DaveManuel.com · Institutional Ownership · Who Owns It
CAPITAL GROUP EQUITY ETF TR (CGMM)
Institutional ownership reported to the SEC as of Q2 2026, across 7 quarters.
228
Reporting holders
$2.8B
Reported value
0.0%
Calls
0.0%
Puts
+26
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $708.0M | 21,475,187 | 0.16% | 5q | +62.5%+$272.2M |
| ENVESTNET ASSET MANAGEMENT INC | $345.6M | 10,481,145 | 0.08% | 6q | +14.9%+$44.9M |
| WELLS FARGO & COMPANY/MN | $155.4M | 4,714,240 | 0.03% | 4q | +55.5%+$55.5M |
| Pathstone Holdings, LLC | $95.8M | 2,904,910 | 0.28% | 3q | +73.0%+$40.4M |
| JONES FINANCIAL COMPANIES LLLP | $81.3M | 2,507,602 | 0.03% | 4q | +69.6%+$33.4M |
| OSAIC HOLDINGS, INC. | $80.6M | 2,443,779 | 0.09% | 6q | +45.0%+$25.0M |
| Cetera Investment Advisers | $75.0M | 2,276,254 | 0.07% | 5q | +49.7%+$24.9M |
| Cambridge Investment Research Advisors, Inc. | $70.6M | 2,140,159 | 0.08% | 6q | +313.0%+$53.5M |
| COMMONWEALTH EQUITY SERVICES, LLC | $51.9M | 1,573,652 | 0.07% | 6q | +14.8%+$6.7M |
| Merit Financial Group, LLC | $46.4M | 1,407,335 | 0.28% | 6q | HELD |
| MML INVESTORS SERVICES, LLC | $43.7M | 1,325,925 | 0.09% | 6q | +40.1%+$12.5M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $40.7M | 1,235,373 | 0.02% | 3q | +31.7%+$9.8M |
| RAYMOND JAMES FINANCIAL INC | $40.2M | 1,218,875 | 0.01% | 5q | +145.9%+$23.8M |
| SEI INVESTMENTS CO | $39.3M | 1,192,327 | 0.03% | 6q | +22.0%+$7.1M |
| Janney Montgomery Scott LLC | $38.6M | 1,171,983 | 0.07% | new | NEW |
| CAPTRUST FINANCIAL ADVISORS | $37.3M | 1,131,525 | 0.06% | 6q | +1.7%+$624.0K |
| ASSETMARK, INC | $36.4M | 1,104,735 | 0.06% | 5q | +24.1%+$7.1M |
| ROYAL BANK OF CANADA | $35.5M | 1,077,007 | 0.01% | 6q | +35.6%+$9.3M |
| Kestra Advisory Services, LLC | $32.9M | 998,736 | 0.11% | 5q | +9.4%+$2.8M |
| STIFEL FINANCIAL CORP | $31.5M | 955,775 | 0.03% | 5q | +3.1%+$960.0K |
| Capital Group Private Client Services, Inc. | $31.5M | 955,714 | 0.44% | 6q | +29.4%+$7.2M |
| NewEdge Advisors, LLC | $27.2M | 824,209 | 0.08% | 5q | +10.9%+$2.7M |
| Ergawealth Advisors, Inc. | $26.9M | 815,624 | 10.44% | 5q | +2.7%+$709.1K |
| BENJAMIN EDWARDS INC | $26.4M | 801,560 | 0.24% | 6q | +50.0%+$8.8M |
| Kestra Investment Management, LLC | $24.5M | 744,539 | 0.48% | 3q | -30.9%-$11.0M |
| Presper Financial Architects, LLC | $21.2M | 641,960 | 11.04% | 2q | HELD |
| &PARTNERS | $18.3M | 552,692 | 0.07% | 6q | +27.0%+$3.9M |
| NATIXIS ADVISORS, LLC | $17.2M | 522,131 | 0.02% | 4q | +94.9%+$8.4M |
| Main Line Retirement Advisors, LLC | $16.8M | 511,035 | 7.73% | 6q | -2.5%-$425.6K |
| Baird Financial Group, Inc. | $16.8M | 509,926 | 0.02% | 2q | +438.4%+$13.7M |
| Valmark Advisers, Inc. | $15.5M | 468,806 | 0.16% | 5q | +124.7%+$8.6M |
| MACQUARIE GROUP LTD | $15.2M | 460,000 | 0.07% | new | NEW |
| Strategic Blueprint, LLC | $15.1M | 458,668 | 0.76% | 6q | +2.0%+$297.9K |
| Compton Financial Group, LLC | $15.1M | 457,700 | 2.91% | 3q | +133.5%+$8.6M |
| STEPHENS INC /AR/ | $13.3M | 404,504 | 0.15% | 5q | +2.1%+$269.1K |
| KWB Wealth | $12.5M | 379,650 | 1.07% | new | NEW |
| Rockefeller Capital Management L.P. | $12.3M | 372,277 | 0.02% | 3q | +80.2%+$5.5M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $10.1M | 311,525 | 0.02% | 6q | +10.8%+$984.3K |
| Souders Financial Advisors | $10.1M | 305,649 | 1.01% | 5q | +6.3%+$594.9K |
| Vestmark Advisory Solutions, Inc. | $10.0M | 303,954 | 0.09% | 4q | +6.2%+$584.0K |
| Coign Capital Advisors LLC | $9.5M | 286,923 | 4.26% | 4q | +3.1%+$284.5K |
| Orion Porfolio Solutions, LLC | $9.3M | 282,307 | 0.07% | 5q | +6.4%+$558.3K |
| J. Derek Lewis & Associates Inc. | $9.3M | 281,626 | 1.75% | 3q | +24.7%+$1.8M |
| GREAT VALLEY ADVISOR GROUP, INC. | $8.9M | 270,456 | 0.14% | 2q | +17.5%+$1.3M |
| Essex Financial Services, Inc. | $7.1M | 215,247 | 0.35% | 6q | +98.6%+$3.5M |
| Equitable Holdings, Inc. | $7.0M | 213,117 | 0.04% | 4q | +130.3%+$4.0M |
| CARY STREET PARTNERS FINANCIAL LLC | $6.3M | 190,437 | 0.14% | 5q | +5.5%+$325.6K |
| Private Advisor Group, LLC | $6.3M | 190,130 | 0.03% | 5q | +110.7%+$3.3M |
| National Wealth Management Group, LLC | $5.9M | 179,661 | 1.83% | 4q | -28.1%-$2.3M |
| Royal Harbor Partners, LLC | $5.8M | 175,902 | 1.80% | 2q | +1.0%+$56.3K |
| Concurrent Investment Advisors, LLC | $5.5M | 165,625 | 0.05% | 6q | -47.9%-$5.0M |
| Smartleaf Asset Management LLC | $5.4M | 164,361 | 0.17% | 4q | HELD |
| BANK OF AMERICA CORP /DE/ | $5.3M | 159,931 | 0.00% | new | NEW |
| Per Stirling Capital Management, LLC. | $5.2M | 156,930 | 0.49% | 2q | -2.6%-$136.1K |
| HARBOUR INVESTMENTS, INC. | $5.1M | 155,166 | 0.07% | 6q | +20.6%+$873.7K |
| TRUIST FINANCIAL CORP | $4.9M | 148,932 | 0.01% | 6q | +20.3%+$828.9K |
| DAVENPORT & Co LLC | $4.8M | 146,308 | 0.02% | 3q | +306.6%+$3.6M |
| Aprio Wealth Management, LLC | $4.7M | 143,654 | 0.23% | 3q | +157.6%+$2.9M |
| INDEPENDENT FINANCIAL GROUP, LLC | $4.7M | 143,030 | 0.09% | 5q | +31.8%+$1.1M |
| Smith Thornton Advisors LLC | $4.7M | 145,026 | 2.06% | 6q | +9.0%+$388.2K |
| Laurel Wealth Planning LLC | $4.6M | 140,924 | 2.06% | 4q | +15.7%+$629.5K |
| StoneCrest Wealth Management, Inc. | $4.6M | 139,716 | 1.47% | 5q | HELD |
| Sigma Planning Corp | $4.6M | 139,127 | 0.12% | 6q | +18.9%+$728.3K |
| Envestnet Portfolio Solutions, Inc. | $4.5M | 137,808 | 0.02% | 6q | +16.5%+$645.0K |
| Cullen/Frost Bankers, Inc. | $4.4M | 133,823 | 0.04% | 6q | +10.1%+$406.3K |
| BNB Wealth Management, LLC | $4.3M | 130,610 | 2.35% | 3q | -1.9%-$84.6K |
| Wealth Science Advisors LLC | $4.3M | 130,103 | 1.91% | 3q | +39.5%+$1.2M |
| NavPoint Financial, Inc. | $4.2M | 127,106 | 1.55% | 6q | +23.9%+$807.5K |
| PRINCIPAL SECURITIES, INC. | $4.1M | 125,820 | 0.05% | 4q | +22.0%+$749.4K |
| Tradition Wealth Management, LLC | $4.1M | 124,541 | 0.25% | 6q | HELD |
| Mutual Advisors, LLC | $3.7M | 111,477 | 0.07% | 4q | +64.9%+$1.4M |
| HighTower Advisors, LLC | $3.3M | 101,139 | 0.00% | 5q | +19.3%+$538.8K |
| BFC Planning, Inc. | $3.2M | 98,226 | 0.13% | 5q | +49.0%+$1.1M |
| Boyer Financial Services, Inc. | $3.2M | 98,023 | 2.71% | 3q | +28.6%+$713.0K |
| Atria Investments, Inc | $3.0M | 92,004 | 0.03% | 3q | +87.0%+$1.4M |
| Gateway Wealth Partners, LLC | $3.0M | 91,946 | 0.18% | 2q | -16.2%-$586.0K |
| PARK AVENUE SECURITIES LLC | $2.9M | 86,589 | 0.02% | new | NEW |
| A&I FINANCIAL SERVICES, LLC | $2.8M | 83,521 | 1.20% | 6q | +14.3%+$345.2K |
| OPPENHEIMER & CO INC | $2.7M | 83,390 | 0.03% | 3q | +38.3%+$761.9K |
| PFG Advisors | $2.7M | 82,104 | 0.14% | 4q | +40.4%+$779.5K |
| NWF Advisory Services Inc. | $2.7M | 80,560 | 0.25% | 5q | +9.4%+$228.7K |
| Entruity Wealth, LLC | $2.7M | 80,520 | 1.72% | 3q | -1.2%-$32.3K |
| Venture Visionary Partners LLC | $2.5M | 74,576 | 0.07% | 4q | +39.0%+$690.2K |
| Hopwood Nicholas Hunter | $2.5M | 74,531 | 0.67% | 3q | +4.2%+$98.0K |
| World Investment Advisors | $2.3M | 77,386 | 0.04% | 6q | HELD |
| FOUNDERS FINANCIAL SECURITIES LLC | $2.0M | 61,354 | 0.10% | 6q | +15.8%+$276.3K |
| Wise Wealth Partners | $2.0M | 60,388 | 3.38% | 5q | +1.2%+$23.0K |
| Beta Wealth Group, Inc. | $1.9M | 58,683 | 0.73% | 6q | HELD |
| Kingsview Wealth Management, LLC | $1.8M | 56,101 | 0.02% | 5q | -17.2%-$384.8K |
| Sanctuary Advisors, LLC | $1.8M | 54,711 | 0.01% | 2q | +316.3%+$1.4M |
| Bank of New York Mellon Corp | $1.8M | 54,557 | 0.00% | 2q | +199.2%+$1.2M |
| Vise Technologies, Inc. | $1.8M | 53,549 | 0.02% | new | NEW |
| Steward Partners Investment Advisory, LLC | $1.7M | 51,746 | 0.01% | 6q | +10353.7%+$1.7M |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $1.7M | 51,114 | 0.00% | 2q | HELD |
| Stratos Wealth Partners, LTD. | $1.6M | 49,851 | 0.02% | 4q | +7.7%+$117.9K |
| HighPoint Advisor Group LLC | $1.6M | 49,758 | 0.06% | 3q | +19.2%+$264.4K |
| SAGESPRING WEALTH PARTNERS, LLC | $1.6M | 48,819 | 0.02% | 5q | +3.4%+$52.3K |
| KINTRA WEALTH, LLC | $1.6M | 47,672 | 0.08% | 2q | +407.1%+$1.3M |
| R2 Capital Strategies, LLC | $1.6M | 48,614 | 0.73% | new | FIRST |
| AQR CAPITAL MANAGEMENT LLC | $1.6M | 48,470 | 0.00% | 4q | +135.2%+$918.6K |
Showing the largest 100 of 228 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 93 | $254.6M | 8,226,198 | 8 | 64 | 13 | 0.0% |
| Q2 2026 | 228 | $2.8B | 83,752,878 | 39 | 144 | 25 | 0.0% |
| Q1 2026 | 202 | $1.7B | 58,760,038 | 38 | 130 | 13 | 0.0% |
| Q4 2025 | 178 | $1.0B | 35,480,553 | 49 | 94 | 10 | 0.0% |
| Q3 2025 | 125 | $644.7M | 22,710,668 | 46 | 66 | 7 | 0.0% |
| Q2 2025 | 83 | $260.3M | 9,679,102 | 40 | 33 | 4 | 0.0% |
| Q1 2025 | 44 | $84.2M | 3,530,600 | 44 | 0 | 0 | 0.0% |