DaveManuel.com · Institutional Ownership · 13F Holdings
EAGLE ROCK INVESTMENT COMPANY, LLC
Reported holdings as of Q3 2026, from 20 quarterly filings.
Holdings
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| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| VANGUARD BD INDEX FDS | BND | $55.4M | 789,710 | -0.22pp | 20q | HELD | |
| ALPHABET INC | GOOGL | $42.0M | 122,054 | -0.17pp | 20q | HELD | |
| BROADCOM INC | AVGO | $37.0M | 105,317 | -0.38pp | 20q | -1.8%-$669.0K | |
| MICROSOFT CORP | MSFT | $28.0M | 54,510 | +1.10pp | 20q | +5.0%+$1.3M | |
| TAIWAN SEMICONDUCTOR MANUFAC | TSM | $27.7M | 60,618 | -0.11pp | 20q | HELD | |
| META PLATFORMS INC | META | $26.2M | 36,132 | +0.87pp | 20q | +4.7%+$1.2M | |
| APPLE INC | AAPL | $26.1M | 78,444 | +0.45pp | 20q | HELD | |
| KLA CORP | KLAC | $24.7M | 126,618 | -1.80pp | 19q | -3.3%-$836.2K | |
| MICRON TECHNOLOGY INC | MU | $22.6M | 21,235 | -0.21pp | 20q | HELD | |
| JPMORGAN CHASE & CO | JPM | $22.4M | 67,657 | +0.08pp | 20q | +0.5%+$121.1K | |
| THERMO FISHER SCIENTIFIC INC | TMO | $21.1M | 31,253 | +0.86pp | 20q | +9.1%+$1.8M | |
| VISA INC | V | $18.7M | 51,972 | +0.16pp | 15q | +1.3%+$235.0K | |
| CHUBB LIMITED | CB | $18.3M | 56,349 | -0.05pp | 20q | +1.4%+$251.4K | |
| VANGUARD BD INDEX FDS | BSV | $15.8M | 207,355 | flat | 20q | +0.9%+$139.4K | |
| IQVIA HLDGS INC | IQV | $15.4M | 57,338 | +0.46pp | 6q | -6.9%-$1.1M | |
| AMAZON COM INC | AMZN | $14.4M | 57,769 | +0.18pp | 17q | +4.9%+$674.9K | |
| CISCO SYS INC | CSCO | $13.8M | 127,862 | -0.17pp | 20q | -1.7%-$235.7K | |
| STRYKER CORPORATION | SYK | $13.8M | 49,939 | +0.53pp | 20q | +63.4%+$5.3M | |
| AMERICAN EXPRESS CO | AXP | $13.6M | 44,594 | -0.17pp | 20q | HELD | |
| SPDR SERIES TRUST | BIL | $13.4M | 146,043 | +0.13pp | 20q | +7.4%+$924.3K | |
| UNITED RENTALS INC | URI | $12.8M | 12,753 | -0.04pp | 10q | +9.4%+$1.1M | |
| AUTOZONE INC | AZO | $12.5M | 4,433 | -0.13pp | 20q | +3.1%+$379.2K | |
| APPLIED MATLS INC | AMAT | $11.2M | 21,966 | -0.52pp | 8q | +2.2%+$239.8K | |
| JOHNSON & JOHNSON | JNJ | $10.2M | 38,519 | +0.06pp | 20q | HELD | |
| CBRE GROUP INC | CBRE | $9.7M | 75,763 | -0.05pp | 20q | HELD | |
| BERKLEY W R CORP | WRB | $9.7M | 143,996 | -0.03pp | 7q | +1.1%+$109.1K | |
| NVIDIA CORPORATION | NVDA | $9.2M | 40,463 | - | new | NEW | |
| CHEVRON CORPORATION | CVX | $8.9M | 43,605 | +0.10pp | 20q | -12.1%-$1.2M | |
| TAKE-TWO INTERACTIVE SOFTWAR | TTWO | $8.8M | 42,433 | -0.05pp | 12q | +13.8%+$1.1M | |
| DISNEY WALT CO | DIS | $7.9M | 75,120 | +0.12pp | 16q | +2.8%+$215.8K | |
| VANGUARD MUN BD FDS | VTEB | $7.3M | 153,896 | +0.06pp | 18q | +13.1%+$845.8K | |
| EATON CORP PLC | ETN | $7.1M | 16,636 | -0.01pp | 20q | -2.7%-$195.5K | |
| VERIZON COMMUNICATIONS INC | VZ | $7.0M | 151,674 | +0.06pp | 20q | -1.5%-$102.9K | |
| CITIGROUP INC | C | $6.4M | 49,689 | -0.08pp | 20q | -2.7%-$176.2K | |
| APOLLO GLOBAL MGMT INC | APO | $6.3M | 54,175 | +0.01pp | 9q | +1.9%+$120.0K | |
| DOLLAR GEN CORP | DG | $6.2M | 51,444 | +0.05pp | 20q | +1.1%+$67.3K | |
| CENCORA INC | COR | $6.0M | 19,995 | -0.39pp | 4q | -38.7%-$3.8M | |
| DIAMONDBACK ENERGY INC | FANG | $5.6M | 30,633 | +0.11pp | 18q | +12.9%+$644.3K | |
| CATERPILLAR INC | CAT | $5.4M | 6,700 | -0.20pp | 14q | HELD | |
| LIFE TIME GROUP HOLDINGS INC | LTH | $5.2M | 131,291 | +0.02pp | 4q | +5.0%+$247.3K | |
| PALO ALTO NETWORKS INC | PANW | $5.2M | 13,091 | +0.14pp | 3q | +8.3%+$397.3K | |
| MCKESSON CORP | MCK | $5.1M | 5,980 | +0.10pp | 11q | +3.1%+$155.4K | |
| ISHARES TR | SUB | $4.7M | 44,572 | -0.01pp | 20q | -0.6%-$27.1K | |
| CAPITAL ONE FINL CORP | COF | $4.5M | 23,498 | -0.02pp | 20q | -1.5%-$69.5K | |
| FIDELITY MERRIMACK STR TR | FBND | $4.4M | 101,947 | +0.01pp | 19q | +6.0%+$251.0K | |
| MERCK & CO INC | MRK | $4.3M | 29,868 | +0.07pp | 20q | HELD | |
| CRH PLC | CRH | $4.3M | 52,319 | - | new | NEW | |
| CLOROX CO DEL | CLX | $4.0M | 49,928 | +0.03pp | 12q | +23.1%+$760.0K | |
| BLACKSTONE INC | BX | $3.9M | 34,870 | flat | 2q | +4.1%+$152.6K | |
| ISHARES TR | MUB | $3.7M | 36,946 | -0.02pp | 20q | +0.8%+$28.2K | |
| ALPHABET INC | GOOG | $3.7M | 10,877 | -0.01pp | 20q | HELD | |
| VANGUARD INDEX FDS | VTI | $3.7M | 9,879 | +0.01pp | 18q | HELD | |
| PEPSICO INC | PEP | $3.7M | 29,121 | -0.03pp | 11q | HELD | |
| CUMMINS INC | CMI | $3.5M | 6,766 | -0.80pp | 20q | -51.8%-$3.8M | |
| STATE STR SPDR S&P 500 ETF T | SPY | $3.3M | 4,360 | +0.07pp | 20q | +17.6%+$498.8K | |
| ELI LILLY & CO | LLY | $3.2M | 2,725 | -0.01pp | 20q | HELD | |
| ONTO INNOVATION INC | ONTO | $3.1M | 10,043 | -0.08pp | 5q | HELD | |
| S&P GLOBAL INC | SPGI | $2.9M | 7,451 | - | new | NEW | |
| AMGEN INC | AMGN | $2.9M | 6,765 | +0.05pp | 17q | HELD | |
| VANGUARD INTL EQUITY INDEX F | VT | $2.7M | 17,342 | flat | 5q | -0.6%-$17.7K | |
| WILLIAMS COS INC | WMB | $2.7M | 40,186 | -0.03pp | 19q | -0.6%-$15.8K | |
| CONSTELLATION BRANDS INC | STZ | $2.7M | 23,845 | -0.17pp | 7q | -19.8%-$666.3K | |
| PFIZER INC | PFE | $2.6M | 91,495 | +0.06pp | 12q | +1.7%+$44.8K | |
| INTERNATIONAL BUSINESS MACHS | IBM | $2.6M | 11,853 | -0.13pp | 20q | -10.6%-$307.5K | |
| EVERCORE INC | EVR | $2.4M | 9,276 | -0.09pp | 13q | HELD | |
| CONOCOPHILLIPS | COP | $2.4M | 19,060 | +0.05pp | 20q | HELD | |
| UNITEDHEALTH GROUP INC | UNH | $2.2M | 6,020 | -0.36pp | 20q | -51.7%-$2.4M | |
| iShares Tr | SHV | $2.2M | 20,023 | flat | 20q | HELD | |
| VANGUARD WELLINGTON FD | VTES | $2.1M | 21,216 | +0.04pp | 7q | +20.0%+$348.0K | |
| ADOBE INC | ADBE | $2.1M | 8,654 | -0.17pp | 15q | -49.2%-$2.0M | |
| NEWMONT CORP | NEM | $1.9M | 16,887 | +0.03pp | 19q | -9.9%-$213.6K | |
| EMCOR GROUP INC | EME | $1.9M | 2,522 | +0.03pp | 6q | +24.7%+$377.2K | |
| CACI INTL INC | CACI | $1.9M | 3,038 | +0.06pp | 7q | HELD | |
| US FOODS HLDG CORP | USFD | $1.8M | 19,645 | -0.02pp | 8q | HELD | |
| STIFEL FINL CORP | SF | $1.8M | 25,612 | +0.05pp | 3q | +27.3%+$385.2K | |
| QUALCOMM INC | QCOM | $1.8M | 9,602 | flat | 20q | HELD | |
| API GROUP CORP | APG | $1.8M | 45,354 | -0.02pp | 5q | HELD | |
| LPL FINL HLDGS INC | LPLA | $1.7M | 5,671 | -0.04pp | 19q | -23.1%-$519.6K | |
| GE HEALTHCARE TECHNOLOGIES I | GEHC | $1.7M | 26,137 | +0.01pp | 9q | +1.1%+$18.7K | |
| SEAGATE TECHNOLOGY HLDNGS PL | STX | $1.7M | 1,800 | -0.08pp | 20q | -25.1%-$555.2K | |
| SOUTHERN CO | SO | $1.5M | 18,298 | -0.03pp | 17q | HELD | |
| ABBVIE INC | ABBV | $1.4M | 5,335 | +0.01pp | 20q | HELD | |
| UBER TECHNOLOGIES INC | UBER | $1.4M | 20,277 | -0.01pp | 7q | HELD | |
| GILEAD SCIENCES INC | GILD | $1.4M | 9,212 | +0.03pp | 18q | -0.8%-$11.3K | |
| ORACLE CORP | ORCL | $1.3M | 9,719 | -0.13pp | 20q | -41.2%-$933.8K | |
| BRISTOL-MYERS SQUIBB CO | BMY | $1.3M | 20,910 | +0.01pp | 20q | HELD | |
| ISHARES TR | EFA | $1.3M | 12,346 | +0.02pp | 20q | +14.2%+$159.7K | |
| EXXONMOBIL HOLDINGS CORP | XOM | $1.2M | 7,485 | - | new | NEW | |
| ASML HLDG NV | ASML | $1.2M | 668 | -0.02pp | 11q | -1.3%-$16.3K | |
| SPDR SERIES TRUST | TFI | $1.2M | 27,383 | -0.01pp | 18q | HELD | |
| VANGUARD CHARLOTTE FDS | BNDX | $1.1M | 23,325 | +0.02pp | 6q | +21.1%+$190.4K | |
| CAPITAL GROUP INTL FOCUS EQT | CGXU | $1.0M | 29,952 | +0.02pp | 15q | +16.6%+$146.3K | |
| PARKER HANNIFIN CORP | PH | $966.4K | 1,011 | flat | 20q | HELD | |
| INTEL CORP | INTC | $961.8K | 8,000 | -0.02pp | 20q | HELD | |
| SHELL PLC | SHEL | $879.2K | 9,250 | +0.02pp | 19q | HELD | |
| PIMCO ETF TR | MINO | $869.3K | 20,410 | - | new | NEW | |
| WALMART INC | WMT | $859.2K | 8,268 | -0.01pp | 20q | -0.8%-$6.9K | |
| MORGAN STANLEY | MS | $846.4K | 4,500 | -0.01pp | 20q | HELD | |
| LOCKHEED MARTIN CORP | LMT | $844.7K | 1,659 | -0.06pp | 20q | -35.6%-$467.4K | |
| GENERAL DYNAMICS CORP | GD | $829.6K | 2,500 | -0.01pp | 20q | HELD | |
| J P MORGAN EXCHANGE TRADED F | JPST | $805.1K | 15,983 | flat | 18q | HELD | |
| VANGUARD SPECIALIZED FUNDS | VIG | $788.4K | 3,379 | flat | 18q | HELD | |
| STATE STR SPDR DOW JONES IND | DIA | $775.5K | 1,525 | flat | 20q | HELD | |
| HCA Healthcare, Inc. | HCA | $748.9K | 1,755 | -0.45pp | 20q | -84.4%-$4.0M | |
| BERKSHIRE HATHAWAY INC DEL | BRKA | $747.0K | 1 | flat | 9q | HELD | |
| ISHARES TR | IVV | $668.6K | 873 | - | new | NEW | |
| VANGUARD INDEX FDS | VBR | $658.5K | 2,850 | flat | 20q | -1.0%-$6.5K | |
| US BANCORP | USB | $627.7K | 10,867 | flat | 20q | +0.7%+$4.6K | |
| ISHARES TR | ACWX | $627.6K | 8,300 | flat | 18q | HELD | |
| SCHWAB STRATEGIC TR | SCHD | $618.6K | 19,016 | +0.01pp | 12q | +17.9%+$93.8K | |
| SPDR GOLD TR | GLD | $600.6K | 1,577 | -0.02pp | 7q | -23.9%-$188.1K | |
| ISHARES TR | IVW | $597.5K | 4,200 | flat | 18q | HELD | |
| SELECT SECTOR SPDR TR | XLK | $575.1K | 2,938 | +0.01pp | 16q | +18.0%+$87.9K | |
| CORCEPT THERAPEUTICS INC | CORT | $547.3K | 4,750 | +0.02pp | 2q | HELD | |
| ANHEUSER BUSCH INBEV SA/NV | BUD | $541.4K | 7,369 | flat | 9q | +7.2%+$36.3K | |
| ISHARES TR | EEM | $533.5K | 7,987 | +0.01pp | 20q | +13.2%+$62.0K | |
| LLOYDS BANKING GROUP PLC | LYG | $516.3K | 91,700 | flat | 9q | -2.2%-$11.6K | |
| ISHARES TR | NYF | $505.2K | 10,000 | flat | 10q | HELD | |
| ISHARES TR | SGOV | $502.6K | 4,992 | flat | 12q | HELD | |
| PROGRESSIVE CORP | PGR | $491.7K | 2,372 | -0.03pp | 20q | -26.5%-$177.7K | |
| NXP SEMICONDUCTORS N V | NXPI | $480.8K | 2,024 | -0.01pp | 14q | +6.6%+$29.9K | |
| INVESCO LTD | IVZ | $457.7K | 15,175 | +0.01pp | 20q | HELD | |
| LABCORP HOLDINGS INC | LH | $446.8K | 1,450 | +0.01pp | 10q | HELD | |
| BP PLC | BP | $439.3K | 9,987 | +0.01pp | 20q | +6.0%+$24.9K | |
| STMICROELECTRONICS N V | STM | $434.7K | 8,147 | -0.02pp | 3q | +2.8%+$11.7K | |
| ISHARES TR | IWD | $424.0K | 1,710 | +0.01pp | 7q | +14.9%+$55.0K | |
| ENTERGY CORP NEW | ETR | $392.1K | 3,950 | -0.01pp | 11q | HELD | |
| GE AEROSPACE | GE | $390.4K | 1,250 | -0.01pp | 9q | -1.4%-$5.6K | |
| AT&T INC | T | $383.2K | 15,703 | +0.01pp | 20q | +0.7%+$2.8K | |
| SOCIEDAD QUIMICA Y MINERA DE | SQM | $383.1K | 5,906 | flat | 5q | +10.4%+$36.0K | |
| HOME DEPOT INC | HD | $369.2K | 1,298 | -0.03pp | 14q | -21.4%-$100.7K | |
| BERKSHIRE HATHAWAY INC DEL | BRKB | $365.5K | 734 | flat | 9q | HELD | |
| CAPITAL GROUP NEW GEOGRAPHY | CGNG | $357.1K | 9,796 | flat | 4q | +7.7%+$25.5K | |
| TRAVELERS COMPANIES INC | TRV | $356.5K | 1,000 | -0.55pp | 16q | -93.2%-$4.9M | |
| ISHARES TR | ITOT | $344.9K | 2,074 | -0.01pp | 4q | -16.2%-$66.5K | |
| VANGUARD INDEX FDS | VTV | $342.8K | 1,587 | flat | 6q | HELD | |
| VANGUARD INDEX FDS | VUG | $336.4K | 3,733 | flat | 6q | HELD | |
| ISHARES TR | SCZ | $334.1K | 3,958 | flat | 7q | +4.1%+$13.3K | |
| UNITED PARCEL SVCS INC | UPS | $324.9K | 3,477 | -0.01pp | 20q | -4.3%-$14.6K | |
| AFLAC INC | AFL | $324.2K | 2,900 | flat | 17q | HELD | |
| SK HYNIX INC | SKHY | $302.0K | 1,640 | - | new | NEW | |
| SANOFI SA | SNY | $280.4K | 6,800 | flat | 20q | HELD | |
| SPDR SERIES TRUST | SPSM | $263.3K | 4,981 | +0.01pp | 2q | +32.9%+$65.2K | |
| NETEASE COM INC | NTES | $258.7K | 2,135 | flat | 2q | +18.1%+$39.6K | |
| RTX CORPORATION | RTX | $258.2K | 1,391 | flat | 9q | -2.5%-$6.5K | |
| BARRICK MNG CORP | B | $256.0K | 6,295 | flat | 5q | HELD | |
| BLACKROCK CAP ALLOCATION TER | BCAT | $245.3K | 17,902 | flat | 11q | HELD | |
| MORGAN STANLEY ETF TRUST | EVTR | $241.6K | 5,013 | -0.01pp | 4q | -20.6%-$62.6K | |
| ISHARES TR | IDEV | $236.4K | 2,642 | - | new | NEW | |
| NOVO-NORDISK A S | NVO | $225.4K | 5,946 | - | new | NEW | |
| ISHARES TR | GOVT | $222.5K | 10,175 | flat | 20q | HELD | |
| M & T BK CORP | MTB | $218.0K | 1,002 | flat | 4q | HELD | |
| NU HLDGS LTD | NU | $213.0K | 16,823 | flat | 7q | +3.8%+$7.9K | |
| SEA LTD | SE | $209.8K | 2,155 | - | new | NEW | |
| UNION PAC CORP | UNP | $201.1K | 739 | flat | 2q | HELD | |
| COMPUGEN LTD | CGEN | $169.4K | 71,192 | flat | 20q | HELD |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Software & IT Services | $114.2M | 14.3% |
| Semiconductors & Electronics | $112.1M | 14.0% |
| Computer Hardware | $49.4M | 6.2% |
| Instruments & Controls | $48.9M | 6.1% |
| Banks & Lending | $48.5M | 6.1% |
| Biotech & Pharma | $43.9M | 5.5% |
| Business Services | $37.7M | 4.7% |
| Retail & Consumer | $34.3M | 4.3% |
| Insurance | $32.5M | 4.1% |
| Energy | $22.2M | 2.8% |
| Telecom & Media | $20.5M | 2.6% |
| Industrials | $18.3M | 2.3% |
| Other sectors | $85.8M | 10.7% |
| Not classified | $130.9M | 16.4% |
What the disclosed book did
This is not the fund's return. A 13F shows long US equity positions only, so shorts, bonds, foreign listings, private holdings and cash are all invisible here. What this measures is the quarter's change in value of the positions this manager disclosed, had they been left untouched - the return a reader following the filing would have earned.
| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2026 | -1.9% | +2.1% | -4.1% | 100% |
| Q2 2026 | +18.1% | +14.8% | +3.2% | 100% |
| Q1 2026 | -3.5% | -4.6% | +1.1% | 100% |
| Q4 2025 | +4.1% | +2.4% | +1.8% | 100% |
| Q3 2025 | +7.6% | +7.8% | -0.3% | 100% |
| Q2 2025 | +7.9% | +10.5% | -2.6% | 100% |
| Q1 2025 | -1.9% | -4.6% | +2.7% | 100% |
| Q4 2024 | +1.1% | +2.1% | -1.1% | 100% |
Market is SPY over the same two quarter ends, priced the same way as everything else here - the median across every filer reporting it. It is a large-cap US proxy, so a manager holding small caps or biotech will beat or trail it for reasons that are not skill. Prices are quarter-end to quarter-end and say nothing about the path in between, or about trades opened and closed inside a quarter.
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q3 2026 | $799.0M | 156 | 10 | 52 | 38 | 10 | 39.0% | 21 |
| Q2 2026 | $808.3M | 156 | 7 | 47 | 44 | 9 | 39.4% | 9 |
| Q1 2026 | $688.2M | 158 | 5 | 55 | 34 | 9 | 38.0% | 9 |
| Q4 2025 | $708.8M | 162 | 9 | 33 | 37 | 14 | 39.1% | 14 |
| Q3 2025 | $681.5M | 167 | 12 | 33 | 41 | 3 | 38.9% | 38 |
| Q2 2025 | $631.9M | 158 | 10 | 55 | 43 | 12 | 38.4% | 23 |
| Q1 2025 | $582.6M | 160 | 15 | 40 | 50 | 6 | 36.8% | 11 |
| Q4 2024 | $601.6M | 151 | 4 | 29 | 40 | 8 | 37.8% | 15 |
| Q3 2024 | $596.7M | 155 | 21 | 38 | 44 | 8 | 36.3% | 7 |
| Q2 2024 | $552.8M | 142 | 6 | 48 | 37 | 7 | 37.7% | 12 |
| Q1 2024 | $538.8M | 143 | 17 | 36 | 44 | 5 | 36.6% | 15 |
| Q4 2023 | $489.0M | 131 | 8 | 27 | 49 | 5 | 38.2% | 12 |
| Q3 2023 | $442.4M | 128 | 4 | 24 | 53 | 4 | 37.9% | 10 |
| Q2 2023 | $464.8M | 128 | 7 | 30 | 47 | 4 | 37.1% | 19 |
| Q1 2023 | $435.5M | 125 | 3 | 36 | 50 | 13 | 35.2% | 10 |
| Q4 2022 | $433.5M | 135 | 16 | 26 | 43 | 3 | 34.6% | 25 |
| Q3 2022 | $383.1M | 122 | 6 | 36 | 37 | 6 | 35.3% | 39 |
| Q2 2022 | $409.1M | 122 | 13 | 41 | 39 | 5 | 36.1% | 43 |
| Q1 2022 | $472.8M | 114 | 13 | 28 | 48 | 3 | 37.5% | 41 |
| Q4 2021 | $522.6M | 104 | 0 | 0 | 0 | 0 | 36.9% | 48 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.