 19q | HELD |
| Integrated Wealth Concepts LLC | $450.6K | 34,396 | 0.00% | 2q | -9.9%-$49.3K |
| XTX Topco Ltd | $435.9K | 33,273 | 0.01% | new | NEW |
| Kestra Advisory Services, LLC | $434.3K | 33,153 | 0.00% | 3q | +25.4%+$88.1K |
| Centurion Wealth Management LLC | $429.9K | 32,815 | 0.10% | 14q | HELD |
| Shaker Financial Services, LLC | $392.7K | 29,979 | 0.12% | 4q | -17.7%-$84.5K |
| Moors & Cabot, Inc. | $376.6K | 28,750 | 0.01% | 10q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $376.3K | 28,815 | 0.00% | 12q | HELD |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $290.6K | 22,185 | 0.02% | new | NEW |
| PRIVATE TRUST CO NA | $284.9K | 21,749 | 0.02% | 4q | +2.8%+$7.6K |
| CoreCap Advisors, LLC | $277.6K | 21,193 | 0.01% | 12q | +1312.9%+$258.0K |
| Compound Planning, Inc. | $277.1K | 21,156 | 0.01% | 14q | HELD |
| Vanguard Capital Wealth Advisors | $266.9K | 20,374 | 0.18% | 14q | HELD |
| BENJAMIN EDWARDS INC | $265.3K | 20,255 | 0.00% | 4q | +7.3%+$18.1K |
| FIFTH THIRD BANCORP | $256.0K | 19,544 | 0.00% | 2q | +3.2%+$7.9K |
| TRUIST FINANCIAL CORP | $254.8K | 19,451 | 0.00% | 31q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $252.7K | 19,293 | 0.00% | 3q | +5.0%+$12.1K |
| Equitable Holdings, Inc. | $242.8K | 18,536 | 0.00% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $209.6K | 16,000 | 0.00% | new | NEW |
| Logan Stone Capital, LLC | $208.2K | 15,892 | 0.04% | 2q | +17.2%+$30.6K |
| Beacon Pointe Advisors, LLC | $204.2K | 15,591 | 0.00% | 12q | +44.4%+$62.8K |
| Oxbow Advisors, LLC | $203.6K | 15,540 | 0.02% | 31q | +2.7%+$5.4K |
| Windsor Capital Management, LLC | $192.7K | 14,712 | 0.05% | 31q | -21.6%-$53.1K |
| Encompass More Asset Management | $190.6K | 14,547 | 0.03% | 8q | HELD |
| Tactive Advisors, LLC | $185.7K | 14,172 | 0.05% | 5q | +1.2%+$2.3K |
| High Net Worth Advisory Group LLC | $182.2K | 13,911 | 0.04% | 2q | +0.8%+$1.5K |
| MELFA WEALTH MANAGEMENT, INC. | $180.8K | 13,802 | 0.10% | 15q | HELD |
| READYSTATE ASSET MANAGEMENT LP | $172.5K | 13,165 | 0.01% | 2q | -87.6%-$1.2M |
| LEVEL FOUR ADVISORY SERVICES, LLC | $172.1K | 13,139 | 0.00% | 5q | HELD |
| Vestmark Advisory Solutions, Inc. | $159.6K | 12,181 | 0.00% | 3q | HELD |
| ELEVATION POINT WEALTH PARTNERS, LLC | $159.6K | 12,181 | 0.00% | 4q | HELD |
| MILLENNIUM MANAGEMENT LLC | $157.1K | 11,992 | 0.00% | 2q | -77.6%-$543.4K |
| OPPENHEIMER & CO INC | $150.9K | 11,519 | 0.00% | 20q | HELD |
| Ellevest, Inc. | $144.3K | 11,014 | 0.02% | 6q | -3.3%-$4.9K |
| IMC-Chicago, LLC | $140.4K | 10,715 | 0.00% | new | NEW |
| Pinnacle Wealth Planning Services, Inc. | $132.6K | 10,125 | 0.01% | 3q | HELD |
| HARBOUR INVESTMENTS, INC. | $106.9K | 8,161 | 0.00% | 21q | HELD |
| MeadowBrook Investment Advisors LLC | $61.6K | 4,705 | 0.05% | 2q | HELD |
| Atlantic Union Bankshares Corp | $61.6K | 4,700 | 0.00% | 4q | HELD |
| Clear Street Group Inc. | $42.5K | 3,247 | 0.00% | new | NEW |
| Institute for Wealth Management, LLC. | $40.0K | 3,052 | 0.00% | new | NEW |
| McCarley & Cook Financial Planners | $36.7K | 2,804 | 0.03% | 3q | HELD |
| LFA - Lugano Financial Advisors SA | $36.1K | 2,759 | 0.02% | 3q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $32.1K | 2,448 | 0.00% | new | NEW |
| Axiom Investment Management LLC | $26.4K | 2,016 | 0.02% | 2q | +5.0%+$1.3K |
| Colonial Trust Co / SC | $25.7K | 1,973 | 0.00% | 2q | HELD |
| US BANCORP \DE\ | $19.3K | 1,474 | 0.00% | 23q | HELD |
| GHP Investment Advisors, Inc. | $17.0K | 1,300 | 0.00% | 5q | HELD |
| Keating Financial Advisory Services, Inc. | $14.3K | 1,095 | 0.00% | 3q | HELD |
| Triumph Capital Management | $13.4K | 1,026 | 0.00% | 3q | HELD |
| Golden State Wealth Management, LLC | $13.4K | 1,026 | 0.00% | 7q | HELD |
| Federation des caisses Desjardins du Quebec | $13.1K | 1,000 | 0.00% | 6q | HELD |
| Fortis Group Advisors, LLC | $7.1K | 544 | 0.00% | 12q | HELD |
| Gen-Wealth Partners Inc | $6.5K | 495 | 0.00% | 10q | HELD |
| North Star Investment Management Corp. | $5.5K | 420 | 0.00% | 28q | HELD |
| Allworth Financial LP | $5.2K | 400 | 0.00% | 21q | HELD |
| JPMORGAN CHASE & CO | $5.2K | 400 | 0.00% | 15q | HELD |
Showing the largest 100 of 109 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 33 | $17.1M | 1,668,587 | 2 | 12 | 5 | 0.0% |
| Q2 2026 | 109 | $160.6M | 12,269,751 | 11 | 36 | 19 | 0.0% |
| Q1 2026 | 110 | $136.8M | 12,243,536 | 17 | 25 | 32 | 0.0% |
| Q4 2025 | 99 | $160.9M | 12,826,899 | 10 | 29 | 27 | 0.0% |
| Q3 2025 | 96 | $174.2M | 13,627,650 | 11 | 29 | 22 | 0.0% |
| Q2 2025 | 91 | $174.8M | 14,442,259 | 8 | 29 | 23 | 0.0% |
| Q1 2025 | 87 | $170.4M | 14,774,459 | 11 | 25 | 26 | 0.0% |
| Q4 2024 | 92 | $180.9M | 15,372,515 | 15 | 28 | 24 | 0.0% |
| Q3 2024 | 91 | $151.9M | 10,677,736 | 13 | 29 | 27 | 0.0% |
| Q2 2024 | 86 | $99.1M | 8,318,615 | 11 | 24 | 22 | 0.0% |
| Q1 2024 | 88 | $146.5M | 12,266,159 | 10 | 30 | 26 | 0.0% |
| Q4 2023 | 90 | $128.7M | 11,311,606 | 5 | 33 | 26 | 0.0% |
| Q3 2023 | 92 | $95.3M | 9,089,934 | 12 | 23 | 31 | 0.0% |
| Q2 2023 | 88 | $106.0M | 9,044,252 | 7 | 29 | 24 | 0.0% |
| Q1 2023 | 89 | $103.7M | 8,970,178 | 7 | 22 | 35 | 0.0% |
| Q4 2022 | 92 | $2.4B | 217,795,929 | 14 | 23 | 28 | 0.0% |
| Q3 2022 | 75 | $204.8M | 18,376,748 | 8 | 17 | 30 | 0.0% |
| Q2 2022 | 76 | $229.7M | 19,060,191 | 8 | 24 | 23 | 0.0% |
| Q1 2022 | 76 | $6.5B | 416,949,463 | 7 | 22 | 19 | 0.0% |
| Q4 2021 | 86 | $7.9B | 429,399,171 | 13 | 30 | 17 | 0.0% |
| Q3 2021 | 79 | $7.8B | 436,311,977 | 6 | 27 | 22 | 0.0% |
| Q2 2021 | 82 | $264.4M | 13,725,169 | 9 | 25 | 26 | 0.0% |
| Q1 2021 | 81 | $304.7M | 17,245,925 | 7 | 26 | 21 | 0.0% |
| Q4 2020 | 82 | $243.1M | 14,716,623 | 12 | 20 | 30 | 0.0% |
| Q3 2020 | 74 | $390.4M | 28,223,950 | 6 | 25 | 19 | 0.0% |
| Q2 2020 | 71 | $168.1M | 12,841,557 | 8 | 23 | 19 | 0.0% |
| Q1 2020 | 72 | $136.6M | 12,825,703 | 12 | 24 | 16 | 0.0% |
| Q4 2019 | 72 | $201.5M | 12,958,395 | 6 | 27 | 22 | 0.0% |
| Q3 2019 | 75 | $183.9M | 12,612,733 | 10 | 29 | 20 | 0.0% |
| Q2 2019 | 68 | $200.2M | 13,295,047 | 4 | 28 | 20 | 0.0% |
| Q1 2019 | 75 | $199.0M | 13,478,197 | 4 | 34 | 13 | 0.0% |
| Q4 2018 | 81 | $182.3M | 14,531,654 | 0 | 3 | 2 | 0.0% |