DaveManuel.com · Institutional Ownership · Who Owns It
ALLIANCEBERNSTEIN GLOBAL HIG (AWF)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
147
Reporting holders
$244.0M
Reported value
0.0%
Calls
0.0%
Puts
+8
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $53.0M | 5,145,506 | 0.00% | 35q | +28.4%+$11.7M |
| McGowan Group Asset Management, Inc. | $38.3M | 3,721,718 | 4.66% | 31q | -0.5%-$203.6K |
| Pathstone Holdings, LLC | $16.3M | 1,581,917 | 0.05% | 2q | +46.7%+$5.2M |
| ROYAL BANK OF CANADA | $14.5M | 1,407,410 | 0.00% | 31q | +12.5%+$1.6M |
| Invesco Ltd. | $11.0M | 1,068,995 | 0.00% | 31q | -2.4%-$268.0K |
| WELLS FARGO & COMPANY/MN | $8.2M | 792,742 | 0.00% | 31q | -2.4%-$198.7K |
| LPL Financial LLC | $7.6M | 742,640 | 0.00% | 31q | -7.0%-$578.3K |
| RAYMOND JAMES FINANCIAL INC | $7.1M | 685,500 | 0.00% | 7q | +20.7%+$1.2M |
| Logan Stone Capital, LLC | $6.8M | 657,204 | 1.43% | 2q | +183.2%+$4.4M |
| BANK OF AMERICA CORP /DE/ | $6.1M | 591,659 | 0.00% | 31q | -14.8%-$1.1M |
| Smith Asset Management Co., LLC | $4.0M | 386,580 | 3.13% | 7q | -1.9%-$77.4K |
| Uncommon Cents Investing LLC | $3.9M | 375,870 | 0.84% | 31q | +3.4%+$127.1K |
| JONES FINANCIAL COMPANIES LLLP | $3.8M | 370,695 | 0.00% | 9q | +11.3%+$385.3K |
| FLAGSHIP HARBOR ADVISORS, LLC | $3.4M | 331,248 | 0.13% | 31q | +861.5%+$3.1M |
| Shaker Financial Services, LLC | $3.0M | 286,994 | 0.93% | 7q | +41.3%+$863.6K |
| WOLVERINE ASSET MANAGEMENT LLC | $2.9M | 280,831 | 0.03% | 3q | -7.4%-$231.3K |
| Thrivent Financial for Lutherans | $2.5M | 238,168 | 0.00% | 26q | HELD |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $2.4M | 233,019 | 0.16% | new | NEW |
| Hennion & Walsh Asset Management, Inc. | $2.2M | 210,755 | 0.06% | 4q | +4.5%+$93.5K |
| Fiera Capital Corp | $2.0M | 194,368 | 0.01% | 31q | +3.4%+$65.2K |
| INDEPENDENT FINANCIAL GROUP, LLC | $1.9M | 181,258 | 0.03% | 19q | -5.1%-$100.8K |
| Cetera Investment Advisers | $1.7M | 165,467 | 0.00% | 10q | +8.1%+$127.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.6M | 154,791 | 0.00% | 31q | +6.2%+$92.5K |
| OSAIC HOLDINGS, INC. | $1.6M | 153,427 | 0.00% | 26q | +11.3%+$160.7K |
| Independent Wealth Network Inc. | $1.6M | 152,398 | 0.40% | 20q | +3.4%+$51.6K |
| Tidal Investments LLC | $1.2M | 112,817 | 0.00% | 2q | HELD |
| HOURGLASS CAPITAL, LLC | $1.1M | 108,380 | 0.22% | 2q | -0.9%-$10.3K |
| GUGGENHEIM CAPITAL LLC | $1.1M | 102,023 | 0.01% | 2q | +216.8%+$719.1K |
| Investment Research Partners LLC | $1.0M | 100,660 | 0.35% | 4q | -4.2%-$45.0K |
| Capital Investment Advisors, LLC | $1.0M | 98,780 | 0.01% | 31q | -3.9%-$41.2K |
| FOUNDERS FINANCIAL SECURITIES LLC | $939.6K | 91,225 | 0.05% | 17q | -0.9%-$8.2K |
| FCA CORP /TX | $914.1K | 88,747 | 0.23% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $858.0K | 83,322 | 0.00% | 31q | +58.6%+$317.0K |
| Anchor Capital Management Group Inc | $824.0K | 80,000 | 0.57% | 2q | HELD |
| Sowa Financial Group, Inc. | $816.0K | 79,212 | 0.38% | 19q | -24.3%-$261.4K |
| AMERIPRISE FINANCIAL INC | $791.2K | 76,813 | 0.00% | 21q | -4.1%-$34.2K |
| Quad-Cities Investment Group, LLC | $781.9K | 75,916 | 0.28% | 31q | HELD |
| NATIONAL BANK OF CANADA /FI/ | $759.9K | 73,990 | 0.00% | 19q | -3.3%-$25.7K |
| UBS Group AG | $728.6K | 70,736 | 0.00% | 31q | -26.6%-$264.3K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $710.6K | 68,986 | 0.03% | 2q | -20.7%-$185.4K |
| 1607 Capital Partners, LLC | $696.5K | 67,619 | 0.06% | new | NEW |
| SHUFRO ROSE & CO LLC | $683.4K | 66,350 | 0.04% | 31q | -2.2%-$15.5K |
| UHLMANN PRICE SECURITIES, LLC | $674.5K | 65,479 | 0.03% | 8q | +14.6%+$85.8K |
| Boreal Capital Management LLC | $655.6K | none filed | 0.49% | 5q | -100.0% |
| Maridea Wealth Management LLC | $633.3K | 61,489 | 0.07% | 7q | +8.7%+$50.7K |
| OPPENHEIMER & CO INC | $613.3K | 59,546 | 0.01% | 31q | HELD |
| Everstar Asset Management, LLC | $597.3K | 57,988 | 0.29% | 8q | +39.0%+$167.6K |
| Abundance Wealth Counselors | $580.5K | 56,356 | 0.08% | 12q | +15.2%+$76.5K |
| XTX Topco Ltd | $559.2K | 54,289 | 0.01% | 2q | +49.4%+$184.9K |
| Kaizen Financial Strategies | $550.9K | 53,431 | 0.18% | 21q | +12.4%+$60.6K |
| Avail Investment Partners, LLC | $534.3K | 51,873 | 0.41% | 2q | +20.2%+$90.0K |
| READYSTATE ASSET MANAGEMENT LP | $513.1K | 49,812 | 0.02% | 3q | -65.3%-$964.7K |
| Integrated Wealth Concepts LLC | $508.4K | 49,361 | 0.00% | 17q | HELD |
| INVESTED ADVISORS | $502.5K | 48,787 | 0.44% | 4q | -21.2%-$135.0K |
| SAX WEALTH ADVISORS, LLC | $501.8K | 49,338 | 0.02% | 3q | HELD |
| Concurrent Investment Advisors, LLC | $486.7K | 47,254 | 0.00% | 11q | +2.8%+$13.1K |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $484.9K | 47,082 | 0.05% | 2q | -67.2%-$993.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $471.5K | 45,774 | 0.00% | 5q | +9.2%+$39.9K |
| Marex Group Ltd | $462.8K | 44,934 | 0.00% | new | NEW |
| Beacon Pointe Advisors, LLC | $448.8K | 43,577 | 0.00% | new | NEW |
| Kestra Advisory Services, LLC | $432.8K | 42,019 | 0.00% | 11q | HELD |
| HighTower Advisors, LLC | $414.4K | 40,232 | 0.00% | new | NEW |
| Vanguard Capital Wealth Advisors | $412.0K | 40,000 | 0.28% | 21q | HELD |
| Global Retirement Partners, LLC | $398.0K | 38,645 | 0.01% | 13q | +23.0%+$74.5K |
| Farther Finance Advisors, LLC | $393.5K | 38,206 | 0.00% | 6q | HELD |
| B. Riley Wealth Advisors, Inc. | $381.3K | 37,195 | 0.02% | 16q | HELD |
| JANE STREET GROUP, LLC | $353.0K | 34,276 | 0.00% | 4q | -37.8%-$214.7K |
| Sound Income Strategies, LLC | $343.3K | 33,330 | 0.02% | 31q | -13.6%-$54.2K |
| WEALTHGARDEN F.S. LLC | $340.2K | 33,033 | 0.19% | 9q | HELD |
| Procyon Advisors, LLC | $339.6K | 32,970 | 0.01% | 2q | HELD |
| Quarry LP | $287.8K | 27,939 | 0.02% | 2q | -50.5%-$293.5K |
| Janney Montgomery Scott LLC | $280.0K | 27,162 | 0.00% | 6q | -5.8%-$17.4K |
| NWAM LLC | $276.4K | 26,832 | 0.01% | 13q | -6.0%-$17.7K |
| MML INVESTORS SERVICES, LLC | $272.6K | 26,470 | 0.00% | 10q | HELD |
| Brick & Kyle, Associates | $269.0K | 26,450 | 0.09% | 2q | HELD |
| CHOREO, LLC | $267.4K | 25,964 | 0.00% | 9q | -1.4%-$3.7K |
| NOMURA HOLDINGS INC | $257.5K | 25,000 | 0.00% | 3q | +150.0%+$154.5K |
| SMH CAPITAL ADVISORS INC | $255.3K | 24,789 | 1.00% | 31q | +1.1%+$2.7K |
| Clear Street Group Inc. | $230.3K | 22,361 | 0.00% | new | NEW |
| King Wealth Management Group | $216.0K | 21,000 | 0.02% | 7q | HELD |
| SOA Wealth Advisors, LLC. | $215.0K | 20,870 | 0.04% | 23q | HELD |
| NewEdge Advisors, LLC | $213.7K | 20,743 | 0.00% | 19q | -10.2%-$24.3K |
| Kovack Advisors, Inc. | $207.0K | 20,073 | 0.01% | 5q | HELD |
| Indivisible Partners | $202.0K | 19,611 | 0.01% | 3q | -43.2%-$153.9K |
| NorthStar Asset Management LLC /NJ/ | $197.7K | 19,198 | 0.08% | 11q | +10.5%+$18.7K |
| Private Advisor Group, LLC | $187.8K | 18,234 | 0.00% | 19q | +32.9%+$46.5K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $186.4K | 18,237 | 0.00% | 10q | +1.9%+$3.5K |
| Steward Partners Investment Advisory, LLC | $185.6K | 18,021 | 0.00% | 29q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $172.9K | 16,787 | 0.00% | 31q | HELD |
| Southland Equity Partners LLC | $170.1K | 16,514 | 0.03% | 12q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $169.4K | 16,447 | 0.00% | 5q | -24.0%-$53.5K |
| Composition Wealth, LLC | $167.5K | 16,264 | 0.00% | 5q | +1.9%+$3.2K |
| Argyle Capital Partners, LLC | $166.4K | 16,157 | 0.10% | 7q | -1.2%-$2.1K |
| Integris Wealth Management, LLC | $154.5K | 15,000 | 0.03% | 8q | HELD |
| BFC Planning, Inc. | $146.4K | 14,211 | 0.01% | 7q | +82.5%+$66.2K |
| Nemes Rush Group LLC | $145.2K | 14,097 | 0.01% | 5q | HELD |
| Mariner, LLC | $139.4K | 13,538 | 0.00% | 9q | +20.5%+$23.7K |
| Clearstead Advisors, LLC | $136.0K | 13,202 | 0.00% | new | NEW |
| Cullen/Frost Bankers, Inc. | $133.9K | 13,000 | 0.00% | 25q | HELD |
| Abacus Planning Group, Inc. | $133.9K | 13,000 | 0.02% | 25q | HELD |
Showing the largest 100 of 147 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 57 | $31.7M | 3,259,392 | 6 | 13 | 16 | 0.0% |
| Q2 2026 | 147 | $244.0M | 23,631,669 | 19 | 43 | 36 | 0.0% |
| Q1 2026 | 139 | $210.5M | 20,701,504 | 22 | 42 | 32 | 0.0% |
| Q4 2025 | 136 | $202.3M | 18,794,401 | 11 | 39 | 38 | 0.0% |
| Q3 2025 | 133 | $213.1M | 18,959,180 | 15 | 39 | 34 | 0.0% |
| Q2 2025 | 130 | $226.7M | 20,492,733 | 17 | 39 | 30 | 0.0% |
| Q1 2025 | 121 | $211.5M | 19,701,637 | 16 | 37 | 28 | 0.0% |
| Q4 2024 | 126 | $194.1M | 18,092,178 | 14 | 35 | 33 | 0.0% |
| Q3 2024 | 122 | $216.6M | 18,480,779 | 16 | 33 | 34 | 0.0% |
| Q2 2024 | 117 | $195.9M | 18,688,748 | 14 | 29 | 35 | 0.0% |
| Q1 2024 | 114 | $284.6M | 26,830,350 | 10 | 32 | 31 | 0.0% |
| Q4 2023 | 124 | $232.0M | 22,923,184 | 23 | 29 | 39 | 0.0% |
| Q3 2023 | 112 | $184.2M | 18,993,550 | 13 | 27 | 39 | 0.0% |
| Q2 2023 | 113 | $198.3M | 19,911,300 | 9 | 22 | 39 | 0.0% |
| Q1 2023 | 119 | $205.2M | 21,108,823 | 12 | 27 | 43 | 0.0% |
| Q4 2022 | 129 | $211.9M | 22,943,087 | 18 | 36 | 45 | 0.0% |
| Q3 2022 | 122 | $213.9M | 24,071,835 | 15 | 34 | 35 | 0.0% |
| Q2 2022 | 121 | $325.8M | 33,341,360 | 14 | 40 | 33 | 0.0% |
| Q1 2022 | 127 | $385.3M | 34,488,085 | 17 | 36 | 34 | 0.0% |
| Q4 2021 | 131 | $452.1M | 37,273,550 | 23 | 40 | 27 | 0.0% |
| Q3 2021 | 113 | $444.3M | 36,206,484 | 15 | 33 | 28 | 0.0% |
| Q2 2021 | 107 | $329.1M | 26,309,788 | 14 | 32 | 27 | 0.0% |
| Q1 2021 | 107 | $674.3M | 56,902,584 | 8 | 39 | 23 | 0.0% |
| Q4 2020 | 121 | $416.0M | 35,346,094 | 12 | 33 | 27 | 0.0% |
| Q3 2020 | 113 | $361.1M | 34,353,831 | 19 | 28 | 28 | 0.0% |
| Q2 2020 | 103 | $234.8M | 23,227,200 | 11 | 40 | 27 | 0.0% |
| Q1 2020 | 113 | $215.8M | 23,292,307 | 24 | 31 | 26 | 0.0% |
| Q4 2019 | 101 | $274.1M | 22,597,228 | 8 | 35 | 29 | 0.0% |
| Q3 2019 | 97 | $277.5M | 23,145,217 | 11 | 35 | 21 | 0.0% |
| Q2 2019 | 99 | $274.5M | 23,296,570 | 16 | 30 | 21 | 0.0% |
| Q1 2019 | 99 | $284.7M | 24,560,156 | 9 | 33 | 31 | 0.0% |
| Q4 2018 | 112 | $261.2M | 24,795,803 | 0 | 1 | 2 | 0.0% |