DaveManuel.com · Institutional Ownership · Who Owns It
ALIBABA GROUP HLDG LTD (BABA)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
1,250
Reporting holders
$40.0B
Reported value
22.7%
Calls
20.1%
Puts
-117
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| JANE STREET GROUP, LLC | $3.1B incl. $3.0B options CALL+PUT | 800,746 | 0.26% | 31q | -6.2%-$206.4M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.3B incl. $2.2B options CALL+PUT | 886,136 | 0.18% | 31q | +25.9%+$470.8M |
| CITADEL ADVISORS LLC | $1.8B incl. $1.6B options CALL+PUT | 1,991,869 | 0.21% | 31q | +38.7%+$507.1M |
| PRIMECAP MANAGEMENT CO/CA/ | $1.8B | 18,611,306 | 1.06% | 31q | -0.6%-$10.7M |
| UBS Group AG | $1.5B incl. $451.0M options CALL+PUT | 10,565,232 | 0.19% | 31q | -0.5%-$7.8M |
| IMC-Chicago, LLC | $1.3B incl. $1.2B options CALL+PUT | 940,367 | 0.30% | 19q | +176.5%+$810.9M |
| HSBC HOLDINGS PLC | $1.2B incl. $317.0M options CALL+PUT | 9,634,384 | 0.52% | 31q | +5.4%+$63.1M |
| BARCLAYS PLC | $1.0B incl. $565.2M options CALL+PUT | 4,676,300 | 0.19% | 31q | -1.4%-$14.0M |
| GOLDMAN SACHS GROUP INC | $958.0M incl. $299.9M options CALL+PUT | 6,856,466 | 0.08% | 31q | +20.2%+$160.8M |
| Dodge & Cox | $955.8M | 9,957,970 | 0.50% | 31q | HELD |
| CTC LLC | $822.2M incl. $763.0M options CALL+PUT | 617,248 | 0.26% | 14q | +613.4%+$707.0M |
| SIH Partners, LLLP | $770.8M incl. $623.9M options CALL | 1,531,216 | 4.85% | 8q | -68.9%-$1.7B |
| MORGAN STANLEY | $712.1M | 7,419,507 | 0.04% | 35q | +20.7%+$122.4M |
| Capula Management Ltd | $665.3M incl. $344.4M options CALL+PUT | 3,343,509 | 2.38% | 8q | +2818.9%+$642.5M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $582.5M | 6,068,788 | 0.11% | 31q | +9.6%+$51.3M |
| CITIGROUP INC | $548.2M incl. $174.7M options CALL+PUT | 3,890,562 | 0.18% | 31q | +12.2%+$59.8M |
| PeakShares LLC | $535.8M | 5,582,000 | 0.40% | 3q | +357720.5%+$535.6M |
| JPMORGAN CHASE & CO | $524.6M incl. $102.6M options CALL+PUT | 4,418,393 | 0.03% | 31q | -78.4%-$1.9B |
| BNP PARIBAS FINANCIAL MARKETS | $510.3M incl. $388.5M options CALL+PUT | 1,269,094 | 0.18% | 31q | +28.3%+$112.6M |
| Fisher Asset Management, LLC | $489.2M | 5,096,418 | 0.15% | 31q | -0.5%-$2.5M |
| BANK OF AMERICA CORP /DE/ | $462.6M | 4,819,436 | 0.03% | 31q | -7.7%-$38.7M |
| SIMPLEX TRADING, LLC | $415.1M CALL+PUT | options only | 0.24% | 21q | OPTIONS |
| NORGES BANK | $414.5M | 4,318,477 | 0.04% | 32q | +6.5%+$25.2M |
| GROUP ONE TRADING LLC | $407.2M incl. $404.6M options CALL+PUT | 27,043 | 0.57% | 31q | HELD |
| MILLENNIUM MANAGEMENT LLC | $405.3M incl. $267.0M options CALL+PUT | 1,440,776 | 0.15% | 31q | +58.0%+$148.8M |
| ROYAL BANK OF CANADA | $357.7M incl. $95.9M options CALL+PUT | 2,727,651 | 0.05% | 31q | +19.6%+$58.7M |
| FMR LLC | $354.2M | 3,689,900 | 0.02% | 31q | -53.0%-$399.1M |
| D. E. Shaw & Co., Inc. | $347.6M incl. $347.2M options CALL+PUT | 4,473 | 0.17% | 31q | -99.4%-$56.1B |
| BlackRock, Inc. | $332.8M | 3,467,286 | 0.00% | 8q | +9.7%+$29.4M |
| Jain Global LLC | $326.3M incl. $245.2M options CALL+PUT | 845,245 | 1.28% | 3q | +56.6%+$117.9M |
| NATIONAL BANK OF CANADA /FI/ | $325.5M incl. $128.0M options PUT | 2,057,785 | 0.23% | 19q | +638.3%+$281.5M |
| SUSQUEHANNA ADVISORS GROUP, INC. | $310.8M incl. $155.4M options PUT | 1,619,000 | 5.41% | new | NEW |
| Walleye Trading LLC | $279.5M incl. $218.6M options CALL+PUT | 635,435 | 0.32% | 31q | +8.1%+$20.9M |
| Discerene Group LP | $262.8M | 2,737,678 | 29.55% | 19q | +3.6%+$9.1M |
| PRICE T ROWE ASSOCIATES INC /MD/ | $256.0M | 2,667,285 | 0.03% | 31q | -15.1%-$45.4M |
| LMR Partners LLP | $253.2M incl. $188.1M options CALL+PUT | 678,227 | 0.94% | 25q | +33.4%+$63.4M |
| Capital World Investors | $252.0M | 2,625,136 | 0.03% | 9q | -36.9%-$147.1M |
| Teilinger Capital Ltd. | $248.0M incl. $241.8M options CALL+PUT | 64,300 | 34.72% | 4q | -45.6%-$208.3M |
| AMERICAN CENTURY COMPANIES INC | $229.6M | 2,392,112 | 0.10% | 31q | -12.5%-$32.7M |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. | $221.0M | 2,302,450 | 0.33% | 3q | -2.5%-$5.6M |
| DEUTSCHE BANK AG\ | $212.9M | 2,218,512 | 0.06% | 34q | +2.5%+$5.2M |
| RWWM, INC. | $212.8M | 2,217,364 | 15.73% | 21q | +2.6%+$5.3M |
| AMF Tjanstepension AB | $207.4M | 2,160,591 | 1.23% | 31q | -2.1%-$4.4M |
| WELLS FARGO & COMPANY/MN | $204.0M incl. $62.8M options CALL+PUT | 1,471,611 | 0.03% | 31q | +3.0%+$6.0M |
| MASTERS CAPITAL MANAGEMENT LLC | $192.0M CALL | options only | 4.93% | 4q | OPTIONS |
| APPALOOSA LP | $192.0M | 2,000,000 | 2.48% | 17q | -42.3%-$140.6M |
| Qube Research & Technologies Ltd | $190.5M incl. $80.0M options CALL+PUT | 1,150,945 | 0.18% | 12q | +323.0%+$145.5M |
| Carrhae Capital LLP | $186.3M incl. $138.3M options CALL | 500,160 | 5.14% | 6q | -62.5%-$310.6M |
| WELLINGTON MANAGEMENT GROUP LLP | $182.0M | 1,896,633 | 0.03% | 31q | +98.4%+$90.3M |
| Portman Square Capital LLP | $180.1M incl. $113.3M options PUT | 695,718 | 8.54% | 3q | HELD |
| Great Hill Capital LLC | $177.4M incl. $171.0M options CALL | 66,581 | 4.13% | 4q | +194.5%+$117.1M |
| Balyasny Asset Management L.P. | $175.1M incl. $127.6M options CALL+PUT | 494,857 | 0.22% | 31q | +236.8%+$123.1M |
| NORTHERN TRUST CORP | $166.7M | 1,736,546 | 0.02% | 31q | -3.5%-$6.1M |
| TUDOR INVESTMENT CORP ET AL | $155.2M incl. $130.1M options CALL+PUT | 261,221 | 0.22% | 8q | +24.2%+$30.3M |
| CMT Capital Markets Trading GmbH | $152.1M incl. $144.1M options CALL+PUT | 84,201 | 1.29% | 31q | +53.1%+$52.7M |
| CAPSTONE INVESTMENT ADVISORS, LLC | $147.2M incl. $73.0M options CALL+PUT | 773,268 | 0.27% | 20q | +9612.0%+$145.7M |
| Parallax Volatility Advisers, L.P. | $143.3M incl. $109.0M options CALL+PUT | 357,219 | 0.24% | 31q | -15.5%-$26.2M |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $142.6M | 1,485,852 | 0.17% | 9q | +2.1%+$3.0M |
| Temasek Holdings (Private) Ltd | $126.0M | 1,313,262 | 0.34% | 31q | HELD |
| Ruffer LLP | $121.3M | 1,265,069 | 4.29% | 17q | +8.0%+$9.0M |
| NEUBERGER BERMAN GROUP LLC | $121.3M incl. $1.6M options PUT | 1,246,365 | 0.08% | 31q | -7.0%-$9.2M |
| ALKEON CAPITAL MANAGEMENT LLC | $115.2M | 1,200,000 | 0.16% | 2q | +140.0%+$67.2M |
| Tidal Investments LLC | $112.3M incl. $64.2M options CALL+PUT | 501,957 | 0.19% | 31q | +28.8%+$25.1M |
| PEAK6 LLC | $110.6M incl. $87.6M options CALL+PUT | 240,413 | 0.23% | 7q | -2.0%-$2.2M |
| Man Group plc | $108.1M incl. $1.5M options CALL+PUT | 1,111,265 | 0.17% | 31q | +10.3%+$10.1M |
| NORDEA INVESTMENT MANAGEMENT AB | $107.3M | 1,123,007 | 0.09% | 31q | -4.1%-$4.6M |
| Handelsbanken Fonder AB | $104.7M | 1,091,253 | 0.30% | 31q | HELD |
| Clearbridge Investments, LLC | $99.6M | 1,038,215 | 0.08% | 4q | -4.9%-$5.1M |
| DIMENSIONAL FUND ADVISORS LP | $99.1M | 1,032,736 | 0.02% | 31q | -43.4%-$75.9M |
| MARSHALL WACE, LLP | $99.0M incl. $60.3M options CALL+PUT | 403,299 | 0.08% | 19q | -29.9%-$42.2M |
| Squarepoint Ops LLC | $98.5M incl. $92.3M options CALL+PUT | 65,334 | 0.11% | 20q | -85.2%-$566.0M |
| CAUSEWAY CAPITAL MANAGEMENT LLC | $95.5M | 995,040 | 1.03% | 31q | -6.9%-$7.1M |
| BRANDES INVESTMENT PARTNERS, LP | $92.4M | 962,215 | 0.65% | 27q | +44.5%+$28.4M |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $92.3M | 961,834 | 0.04% | 14q | +25665.7%+$92.0M |
| Altshuler Shaham Ltd | $90.1M | 939,250 | 1.12% | 3q | -14.2%-$14.9M |
| CapitalatWork S.A. | $90.1M | 938,530 | 2.26% | 11q | +8.2%+$6.9M |
| Brevan Howard Capital Management LP | $86.8M incl. $69.7M options CALL+PUT | 178,745 | 0.64% | 8q | +1025.7%+$79.1M |
| LAZARD ASSET MANAGEMENT LLC | $86.5M | 901,271 | 0.13% | 46q | -1.5%-$1.3M |
| ARGA Investment Management, LP | $84.4M | 879,563 | 2.15% | 31q | +409.4%+$67.8M |
| NOMURA HOLDINGS INC | $79.6M incl. $79.1M options CALL+PUT | 5,578 | 0.09% | 4q | -93.3%-$1.1B |
| CI INVESTMENTS INC. | $76.9M | 801,283 | 0.25% | 31q | -16.4%-$15.1M |
| BAILLIE GIFFORD & CO | $76.4M | 796,021 | 0.07% | 4q | +3.1%+$2.3M |
| Schonfeld Strategic Advisors LLC | $73.6M incl. $64.8M options CALL+PUT | 91,528 | 0.26% | 12q | +18.3%+$11.4M |
| Saba Capital Management, L.P. | $73.1M incl. $56.6M options PUT | 172,007 | 1.87% | 3q | +75.8%+$31.5M |
| Baird Financial Group, Inc. | $72.4M | 754,749 | 0.10% | 31q | +6.7%+$4.5M |
| BAMCO INC /NY/ | $71.1M | 740,460 | 0.11% | 31q | +16.5%+$10.1M |
| BBFIT INVESTMENTS PTE LTD | $70.0M | 728,800 | 6.36% | 3q | HELD |
| LPL Financial LLC | $68.3M incl. $2.3M options CALL+PUT | 687,152 | 0.02% | 31q | -6.8%-$5.0M |
| Legal & General Group Plc | $64.6M | 673,425 | 0.01% | 31q | +15.3%+$8.6M |
| Clear Street Group Inc. | $64.3M | 669,953 | 0.16% | 4q | HELD |
| Amundi | $62.4M | 649,940 | 0.02% | 21q | -23.5%-$19.2M |
| Artisan Partners Limited Partnership | $62.4M | 649,846 | 0.10% | 4q | -21.6%-$17.2M |
| Rockefeller Capital Management L.P. | $62.1M | 640,798 | 0.10% | 31q | -3.6%-$2.3M |
| TORONTO DOMINION BANK | $59.7M incl. $2.3M options CALL | 597,603 | 0.07% | 28q | +6.3%+$3.6M |
| THORNBURG INVESTMENT MANAGEMENT INC | $59.3M | 617,721 | 0.57% | 31q | +1.2%+$723.4K |
| Davis Asset Management, L.P. | $58.3M | 607,561 | 1.48% | 16q | HELD |
| Defiance ETFs, LLC | $56.5M | 576,467 | 0.77% | 3q | +117.6%+$30.5M |
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. | $56.0M | 585,700 | 0.35% | 27q | +40.0%+$16.0M |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $55.6M | 579,000 | 0.08% | 2q | +50.8%+$18.7M |
| Penserra Capital Management LLC | $55.3M | 576,467 | 0.43% | 31q | +117.6%+$29.9M |
Showing the largest 100 of 1,251 reported holders. The count of 1,250 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 381 | $1.9B | 12,790,077 | 56 | 115 | 100 | 27.5% |
| Q2 2026 | 1,250 | $40.0B | 241,198,043 | 118 | 411 | 419 | 42.8% |
| Q1 2026 | 1,367 | $51.0B | 251,976,534 | 98 | 462 | 461 | 38.8% |
| Q4 2025 | 1,458 | $65.9B | 275,105,827 | 144 | 481 | 430 | 38.8% |
| Q3 2025 | 1,444 | $85.1B | 283,634,476 | 277 | 461 | 433 | 40.5% |
| Q2 2025 | 1,296 | $48.0B | 273,916,367 | 103 | 409 | 472 | 35.4% |
| Q1 2025 | 1,438 | $73.1B | 357,641,501 | 322 | 417 | 463 | 34.9% |
| Q4 2024 | 1,229 | $44.2B | 328,173,712 | 128 | 373 | 413 | 37.1% |
| Q3 2024 | 1,269 | $61.4B | 381,323,013 | 234 | 364 | 407 | 34.3% |
| Q2 2024 | 1,137 | $36.7B | 358,436,033 | 126 | 347 | 377 | 29.7% |
| Q1 2024 | 1,144 | $39.9B | 375,452,665 | 136 | 437 | 339 | 28.3% |
| Q4 2023 | 1,177 | $42.2B | 361,483,539 | 132 | 296 | 465 | 33.6% |
| Q3 2023 | 1,173 | $46.3B | 370,472,071 | 113 | 372 | 382 | 29.4% |
| Q2 2023 | 1,175 | $44.5B | 370,157,519 | 96 | 370 | 375 | 29.4% |
| Q1 2023 | 1,274 | $55.8B | 370,812,263 | 198 | 419 | 348 | 31.6% |
| Q4 2022 | 1,194 | $48.1B | 385,877,622 | 151 | 268 | 502 | 28.7% |
| Q3 2022 | 1,135 | $363.7B | 4,860,850,845 | 82 | 310 | 445 | 19.1% |
| Q2 2022 | 1,315 | $454.4B | 4,510,967,896 | 145 | 400 | 486 | 8.1% |
| Q1 2022 | 1,327 | $422.4B | 5,346,869,080 | 144 | 448 | 500 | 10.0% |
| Q4 2021 | 1,432 | $333.1B | 3,268,440,544 | 101 | 314 | 710 | 19.1% |
| Q3 2021 | 1,565 | $424.0B | 4,359,712,787 | 118 | 499 | 732 | 15.7% |
| Q2 2021 | 1,917 | $496.0B | 4,590,151,241 | 187 | 750 | 620 | 16.2% |
| Q1 2021 | 1,888 | $605.3B | 5,503,715,211 | 162 | 750 | 696 | 10.8% |
| Q4 2020 | 1,960 | $687.5B | 4,969,289,502 | 183 | 816 | 583 | 11.3% |
| Q3 2020 | 1,877 | $917.1B | 6,380,683,127 | 207 | 670 | 667 | 5.1% |
| Q2 2020 | 1,776 | $722.7B | 6,530,980,889 | 173 | 685 | 638 | 4.9% |
| Q1 2020 | 1,767 | $694.8B | 5,543,692,795 | 164 | 696 | 643 | 3.6% |
| Q4 2019 | 1,770 | $876.3B | 5,368,334,562 | 185 | 640 | 535 | 12.2% |
| Q3 2019 | 1,529 | $571.6B | 7,788,499,661 | 121 | 661 | 465 | 3.3% |
| Q2 2019 | 1,515 | $508.3B | 6,296,020,592 | 130 | 716 | 408 | 5.5% |
| Q1 2019 | 1,531 | $479.6B | 4,324,817,635 | 178 | 614 | 439 | 3.9% |
| Q4 2018 | 1,437 | $415.2B | 4,590,257,537 | 22 | 28 | 22 | 4.8% |