DaveManuel.com · Institutional Ownership · Who Owns It
2023 ETF SERIES TRUST (BUSA)
Institutional ownership reported to the SEC as of Q2 2026, across 12 quarters.
27
Reporting holders
$261.7M
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| HANTZ FINANCIAL SERVICES, INC. | $216.9M | 5,498,422 | 2.93% | 9q | -1.7%-$3.7M |
| A&I FINANCIAL SERVICES, LLC | $17.5M | 442,781 | 7.61% | 6q | HELD |
| Nuveen, LLC | $9.5M | 239,749 | 0.00% | new | NEW |
| STIFEL FINANCIAL CORP | $4.7M | 118,747 | 0.00% | 3q | +22.4%+$857.0K |
| ROYAL BANK OF CANADA | $4.4M | 110,299 | 0.00% | 7q | +20.7%+$745.6K |
| Waverly Advisors, LLC | $1.5M | 37,140 | 0.01% | 2q | +71.5%+$610.9K |
| Nautilus Advisors LLC | $1.3M | 33,610 | 0.80% | new | NEW |
| Live Oak Private Wealth LLC | $1.2M | 31,398 | 0.15% | 2q | +5.4%+$63.0K |
| GOLDMAN SACHS GROUP INC | $1.0M | 25,491 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $896.1K | 22,720 | 0.00% | 5q | -3.5%-$32.1K |
| Kestra Advisory Services, LLC | $696.0K | 17,646 | 0.00% | 3q | +23.2%+$131.2K |
| Cambridge Investment Research Advisors, Inc. | $688.0K | 17,468 | 0.00% | new | NEW |
| Sanctuary Advisors, LLC | $279.1K | 7,077 | 0.00% | 2q | +7.6%+$19.7K |
| B. Riley Wealth Advisors, Inc. | $262.5K | 6,619 | 0.01% | 4q | HELD |
| WEDBUSH SECURITIES INC | $252.0K | 6,400 | 0.01% | new | NEW |
| JANE STREET GROUP, LLC | $216.2K | 5,483 | 0.00% | 2q | -65.4%-$409.5K |
| JPMORGAN CHASE & CO | $170.6K | 4,302 | 0.00% | new | NEW |
| UBS Group AG | $134.7K | 3,415 | 0.00% | 7q | +107.9%+$69.9K |
| OSAIC HOLDINGS, INC. | $75.3K | 1,910 | 0.00% | 7q | +182.5%+$48.7K |
| Regatta Research & Money Management | $29.8K | 757 | 0.03% | new | FIRST |
| HARBOR INVESTMENT ADVISORY, LLC | $27.4K | 694 | 0.00% | 8q | -97.9%-$1.3M |
| SIGNATUREFD, LLC | $20.8K | 528 | 0.00% | 4q | HELD |
| HUNTINGTON NATIONAL BANK | $19.9K | 504 | 0.00% | 3q | HELD |
| Steward Partners Investment Advisory, LLC | $17.6K | 445 | 0.00% | 4q | HELD |
| MORGAN STANLEY | $17.4K | 442 | 0.00% | 8q | -72.2%-$45.2K |
| Blue Trust, Inc. | $4.3K | 108 | 0.00% | new | NEW |
| LANARK FINANCIAL, INC. | $2.4K | 62 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 7 | $19.7M | 500,718 | 0 | 4 | 0 | 0.0% |
| Q2 2026 | 27 | $261.7M | 6,634,217 | 7 | 8 | 5 | 0.0% |
| Q1 2026 | 25 | $247.5M | 6,684,699 | 9 | 7 | 3 | 0.0% |
| Q4 2025 | 18 | $262.7M | 7,185,270 | 6 | 7 | 3 | 0.0% |
| Q3 2025 | 16 | $235.0M | 6,737,809 | 7 | 5 | 2 | 0.0% |
| Q2 2025 | 11 | $222.0M | 6,636,253 | 3 | 7 | 1 | 0.0% |
| Q1 2025 | 11 | $212.6M | 6,480,939 | 4 | 4 | 1 | 0.0% |
| Q4 2024 | 9 | $203.9M | 6,452,989 | 4 | 1 | 2 | 0.0% |
| Q3 2024 | 7 | $177.5M | 5,581,914 | 5 | 1 | 1 | 0.0% |
| Q2 2024 | 3 | $140.3M | 4,702,375 | 3 | 0 | 0 | 0.0% |
| Q1 2024 | 1 | $20.3K | 655 | 1 | 0 | 0 | 0.0% |
| Q4 2023 | 1 | $386.7K | 13,971 | 1 | 0 | 0 | 0.0% |