DaveManuel.com · Institutional Ownership · Who Owns It
CAPITAL GRP FIXED INCM ETF T (CGMS)
Institutional ownership reported to the SEC as of Q2 2026, across 17 quarters.
361
Reporting holders
$4.0B
Reported value
0.0%
Calls
0.0%
Puts
+27
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $592.6M | 21,684,661 | 0.13% | 13q | +14.7%+$76.0M |
| WELLS FARGO & COMPANY/MN | $272.1M | 9,954,981 | 0.04% | 11q | +35.2%+$70.8M |
| ENVESTNET ASSET MANAGEMENT INC | $248.1M | 9,076,177 | 0.06% | 15q | +16.1%+$34.4M |
| MORGAN STANLEY | $216.8M | 7,932,936 | 0.01% | 10q | +10.5%+$20.5M |
| RAYMOND JAMES FINANCIAL INC | $216.7M | 7,927,229 | 0.06% | 7q | +13.3%+$25.4M |
| UBS Group AG | $170.5M | 6,240,391 | 0.02% | 14q | +11.1%+$17.0M |
| Cetera Investment Advisers | $138.3M | 5,061,712 | 0.13% | 15q | +17.8%+$20.9M |
| Cambridge Investment Research Advisors, Inc. | $110.9M | 4,057,619 | 0.13% | 14q | +134.4%+$63.6M |
| Capital Advantage, Inc. | $103.6M | 3,791,682 | 12.64% | 5q | +51.7%+$35.3M |
| COMMONWEALTH EQUITY SERVICES, LLC | $91.1M | 3,334,411 | 0.11% | 15q | -3.5%-$3.3M |
| OSAIC HOLDINGS, INC. | $89.8M | 3,285,180 | 0.11% | 15q | +22.2%+$16.3M |
| GREAT VALLEY ADVISOR GROUP, INC. | $77.8M | 2,845,539 | 1.23% | 8q | +3.9%+$2.9M |
| JONES FINANCIAL COMPANIES LLLP | $64.0M | 2,326,317 | 0.03% | 10q | +27.4%+$13.8M |
| STIFEL FINANCIAL CORP | $60.0M | 2,195,645 | 0.05% | 13q | +15.3%+$8.0M |
| ROYAL BANK OF CANADA | $50.4M | 1,845,865 | 0.01% | 14q | +3.3%+$1.6M |
| Schusterman Interests, LLC | $49.7M | 1,818,185 | 12.96% | new | NEW |
| MML INVESTORS SERVICES, LLC | $49.0M | 1,792,846 | 0.10% | 13q | +31.5%+$11.7M |
| Valmark Advisers, Inc. | $48.5M | 1,774,486 | 0.51% | 11q | +16.3%+$6.8M |
| Beacon Pointe Advisors, LLC | $42.4M | 1,550,326 | 0.20% | 5q | -0.7%-$299.6K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $35.5M | 1,301,349 | 0.06% | 12q | +2.4%+$830.1K |
| Kestra Advisory Services, LLC | $34.8M | 1,271,974 | 0.11% | 12q | +28.9%+$7.8M |
| Baird Financial Group, Inc. | $31.1M | 1,136,768 | 0.04% | 9q | +8.0%+$2.3M |
| BENJAMIN EDWARDS INC | $26.3M | 960,524 | 0.24% | 8q | +32.6%+$6.5M |
| Waverly Advisors, LLC | $26.0M | 951,076 | 0.15% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $25.7M | 940,884 | 0.01% | 9q | +10.1%+$2.4M |
| REGATTA CAPITAL GROUP, LLC | $24.8M | 907,530 | 3.34% | 5q | +8.4%+$1.9M |
| BlueStem Wealth Partners, LLC | $22.6M | 828,507 | 2.25% | 6q | +19.4%+$3.7M |
| TrueWealth Advisors, LLC | $21.8M | 796,067 | 4.91% | 12q | +0.9%+$198.7K |
| Winch Advisory Services, LLC | $21.6M | 791,200 | 4.49% | 12q | +1.4%+$307.4K |
| &PARTNERS | $21.6M | 784,662 | 0.09% | 8q | +38.6%+$6.0M |
| Janney Montgomery Scott LLC | $21.2M | 775,013 | 0.04% | 13q | +24.8%+$4.2M |
| J. Derek Lewis & Associates Inc. | $21.0M | 768,767 | 3.97% | 3q | +9.2%+$1.8M |
| Compton Financial Group, LLC | $20.2M | 738,465 | 3.89% | 3q | +166.6%+$12.6M |
| STEPHENS INC /AR/ | $19.9M | 729,186 | 0.22% | 10q | +3.7%+$712.9K |
| Redhawk Wealth Advisors, Inc. | $19.0M | 693,381 | 1.87% | 9q | -2.0%-$393.7K |
| EQ WEALTH ADVISORS, LLC | $18.6M | 679,303 | 10.20% | 7q | +6.4%+$1.1M |
| Entruity Wealth, LLC | $17.4M | 637,736 | 11.28% | 7q | +61.3%+$6.6M |
| Prospera Financial Services Inc | $17.1M | 627,005 | 0.25% | 11q | +2.9%+$483.2K |
| NewEdge Advisors, LLC | $16.8M | 613,158 | 0.05% | 13q | +14.5%+$2.1M |
| Per Stirling Capital Management, LLC. | $16.4M | 599,845 | 1.56% | 3q | +17.4%+$2.4M |
| RPg Family Wealth Advisory, LLC | $15.4M | 562,899 | 1.42% | 5q | +102.4%+$7.8M |
| VICUS CAPITAL | $15.3M | 561,637 | 0.99% | 13q | +12.9%+$1.8M |
| Private Advisor Group, LLC | $15.2M | 556,556 | 0.07% | 13q | -27.8%-$5.8M |
| KWB Wealth | $14.4M | 527,423 | 1.23% | 7q | +47.2%+$4.6M |
| Centennial Wealth Advisory LLC | $13.1M | 478,468 | 2.82% | 8q | +5.4%+$675.4K |
| Markowski Investments | $12.9M | 471,323 | 2.84% | new | FIRST |
| Smartleaf Asset Management LLC | $12.5M | 455,538 | 0.41% | 8q | HELD |
| Souders Financial Advisors | $12.1M | 442,298 | 1.22% | 14q | +6.9%+$783.6K |
| Rockefeller Capital Management L.P. | $11.6M | 422,630 | 0.02% | 5q | +1.2%+$131.9K |
| Onyx Bridge Wealth Group LLC | $11.5M | 422,551 | 1.04% | 6q | -1.5%-$175.8K |
| Bouvel Investment Partners, LLC | $11.3M | 415,149 | 2.57% | 12q | +83.7%+$5.2M |
| Capital Group Private Client Services, Inc. | $11.3M | 415,111 | 0.16% | 15q | HELD |
| Integrated Wealth Concepts LLC | $11.3M | 412,825 | 0.07% | 11q | +4.4%+$473.2K |
| Sanctuary Advisors, LLC | $10.9M | 397,373 | 0.05% | 9q | +5.4%+$552.0K |
| Clear Trail Advisors, LLC | $10.8M | 393,663 | 1.64% | 2q | +10.2%+$995.9K |
| Turning Point Benefit Group, Inc. | $10.7M | 391,822 | 4.61% | 7q | +146.9%+$6.4M |
| Cerity Partners LLC | $10.5M | 382,360 | 0.01% | 3q | +36.3%+$2.8M |
| Carmel Capital Partners, LLC | $10.1M | 369,264 | 3.33% | 6q | -1.0%-$101.3K |
| ST GERMAIN D J CO INC | $10.1M | 368,318 | 0.36% | 14q | HELD |
| HARBOUR INVESTMENTS, INC. | $9.2M | 337,767 | 0.12% | 14q | -1.9%-$178.2K |
| Main Line Retirement Advisors, LLC | $8.8M | 323,673 | 4.06% | 7q | +2.1%+$183.0K |
| Kingsview Wealth Management, LLC | $8.8M | 323,447 | 0.11% | 13q | -20.0%-$2.2M |
| Clarity Asset Management, Inc. | $8.7M | 316,786 | 4.25% | 2q | +6.7%+$542.2K |
| Skyline Advisors, Inc. | $8.6M | 313,360 | 2.69% | 7q | -8.7%-$818.6K |
| Bond & Devick Financial Network, Inc. | $8.5M | 309,593 | 2.08% | 11q | +4.5%+$365.6K |
| Concurrent Investment Advisors, LLC | $8.4M | 307,249 | 0.07% | 9q | +13.7%+$1.0M |
| CITADEL ADVISORS LLC | $8.1M | 297,020 | 0.00% | 8q | +44.7%+$2.5M |
| BNB Wealth Management, LLC | $8.1M | 296,159 | 4.42% | 3q | -12.6%-$1.2M |
| Equitable Holdings, Inc. | $7.8M | 285,554 | 0.05% | 10q | +32.1%+$1.9M |
| Merit Financial Group, LLC | $7.6M | 277,677 | 0.05% | 6q | +14.6%+$965.4K |
| Troutman Wealth Management, LLC | $7.4M | 269,059 | 5.66% | 3q | +2.7%+$190.0K |
| Swisher Financial Concepts, Inc. | $7.3M | 268,461 | 4.62% | 11q | -3.2%-$245.9K |
| Summit Financial, LLC | $7.3M | 265,625 | 0.08% | 4q | -22.7%-$2.1M |
| Thayer Financial, L.L.C. | $7.1M | 258,628 | 6.42% | 3q | +3.7%+$254.3K |
| GOLDMAN SACHS GROUP INC | $7.0M | 256,593 | 0.00% | new | NEW |
| LEVEL FOUR ADVISORY SERVICES, LLC | $7.0M | 256,499 | 0.20% | 9q | +21.1%+$1.2M |
| ROTHSCHILD INVESTMENT LLC | $6.7M | 245,446 | 0.25% | 11q | +8.4%+$521.9K |
| Cullen/Frost Bankers, Inc. | $6.4M | 232,863 | 0.06% | 9q | +12.0%+$680.9K |
| RHL GROUP, LLC | $6.2M | 231,018 | 5.19% | 3q | -48.8%-$6.0M |
| Confluence Wealth Services, Inc. | $6.2M | 227,854 | 0.18% | 11q | +2.3%+$142.8K |
| DRIVE WEALTH MANAGEMENT, LLC | $6.0M | 218,950 | 1.07% | 4q | +12.3%+$656.2K |
| Global Retirement Partners, LLC | $5.9M | 215,533 | 0.09% | 6q | +73.2%+$2.5M |
| Stratos Wealth Partners, LTD. | $5.7M | 208,913 | 0.06% | 5q | +11.1%+$569.9K |
| Betterment LLC | $5.7M | 208,266 | 0.01% | 10q | +33.2%+$1.4M |
| Gateway Wealth Partners, LLC | $5.6M | 206,345 | 0.34% | 7q | -37.8%-$3.4M |
| Strategic Family Wealth Counselors, L.L.C. | $5.6M | 203,720 | 1.29% | 9q | +1.1%+$60.3K |
| NWF Advisory Services Inc. | $5.5M | 202,477 | 0.52% | 6q | +1.1%+$58.2K |
| Vigil Wealth Management, LLC | $5.5M | 201,042 | 3.92% | 3q | -4.5%-$257.3K |
| LCW Services, LLC | $5.5M | 199,783 | 2.38% | 3q | +5.6%+$291.0K |
| SILVER OAK SECURITIES, INCORPORATED | $5.2M | 190,720 | 0.32% | 12q | +3.2%+$159.6K |
| STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC | $5.1M | 185,366 | 3.41% | 3q | +4.5%+$217.4K |
| OakTrust Wealth Advisors, LLC | $5.0M | 184,511 | 4.35% | 3q | +4.6%+$223.9K |
| DAVENPORT & Co LLC | $4.8M | 174,907 | 0.02% | 13q | +19.8%+$791.0K |
| NATIXIS ADVISORS, LLC | $4.7M | 172,912 | 0.01% | 4q | +81.1%+$2.1M |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | $4.7M | 172,813 | 0.32% | 3q | +78.3%+$2.1M |
| Total Clarity Wealth Management, Inc. | $4.7M | 172,616 | 0.92% | 12q | +55.5%+$1.7M |
| ASSETMARK, INC | $4.5M | 166,474 | 0.01% | 6q | +76.6%+$2.0M |
| Mutual Advisors, LLC | $4.5M | 163,201 | 0.08% | 11q | +33.9%+$1.1M |
| LongView Wealth Management | $4.4M | 160,235 | 1.12% | 10q | +20.1%+$732.4K |
| LifeGoal Investments, LLC | $4.3M | 157,766 | 1.97% | 7q | HELD |
Showing the largest 100 of 362 reported holders. The count of 361 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 141 | $525.6M | 19,967,329 | 11 | 89 | 28 | 0.0% |
| Q2 2026 | 361 | $4.0B | 145,068,165 | 36 | 212 | 66 | 0.0% |
| Q1 2026 | 334 | $3.4B | 123,710,875 | 37 | 206 | 59 | 0.0% |
| Q4 2025 | 317 | $2.9B | 105,961,125 | 37 | 187 | 39 | 0.0% |
| Q3 2025 | 269 | $2.4B | 88,131,503 | 30 | 174 | 43 | 0.0% |
| Q2 2025 | 258 | $2.1B | 76,224,466 | 28 | 148 | 61 | 0.0% |
| Q1 2025 | 244 | $1.8B | 65,549,232 | 34 | 155 | 32 | 0.0% |
| Q4 2024 | 222 | $1.3B | 49,335,685 | 41 | 116 | 31 | 0.0% |
| Q3 2024 | 170 | $936.1M | 33,634,490 | 42 | 103 | 12 | 0.0% |
| Q2 2024 | 137 | $570.6M | 21,195,500 | 35 | 73 | 15 | 0.0% |
| Q1 2024 | 105 | $376.7M | 13,932,128 | 28 | 60 | 12 | 0.0% |
| Q4 2023 | 82 | $248.2M | 9,194,482 | 22 | 47 | 6 | 0.0% |
| Q3 2023 | 57 | $132.9M | 5,206,840 | 14 | 29 | 6 | 0.0% |
| Q2 2023 | 44 | $109.7M | 4,209,042 | 17 | 22 | 5 | 0.0% |
| Q1 2023 | 27 | $73.8M | 2,801,209 | 15 | 9 | 2 | 0.0% |
| Q4 2022 | 14 | $63.3M | 2,741,318 | 14 | 0 | 0 | 0.0% |
| Q3 2022 | 1 | $325.3K | 12,744 | 1 | 0 | 0 | 0.0% |