DaveManuel.com · Institutional Ownership · Who Owns It
ANAVEX LIFE SCIENCES CORP (AVXL)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
185
Reporting holders
$99.4M
Reported value
2.7%
Calls
0.8%
Puts
-8
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $20.9M | 8,055,628 | 0.00% | 8q | +5.9%+$1.2M |
| VANGUARD CAPITAL MANAGEMENT LLC | $10.5M | 4,054,589 | 0.00% | 2q | +4.9%+$493.8K |
| TWO SIGMA INVESTMENTS, LP | $7.9M | 3,046,538 | 0.01% | 18q | -6.2%-$521.5K |
| GEODE CAPITAL MANAGEMENT, LLC | $6.2M | 2,407,473 | 0.00% | 31q | +10.0%+$567.9K |
| STATE STREET CORP | $5.0M | 1,922,770 | 0.00% | 31q | -57.4%-$6.7M |
| FEDERATED HERMES, INC. | $2.8M | 1,071,809 | 0.00% | 3q | +101.4%+$1.4M |
| AQR CAPITAL MANAGEMENT LLC | $2.5M | 963,014 | 0.00% | 26q | +27.2%+$534.1K |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $2.5M | 948,633 | 0.00% | 2q | +21.1%+$428.6K |
| Summit Financial, LLC | $2.4M | 909,430 | 0.03% | 5q | -3.3%-$80.4K |
| GOLDMAN SACHS GROUP INC | $2.3M | 890,634 | 0.00% | 26q | +10.7%+$223.3K |
| MARSHALL WACE, LLP | $2.3M | 889,523 | 0.00% | 7q | +112.0%+$1.2M |
| NORTHERN TRUST CORP | $2.0M | 784,494 | 0.00% | 31q | +8.2%+$153.6K |
| BARCLAYS PLC | $2.0M | 754,226 | 0.00% | 19q | +40.1%+$559.3K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $1.9M | 734,795 | 0.00% | 30q | -2.9%-$56.4K |
| BANK OF AMERICA CORP /DE/ | $1.7M | 654,295 | 0.00% | 30q | -24.2%-$540.9K |
| CITADEL ADVISORS LLC | $1.7M incl. $823.6K options CALL+PUT | 329,115 | 0.00% | 31q | -41.2%-$1.2M |
| VANGUARD FIDUCIARY TRUST CO | $1.6M | 621,451 | 0.00% | 2q | -4.0%-$66.6K |
| UBS Group AG | $1.6M | 620,374 | 0.00% | 31q | +8.8%+$130.6K |
| GREAT POINT PARTNERS LLC | $1.4M CALL | options only | 0.26% | 2q | OPTIONS |
| Private Advisor Group, LLC | $1.3M | 504,000 | 0.01% | 18q | +0.9%+$11.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.2M incl. $388.8K options CALL+PUT | 319,529 | 0.00% | 31q | -67.9%-$2.6M |
| LPL Financial LLC | $1.1M | 406,109 | 0.00% | 21q | -3.0%-$32.5K |
| STIFEL FINANCIAL CORP | $861.4K | 332,597 | 0.00% | 6q | +40.5%+$248.1K |
| PVG ASSET MANAGEMENT CORP | $847.8K | 327,344 | 0.49% | 8q | HELD |
| Bank of New York Mellon Corp | $746.4K | 288,199 | 0.00% | 31q | +16.3%+$104.5K |
| Apella Capital, LLC | $617.9K | 227,995 | 0.01% | 6q | +49.0%+$203.2K |
| CANADA PENSION PLAN INVESTMENT BOARD | $522.7K | 201,800 | 0.00% | 3q | +45.9%+$164.5K |
| MORGAN STANLEY | $505.0K | 194,963 | 0.00% | 35q | -45.5%-$421.6K |
| Nuveen, LLC | $473.2K | 182,722 | 0.00% | 6q | +8.0%+$35.1K |
| ALLIANCEBERNSTEIN L.P. | $449.1K | 146,300 | 0.00% | 26q | +27.0%+$95.5K |
| Point72 Asset Management, L.P. | $407.9K | 157,486 | 0.00% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $379.0K | 146,330 | 0.00% | 8q | +13.3%+$44.4K |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $318.6K | 123,000 | 0.01% | new | NEW |
| SIMPLEX TRADING, LLC | $315.4K incl. $230.3K options CALL+PUT | 32,889 | 0.00% | 21q | -31.3%-$143.7K |
| WELLS FARGO & COMPANY/MN | $302.2K | 116,674 | 0.00% | 31q | +46.9%+$96.4K |
| D. E. Shaw & Co., Inc. | $299.0K | 115,462 | 0.00% | 3q | +157.4%+$182.9K |
| IEQ CAPITAL, LLC | $295.9K | 114,248 | 0.00% | 2q | +65.3%+$116.9K |
| RHUMBLINE ADVISERS | $290.2K | 112,049 | 0.00% | 29q | +5.6%+$15.3K |
| Invesco Ltd. | $284.8K | 109,948 | 0.00% | 23q | +51.8%+$97.2K |
| HSBC HOLDINGS PLC | $270.2K | 102,925 | 0.00% | 3q | -4.6%-$12.9K |
| IMC-Chicago, LLC | $263.1K CALL+PUT | options only | 0.00% | 5q | OPTIONS |
| LOS ANGELES CAPITAL MANAGEMENT LLC | $251.0K | 96,925 | 0.00% | 3q | +15358.5%+$249.4K |
| ALPS ADVISORS INC | $243.6K | 94,051 | 0.00% | 19q | +24.7%+$48.2K |
| Cerity Partners LLC | $228.8K | 88,356 | 0.00% | 2q | +523.5%+$192.1K |
| GROUP ONE TRADING LLC | $223.3K CALL+PUT | options only | 0.00% | 31q | OPTIONS |
| Hikari Power Ltd | $222.0K | 85,585 | 0.03% | 31q | HELD |
| DEUTSCHE BANK AG\ | $205.5K | 79,332 | 0.00% | 29q | +5.9%+$11.5K |
| Cetera Investment Advisers | $194.6K | 75,121 | 0.00% | 7q | +38.8%+$54.3K |
| SHEETS SMITH WEALTH MANAGEMENT | $184.6K | 71,259 | 0.02% | 3q | -39.5%-$120.6K |
| 180 WEALTH ADVISORS, LLC | $184.0K | 71,030 | 0.02% | 6q | -40.5%-$125.5K |
| Mariner, LLC | $173.9K | 67,135 | 0.00% | 4q | +26.9%+$36.8K |
| PRICE T ROWE ASSOCIATES INC /MD/ | $173.0K | 66,718 | 0.00% | 31q | +5.5%+$9.1K |
| PNC Financial Services Group, Inc. | $172.6K | 66,622 | 0.00% | 21q | +7.3%+$11.7K |
| LexAurum Advisors, LLC | $168.5K | 65,050 | 0.02% | 2q | -3.6%-$6.2K |
| Voleon Capital Management LP | $164.5K | 63,505 | 0.00% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $156.7K | 60,483 | 0.00% | new | NEW |
| FMR LLC | $155.5K | 60,024 | 0.00% | 21q | +606.6%+$133.5K |
| Creative Planning | $155.4K incl. $600 options CALL | 59,780 | 0.00% | 19q | -44.8%-$126.3K |
| AMERIPRISE FINANCIAL INC | $153.1K | 59,095 | 0.00% | 28q | -20.5%-$39.6K |
| Abel Hall, LLC | $147.2K | 56,832 | 0.03% | new | NEW |
| CITIGROUP INC | $139.2K | 53,742 | 0.00% | 31q | +85.4%+$64.1K |
| MetLife Investment Management, LLC | $133.7K | 51,627 | 0.00% | 4q | +45.7%+$42.0K |
| Walleye Capital LLC | $127.4K incl. $126.7K options CALL+PUT | 302 | 0.00% | 3q | -24.1%-$40.5K |
| Geneos Wealth Management Inc. | $124.6K | 48,100 | 0.00% | 32q | -1.0%-$1.3K |
| Hayek Kallen Investment Management | $122.0K | 47,109 | 0.04% | 2q | HELD |
| JPMORGAN CHASE & CO | $121.6K | 46,767 | 0.00% | 29q | -6.8%-$8.8K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $110.0K | 42,453 | 0.00% | 9q | -14.8%-$19.0K |
| AXQ CAPITAL, LP | $105.5K | 40,748 | 0.01% | 4q | +256.8%+$76.0K |
| Snowden Capital Advisors LLC | $104.9K | 40,484 | 0.00% | 3q | -1.5%-$1.6K |
| BANK OF MONTREAL /CAN/ | $102.3K | 39,510 | 0.00% | 12q | -2.9%-$3.1K |
| Squarepoint Ops LLC | $99.5K | 38,423 | 0.00% | new | NEW |
| Carnegie Investment Counsel | $99.0K | 38,228 | 0.00% | 15q | -43.4%-$76.0K |
| Opus Capital Group, LLC | $98.0K | 37,700 | 0.01% | 24q | HELD |
| Foster Victor Wealth Advisors, LLC | $97.0K | 39,925 | 0.01% | 28q | HELD |
| NewEdge Advisors, LLC | $95.5K | 36,890 | 0.00% | 5q | HELD |
| OSAIC HOLDINGS, INC. | $89.3K | 34,466 | 0.00% | 26q | -10.8%-$10.8K |
| Vanguard Global Advisers, LLC | $88.3K | 34,108 | 0.00% | 2q | HELD |
| XTX Topco Ltd | $84.7K | 32,716 | 0.00% | 4q | -87.3%-$583.7K |
| Independent Advisor Alliance | $79.2K | 30,568 | 0.00% | 14q | HELD |
| Forum Financial Management, LP | $78.0K | 30,100 | 0.00% | 6q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $77.8K | 31,132 | 0.00% | 12q | +5.4%+$4.0K |
| CHOREO, LLC | $76.9K | 29,709 | 0.00% | 6q | -5.7%-$4.6K |
| BNP PARIBAS FINANCIAL MARKETS | $75.9K | 29,316 | 0.00% | 31q | +3.2%+$2.3K |
| MERCER GLOBAL ADVISORS INC /ADV | $74.4K | 28,723 | 0.00% | 2q | +91.4%+$35.5K |
| Cambridge Investment Research Advisors, Inc. | $72.0K | 27,920 | 0.00% | 12q | +86.6%+$33.4K |
| Schonfeld Strategic Advisors LLC | $71.4K | 27,577 | 0.00% | new | NEW |
| DIMENSIONAL FUND ADVISORS LP | $70.5K | 27,238 | 0.00% | 3q | HELD |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $67.0K | 25,886 | 0.00% | 18q | +6.3%+$4.0K |
| Atria Investments, Inc | $66.1K | 25,504 | 0.00% | 8q | -23.2%-$20.0K |
| Russell Investments Group, Ltd. | $60.8K | 23,490 | 0.00% | 6q | +270.5%+$44.4K |
| Beacon Pointe Advisors, LLC | $60.0K | 23,185 | 0.00% | 23q | +0.8% |
| Police & Firemen's Retirement System of New Jersey | $59.8K | 23,092 | 0.00% | 7q | HELD |
| Jain Global LLC | $57.0K | 22,002 | 0.00% | new | NEW |
| INTECH INVESTMENT MANAGEMENT LLC | $55.8K | 21,533 | 0.00% | 8q | -8.8%-$5.4K |
| Dana Investment Advisors, Inc. | $52.9K | 20,406 | 0.00% | 18q | HELD |
| TUDOR INVESTMENT CORP ET AL | $52.8K | 20,377 | 0.00% | 2q | -52.3%-$57.8K |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | $52.7K | 20,345 | 0.00% | 25q | HELD |
| Hamilton Point Investment Advisors, LLC | $52.6K | 20,300 | 0.01% | 14q | HELD |
| StoneX Group Inc. | $51.4K | 18,679 | 0.00% | new | NEW |
| VOYA INVESTMENT MANAGEMENT LLC | $50.3K | 19,435 | 0.00% | 29q | +29.7%+$11.5K |
Showing the largest 100 of 185 reported holders.
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-09-28 | 2026-09-24 | Change of control | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 39 | $1.4M | 761,716 | 7 | 6 | 17 | 0.9% |
| Q2 2026 | 185 | $99.4M | 36,990,848 | 27 | 62 | 56 | 3.5% |
| Q1 2026 | 193 | $132.3M | 40,028,247 | 35 | 71 | 45 | 7.2% |
| Q4 2025 | 195 | $152.7M | 37,917,727 | 32 | 58 | 52 | 10.9% |
| Q3 2025 | 195 | $339.1M | 32,868,162 | 33 | 54 | 43 | 11.3% |
| Q2 2025 | 180 | $329.0M | 32,516,552 | 24 | 65 | 31 | 8.2% |
| Q1 2025 | 185 | $293.4M | 31,435,864 | 37 | 59 | 43 | 8.0% |
| Q4 2024 | 176 | $341.9M | 29,547,094 | 41 | 47 | 37 | 7.5% |
| Q3 2024 | 145 | $163.1M | 27,021,476 | 22 | 44 | 29 | 5.9% |
| Q2 2024 | 148 | $121.2M | 26,877,014 | 19 | 41 | 42 | 6.4% |
| Q1 2024 | 155 | $179.4M | 32,592,911 | 19 | 50 | 41 | 8.1% |
| Q4 2023 | 160 | $279.0M | 26,392,961 | 26 | 54 | 32 | 12.0% |
| Q3 2023 | 151 | $186.3M | 25,060,724 | 19 | 49 | 44 | 11.9% |
| Q2 2023 | 148 | $221.1M | 25,283,348 | 18 | 45 | 43 | 7.0% |
| Q1 2023 | 144 | $257.3M | 27,111,638 | 20 | 41 | 37 | 9.7% |
| Q4 2022 | 143 | $293.9M | 26,860,825 | 14 | 59 | 34 | 15.4% |
| Q3 2022 | 148 | $763.4M | 71,308,580 | 17 | 45 | 31 | 5.0% |
| Q2 2022 | 147 | $755.9M | 72,312,970 | 25 | 38 | 32 | 4.5% |
| Q1 2022 | 135 | $869.0M | 68,071,123 | 21 | 51 | 28 | 3.5% |
| Q4 2021 | 146 | $1.0B | 55,200,099 | 27 | 49 | 31 | 4.7% |
| Q3 2021 | 133 | $1.0B | 53,653,205 | 26 | 42 | 30 | 3.7% |
| Q2 2021 | 127 | $1.2B | 48,111,638 | 39 | 40 | 26 | 6.0% |
| Q1 2021 | 104 | $628.9M | 40,645,621 | 30 | 37 | 21 | 3.3% |
| Q4 2020 | 89 | $116.1M | 20,269,531 | 15 | 28 | 22 | 5.5% |
| Q3 2020 | 75 | $77.0M | 16,379,286 | 12 | 20 | 20 | 3.2% |
| Q2 2020 | 74 | $151.1M | 29,986,165 | 12 | 20 | 20 | 2.3% |
| Q1 2020 | 68 | $40.0M | 11,980,617 | 15 | 22 | 16 | 5.6% |
| Q4 2019 | 60 | $40.6M | 14,824,961 | 6 | 23 | 7 | 5.5% |
| Q3 2019 | 59 | $46.2M | 13,730,953 | 9 | 20 | 13 | 5.8% |
| Q2 2019 | 57 | $45.4M | 12,539,420 | 14 | 20 | 11 | 7.0% |
| Q1 2019 | 54 | $24.4M | 7,677,415 | 15 | 12 | 15 | 4.0% |
| Q4 2018 | 46 | $11.7M | 7,007,833 | 3 | 0 | 1 | 6.2% |