DaveManuel.com · Institutional Ownership · Who Owns It
CALAMOS DYNAMIC CONV & INCOM (CCD)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
77
Reporting holders
$108.9M
Reported value
0.0%
Calls
0.0%
Puts
+13
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | $16.1M | 625,231 | 0.09% | 31q | HELD |
| WELLS FARGO & COMPANY/MN | $8.1M | 315,875 | 0.00% | 31q | -25.6%-$2.8M |
| BANK OF AMERICA CORP /DE/ | $7.8M | 302,213 | 0.00% | 31q | -3.8%-$306.9K |
| MORGAN STANLEY | $7.7M | 299,076 | 0.00% | 35q | +1.0%+$79.4K |
| GUGGENHEIM CAPITAL LLC | $5.9M | 229,621 | 0.04% | 31q | +7.9%+$433.0K |
| ROYAL BANK OF CANADA | $5.0M | 193,048 | 0.00% | 31q | +3.8%+$182.1K |
| RAYMOND JAMES FINANCIAL INC | $4.9M | 191,798 | 0.00% | 7q | +86.5%+$2.3M |
| Advisors Asset Management, Inc. | $3.6M | 141,214 | 0.06% | 2q | +270.5%+$2.7M |
| LPL Financial LLC | $3.6M | 139,996 | 0.00% | 31q | -18.4%-$813.4K |
| Cambridge Investment Research Advisors, Inc. | $3.2M | 122,664 | 0.00% | 31q | +108.6%+$1.6M |
| TRUIST FINANCIAL CORP | $2.8M | 109,548 | 0.00% | 27q | -1.0%-$28.0K |
| &PARTNERS | $2.7M | 105,007 | 0.01% | 4q | +1.3%+$33.7K |
| Mutual Advisors, LLC | $2.6M | 100,596 | 0.05% | 27q | -13.6%-$406.8K |
| J.W. COLE ADVISORS, INC. | $2.4M | 94,955 | 0.04% | new | NEW |
| Bleakley Financial Group, LLC | $2.2M | 84,200 | 0.03% | new | NEW |
| CITADEL ADVISORS LLC | $2.0M | 78,136 | 0.00% | 4q | +267.9%+$1.5M |
| OSAIC HOLDINGS, INC. | $1.9M | 74,911 | 0.00% | 26q | +50.9%+$651.0K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.8M | 70,553 | 0.00% | 31q | -6.5%-$125.4K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $1.6M | 60,762 | 0.10% | 5q | -35.8%-$871.4K |
| AMERIPRISE FINANCIAL INC | $1.5M | 60,100 | 0.00% | 31q | +8.8%+$125.1K |
| PMG Family Office LLC | $1.5M | 58,774 | 1.40% | 4q | +2.1%+$31.1K |
| Everstar Asset Management, LLC | $1.1M | 41,742 | 0.52% | 8q | -0.9%-$9.6K |
| Janney Montgomery Scott LLC | $1.0M | 40,650 | 0.00% | 23q | -0.7%-$7.6K |
| Advisory Solutions Group, LLC | $1.0M | 40,541 | 0.35% | new | FIRST |
| Shaker Financial Services, LLC | $1.0M | 39,424 | 0.32% | new | NEW |
| UBS Group AG | $911.5K | 35,370 | 0.00% | 31q | -71.0%-$2.2M |
| CoreCap Advisors, LLC | $907.8K | 35,227 | 0.03% | 18q | +20.6%+$155.2K |
| OPPENHEIMER & CO INC | $896.4K | 34,784 | 0.01% | 14q | +1.0%+$8.9K |
| Herold Advisors, Inc. | $885.0K | 34,449 | 0.17% | 20q | +4.2%+$35.5K |
| Kestra Advisory Services, LLC | $872.5K | 33,857 | 0.00% | 24q | +5.1%+$42.5K |
| Boreal Capital Management LLC | $826.6K | none filed | 0.62% | 3q | -100.0% |
| Rockefeller Capital Management L.P. | $763.9K | 29,644 | 0.00% | 10q | HELD |
| Samalin Investment Counsel, LLC | $646.1K | 25,072 | 0.20% | 10q | -30.3%-$281.3K |
| WORLD EQUITY GROUP, INC. | $595.8K | 23,119 | 0.13% | 18q | -50.0%-$596.5K |
| STIFEL FINANCIAL CORP | $555.3K | 21,549 | 0.00% | 3q | +15.4%+$74.0K |
| ENVESTNET ASSET MANAGEMENT INC | $507.4K | 19,690 | 0.00% | 24q | +2.4%+$11.7K |
| JANE STREET GROUP, LLC | $467.0K | 18,121 | 0.00% | new | NEW |
| Gilliland Jeter Wealth Management LLC | $447.7K | 17,373 | 0.12% | 11q | HELD |
| Quad-Cities Investment Group, LLC | $439.1K | 17,038 | 0.16% | 10q | +2.8%+$12.1K |
| Steward Partners Investment Advisory, LLC | $431.1K | 16,728 | 0.00% | 19q | +0.9%+$3.7K |
| WEDBUSH SECURITIES INC | $393.0K | 15,260 | 0.01% | 31q | +18.2%+$60.4K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $386.2K | 14,986 | 0.00% | 15q | -16.6%-$77.1K |
| Private Advisor Group, LLC | $380.6K | 14,770 | 0.00% | 9q | -46.1%-$325.3K |
| Tempus Wealth Planning, LLC | $353.5K | 13,719 | 0.07% | 6q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $347.9K | 13,452 | 0.02% | 3q | -4.0%-$14.6K |
| DAYMARK WEALTH PARTNERS, LLC | $338.9K | 13,150 | 0.01% | 13q | HELD |
| Baird Financial Group, Inc. | $322.5K | 12,514 | 0.00% | new | NEW |
| Cetera Investment Advisers | $319.9K | 12,416 | 0.00% | 4q | +2.6%+$8.1K |
| Apeiron RIA LLC | $304.6K | 11,820 | 0.08% | 19q | +13.6%+$36.4K |
| Brookstone Capital Management | $298.2K | 11,572 | 0.00% | 3q | -2.3%-$7.0K |
| XTX Topco Ltd | $296.1K | 11,491 | 0.00% | new | NEW |
| Capital CS Group, LLC | $281.4K | 10,920 | 0.22% | 14q | -38.2%-$174.1K |
| Abel Hall, LLC | $257.7K | 10,000 | 0.04% | 3q | HELD |
| Financial Engines Advisors L.L.C. | $225.7K | 8,758 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $194.3K | 7,540 | 0.00% | 2q | HELD |
| Clear Street Group Inc. | $126.5K | 4,907 | 0.00% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $114.2K | 4,430 | 0.00% | new | NEW |
| Continuum Advisory, LLC | $67.4K | 2,617 | 0.01% | new | NEW |
| Farther Finance Advisors, LLC | $63.4K | 2,460 | 0.00% | 4q | HELD |
| Triumph Capital Management | $62.4K | 2,420 | 0.01% | 3q | -14.2%-$10.3K |
| HARBOUR INVESTMENTS, INC. | $62.2K | 2,412 | 0.00% | 21q | -51.8%-$66.9K |
| EverSource Wealth Advisors, LLC | $51.5K | 2,000 | 0.00% | 9q | HELD |
| Westside Investment Management, Inc. | $43.0K | 1,667 | 0.01% | 7q | HELD |
| VALLEY WEALTH MANAGERS, INC. | $38.7K | 1,500 | 0.00% | 13q | HELD |
| Harborfront Financial Group LLC | $32.1K | 1,245 | 0.12% | new | NEW |
| Allworth Financial LP | $25.8K | 1,000 | 0.00% | 5q | HELD |
| Regatta Research & Money Management | $23.3K | 905 | 0.02% | new | FIRST |
| SJS Investment Consulting Inc. | $23.2K | 900 | 0.00% | 3q | HELD |
| Key Financial Inc | $16.1K | 625 | 0.00% | new | NEW |
| North Star Investment Management Corp. | $12.9K | 500 | 0.00% | 21q | HELD |
| LifeSteps Financial, Inc. | $10.3K | 400 | 0.00% | new | NEW |
| CALDWELL SUTTER CAPITAL, INC. | $6.4K | 250 | 0.00% | 13q | HELD |
| Arax Advisory Partners | $5.9K | 229 | 0.00% | new | NEW |
| ASSETMARK, INC | $3.4K | 131 | 0.00% | new | NEW |
| HIGHLINE WEALTH PARTNERS LLC | $2.8K | 109 | 0.00% | 4q | -16.2% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $2.1K | 83 | 0.00% | new | NEW |
| JFS WEALTH ADVISORS, LLC | $1.6K | 61 | 0.00% | new | NEW |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Ten percent owners and entities
Usually an institution that crossed a reporting threshold, or a company taking a strategic stake, rather than an individual with a view.
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-26 | MetLife Investment Management, LLC | 10% owner | Bought | 880,000 | $22.0M ×5 |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 24 | $22.8M | 1,040,680 | 1 | 9 | 3 | 0.0% |
| Q2 2026 | 77 | $108.9M | 4,195,875 | 17 | 22 | 21 | 0.0% |
| Q1 2026 | 64 | $82.1M | 3,843,049 | 5 | 23 | 19 | 0.0% |
| Q4 2025 | 71 | $88.7M | 4,214,358 | 9 | 18 | 23 | 0.0% |
| Q3 2025 | 72 | $94.8M | 4,507,629 | 13 | 19 | 20 | 0.0% |
| Q2 2025 | 64 | $91.5M | 4,536,182 | 8 | 23 | 14 | 0.0% |
| Q1 2025 | 64 | $89.2M | 4,187,703 | 4 | 16 | 22 | 0.0% |
| Q4 2024 | 67 | $102.9M | 4,234,315 | 6 | 21 | 20 | 0.0% |
| Q3 2024 | 67 | $113.7M | 4,419,515 | 9 | 14 | 26 | 0.0% |
| Q2 2024 | 60 | $95.8M | 4,268,337 | 5 | 23 | 15 | 0.0% |
| Q1 2024 | 60 | $106.3M | 4,878,194 | 9 | 20 | 15 | 0.0% |
| Q4 2023 | 64 | $91.9M | 4,647,820 | 7 | 24 | 17 | 0.0% |
| Q3 2023 | 62 | $79.5M | 4,264,108 | 6 | 22 | 13 | 0.0% |
| Q2 2023 | 57 | $95.0M | 4,368,407 | 7 | 20 | 19 | 0.0% |
| Q1 2023 | 55 | $87.3M | 4,099,834 | 10 | 22 | 14 | 0.0% |
| Q4 2022 | 50 | $644.6M | 31,460,636 | 8 | 20 | 14 | 0.0% |
| Q3 2022 | 51 | $355.0M | 17,721,847 | 5 | 20 | 15 | 0.0% |
| Q2 2022 | 52 | $374.3M | 17,445,717 | 5 | 24 | 11 | 0.0% |
| Q1 2022 | 58 | $395.1M | 15,403,725 | 6 | 19 | 21 | 0.0% |
| Q4 2021 | 66 | $223.6M | 7,102,745 | 7 | 24 | 14 | 0.0% |
| Q3 2021 | 70 | $136.0M | 4,472,162 | 6 | 28 | 15 | 0.0% |
| Q2 2021 | 65 | $151.1M | 4,476,925 | 9 | 26 | 13 | 0.0% |
| Q1 2021 | 61 | $145.0M | 4,533,512 | 10 | 21 | 18 | 0.0% |
| Q4 2020 | 62 | $131.1M | 4,652,211 | 15 | 21 | 16 | 0.0% |
| Q3 2020 | 51 | $100.7M | 4,361,022 | 10 | 19 | 12 | 0.0% |
| Q2 2020 | 43 | $86.9M | 4,119,462 | 5 | 22 | 9 | 0.0% |
| Q1 2020 | 44 | $63.0M | 3,780,067 | 7 | 17 | 11 | 0.0% |
| Q4 2019 | 47 | $94.5M | 4,465,120 | 10 | 18 | 11 | 0.0% |
| Q3 2019 | 38 | $106.7M | 5,307,995 | 1 | 17 | 12 | 0.0% |
| Q2 2019 | 40 | $109.0M | 5,430,545 | 4 | 19 | 12 | 0.0% |
| Q1 2019 | 40 | $100.6M | 4,963,895 | 2 | 20 | 11 | 0.0% |
| Q4 2018 | 42 | $87.2M | 5,311,946 | 1 | 2 | 1 | 0.0% |