DaveManuel.com · Institutional Ownership · Who Owns It
EXCHANGE LISTED FDS TR (CEFS)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
91
Reporting holders
$152.4M
Reported value
0.0%
Calls
0.0%
Puts
+7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $10.8M | 423,147 | 0.00% | 21q | +5.7%+$580.9K |
| New England Private Wealth Advisors LLC | $10.3M | 410,877 | 1.00% | 8q | +5.2%+$511.1K |
| RAYMOND JAMES FINANCIAL INC | $9.1M | 353,867 | 0.00% | 7q | +2.8%+$246.5K |
| ENVESTNET ASSET MANAGEMENT INC | $8.4M | 326,100 | 0.00% | 28q | +6.3%+$497.4K |
| AdvisorNet Financial, Inc | $8.3M | 323,208 | 0.38% | 6q | +14.8%+$1.1M |
| Arete Wealth Advisors, LLC | $7.3M | 286,252 | 0.49% | 3q | +2.3%+$162.0K |
| Cetera Investment Advisers | $7.3M | 285,866 | 0.01% | 23q | +6.3%+$436.2K |
| Columbus Macro, LLC | $7.0M | 273,615 | 0.68% | 7q | +6.0%+$399.1K |
| XML Financial, LLC | $6.9M | 270,311 | 0.50% | 12q | +16.6%+$987.9K |
| ROYAL BANK OF CANADA | $6.8M | 266,188 | 0.00% | 19q | -10.7%-$818.6K |
| Private Capital Management, LLC | $6.2M | 243,252 | 0.55% | 7q | +13.8%+$754.2K |
| Foundations Investment Advisors, LLC | $4.9M | 190,181 | 0.05% | 9q | -14.5%-$825.9K |
| Farther Finance Advisors, LLC | $3.7M | 144,815 | 0.03% | 8q | -20.3%-$948.1K |
| OSAIC HOLDINGS, INC. | $3.5M | 135,375 | 0.00% | 26q | +3.4%+$115.6K |
| Ares Financial Consulting, LLC | $2.7M | 105,934 | 1.95% | 3q | -4.1%-$117.1K |
| SCOTIA CAPITAL INC. | $2.7M | 105,734 | 0.01% | 31q | +1.9%+$50.3K |
| Cambridge Investment Research Advisors, Inc. | $2.7M | 105,418 | 0.00% | 24q | +142.9%+$1.6M |
| INDEPENDENT FINANCIAL GROUP, LLC | $2.6M | 100,949 | 0.05% | 8q | -10.4%-$301.2K |
| Quattro Advisors LLC | $2.6M | 100,670 | 1.72% | 3q | -1.0%-$26.8K |
| Visionary Wealth Advisors | $2.5M | 95,683 | 0.10% | 8q | +19.2%+$395.0K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.9M | 73,205 | 0.00% | 12q | -1.6%-$31.0K |
| Commerce Advisors, LLC | $1.6M | 63,473 | 0.88% | 2q | HELD |
| Thomas J. Herzfeld Advisors, Inc. | $1.6M | 62,053 | 0.49% | 17q | -4.0%-$65.6K |
| 3EDGE Asset Management, LP | $1.6M | 61,164 | 0.07% | 22q | +2.2%+$34.1K |
| Proficio Capital Partners LLC | $1.5M | 59,455 | 0.05% | 13q | HELD |
| Tactive Advisors, LLC | $1.4M | 54,387 | 0.34% | 5q | +4.6%+$61.7K |
| Lido Advisors, LLC | $1.4M | 52,765 | 0.00% | 11q | HELD |
| Ausdal Financial Partners, Inc. | $1.3M | 51,633 | 0.05% | 3q | -0.6%-$7.7K |
| Avior Wealth Management, LLC | $1.2M | 47,809 | 0.03% | 16q | -0.8%-$10.3K |
| NFSG Corp | $1.2M | 47,681 | 0.15% | 5q | +11.6%+$126.7K |
| IHT Wealth Management, LLC | $1.2M | 47,468 | 0.03% | 17q | HELD |
| Triumph Capital Management | $1.2M | 46,694 | 0.22% | 8q | +3.1%+$36.2K |
| SHEETS SMITH WEALTH MANAGEMENT | $1.2M | 45,688 | 0.12% | 5q | -0.8%-$8.9K |
| Chicago Partners Investment Group LLC | $1.1M | 44,771 | 0.02% | 14q | -0.8%-$9.5K |
| PRINCIPAL SECURITIES, INC. | $1.0M | 40,315 | 0.01% | 11q | +10.6%+$98.8K |
| Amplius Wealth Advisors, LLC | $740.0K | 28,861 | 0.05% | 13q | +1.7%+$12.3K |
| J.W. COLE ADVISORS, INC. | $732.2K | 28,559 | 0.01% | 5q | HELD |
| Adalta Capital Management LLC | $670.1K | 26,135 | 0.29% | 29q | HELD |
| MATHER GROUP, LLC. | $644.4K | 25,132 | 0.01% | 2q | -8.4%-$59.3K |
| CSS LLC/IL | $632.6K | 24,674 | 0.02% | 29q | HELD |
| CARY STREET PARTNERS FINANCIAL LLC | $597.5K | 23,302 | 0.01% | 7q | -9.1%-$60.0K |
| NewEdge Advisors, LLC | $593.1K | 23,131 | 0.00% | 19q | -46.4%-$513.3K |
| Bison Wealth, LLC | $574.8K | 22,541 | 0.05% | 4q | +8.3%+$44.2K |
| Unified Investment Management | $540.7K | 21,090 | 0.50% | 7q | HELD |
| Private Advisor Group, LLC | $478.4K | 18,658 | 0.00% | 5q | +13.4%+$56.5K |
| STIFEL FINANCIAL CORP | $456.8K | 17,815 | 0.00% | 8q | +1.4%+$6.1K |
| QUANTIFY CHAOS ADVISORS, LLC | $415.2K | 16,193 | 1.17% | 3q | HELD |
| Fort Point Capital Partners LLC | $411.9K | 16,063 | 0.03% | new | NEW |
| AQR CAPITAL MANAGEMENT LLC | $400.9K | 15,636 | 0.00% | 2q | +1.4%+$5.6K |
| Advisor OS, LLC | $395.4K | 15,420 | 0.03% | 5q | HELD |
| CERTIOR FINANCIAL GROUP, LLC | $393.4K | 15,342 | 0.22% | 4q | -12.0%-$53.8K |
| Richard Young Associates, Ltd. | $378.9K | 14,776 | 0.25% | new | NEW |
| OPPENHEIMER & CO INC | $367.0K | 14,312 | 0.00% | 17q | -75.0%-$1.1M |
| Gladstone Institutional Advisory LLC | $360.0K | 14,039 | 0.01% | 20q | -2.4%-$8.7K |
| Towerpoint Wealth, LLC | $351.0K | 13,690 | 0.12% | 9q | HELD |
| Closed-End Fund Advisors, Inc. | $329.5K | 12,851 | 0.32% | 3q | +1.6%+$5.1K |
| NOVEM GROUP | $322.8K | 12,590 | 0.03% | 4q | HELD |
| Perigon Wealth Management, LLC | $304.7K | 11,884 | 0.00% | new | NEW |
| Oregon Pacific Wealth Management, LLC | $304.5K | 11,875 | 0.29% | 7q | -9.8%-$33.2K |
| Braeburn Wealth Management LLC | $299.3K | 11,675 | 0.13% | 3q | HELD |
| Encompass More Asset Management | $285.1K | 11,121 | 0.04% | 3q | +15.8%+$38.9K |
| Hilltop Holdings Inc. | $283.9K | 11,074 | 0.02% | 8q | HELD |
| ZEGA Investments, LLC | $283.1K | 11,043 | 0.03% | 2q | -1.6%-$4.5K |
| RITHOLTZ WEALTH MANAGEMENT | $267.9K | 10,449 | 0.00% | new | NEW |
| First Heartland Consultants, Inc. | $267.1K | 10,416 | 0.02% | 2q | +10.5%+$25.3K |
| THOMPSON SIEGEL & WALMSLEY LLC | $256.0K | 10,000 | 0.00% | 13q | HELD |
| CITADEL ADVISORS LLC | $254.2K | 9,914 | 0.00% | new | NEW |
| WEDBUSH SECURITIES INC | $239.0K | 9,335 | 0.01% | new | NEW |
| Brookstone Capital Management | $238.1K | 9,288 | 0.00% | new | NEW |
| Sanctuary Advisors, LLC | $218.8K | 8,535 | 0.00% | new | NEW |
| Atria Investments, Inc | $215.1K | 8,390 | 0.00% | new | NEW |
| Janney Montgomery Scott LLC | $204.0K | 7,939 | 0.00% | new | NEW |
| LANARK FINANCIAL, INC. | $184.0K | 7,176 | 0.01% | 11q | +0.5% |
| MORGAN STANLEY | $118.9K | 4,637 | 0.00% | 14q | -1.8%-$2.2K |
| Wealth Enhancement Trust Services, Inc. | $87.8K | 3,426 | 0.01% | 3q | HELD |
| Allworth Financial LP | $82.0K | 3,200 | 0.00% | 5q | HELD |
| Boreal Capital Management LLC | $78.8K | 3,075 | 0.06% | 5q | HELD |
| CALDWELL SUTTER CAPITAL, INC. | $75.8K | 2,955 | 0.03% | 2q | +228.3%+$52.7K |
| Rockefeller Capital Management L.P. | $61.2K | 2,387 | 0.00% | 4q | +1.7%+$1.0K |
| Steward Partners Investment Advisory, LLC | $60.7K | 2,367 | 0.00% | 23q | +23.2%+$11.4K |
| SHP Wealth Management | $47.8K | 1,864 | 0.00% | 3q | HELD |
| AE Wealth Management LLC | $29.8K | 1,162 | 0.00% | 6q | +405.2%+$23.9K |
| Bangor Savings Bank | $19.8K | 772 | 0.00% | 4q | HELD |
| ASSETMARK, INC | $18.0K | 703 | 0.00% | 7q | HELD |
| HAZLETT, BURT & WATSON, INC. | $17.0K | 679 | 0.00% | 3q | +1.5% |
| SALEM INVESTMENT COUNSELORS INC | $16.0K | 625 | 0.00% | 2q | HELD |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | $11.8K | 460 | 0.00% | 9q | HELD |
| Roble, Belko & Company, Inc | $10.0K | 407 | 0.00% | 2q | +242.0%+$7.1K |
| WINMILL & CO. INC | $2.6K | 100 | 0.00% | 9q | HELD |
| UBS Group AG | $103 | 4 | 0.00% | 14q | HELD |
| WELLS FARGO & COMPANY/MN | $37 | 1 | 0.00% | 15q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 35 | $62.1M | 2,541,556 | 3 | 18 | 6 | 0.0% |
| Q2 2026 | 91 | $152.4M | 5,955,751 | 10 | 34 | 21 | 0.0% |
| Q1 2026 | 84 | $129.8M | 5,748,136 | 7 | 38 | 19 | 0.0% |
| Q4 2025 | 83 | $131.3M | 5,700,679 | 10 | 36 | 13 | 0.0% |
| Q3 2025 | 74 | $108.4M | 4,763,231 | 6 | 35 | 11 | 0.0% |
| Q2 2025 | 74 | $98.1M | 4,408,940 | 12 | 28 | 17 | 0.0% |
| Q1 2025 | 68 | $84.7M | 3,970,710 | 5 | 30 | 16 | 0.0% |
| Q4 2024 | 71 | $74.7M | 3,486,140 | 5 | 27 | 22 | 0.0% |
| Q3 2024 | 68 | $72.9M | 3,275,996 | 10 | 31 | 13 | 0.0% |
| Q2 2024 | 61 | $69.0M | 3,238,372 | 9 | 22 | 18 | 0.0% |
| Q1 2024 | 60 | $62.1M | 3,008,813 | 10 | 28 | 13 | 0.0% |
| Q4 2023 | 53 | $54.1M | 2,850,662 | 11 | 22 | 10 | 0.0% |
| Q3 2023 | 42 | $37.0M | 2,119,176 | 4 | 22 | 7 | 0.0% |
| Q2 2023 | 39 | $34.8M | 1,887,585 | 3 | 12 | 14 | 0.0% |
| Q1 2023 | 37 | $34.8M | 1,904,968 | 7 | 13 | 9 | 0.0% |
| Q4 2022 | 34 | $428.6M | 24,838,231 | 6 | 13 | 5 | 0.0% |
| Q3 2022 | 30 | $3.3B | 200,371,053 | 2 | 12 | 11 | 0.0% |
| Q2 2022 | 31 | $3.5B | 205,554,124 | 6 | 12 | 9 | 0.0% |
| Q1 2022 | 26 | $4.2B | 210,819,097 | 0 | 14 | 7 | 0.0% |
| Q4 2021 | 31 | $4.1B | 198,828,280 | 7 | 19 | 1 | 0.0% |
| Q3 2021 | 25 | $4.0B | 186,449,449 | 5 | 15 | 3 | 0.0% |
| Q2 2021 | 21 | $3.8B | 176,805,683 | 2 | 10 | 8 | 0.0% |
| Q1 2021 | 19 | $3.5B | 169,968,537 | 4 | 10 | 3 | 0.0% |
| Q4 2020 | 16 | $3.1B | 159,025,569 | 4 | 8 | 2 | 0.0% |
| Q3 2020 | 14 | $2.8B | 150,463,793 | 2 | 7 | 3 | 0.0% |
| Q2 2020 | 15 | $2.6B | 145,644,768 | 5 | 5 | 4 | 0.0% |
| Q1 2020 | 18 | $2.2B | 146,791,898 | 8 | 5 | 2 | 0.0% |
| Q4 2019 | 14 | $16.9M | 814,608 | 0 | 8 | 2 | 0.0% |
| Q3 2019 | 16 | $17.0M | 848,891 | 4 | 6 | 2 | 0.0% |
| Q2 2019 | 17 | $25.6M | 1,258,587 | 8 | 2 | 2 | 0.0% |
| Q1 2019 | 11 | $14.0M | 630,432 | 1 | 4 | 2 | 0.0% |
| Q4 2018 | 15 | $12.7M | 718,347 | 1 | 0 | 0 | 0.0% |