DaveManuel.com · Institutional Ownership · Who Owns It
SOTHEBY'S (BID)
Institutional ownership reported to the SEC as of Q3 2019, across 5 quarters.
179
Reporting holders
$9.1B
Reported value
0.2%
Calls
0.4%
Puts
-32
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| UBS OCONNOR LLC | $3.7B | 64,546,000 | 0.10% | new | NEW |
| Federation des caisses Desjardins du Quebec | $1.4B | 24,273,000 | 0.02% | 11q | -44.3%-$1.1B |
| Metropolitan Life Insurance Co/NY | $1.0B | 18,252,000 | 0.02% | 5q | -6.5%-$72.5M |
| Taikang Asset Management (Hong Kong) Co Ltd | $452.4M | 7,939,661 | 48.96% | 4q | HELD |
| Third Point LLC | $379.6M | 6,661,604 | 4.51% | 4q | HELD |
| BREWIN DOLPHIN LTD | $374.6M | 6,575,000 | 0.04% | 9q | HELD |
| BlackRock Inc. | $209.7M | 3,680,442 | 0.01% | 4q | -0.9%-$2.0M |
| VANGUARD GROUP INC | $203.2M | 3,566,886 | 0.01% | 4q | HELD |
| PAULSON & CO. INC. | $105.6M | 1,853,157 | 2.11% | 2q | -45.0%-$86.3M |
| DIMENSIONAL FUND ADVISORS LP | $84.7M | 1,486,856 | 0.03% | 4q | -4.2%-$3.7M |
| ALLIANCEBERNSTEIN L.P. | $74.8M | 1,311,954 | 0.05% | 4q | -46.4%-$64.7M |
| Paradice Investment Management LLC | $68.5M | 1,202,221 | 5.08% | 4q | -10.1%-$7.7M |
| RWC Asset Management LLP | $67.3M | 1,181,804 | 2.86% | 22q | HELD |
| STATE STREET CORP | $60.7M | 1,064,943 | 0.00% | 4q | -1.7%-$1.0M |
| ALPINE ASSOCIATES MANAGEMENT INC. | $45.1M | 790,863 | 1.48% | 2q | +59.4%+$16.8M |
| UBS Group AG | $42.4M | 744,823 | 0.02% | 4q | -23.8%-$13.3M |
| FULLER & THALER ASSET MANAGEMENT, INC. | $39.6M | 694,689 | 0.47% | 4q | +2.9%+$1.1M |
| CNH PARTNERS LLC | $39.2M | 687,697 | 0.57% | 2q | +34.4%+$10.0M |
| WATER ISLAND CAPITAL LLC | $37.6M | 659,419 | 2.34% | 2q | +1.9%+$682.9K |
| P SCHOENFELD ASSET MANAGEMENT LP | $34.5M | 605,377 | 2.77% | 2q | +101.8%+$17.4M |
| GABELLI FUNDS LLC | $34.3M | 602,339 | 0.23% | 2q | +3479.8%+$33.4M |
| GLAZER CAPITAL, LLC | $34.0M incl. $2.0K options PUT | 596,450 | 4.17% | new | NEW |
| NORTHERN TRUST CORP | $29.7M | 520,887 | 0.01% | 4q | -11.7%-$3.9M |
| NORGES BANK | $27.9M | 488,772 | 0.01% | 7q | -21.4%-$7.6M |
| Van Berkom & Associates Inc. | $26.8M | 470,252 | 0.66% | 4q | -70.6%-$64.3M |
| GEODE CAPITAL MANAGEMENT, LLC | $24.2M | 423,956 | 0.01% | 4q | -1.0%-$243.1K |
| Bank of New York Mellon Corp | $23.5M | 413,269 | 0.01% | 4q | -1.8%-$429.4K |
| Weiss Multi-Strategy Advisers LLC | $23.4M | 409,867 | 0.47% | new | NEW |
| Beryl Capital Management LLC | $22.6M | 396,590 | 5.83% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $21.3M incl. $20.3M options CALL+PUT | 17,747 | 0.01% | 4q | -31.8%-$9.9M |
| BARCLAYS PLC | $19.7M incl. $495.0K options CALL+PUT | 336,588 | 0.01% | 4q | +469.6%+$16.2M |
| GOLDMAN SACHS GROUP INC | $19.4M incl. $2.6M options PUT | 294,521 | 0.01% | 4q | -59.3%-$28.3M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $19.0M | 333,793 | 0.01% | 4q | HELD |
| GROUP ONE TRADING, L.P. | $18.2M incl. $17.3M options CALL+PUT | 15,962 | 0.15% | 4q | HELD |
| ARP AMERICAS LP | $17.6M | 309,683 | 1.20% | 2q | +79.4%+$7.8M |
| MILLENNIUM MANAGEMENT LLC | $17.3M incl. $3.0M options CALL | 250,439 | 0.03% | 4q | +52.5%+$5.9M |
| TIG Advisors, LLC | $16.5M | 288,845 | 0.76% | 2q | +188.0%+$10.7M |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $16.3M | 285,780 | 1.83% | new | NEW |
| CITIGROUP INC | $16.2M incl. $1.8M options CALL+PUT | 252,817 | 0.01% | 4q | +1533.9%+$15.2M |
| MORGAN STANLEY | $15.1M | 264,310 | 0.00% | 8q | +98.6%+$7.5M |
| Hosking Partners LLP | $13.7M | 240,263 | 0.35% | 4q | -4.7%-$674.8K |
| D. E. Shaw & Co., Inc. | $12.6M | 220,308 | 0.02% | 4q | -10.0%-$1.4M |
| BARDIN HILL MANAGEMENT PARTNERS LP | $11.3M | 198,660 | 1.96% | 2q | +495.8%+$9.4M |
| Alberta Investment Management Corp | $9.3M | 163,668 | 0.09% | 4q | HELD |
| Truvvo Partners LLC | $9.0M | 158,783 | 5.04% | 4q | HELD |
| Nuveen Asset Management, LLC | $8.4M | 146,553 | 0.00% | 2q | +0.9%+$72.7K |
| BANK OF AMERICA CORP /DE/ | $8.2M | 143,165 | 0.00% | 4q | -35.6%-$4.5M |
| PRINCIPAL FINANCIAL GROUP INC | $8.1M | 142,245 | 0.01% | 4q | -0.7%-$53.7K |
| Parametric Portfolio Associates LLC | $7.9M | 138,157 | 0.01% | 4q | +8.9%+$643.7K |
| EAGLE ASSET MANAGEMENT INC | $7.0M | 123,146 | 0.04% | 3q | -19.1%-$1.7M |
| JPMORGAN CHASE & CO | $6.7M | 117,006 | 0.00% | 4q | HELD |
| Paloma Partners Management Co | $6.3M | 109,801 | 0.13% | 2q | +2102.6%+$6.0M |
| AMERIPRISE FINANCIAL INC | $6.3M | 109,733 | 0.00% | 4q | -45.8%-$5.3M |
| PINNACLE ASSOCIATES LTD | $6.0M | 105,211 | 0.14% | 4q | -53.9%-$7.0M |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | $5.9M | 104,000 | 0.01% | new | NEW |
| RHUMBLINE ADVISERS | $5.8M | 101,300 | 0.01% | 4q | -6.8%-$421.9K |
| ROYCE & ASSOCIATES LP | $5.7M | 100,013 | 0.05% | 4q | HELD |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $5.3M | 92,564 | 0.01% | 4q | +6.9%+$340.0K |
| OXFORD ASSET MANAGEMENT LLP | $5.3M | 92,339 | 0.13% | 2q | -76.8%-$17.5M |
| CITADEL ADVISORS LLC | $5.1M incl. $4.0M options CALL+PUT | 18,154 | 0.00% | 4q | -87.4%-$35.1M |
| AMERICAN INTERNATIONAL GROUP INC | $4.7M | 82,061 | 0.02% | 4q | -2.6%-$125.1K |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | $4.6M | 80,189 | 0.01% | 4q | -0.6%-$28.5K |
| IndexIQ Advisors LLC | $4.4M | 77,877 | 0.16% | new | NEW |
| Quinn Opportunity Partners LLC | $4.3M | 76,128 | 0.53% | 2q | +147.8%+$2.6M |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $4.0M | 70,626 | 0.30% | 3q | HELD |
| Allianz Asset Management GmbH | $4.0M | 69,705 | 0.00% | 2q | +326.0%+$3.0M |
| Invesco Ltd. | $3.9M | 69,152 | 0.00% | 4q | -30.7%-$1.7M |
| CREDIT SUISSE AG/ | $3.9M | 68,852 | 0.00% | 4q | -21.5%-$1.1M |
| BOOTHBAY FUND MANAGEMENT, LLC | $3.9M | 67,781 | 0.35% | 2q | -50.5%-$3.9M |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $3.8M | 67,457 | 0.00% | 4q | -8.0%-$332.4K |
| Rehmann Capital Advisory Group | $3.8M | 67,000 | 0.00% | 4q | HELD |
| RENAISSANCE TECHNOLOGIES LLC | $3.6M | 63,100 | 0.00% | new | NEW |
| Swiss National Bank | $3.5M | 61,349 | 0.00% | 4q | +1.5%+$51.3K |
| GAMCO INVESTORS, INC. ET AL | $3.1M | 55,162 | 0.03% | new | NEW |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $2.8M | 49,342 | 0.01% | 4q | +1.2%+$33.6K |
| Man Group plc | $2.7M | 47,511 | 0.01% | new | NEW |
| Legal & General Group Plc | $2.5M | 43,358 | 0.00% | 4q | +17.2%+$362.4K |
| South Dakota Investment Council | $2.5M | 43,350 | 0.05% | 2q | +7.6%+$173.8K |
| Retirement Systems of Alabama | $2.4M | 42,417 | 0.01% | 4q | -1.5%-$35.8K |
| TOKIO MARINE ASSET MANAGEMENT CO LTD | $2.4M | 42,000 | 0.40% | 4q | -1.6%-$39.9K |
| UBS ASSET MANAGEMENT AMERICAS INC | $2.3M | 40,966,000? | 0.00% | 4q | |
| Neuberger Berman Group LLC | $2.3M | 40,342 | 0.00% | 4q | -57.4%-$3.1M |
| State of New Jersey Common Pension Fund D | $2.3M | 39,600 | 0.01% | new | NEW |
| NEW YORK STATE COMMON RETIREMENT FUND | $1.9M | 33,600 | 0.00% | 4q | -31.6%-$883.0K |
| MetLife Investment Management, LLC | $1.8M | 32,382,000? | 0.02% | 5q | |
| SIMPLEX TRADING, LLC | $1.8M CALL+PUT | options only | 0.01% | 4q | OPTIONS |
| Walleye Trading LLC | $1.8M CALL+PUT | options only | 0.02% | 4q | OPTIONS |
| PRICE T ROWE ASSOCIATES INC /MD/ | $1.7M | 30,208 | 0.00% | 4q | +36.8%+$463.1K |
| SEVEN EIGHT CAPITAL, LP | $1.7M | 30,127 | 0.09% | 2q | +62.6%+$661.1K |
| HARVEST MANAGEMENT LLC | $1.7M | 30,000 | 2.38% | 2q | -18.9%-$398.8K |
| GAM Holding AG | $1.7M | 30,000 | 0.08% | 2q | +205.8%+$1.2M |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | $1.7M | 29,123 | 0.02% | 4q | -0.5%-$8.7K |
| PEAK6 Investments LLC | $1.5M incl. $1.5M options PUT | 14 | 0.01% | 4q | HELD |
| COMERICA BANK | $1.3M | 22,569 | 0.01% | 4q | -50.3%-$1.3M |
| Verition Fund Management LLC | $1.3M | 22,500 | 0.04% | new | NEW |
| Spark Investment Management LLC | $1.3M | 22,300 | 0.16% | 2q | HELD |
| TEXAS PERMANENT SCHOOL FUND | $1.3M | 22,209 | 0.02% | 4q | -1.1%-$14.3K |
| PRUDENTIAL FINANCIAL INC | $1.2M | 21,550 | 0.00% | 4q | -31.6%-$567.4K |
| WOLVERINE TRADING, LLC | $1.2M CALL+PUT | options only | 0.00% | 3q | OPTIONS |
| Arizona State Retirement System | $1.2M | 20,336 | 0.01% | 4q | -15.3%-$210.0K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-07 | 13G | Wolverine Asset Management, LLC SPACwith 3 co-filers | 5.9% |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Ten percent owners and entities
Usually an institution that crossed a reporting threshold, or a company taking a strategic stake, rather than an individual with a view.
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-06-01 | Tribeca Strategic Partners Holdco LLC | 10% owner | Bought | 330,000 | $3.3M |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 2 | $792.8K | 80,000 | 2 | 0 | 0 | 0.0% |
| Q3 2019 | 179 | $9.1B | 159,508,855 | 27 | 35 | 79 | 0.6% |
| Q2 2019 | 211 | $7.1B | 120,316,216 | 61 | 42 | 67 | 1.2% |
| Q1 2019 | 187 | $4.5B | 117,618,264 | 23 | 46 | 64 | 0.5% |
| Q4 2018 | 189 | $17.0B | 426,997,361 | 4 | 5 | 3 | 0.2% |