DaveManuel.com · Institutional Ownership · Who Owns It
BLACKROCK CAP ALLOCATION TER (BCAT)
Institutional ownership reported to the SEC as of Q2 2026, across 25 quarters.
111
Reporting holders
$308.4M
Reported value
0.0%
Calls
0.0%
Puts
+12
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $57.4M | 3,603,068 | 0.00% | 24q | -17.4%-$12.1M |
| WELLS FARGO & COMPANY/MN | $38.8M | 2,433,927 | 0.01% | 24q | -3.3%-$1.3M |
| Penserra Capital Management LLC | $25.7M | 1,613,297 | 0.20% | 8q | +4.0%+$980.6K |
| COHEN & STEERS, INC. | $25.1M | 1,572,657 | 0.04% | 20q | -4.6%-$1.2M |
| BANK OF AMERICA CORP /DE/ | $24.7M | 1,551,775 | 0.00% | 24q | +5.1%+$1.2M |
| UBS Group AG | $16.8M | 1,051,479 | 0.00% | 24q | +7.4%+$1.2M |
| Invesco Ltd. | $11.1M | 699,927 | 0.00% | 15q | -23.7%-$3.5M |
| ROYAL BANK OF CANADA | $10.8M | 680,442 | 0.00% | 24q | +19.4%+$1.8M |
| AMERIPRISE FINANCIAL INC | $9.3M | 580,806 | 0.00% | 21q | +382.2%+$7.3M |
| Cambridge Investment Research Advisors, Inc. | $7.5M | 468,212 | 0.01% | 15q | +103.9%+$3.8M |
| LPL Financial LLC | $7.4M | 464,975 | 0.00% | 17q | -1.5%-$111.8K |
| Rockefeller Capital Management L.P. | $7.1M | 442,872 | 0.01% | 22q | +5.9%+$395.9K |
| STIFEL FINANCIAL CORP | $6.4M | 401,718 | 0.01% | 23q | -19.9%-$1.6M |
| Advisors Asset Management, Inc. | $6.1M | 384,286 | 0.09% | 17q | +6.4%+$366.7K |
| RAYMOND JAMES FINANCIAL INC | $5.7M | 356,329 | 0.00% | 7q | +5.3%+$283.5K |
| Keebeck Wealth Management | $5.6M | 351,976 | 0.55% | 10q | HELD |
| Lido Advisors, LLC | $3.0M | 189,561 | 0.01% | 4q | +1.7%+$51.7K |
| JANE STREET GROUP, LLC | $2.0M | 124,513 | 0.00% | 3q | +53.5%+$690.9K |
| Perennial Investment Advisors, LLC | $1.8M | 114,613 | 0.12% | 7q | +21.1%+$318.1K |
| OSAIC HOLDINGS, INC. | $1.7M | 104,070 | 0.00% | 23q | +13.6%+$198.9K |
| PFG Investments, LLC | $1.6M | 101,590 | 0.06% | 4q | +4.1%+$63.8K |
| Baird Financial Group, Inc. | $1.4M | 90,490 | 0.00% | 17q | +2.0%+$28.9K |
| Aviance Capital Partners, LLC | $1.4M | 88,409 | 0.15% | 2q | +325.8%+$1.1M |
| Thrivent Financial for Lutherans | $1.4M | 86,649 | 0.00% | 8q | HELD |
| Clearstead Advisors, LLC | $1.3M | 83,423 | 0.01% | 9q | HELD |
| Cetera Investment Advisers | $1.3M | 81,181 | 0.00% | 10q | +11.9%+$137.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.3M | 80,879 | 0.00% | 22q | +17.0%+$187.5K |
| Janney Montgomery Scott LLC | $1.3M | 80,205 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $1.2M | 77,119 | 0.01% | 7q | -20.8%-$323.1K |
| Formidable Asset Management, LLC | $1.1M | 80,117 | 0.18% | 2q | +21.5%+$200.6K |
| FIRST TRUST ADVISORS LP | $974.9K | 61,199 | 0.00% | 14q | -41.4%-$688.0K |
| WINEBRENNER CAPITAL MANAGEMENT LLC | $908.0K | 57,000 | 0.55% | 7q | +39.0%+$254.9K |
| Bramshill Investments, LLC | $816.7K | 51,268 | 0.06% | 2q | +1.2%+$9.4K |
| EVOLVE PRIVATE WEALTH, LLC | $813.8K | 51,089 | 0.05% | 3q | -48.4%-$764.3K |
| &PARTNERS | $786.4K | 49,364 | 0.00% | 8q | +3.0%+$23.1K |
| CoreCap Advisors, LLC | $767.0K | 48,146 | 0.02% | 10q | +80.6%+$342.2K |
| Mathes Company, Inc. | $733.0K | 46,000 | 0.23% | 23q | -32.6%-$354.5K |
| Triumph Capital Management | $692.0K | 43,443 | 0.13% | new | NEW |
| Summit Financial, LLC | $675.4K | 42,396 | 0.01% | new | NEW |
| TD Capital Management LLC | $596.9K | 37,467 | 0.05% | 5q | +5.1%+$28.7K |
| Vestmark Advisory Solutions, Inc. | $571.1K | 35,850 | 0.01% | 3q | -6.0%-$36.6K |
| ELEVATION POINT WEALTH PARTNERS, LLC | $571.1K | 35,850 | 0.01% | 4q | -6.0%-$36.6K |
| Amplius Wealth Advisors, LLC | $562.2K | 35,290 | 0.04% | 19q | -0.9%-$5.3K |
| Corient Private Wealth LP | $552.0K | 34,651 | 0.00% | 10q | +23.5%+$105.0K |
| Joseph P. Lucia & Associates, LLC | $534.4K | 33,547 | 0.16% | 7q | +0.8%+$4.3K |
| Bison Wealth, LLC | $528.9K | 33,077 | 0.05% | 6q | +1.5%+$8.0K |
| OneAscent Family Office, LLC | $498.0K | 31,259 | 0.25% | new | NEW |
| HighTower Advisors, LLC | $465.4K | 29,218 | 0.00% | 6q | +72.7%+$195.9K |
| KINGSWOOD WEALTH ADVISORS, LLC | $454.6K | 28,536 | 0.02% | 7q | +14.1%+$56.3K |
| Quantinno Capital Management LP | $430.1K | 27,000 | 0.00% | 5q | -34.5%-$226.7K |
| ENVESTNET ASSET MANAGEMENT INC | $419.4K | 26,329 | 0.00% | 2q | +142.8%+$246.7K |
| CAPTRUST FINANCIAL ADVISORS | $390.4K | 24,505 | 0.00% | 14q | HELD |
| Prosperity Consulting Group, LLC | $384.6K | 24,141 | 0.01% | 4q | HELD |
| NorthRock Partners, LLC | $322.4K | 20,236 | 0.00% | 2q | -4.9%-$16.6K |
| NewEdge Advisors, LLC | $315.9K | 19,830 | 0.00% | 5q | +12.4%+$34.9K |
| TRUIST FINANCIAL CORP | $314.8K | 19,761 | 0.00% | new | NEW |
| OPPENHEIMER & CO INC | $311.5K | 19,554 | 0.00% | 20q | -2.1%-$6.5K |
| CITADEL ADVISORS LLC | $309.1K | 19,405 | 0.00% | 3q | -78.5%-$1.1M |
| SeaCrest Wealth Management, LLC | $288.3K | 18,099 | 0.03% | 5q | +16.9%+$41.6K |
| WEDBUSH SECURITIES INC | $288.0K | 18,075 | 0.01% | 6q | +1.4%+$3.9K |
| EAGLE ROCK INVESTMENT COMPANY, LLC | $285.2K | 17,902 | 0.04% | 10q | HELD |
| Patriot Financial Group Insurance Agency, LLC | $265.2K | 16,650 | 0.03% | 24q | -50.0%-$265.2K |
| TWO SIGMA SECURITIES, LLC | $242.0K | 15,194 | 0.02% | new | NEW |
| INSIGNEO ADVISORY SERVICES, LLC | $229.6K | 14,415 | 0.01% | 6q | HELD |
| Advisory Solutions Group, LLC | $213.0K | 13,371 | 0.07% | new | FIRST |
| Confluence Wealth Services, Inc. | $213.0K | 13,371 | 0.01% | new | NEW |
| Sovran Advisors, LLC | $205.1K | 13,285 | 0.02% | 2q | HELD |
| StoneX Group Inc. | $202.3K | 12,700 | 0.01% | new | NEW |
| FIRETHORN WEALTH PARTNERS, LLC | $200.0K | 12,558 | 0.06% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $195.0K | 12,241 | 0.00% | 2q | -36.2%-$110.4K |
| Private Advisor Group, LLC | $194.4K | 12,206 | 0.00% | 7q | +14.0%+$23.9K |
| XTX Topco Ltd | $191.3K | 12,009 | 0.00% | new | NEW |
| Creative Planning | $186.3K | 11,692 | 0.00% | 4q | -21.0%-$49.5K |
| CALTON & ASSOCIATES, INC. | $182.3K | 11,442 | 0.03% | 11q | +3.4%+$5.9K |
| Mariner, LLC | $166.7K | 10,464 | 0.00% | new | NEW |
| Closed-End Fund Advisors, Inc. | $165.7K | 10,402 | 0.16% | 3q | -46.0%-$141.3K |
| Virtu Financial LLC | $165.0K | 10,328 | 0.01% | new | NEW |
| BlackRock, Inc. | $152.3K | 9,561 | 0.00% | 8q | HELD |
| FIFTH THIRD BANCORP | $151.8K | 9,528 | 0.00% | 2q | -1.8%-$2.8K |
| Clear Street Group Inc. | $151.4K | 9,506 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $144.7K | 9,081 | 0.00% | 20q | +34.1%+$36.8K |
| Global Retirement Partners, LLC | $115.3K | 7,236 | 0.00% | 4q | -16.7%-$23.1K |
| BROWN BROTHERS HARRIMAN & CO | $87.6K | 5,500 | 0.00% | 5q | HELD |
| ASSETMARK, INC | $85.5K | 5,366 | 0.00% | 10q | HELD |
| BOKF, NA | $79.7K | 5,000 | 0.00% | new | NEW |
| PRIVATE TRUST CO NA | $55.8K | 3,500 | 0.00% | 6q | HELD |
| AdvisorNet Financial, Inc | $41.5K | 2,605 | 0.00% | 6q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $36.8K | 2,307 | 0.00% | 3q | -30.8%-$16.3K |
| LANARK FINANCIAL, INC. | $30.5K | 1,912 | 0.00% | 12q | +3.4%+$1.0K |
| BFC Planning, Inc. | $27.9K | 1,750 | 0.00% | new | NEW |
| N.E.W. Advisory Services LLC | $21.1K | 1,324 | 0.00% | 4q | HELD |
| IFP Advisors, Inc | $20.7K | 1,300 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $20.6K | 1,296 | 0.00% | 2q | +418.4%+$16.7K |
| Cullen/Frost Bankers, Inc. | $19.9K | 1,250 | 0.00% | 3q | HELD |
| WPG Advisers, LLC | $16.5K | 1,034 | 0.01% | 7q | -31.2%-$7.5K |
| Founders Capital Management | $14.3K | 900 | 0.01% | 19q | HELD |
| GABLES CAPITAL MANAGEMENT INC. | $14.0K | 876 | 0.01% | 10q | HELD |
| Quantum Portfolio Management LLC | $13.7K | 859 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $13.3K | 825 | 0.00% | new | NEW |
| Wilmington Savings Fund Society, FSB | $11.2K | 700 | 0.00% | 2q | HELD |
Showing the largest 100 of 111 reported holders.
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-07-13 | Rieder Richard M | Other | Sold | 35,734 | $570.3K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 24 | $6.7M | 491,102 | 4 | 9 | 3 | 0.0% |
| Q2 2026 | 111 | $308.4M | 19,368,587 | 24 | 39 | 25 | 0.0% |
| Q1 2026 | 99 | $274.8M | 19,441,714 | 19 | 41 | 22 | 0.0% |
| Q4 2025 | 106 | $301.2M | 21,263,888 | 18 | 36 | 29 | 0.0% |
| Q3 2025 | 94 | $290.6M | 19,648,026 | 14 | 41 | 17 | 0.0% |
| Q2 2025 | 91 | $398.4M | 26,312,592 | 14 | 33 | 24 | 0.0% |
| Q1 2025 | 90 | $425.1M | 29,509,086 | 11 | 44 | 20 | 0.0% |
| Q4 2024 | 90 | $511.2M | 33,734,546 | 19 | 22 | 27 | 0.0% |
| Q3 2024 | 80 | $585.8M | 35,615,982 | 10 | 19 | 34 | 0.0% |
| Q2 2024 | 86 | $660.3M | 40,240,548 | 14 | 29 | 23 | 0.0% |
| Q1 2024 | 92 | $884.1M | 53,076,273 | 17 | 28 | 27 | 0.0% |
| Q4 2023 | 86 | $681.3M | 45,571,828 | 14 | 27 | 24 | 0.0% |
| Q3 2023 | 80 | $513.0M | 35,402,605 | 12 | 21 | 27 | 0.0% |
| Q2 2023 | 72 | $531.3M | 34,839,318 | 7 | 23 | 17 | 0.0% |
| Q1 2023 | 72 | $510.1M | 33,690,631 | 9 | 27 | 13 | 0.0% |
| Q4 2022 | 84 | $453.8M | 32,716,628 | 20 | 29 | 21 | 0.0% |
| Q3 2022 | 76 | $423.5M | 31,119,403 | 13 | 24 | 19 | 0.0% |
| Q2 2022 | 69 | $421.7M | 28,777,742 | 17 | 26 | 14 | 0.0% |
| Q1 2022 | 61 | $418.1M | 25,330,035 | 13 | 26 | 13 | 0.0% |
| Q4 2021 | 64 | $421.0M | 21,647,134 | 26 | 21 | 5 | 0.0% |
| Q3 2021 | 38 | $247.5M | 12,254,018 | 8 | 14 | 5 | 0.0% |
| Q2 2021 | 34 | $216.3M | 9,885,306 | 10 | 12 | 4 | 0.0% |
| Q1 2021 | 26 | $177.8M | 8,659,625 | 6 | 14 | 1 | 0.0% |
| Q4 2020 | 26 | $111.0M | 5,098,012 | 13 | 6 | 1 | 0.0% |
| Q3 2020 | 15 | $34.9M | 1,706,704 | 15 | 0 | 0 | 0.0% |