A&I FINANCIAL SERVICES, LLC
Reported holdings as of Q3 2026, from 12 quarterly filings.
Holdings
Download these holdings as CSV
| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| iShares Tr | SHV | $43.0M | 389,898 | - | new | NEW | |
| TOUCHSTONE ETF TRUST | TSEL | $36.5M | 1,231,398 | -0.29pp | 7q | +0.7%+$252.6K | |
| HARRIS OAKMARK ETF TRUST | OAKM | $17.6M | 599,665 | +0.10pp | 7q | HELD | |
| 2023 ETF SERIES TRUST | BUSA | $17.5M | 444,647 | -0.22pp | 7q | HELD | |
| IM GLOBAL PARTNER FUNDS | DBMF | $11.4M | 350,746 | +0.11pp | 8q | -0.8%-$88.1K | |
| VIRTUS ALPHASIMPLEX MANAGE | ASMF | $11.3M | 413,088 | +0.16pp | 5q | HELD | |
| ISHARES TR | ITOT | $9.3M | 56,062 | flat | 12q | +1.8%+$162.5K | |
| CAPITAL GROUP GROWTH ETF | CGGR | $7.3M | 154,811 | +0.17pp | 8q | +8.5%+$576.8K | |
| CAPITAL GROUP CORE EQUITY ET | CGUS | $7.0M | 157,681 | +0.13pp | 8q | +7.6%+$497.2K | |
| VANGUARD TAX-MANAGED FDS | VEA | $5.9M | 82,862 | -0.09pp | 12q | HELD | |
| CAPITAL GROUP DIVIDEND VALUE | CGDV | $5.6M | 113,806 | +0.04pp | 8q | +5.7%+$301.3K | |
| APPLE INC | AAPL | $4.9M | 14,852 | +0.22pp | 10q | HELD | |
| CAPITAL GROUP GBL GROWTH EQT | CGGO | $4.5M | 112,043 | -0.03pp | 8q | +8.0%+$329.4K | |
| TCW ETF TRUST | VOTE | $4.0M | 44,238 | +0.05pp | 8q | +4.2%+$160.3K | |
| NVIDIA CORPORATION | NVDA | $3.6M | 15,614 | +0.15pp | 8q | HELD | |
| CAPITAL GROUP GLOBAL EQUITY | CGGE | $2.9M | 83,625 | +0.05pp | 6q | +8.8%+$235.9K | |
| CAPITAL GROUP EQUITY ETF TR | CGMM | $2.9M | 92,200 | +0.01pp | 7q | +10.4%+$268.7K | |
| VANGUARD INTL EQUITY INDEX F | VWO | $2.5M | 41,607 | -0.03pp | 12q | +0.6%+$15.9K | |
| MORGAN STANLEY ETF TRUST | CVIE | $2.3M | 27,309 | +0.25pp | 8q | +41.6%+$666.8K | |
| ISHARES TR | ESGD | $2.3M | 21,858 | +0.36pp | 10q | +65.5%+$891.2K | |
| CAPITAL GROUP NEW GEOGRAPHY | CGNG | $1.9M | 52,570 | +0.03pp | 8q | +9.6%+$167.7K | |
| ISHARES TR | IVV | $1.6M | 2,103 | -0.01pp | 10q | -0.7%-$10.7K | |
| ISHARES TR | ESML | $1.6M | 30,573 | -0.04pp | 8q | +4.6%+$69.6K | |
| CAPITAL GROUP DIVIDEND GROWE | CGDG | $1.3M | 34,843 | +0.03pp | 8q | +11.5%+$132.8K | |
| NUSHARES ETF TR | NUBD | $1.2M | 57,226 | -0.02pp | 8q | +3.2%+$38.0K | |
| AMAZON COM INC | AMZN | $1.2M | 4,618 | +0.01pp | 12q | HELD | |
| MICROSOFT CORP | MSFT | $1.1M | 2,073 | +0.12pp | 8q | +0.7%+$7.7K | |
| VOYA FINANCIAL INC | VOYA | $967.5K | 10,240 | -0.01pp | 8q | -3.5%-$34.8K | |
| GENUINE PARTS CO | GPC | $890.2K | 7,080 | flat | 2q | -2.5%-$22.6K | |
| AES CORP | AES | $828.4K | 55,599 | flat | 12q | HELD | |
| SYSCO CORP | SYY | $825.2K | 10,585 | -0.04pp | 3q | -0.9%-$7.7K | |
| AMERICAN FINANCIAL GROUP INC | AFG | $825.2K | 6,034 | -0.02pp | 8q | -0.9%-$7.8K | |
| ENERGIZER HLDGS INC | ENR | $811.7K | 37,948 | - | new | NEW | |
| MANPOWERGROUP INC WIS | MAN | $794.3K | 14,290 | - | new | NEW | |
| ALPHABET INC | GOOGL | $789.3K | 2,294 | -0.02pp | 8q | HELD | |
| LAMB WESTON HLDGS INC | LW | $742.5K | 17,811 | -0.02pp | 5q | -1.2%-$8.8K | |
| OMNICOM GROUP INC | OMC | $740.6K | 10,059 | -0.01pp | 8q | -0.8%-$6.0K | |
| UNITED PARCEL SVCS INC | UPS | $720.2K | 7,707 | -0.05pp | 2q | +1.0%+$7.2K | |
| SONIC AUTOMOTIVE INC | SAH | $697.2K | 11,552 | -0.14pp | 3q | -1.7%-$12.3K | |
| GENERAL MILLS INC | GIS | $694.1K | 21,583 | - | new | NEW | |
| WENDYS CO | WEN | $689.3K | 108,048 | -0.10pp | 5q | -0.8%-$5.3K | |
| SILGAN HLDGS INC | SLGN | $682.9K | 19,652 | -0.11pp | 4q | +0.6%+$4.3K | |
| BOOZ ALLEN HAMILTON HLDG COR | BAH | $674.6K | 9,717 | +0.04pp | 6q | +3.9%+$25.4K | |
| ISHARES INC | ESGE | $669.9K | 12,369 | -0.01pp | 8q | -1.1%-$7.4K | |
| CAPITAL GROUP CONSERVATIVE E | CGCV | $669.3K | 20,862 | +0.01pp | 8q | +11.0%+$66.6K | |
| TRINITY INDS INC | TRN | $666.5K | 26,098 | -0.10pp | 4q | +1.9%+$12.6K | |
| CAPITAL GROUP INTERNATIONAL | CGIC | $651.6K | 18,110 | +0.02pp | 7q | +11.7%+$68.5K | |
| NEXSTAR MEDIA GROUP INC | NXST | $647.6K | 4,008 | -0.03pp | 5q | +2.6%+$16.3K | |
| EDISON INTL | EIX | $632.3K | 11,768 | -0.12pp | 4q | HELD | |
| CDW CORP | CDW | $620.0K | 4,837 | -0.01pp | 2q | +9.4%+$53.2K | |
| DYNATRACE INC | DT | $581.3K | 10,067 | +0.05pp | 7q | HELD | |
| TESLA INC | TSLA | $493.2K | 1,390 | -0.05pp | 8q | -0.7%-$3.5K | |
| ALPHABET INC | GOOG | $468.5K | 1,375 | -0.01pp | 8q | +2.8%+$12.9K | |
| FMC CORP | FMC | $430.6K | 48,270 | -0.01pp | 2q | +28.4%+$95.2K | |
| PHILLIPS EDISON & CO INC | PECO | $361.8K | 9,688 | -0.02pp | 8q | HELD | |
| NVR INC | NVR | $338.5K | 55 | -0.02pp | 8q | HELD | |
| AMERICAN HEALTHCARE REIT INC | AHR | $333.0K | 6,496 | -0.03pp | 7q | -12.5%-$47.5K | |
| VANGUARD SPECIALIZED FUNDS | VIG | $312.4K | 1,339 | +0.01pp | 2q | +15.0%+$40.8K | |
| ISHARES TR | IVW | $304.0K | 2,137 | flat | 6q | HELD | |
| VERTIV HOLDINGS CO | VRT | $297.3K | 1,232 | -0.05pp | 3q | HELD | |
| INVESCO QQQ TR | QQQ | $295.9K | 400 | - | new | NEW | |
| VANGUARD SCOTTSDALE FDS | VTWO | $292.2K | 2,603 | -0.02pp | 7q | -1.2%-$3.5K | |
| BARON ETF TR | BCTK | $267.4K | 8,641 | -0.01pp | 4q | HELD | |
| CAPITAL GROUP CORE BALANCED | CGBL | $264.1K | 7,186 | -0.01pp | 8q | HELD | |
| SPDR GOLD TR | GLD | $261.6K | 687 | flat | 8q | HELD | |
| SCHWAB STRATEGIC TR | SCHX | $254.9K | 8,497 | - | new | NEW | |
| DISNEY WALT CO | DIS | $240.7K | 2,295 | flat | 12q | -2.1%-$5.2K | |
| PROFESIONALLY MANAGED PORTFO | AKRE | $237.0K | 4,500 | flat | 4q | HELD | |
| ELI LILLY & CO | LLY | $230.3K | 199 | -0.01pp | 2q | HELD | |
| BARON ETF TR | BCGD | $225.2K | 8,574 | flat | 2q | HELD | |
| AT&T INC | T | $223.4K | 9,156 | - | new | NEW | |
| INTEL CORP | INTC | $216.3K | 1,799 | -0.02pp | 2q | HELD | |
| MCKESSON CORP | MCK | $211.7K | 248 | - | new | NEW | |
| SOFI TECHNOLOGIES INC | SOFI | $157.2K | 10,000 | -0.01pp | 4q | HELD | |
| HOPE BANCORP INC | HOPE | $132.9K | 10,000 | flat | 8q | HELD | |
| CION INVT CORP | CION | $128.6K | 18,314 | flat | 8q | -6.1%-$8.4K | |
| BIGBEAR AI HLDGS INC | BBAI | $26.5K | 10,000 | flat | 2q | HELD |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Computer Hardware | $4.9M | 2.1% |
| Semiconductors & Electronics | $4.9M | 2.1% |
| Other sectors | $21.0M | 8.9% |
| Not classified | $205.7M | 87.0% |
What the disclosed book did
This is not the fund's return. A 13F shows long US equity positions only, so shorts, bonds, foreign listings, private holdings and cash are all invisible here. What this measures is the quarter's change in value of the positions this manager disclosed, had they been left untouched - the return a reader following the filing would have earned.
| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2026 | +0.2% | +2.1% | -2.0% | 79% |
| Q2 2026 | +8.7% | +14.8% | -6.1% | 100% |
| Q1 2026 | -3.0% | -4.6% | +1.6% | 100% |
| Q4 2025 | +1.5% | +2.4% | -0.9% | 100% |
| Q3 2025 | +8.1% | +7.8% | +0.2% | 100% |
| Q2 2025 | +7.6% | +10.5% | -2.9% | 88% |
| Q1 2025 | -5.7% | -4.6% | -1.2% | 100% |
| Q4 2019 | +8.4% | +8.5% | -0.0% | 100% |
Market is SPY over the same two quarter ends, priced the same way as everything else here - the median across every filer reporting it. It is a large-cap US proxy, so a manager holding small caps or biotech will beat or trail it for reasons that are not skill. Prices are quarter-end to quarter-end and say nothing about the path in between, or about trades opened and closed inside a quarter.
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q3 2026 | $236.5M | 77 | 8 | 28 | 16 | 6 | 70.6% | 15 |
| Q2 2026 | $229.6M | 75 | 11 | 24 | 23 | 11 | 70.4% | 9 |
| Q1 2026 | $211.1M | 75 | 6 | 30 | 27 | 10 | 72.1% | 15 |
| Q4 2025 | $210.5M | 79 | 11 | 41 | 15 | 9 | 70.7% | 28 |
| Q3 2025 | $204.9M | 77 | 13 | 27 | 20 | 9 | 71.3% | 23 |
| Q2 2025 | $177.2M | 73 | 11 | 43 | 7 | 10 | 72.7% | 14 |
| Q1 2025 | $147.8M | 72 | 9 | 37 | 9 | 9 | 71.4% | 31 |
| Q4 2024 | $102.6M | 72 | 61 | 6 | 5 | 14 | 67.0% | 36 |
| Q3 2019 | $66.8M | 25 | 2 | 18 | 2 | 0 | 79.4% | 9 |
| Q2 2019 | $61.1M | 23 | 6 | 16 | 1 | 0 | 81.3% | 36 |
| Q1 2019 | $54.2M | 17 | 4 | 11 | 0 | 7 | 85.2% | 31 |
| Q4 2018 | $59.2M | 20 | 0 | 0 | 0 | 0 | 81.2% | 30 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.