PVG ASSET MANAGEMENT CORP
Reported holdings as of Q3 2026, from 26 quarterly filings.
Holdings
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| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| J P MORGAN EXCHANGE TRADED F | JEPQ | $17.1M | 279,791 | +1.73pp | 5q | HELD | |
| ADVANCED MICRO DEVICES INC | AMD | $8.2M | 13,424 | +1.09pp | 4q | HELD | |
| MARVELL TECHNOLOGY INC | MRVL | $5.1M | 19,209 | +0.14pp | 5q | HELD | |
| NVIDIA CORPORATION | NVDA | $4.5M | 19,613 | +0.84pp | 8q | +2.5%+$108.3K | |
| FRANKLIN MASTER INTER INCOME | PIM | $3.6M | 1,202,469 | +0.17pp | 5q | -2.6%-$98.2K | |
| GRAIL INC | GRAL | $3.6M | 25,659 | +1.43pp | 9q | -0.9%-$31.9K | |
| MICRON TECHNOLOGY INC | MU | $3.3M | 3,114 | +0.32pp | 3q | +6.9%+$214.1K | |
| HOWMET AEROSPACE INC | HWM | $3.2M | 14,267 | -0.05pp | 4q | -1.7%-$54.3K | |
| APPLE INC | AAPL | $3.2M | 9,575 | +0.57pp | 8q | HELD | |
| GE VERNOVA INC | GEV | $3.2M | 3,342 | -0.26pp | 4q | -6.6%-$225.2K | |
| COEUR MNG INC | CDE | $3.1M | 175,685 | +0.41pp | 3q | -2.7%-$85.9K | |
| VANGUARD SCOTTSDALE FDS | VCIT | $3.0M | 38,752 | +0.21pp | 4q | -0.6%-$17.7K | |
| BLOOM ENERGY CORP | BE | $2.8M | 9,948 | +0.13pp | 3q | HELD | |
| TAIWAN SEMICONDUCTOR MANUFAC | TSM | $2.7M | 6,013 | +0.31pp | 4q | +5.9%+$153.7K | |
| TECHNIPFMC PLC | FTI | $2.6M | 37,838 | +0.29pp | 4q | -0.6%-$15.7K | |
| GE AEROSPACE | GE | $2.5M | 8,154 | -0.04pp | 7q | -0.8%-$20.9K | |
| PAN AMERN SILVER CORP | PAAS | $2.5M | 55,253 | +0.28pp | 4q | HELD | |
| CARPENTER TECHNOLOGY CORP | CRS | $2.4M | 6,278 | -0.58pp | 4q | HELD | |
| COHERENT CORP | COHR | $2.4M | 8,406 | -0.28pp | 4q | -0.7%-$17.6K | |
| ARIS MINING CORPORATION | ARIS | $2.3M | 132,201 | +0.43pp | 4q | HELD | |
| FIRSTCASH HOLDINGS INC | FCFS | $2.3M | 10,883 | +0.19pp | 4q | -1.2%-$28.7K | |
| BARCLAYS PLC | BCS | $2.2M | 90,376 | +0.09pp | 4q | HELD | |
| CITIGROUP INC | C | $2.2M | 16,782 | +0.12pp | 4q | HELD | |
| VIAVI SOLUTIONS INC | VIAV | $2.1M | 49,721 | +0.04pp | 3q | -0.9%-$19.6K | |
| SPDR SERIES TRUST | BIL | $2.1M | 22,433 | +0.89pp | 4q | +132.0%+$1.2M | |
| ATI INC | ATI | $1.8M | 9,525 | +0.04pp | 3q | -9.1%-$179.9K | |
| AMERICAN PUB ED INC | APEI | $1.8M | 42,640 | -0.10pp | 4q | -0.7%-$12.4K | |
| XOMETRY INC | XMTR | $1.8M | 17,203 | +0.25pp | 3q | HELD | |
| ERO COPPER CORP | ERO | $1.8M | 48,212 | +0.46pp | 4q | HELD | |
| REDWOOD TRUST INC | RWT | $1.3M | 340,507 | +0.56pp | 2q | +172.6%+$836.4K | |
| CHARLES SCHWAB CORP (THE) | SCHW | $1.3M | 13,369 | +0.17pp | 4q | -0.5%-$6.8K | |
| NUVEEN VRIABL RAT PFD & INM | NPFD | $1.3M | 73,463 | - | new | NEW | |
| VANGUARD INDEX FDS | VOO | $1.3M | 1,801 | -2.07pp | 26q | -75.6%-$3.9M | |
| PALOMAR HLDGS INC | PLMR | $1.2M | 9,996 | +0.10pp | 4q | -1.5%-$18.6K | |
| VANGUARD SCOTTSDALE FDS | VTHR | $1.2M | 3,630 | +0.13pp | 4q | -1.2%-$14.4K | |
| AMAZON COM INC | AMZN | $1.2M | 4,755 | +0.23pp | 8q | +13.5%+$140.5K | |
| CENTURY ALUM CO | CENX | $1.2M | 32,782 | -0.08pp | 4q | -1.0%-$11.4K | |
| ROYAL GOLD INC | RGLD | $1.2M | 4,957 | +0.22pp | 3q | -0.8%-$9.7K | |
| INVESCO MORTGAGE CAPITAL INC | IVR | $1.2M | 192,124 | +0.19pp | 3q | +43.8%+$355.1K | |
| EASTERN BANKSHARES INC | EBC | $1.1M | 52,562 | +0.07pp | 3q | HELD | |
| CITIZENS FINL GROUP INC | CFG | $1.1M | 17,185 | +0.05pp | 3q | HELD | |
| VIKING HOLDINGS LTD | VIK | $1.1M | 13,665 | -0.10pp | 3q | HELD | |
| CAMECO CORP | CCJ | $1.0M | 11,731 | flat | 4q | -0.7%-$7.5K | |
| AMERICAN HEALTHCARE REIT INC | AHR | $1.0M | 19,642 | +0.11pp | 3q | +2.1%+$20.8K | |
| GORMAN RUPP CO | GRC | $995.8K | 13,370 | -0.04pp | 3q | -1.5%-$15.6K | |
| ISHARES TR | IVV | $917.5K | 1,198 | +0.08pp | 26q | -5.8%-$56.7K | |
| MICROSOFT CORP | MSFT | $909.6K | 1,773 | +0.27pp | 8q | +8.5%+$71.3K | |
| CORNING INC | GLW | $884.1K | 5,750 | -0.38pp | 8q | -13.9%-$142.8K | |
| APPLOVIN CORP | APP | $875.4K | 3,014 | -0.31pp | 4q | -0.7%-$6.4K | |
| ALPHABET INC | GOOG | $832.4K | 2,443 | -0.96pp | 9q | -67.4%-$1.7M | |
| BROADCOM INC | AVGO | $763.7K | 2,175 | +0.05pp | 8q | HELD | |
| IMMUNEERING CORP | IMRX | $761.3K | 185,913 | +0.10pp | 3q | +26.9%+$161.6K | |
| HEWLETT PACKARD ENTERPRISE C | HPE | $742.8K | 11,626 | +0.26pp | 3q | +21.7%+$132.6K | |
| NEOS ETF TRUST | SPYI | $639.4K | 12,025 | -0.98pp | 6q | -73.9%-$1.8M | |
| ISHARES TR | IWM | $625.0K | 2,249 | +0.04pp | 4q | +0.8%+$5.0K | |
| MASTEC INC | MTZ | $622.1K | 2,912 | -0.28pp | 3q | -1.1%-$6.8K | |
| VIKING THERAPEUTICS INC | VKTX | $621.6K | 19,067 | -0.02pp | 7q | -3.8%-$24.5K | |
| NEOS ETF TRUST | IYRI | $566.3K | 12,527 | +0.03pp | 4q | HELD | |
| PEPSICO INC | PEP | $566.3K | 4,469 | +0.06pp | 4q | +7.9%+$41.4K | |
| DYNEX CAP INC | DX | $560.5K | 50,317 | flat | 4q | HELD | |
| JOURNEY MED CORP | DERM | $544.3K | 79,573 | +0.05pp | 10q | HELD | |
| ABBVIE INC | ABBV | $498.2K | 1,905 | +0.06pp | 8q | HELD | |
| ELI LILLY & CO | LLY | $491.8K | 425 | +0.10pp | 5q | +23.2%+$92.6K | |
| EXXONMOBIL HOLDINGS CORP CALL | XOM | $486.9K | 2,092 | - | new | NEW | |
| BLUE OWL TECHNOLOGY FIN CORP | OTF | $483.2K | 49,261 | flat | 3q | -11.6%-$63.6K | |
| SNOWFLAKE INC | SNOW | $470.4K | 1,385 | - | new | NEW | |
| VALERO ENERGY CORP CALL | VLO | $440.3K | 136 | +0.13pp | 3q | HELD | |
| RBB FD INC | UTWO | $428.9K | 9,059 | - | new | NEW | |
| PALANTIR TECHNOLOGIES INC | PLTR | $426.3K | 2,279 | -0.75pp | 5q | -85.3%-$2.5M | |
| ISHARES TR | TLT | $420.9K | 5,412 | - | new | NEW | |
| RUNWAY GROWTH FINANCE CORP | RWAY | $412.5K | 62,306 | -0.01pp | 7q | -30.9%-$184.7K | |
| BOEING CO | BA | $400.0K | 2,150 | -0.01pp | 6q | -3.4%-$14.0K | |
| NORTHERN LTS FD TR IV | BIBL | $360.6K | 6,670 | +0.02pp | 4q | +0.7%+$2.4K | |
| BLACKSTONE SECD LENDING FD | BXSL | $335.7K | 14,001 | +0.05pp | 3q | +6.0%+$19.1K | |
| INTEL CORP | INTC | $333.0K | 2,770 | -0.07pp | 3q | +1.2%+$4.1K | |
| CAPITAL ONE FINL CORP | COF | $327.4K | 1,696 | +0.03pp | 4q | HELD | |
| SPDR GOLD TR | GLD | $326.9K | 858 | +0.03pp | 4q | -7.0%-$24.8K | |
| FLOOR & DECOR HLDGS INC | FND | $318.7K | 6,957 | +0.03pp | 4q | +25.1%+$63.9K | |
| J P MORGAN EXCHANGE TRADED F | JEPI | $317.5K | 5,647 | -0.08pp | 7q | -37.2%-$187.8K | |
| CARNIVAL CORP LTD | CCL | $314.0K | 12,797 | - | new | NEW | |
| ANAVEX LIFE SCIENCES CORP | AVXL | $313.5K | 155,207 | -0.28pp | 9q | -52.6%-$347.7K | |
| ON HLDG AG | ONON | $310.6K | 10,489 | +0.02pp | 3q | +12.3%+$34.0K | |
| BOSTON SCIENTIFIC CORP | BSX | $293.9K | 6,732 | - | new | NEW | |
| ARISTA NETWORKS INC | ANET | $291.5K | 1,432 | +0.06pp | 3q | HELD | |
| JOHNSON & JOHNSON | JNJ | $283.1K | 1,070 | +0.04pp | 3q | HELD | |
| BLACKROCK HEALTH SCIENCES TR | BME | $282.3K | 6,397 | +0.03pp | 3q | HELD | |
| ISHARES TR | IGV | $277.7K | 2,608 | +0.02pp | 2q | -20.1%-$70.0K | |
| BANK OF AMER CORP | BAC | $277.2K | 5,093 | +0.02pp | 6q | HELD | |
| WESTERN AST INFL LKD OPP & I | WIW | $276.4K | 35,118 | -0.01pp | 3q | -15.4%-$50.3K | |
| CANADIAN NAT RES LTD MED TER CALL | CNQ | $273.0K | 1,200 | - | new | NEW | |
| SERVICENOW INC | NOW | $273.0K | 2,037 | - | new | NEW | |
| TESLA INC | TSLA | $272.8K | 769 | - | new | NEW | |
| DISNEY WALT CO | DIS | $269.4K | 2,568 | -0.02pp | 2q | -29.8%-$114.2K | |
| EXCHANGE TRADED CONCEPTS TRU | THNQ | $268.9K | 2,768 | - | new | NEW | |
| INVESCO QQQ TR | QQQ | $268.8K | 363 | -2.47pp | 4q | -94.2%-$4.3M | |
| NORTHERN LTS FD TR IV | IBD | $256.5K | 11,151 | +0.03pp | 7q | +6.3%+$15.2K | |
| VANECK ETF TRUST | SMH | $256.4K | 421 | - | new | NEW | |
| FIRST TR EXCHANGE-TRADED FD | MISL | $255.5K | 6,143 | +0.01pp | 3q | -3.4%-$9.0K | |
| CHEVRON CORPORATION | CVX | $253.2K | 1,240 | +0.05pp | 3q | HELD | |
| DIMENSIONAL ETF TRUST | DFAC | $244.8K | 5,508 | +0.03pp | 5q | HELD | |
| PROSHARES TR | PSQ | $244.4K | 9,846 | - | new | NEW | |
| JPMORGAN CHASE & CO | JPM | $239.2K | 723 | +0.03pp | 6q | HELD | |
| AMERICAN EXPRESS CO | AXP | $237.5K | 781 | +0.01pp | 7q | HELD | |
| PROCTER & GAMBLE CO | PG | $237.4K | 1,634 | +0.02pp | 3q | HELD | |
| VANGUARD SCOTTSDALE FDS | VCSH | $234.5K | 3,035 | +0.02pp | 3q | -2.7%-$6.4K | |
| PALO ALTO NETWORKS INC | PANW | $231.6K | 583 | - | new | NEW | |
| PGIM ETF TR | PULS | $226.8K | 4,586 | flat | 3q | -17.7%-$48.8K | |
| META PLATFORMS INC | META | $226.3K | 312 | - | new | NEW | |
| FIRST TR EXCHANGE-TRADED FD | FTSL | $224.9K | 5,045 | +0.02pp | 8q | HELD | |
| NETFLIX INC. | NFLX | $219.8K | 3,159 | -0.01pp | 2q | -20.7%-$57.4K | |
| MATADOR RES CO CALL | MTDR | $216.6K | 1,000 | - | new | NEW | |
| GOLDMAN SACHS GROUP INC | GS | $216.1K | 240 | +0.01pp | 5q | HELD | |
| FIRST TR EXCHANGE TRADED FD | CIBR | $215.0K | 2,086 | - | new | NEW | |
| MEDIWOUND LTD | MDWD | $213.4K | 15,500 | -0.01pp | 5q | -14.5%-$36.1K | |
| CROWDSTRIKE HLDGS INC | CRWD | $208.9K | 789 | - | new | NEW | |
| FIRST TR HIGH YIELD OPPRT 20 | FTHY | $191.3K | 14,891 | flat | 8q | -6.3%-$12.8K | |
| Cardiol Therapeutics Inc | CRDL | $185.7K | 111,865 | +0.06pp | 8q | +4.4%+$7.8K | |
| AGNC INVT CORP | AGNC | $135.2K | 14,905 | flat | 4q | HELD | |
| COHERUS ONCOLOGY INC | CHRS | $89.7K | 74,160 | -0.05pp | 3q | -44.3%-$71.5K | |
| ALTIMMUNE INC | ALT | $77.5K | 27,095 | -0.06pp | 3q | -59.0%-$111.6K | |
| MAIA BIOTECHNOLOGY INC | MAIA | $40.3K | 34,135 | flat | 3q | HELD | |
| ARDELYX INC | ARDX | $39.0K | 11,393 | -0.01pp | 3q | HELD |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Semiconductors & Electronics | $35.5M | 24.2% |
| Mining & Metals | $20.2M | 13.8% |
| Banks & Lending | $7.6M | 5.2% |
| Funds & ETFs | $6.9M | 4.7% |
| Computer Hardware | $4.5M | 3.0% |
| Software & IT Services | $4.2M | 2.9% |
| Real Estate | $4.2M | 2.9% |
| Biotech & Pharma | $4.2M | 2.8% |
| Retail & Consumer | $3.8M | 2.6% |
| Healthcare Services | $3.6M | 2.5% |
| Business Services | $3.6M | 2.4% |
| Industrials | $3.6M | 2.4% |
| Other sectors | $12.9M | 8.8% |
| Not classified | $32.0M | 21.8% |
What the disclosed book did
This is not the fund's return. A 13F shows long US equity positions only, so shorts, bonds, foreign listings, private holdings and cash are all invisible here. What this measures is the quarter's change in value of the positions this manager disclosed, had they been left untouched - the return a reader following the filing would have earned.
| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2026 | -4.2% | +2.1% | -6.3% | 100% |
| Q2 2026 | +21.6% | +14.8% | +6.7% | 82% |
| Q1 2026 | -3.8% | -4.6% | +0.9% | 99% |
| Q4 2025 | +0.2% | +2.4% | -2.2% | 99% |
| Q3 2025 | +8.7% | +7.8% | +0.9% | 95% |
| Q2 2025 | +7.5% | +10.5% | -3.0% | 98% |
| Q1 2025 | -4.7% | -4.6% | -0.2% | 99% |
| Q4 2024 | -0.7% | +2.1% | -2.8% | 98% |
Market is SPY over the same two quarter ends, priced the same way as everything else here - the median across every filer reporting it. It is a large-cap US proxy, so a manager holding small caps or biotech will beat or trail it for reasons that are not skill. Prices are quarter-end to quarter-end and say nothing about the path in between, or about trades opened and closed inside a quarter.
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q3 2026 | $146.7M | 122 | 18 | 21 | 47 | 25 | 37.5% | 19 |
| Q2 2026 | $173.2M | 129 | 14 | 14 | 11 | 6 | 34.8% | 1 |
| Q1 2026 | $169.4M | 121 | 47 | 51 | 20 | 17 | 35.2% | 77 |
| Q4 2025 | $47.1M | 91 | 48 | 25 | 12 | 24 | 39.5% | 30 |
| Q3 2025 | $27.2M | 67 | 31 | 11 | 16 | 22 | 34.1% | 92 |
| Q2 2025 | $29.4M | 58 | 21 | 16 | 10 | 9 | 47.5% | 64 |
| Q1 2025 | $23.0M | 46 | 13 | 12 | 17 | 13 | 60.6% | 65 |
| Q4 2024 | $21.1M | 46 | 28 | 5 | 10 | 26 | 43.0% | 52 |
| Q3 2024 | $24.9M | 44 | 26 | 9 | 8 | 18 | 60.7% | 56 |
| Q2 2024 | $25.2M | 36 | 19 | 6 | 10 | 16 | 68.4% | 53 |
| Q4 2023 | $20.7M | 33 | 20 | 4 | 7 | 12 | 75.2% | 72 |
| Q3 2023 | $14.7M | 25 | 8 | 6 | 5 | 22 | 80.9% | 27 |
| Q2 2023 | $23.2M | 39 | 17 | 1 | 17 | 17 | 76.1% | 31 |
| Q1 2023 | $31.2M | 39 | 24 | 10 | 3 | 21 | 77.0% | 115 |
| Q4 2022 | $22.6M | 36 | 19 | 0 | 17 | 20 | 69.9% | 45 |
| Q3 2022 | $25.9B | 37 | 24 | 6 | 7 | 37 | 79.1% | 13 |
| Q4 2021 | $27.3B | 50 | 31 | 6 | 7 | 23 | 66.8% | 33 |
| Q3 2021 | $33.4B | 42 | 25 | 6 | 5 | 37 | 69.7% | 41 |
| Q2 2021 | $32.1B | 54 | 30 | 9 | 11 | 25 | 61.3% | 48 |
| Q1 2021 | $31.5B | 49 | 38 | 2 | 9 | 45 | 70.8% | 44 |
| Q1 2020 | $42.3B | 56 | 33 | 11 | 11 | 38 | 60.6% | 45 |
| Q4 2019 | $71.7B | 61 | 26 | 8 | 26 | 43 | 56.9% | 57 |
| Q3 2019 | $92.1B | 78 | 35 | 43 | 0 | 25 | 42.8% | 46 |
| Q2 2019 | $95.3M | 68 | 26 | 13 | 27 | 24 | 49.7% | 45 |
| Q1 2019 | $111.1M | 66 | 26 | 16 | 20 | 19 | 48.3% | 44 |
| Q4 2018 | $101.6M | 59 | 0 | 0 | 0 | 0 | 40.6% | 46 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.