DaveManuel.com · Institutional Ownership · Who Owns It
INNOVATOR ETFS TRUST (BALT)
Institutional ownership reported to the SEC as of Q2 2026, across 21 quarters.
301
Reporting holders
$1.8B
Reported value
0.0%
Calls
0.0%
Puts
+20
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | $94.5M | 2,758,023 | 0.03% | 7q | +8.5%+$7.4M |
| OSAIC HOLDINGS, INC. | $93.0M | 2,713,137 | 0.11% | 20q | +10.1%+$8.6M |
| Wealthquest Corp | $87.1M | 2,542,279 | 5.50% | 17q | -54.6%-$104.7M |
| LPL Financial LLC | $82.0M | 2,392,686 | 0.02% | 11q | +192.6%+$54.0M |
| ENVESTNET ASSET MANAGEMENT INC | $66.5M | 1,939,719 | 0.02% | 18q | HELD |
| Cetera Investment Advisers | $60.7M | 1,770,275 | 0.06% | 19q | +11.2%+$6.1M |
| Kingsview Wealth Management, LLC | $47.5M | 1,385,648 | 0.58% | 20q | +19.9%+$7.9M |
| Foundations Investment Advisors, LLC | $47.4M | 1,382,990 | 0.49% | 11q | -1.2%-$577.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $42.4M | 1,236,763 | 0.05% | 19q | +30.9%+$10.0M |
| Reliant Wealth Planning | $35.5M | 1,037,015 | 9.77% | 5q | +3.1%+$1.1M |
| Brookstone Capital Management | $34.5M | 1,005,902 | 0.35% | 17q | +9.9%+$3.1M |
| Crown Wealth Group, LLC | $33.5M | 978,870 | 8.54% | 16q | +4.5%+$1.4M |
| Compass Advisory Group LLC | $31.2M | 910,105 | 7.41% | 19q | +5.9%+$1.7M |
| LEE JOHNSON CAPITAL MANAGEMENT, LLC | $30.8M | 897,952 | 9.62% | 4q | -36.0%-$17.3M |
| PTM WEALTH MANAGEMENT, LLC | $29.3M | 853,198 | 13.19% | 6q | +8.4%+$2.3M |
| MTM FINANCIAL GROUP, LLC | $27.0M | 788,610 | 11.58% | 18q | HELD |
| Kure Advisory, LLC | $25.4M | 741,316 | 12.04% | 6q | +4.3%+$1.0M |
| NewEdge Advisors, LLC | $24.6M | 716,670 | 0.07% | 10q | +42.8%+$7.4M |
| Clear Creek Financial Management, LLC | $22.9M | 669,133 | 1.47% | 6q | +9.1%+$1.9M |
| Archer Investment Corp | $22.5M | 657,754 | 2.19% | 4q | +113.2%+$12.0M |
| AXXCESS WEALTH MANAGEMENT, LLC | $22.3M | 651,904 | 0.36% | 3q | +45.4%+$7.0M |
| CENTAURUS FINANCIAL, INC. | $21.3M | 620,618 | 0.82% | 14q | +28.4%+$4.7M |
| PERSONAL CFO SOLUTIONS, LLC | $19.3M | 563,980 | 2.79% | 2q | +2.5%+$469.6K |
| Visionary Wealth Advisors | $18.9M | 552,027 | 0.75% | 18q | +8.5%+$1.5M |
| Wealthcare Advisory Partners LLC | $18.0M | 525,929 | 0.34% | 15q | +66.6%+$7.2M |
| NBZ Investment Advisors LLC | $16.8M | 490,105 | 6.55% | 7q | HELD |
| Cambridge Investment Research Advisors, Inc. | $16.5M | 481,948 | 0.02% | 18q | +158.4%+$10.1M |
| Glen Eagle Advisors, LLC | $16.3M | 474,726 | 2.05% | 8q | +15.6%+$2.2M |
| CRA Financial Services, LLC | $15.6M | 455,717 | 1.80% | 15q | +0.5%+$82.4K |
| Marshall Financial Group, LLC | $15.2M | 444,697 | 2.22% | new | NEW |
| AE Wealth Management LLC | $14.6M | 427,273 | 0.07% | 7q | -28.1%-$5.7M |
| Bellars Harris Wealth Management, LLC | $14.6M | 426,335 | 2.97% | new | FIRST |
| HARBOUR INVESTMENTS, INC. | $14.5M | 423,609 | 0.20% | 17q | -1.6%-$229.9K |
| Strategic Blueprint, LLC | $13.6M | 396,460 | 0.68% | 10q | +9.8%+$1.2M |
| Orion Porfolio Solutions, LLC | $13.0M | 380,663 | 0.10% | 9q | +7.9%+$958.6K |
| Stratos Wealth Advisors, LLC | $12.0M | 350,216 | 0.66% | 18q | HELD |
| ATX Financial Planning, LLC | $12.0M | 349,729 | 7.93% | 3q | +12.9%+$1.4M |
| Prasad Wealth Partners, LLC | $11.9M | 347,970 | 2.87% | 7q | +688.7%+$10.4M |
| World Investment Advisors | $11.3M | 334,371 | 0.19% | 15q | -4.1%-$483.0K |
| Kestra Advisory Services, LLC | $11.1M | 324,994 | 0.04% | 20q | HELD |
| CENTRAL VALLEY ADVISORS, LLC | $10.8M | 313,952 | 2.76% | 7q | -0.6%-$68.6K |
| LAUREL OAK WEALTH MANAGEMENT, LLC | $10.4M | 303,972 | 1.52% | 3q | +37.3%+$2.8M |
| CreativeOne Wealth, LLC | $10.4M | 302,452 | 0.22% | 5q | +97.5%+$5.1M |
| Mutual Advisors, LLC | $10.2M | 297,538 | 0.19% | 9q | +19.0%+$1.6M |
| OneDigital Investment Advisors LLC | $10.0M | 292,992 | 0.08% | 15q | +12.0%+$1.1M |
| Long Island Wealth Management, Inc. | $9.8M | 285,262 | 4.04% | 11q | +18.2%+$1.5M |
| Ausdal Financial Partners, Inc. | $9.6M | 278,800 | 0.37% | 9q | +13.3%+$1.1M |
| WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV | $9.5M | 276,044 | 1.36% | 9q | -3.1%-$307.6K |
| Ankerstar Wealth, LLC | $9.3M | 272,566 | 7.83% | new | NEW |
| Dominguez Wealth Management Solutions, Inc. | $9.3M | 272,564 | 5.15% | 15q | HELD |
| Carter Financial Group, INC. | $8.3M | 241,453 | 4.29% | new | NEW |
| Triad Wealth Partners, LLC | $8.0M | 231,224 | 0.47% | 7q | +62.2%+$3.1M |
| Rochester Wealth Strategies, LLC | $7.5M | 219,349 | 4.16% | new | NEW |
| Farther Finance Advisors, LLC | $7.5M | 218,927 | 0.06% | 6q | +1.8%+$131.7K |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | $7.3M | 211,835 | 0.36% | 15q | -5.1%-$388.4K |
| INDEPENDENT FINANCIAL GROUP, LLC | $7.1M | 206,369 | 0.13% | 9q | +13.2%+$824.8K |
| Belpointe Asset Management LLC | $7.0M | 204,663 | 0.23% | 4q | HELD |
| Jacobi Capital Management LLC | $7.0M | 204,568 | 0.34% | 2q | +229.1%+$4.9M |
| Sovran Advisors, LLC | $7.0M | 203,553 | 0.52% | 7q | -26.9%-$2.6M |
| ARQ WEALTH ADVISORS, LLC | $6.9M | 199,224 | 0.85% | new | NEW |
| NEW WAVE WEALTH ADVISORS LLC | $6.7M | 194,266 | 0.91% | 5q | +56.3%+$2.4M |
| MML INVESTORS SERVICES, LLC | $6.5M | 189,254 | 0.01% | 16q | -28.8%-$2.6M |
| Sigma Planning Corp | $6.4M | 187,215 | 0.16% | 16q | -19.5%-$1.6M |
| Arax Advisory Partners | $6.3M | 185,015 | 0.04% | 3q | +2250.6%+$6.1M |
| Holos Integrated Wealth LLC | $6.3M | 183,682 | 2.94% | 6q | +9.1%+$524.0K |
| TRUIST FINANCIAL CORP | $6.3M | 183,630 | 0.01% | 8q | +15.3%+$837.3K |
| Capital Investment Advisory Services, LLC | $6.2M | 180,271 | 0.38% | 12q | +6.5%+$378.4K |
| Prairie Wealth Advisors, Inc. | $6.1M | none filed | 1.45% | 7q | HELD |
| ELEVATION POINT WEALTH PARTNERS, LLC | $5.7M | 166,069 | 0.11% | 2q | +5.5%+$295.6K |
| Vestmark Advisory Solutions, Inc. | $5.7M | 165,391 | 0.05% | 2q | +5.5%+$294.5K |
| FAI Advisors, Inc. | $5.7M | 164,959 | 2.22% | 7q | +25.7%+$1.2M |
| KFG WEALTH MANAGEMENT, LLC | $5.5M | 160,987 | 0.62% | 6q | +8.0%+$407.4K |
| Rockefeller Capital Management L.P. | $5.4M | 157,663 | 0.01% | 4q | +5.3%+$274.0K |
| BROWN WEALTH MANAGEMENT, LLC | $5.3M | 155,832 | 1.19% | 8q | +5.7%+$288.7K |
| Equitable Holdings, Inc. | $5.3M | 154,010 | 0.03% | 3q | +48.4%+$1.7M |
| RHL GROUP, LLC | $5.2M | 154,203 | 4.36% | new | NEW |
| Code Waechter LLC | $5.2M | 152,786 | 2.71% | 6q | +9.6%+$459.6K |
| Aptus Capital Advisors, LLC | $5.1M | 149,717 | 0.04% | 3q | +26.8%+$1.1M |
| Trek Financial, LLC | $4.9M | 142,339 | 0.24% | 15q | HELD |
| PlanVest Financial, Inc | $4.8M | 140,591 | 3.22% | 2q | +3.6%+$167.1K |
| BEACON FINANCIAL GROUP | $4.7M | 136,483 | 0.43% | 7q | +1.3%+$60.4K |
| WINNACLE WEALTH LLC | $4.5M | 131,994 | 3.08% | 4q | -3.1%-$144.0K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $4.4M | 129,533 | 0.05% | 5q | -7.5%-$359.2K |
| Ballast Rock Private Wealth LLC | $4.4M | 129,280 | 2.05% | 3q | -1.7%-$77.7K |
| Financial Designs Corp | $4.3M | 124,615 | 2.29% | 11q | +4.7%+$192.8K |
| Kraft, Davis & Associates, LLC | $4.2M | 121,444 | 0.87% | 2q | -4.5%-$195.5K |
| Steward Partners Investment Advisory, LLC | $4.1M | 120,638 | 0.02% | 11q | +2.1%+$85.2K |
| Beacon Pointe Advisors, LLC | $4.1M | 119,446 | 0.02% | 12q | +4.8%+$187.4K |
| Pachira Investments Inc. | $3.9M | 112,569 | 1.46% | 7q | +5.2%+$191.8K |
| Comprehensive Financial Consultants Institutional, Inc. | $3.9M | 112,486 | 1.02% | 11q | +4.9%+$179.1K |
| Applied Capital LLC | $3.8M | 111,316 | 1.23% | 7q | +34.0%+$968.8K |
| DAVENPORT & Co LLC | $3.8M | 110,583 | 0.02% | 5q | +0.6%+$21.3K |
| SIGNATUREFD, LLC | $3.7M | 108,016 | 0.05% | 3q | +94.2%+$1.8M |
| First Heartland Consultants, Inc. | $3.6M | 106,050 | 0.24% | 9q | +140.7%+$2.1M |
| MILESTONE ASSET MANAGEMENT, LLC | $3.6M | 105,587 | 0.57% | 11q | -1.4%-$49.8K |
| Triton Financial Group Inc | $3.6M | 105,274 | 2.08% | 16q | -46.7%-$3.2M |
| Family Office Research LLC | $3.5M | 101,982 | 1.31% | 3q | +15.0%+$456.5K |
| Merit Financial Group, LLC | $3.5M | 101,900 | 0.02% | 10q | +41.2%+$1.0M |
| CAPTRUST FINANCIAL ADVISORS | $3.4M | 100,457 | 0.01% | 4q | +94.0%+$1.7M |
| Integrity Advisory Solutions, LLC | $3.4M | 99,043 | 0.35% | 4q | +13.3%+$398.7K |
Showing the largest 100 of 301 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 147 | $529.7M | 14,953,790 | 20 | 68 | 40 | 0.0% |
| Q2 2026 | 301 | $1.8B | 52,115,287 | 42 | 140 | 70 | 0.0% |
| Q1 2026 | 281 | $1.7B | 49,363,566 | 40 | 122 | 74 | 0.0% |
| Q4 2025 | 265 | $1.5B | 45,452,268 | 37 | 121 | 56 | 0.0% |
| Q3 2025 | 227 | $1.3B | 38,357,758 | 37 | 116 | 44 | 0.0% |
| Q2 2025 | 201 | $1.1B | 33,242,070 | 23 | 102 | 48 | 0.0% |
| Q1 2025 | 195 | $961.0M | 30,638,049 | 50 | 96 | 22 | 0.0% |
| Q4 2024 | 155 | $686.2M | 21,838,195 | 24 | 70 | 30 | 0.0% |
| Q3 2024 | 131 | $571.3M | 18,533,451 | 18 | 64 | 24 | 0.0% |
| Q2 2024 | 123 | $419.1M | 13,951,482 | 29 | 43 | 37 | 0.0% |
| Q1 2024 | 106 | $433.9M | 14,828,239 | 20 | 44 | 25 | 0.0% |
| Q4 2023 | 94 | $529.9M | 18,522,960 | 19 | 32 | 26 | 0.0% |
| Q3 2023 | 80 | $326.3M | 11,733,466 | 14 | 38 | 20 | 0.0% |
| Q2 2023 | 73 | $268.5M | 9,628,921 | 5 | 38 | 23 | 0.0% |
| Q1 2023 | 77 | $247.6M | 9,090,382 | 15 | 32 | 23 | 0.0% |
| Q4 2022 | 72 | $218.3M | 8,205,091 | 28 | 18 | 18 | 0.0% |
| Q3 2022 | 44 | $137.1M | 5,317,805 | 11 | 21 | 4 | 0.0% |
| Q2 2022 | 44 | $98.0M | 3,792,162 | 16 | 16 | 6 | 0.0% |
| Q1 2022 | 31 | $339.2M | 13,111,887 | 15 | 9 | 5 | 0.0% |
| Q4 2021 | 21 | $105.1M | 4,053,969 | 9 | 6 | 0 | 0.0% |
| Q3 2021 | 11 | $4.7M | 181,133 | 11 | 0 | 0 | 0.0% |