DaveManuel.com · Institutional Ownership · Who Owns It
CAPITAL GRP FIXED INCM ETF T (CGSM)
Institutional ownership reported to the SEC as of Q2 2026, across 13 quarters.
163
Reporting holders
$1.3B
Reported value
0.0%
Calls
0.0%
Puts
+14
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Capital International Investors | $346.8M | 13,144,337 | 0.07% | 12q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $305.2M | 11,567,287 | 0.16% | 6q | +947.1%+$276.1M |
| MORGAN STANLEY | $94.4M | 3,577,313 | 0.00% | 10q | -3.0%-$2.9M |
| ENVESTNET ASSET MANAGEMENT INC | $83.1M | 3,150,448 | 0.02% | 10q | +7.6%+$5.9M |
| LPL Financial LLC | $71.5M | 2,710,268 | 0.02% | 8q | +23.7%+$13.7M |
| Capital Group Private Client Services, Inc. | $34.9M | 1,324,006 | 0.49% | 11q | +65.3%+$13.8M |
| Cetera Investment Advisers | $33.5M | 1,268,729 | 0.03% | 7q | +28.3%+$7.4M |
| JONES FINANCIAL COMPANIES LLLP | $24.3M | 917,938 | 0.01% | 8q | +39.8%+$6.9M |
| WELLS FARGO & COMPANY/MN | $22.3M | 846,621 | 0.00% | 5q | +22.6%+$4.1M |
| CAPTRUST FINANCIAL ADVISORS | $19.5M | 738,981 | 0.03% | 9q | +3.7%+$697.8K |
| Cambridge Investment Research Advisors, Inc. | $17.3M | 656,638 | 0.02% | 8q | +125.7%+$9.7M |
| OSAIC HOLDINGS, INC. | $13.7M | 518,969 | 0.02% | 11q | +39.2%+$3.9M |
| MML INVESTORS SERVICES, LLC | $11.7M | 443,224 | 0.02% | 8q | +27.1%+$2.5M |
| ROYAL BANK OF CANADA | $11.6M | 440,452 | 0.00% | 12q | +35.1%+$3.0M |
| COMMONWEALTH EQUITY SERVICES, LLC | $10.9M | 414,001 | 0.01% | 11q | +14.7%+$1.4M |
| TRUIST FINANCIAL CORP | $10.9M | 413,859 | 0.01% | 8q | -1.3%-$145.8K |
| RAYMOND JAMES FINANCIAL INC | $10.3M | 389,563 | 0.00% | 7q | -1.6%-$169.7K |
| Kestra Advisory Services, LLC | $9.5M | 360,657 | 0.03% | 9q | +16.3%+$1.3M |
| Boulder Wealth Advisors, LLC | $8.3M | 316,322 | 3.04% | 3q | +26.1%+$1.7M |
| Vestmark Advisory Solutions, Inc. | $8.0M | 304,185 | 0.08% | 8q | HELD |
| NATIXIS ADVISORS, LLC | $6.0M | 227,062 | 0.01% | 3q | +59.5%+$2.2M |
| J.W. COLE ADVISORS, INC. | $5.5M | 209,316 | 0.09% | new | NEW |
| INTEGRATED WEALTHCARE, LLC | $5.3M | 199,147 | 3.93% | 3q | +1.6%+$83.9K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $5.1M | 194,857 | 0.01% | 9q | -3.8%-$200.3K |
| PRINCIPAL SECURITIES, INC. | $5.1M | 194,070 | 0.06% | 8q | +2.8%+$141.8K |
| Steward Partners Investment Advisory, LLC | $5.0M | 189,624 | 0.03% | 5q | -1.0%-$52.8K |
| INTEGRITY ALLIANCE, LLC. | $5.0M | 189,139 | 0.16% | new | NEW |
| Janney Montgomery Scott LLC | $4.8M | 180,077 | 0.01% | 8q | +20.6%+$810.1K |
| Hartmann Taylor Wealth Management, LLC | $4.1M | 155,916 | 2.71% | 6q | HELD |
| Apella Capital, LLC | $4.0M | 152,619 | 0.06% | 2q | HELD |
| BENJAMIN EDWARDS INC | $4.0M | 150,522 | 0.04% | 8q | HELD |
| Prospera Financial Services Inc | $3.7M | 141,078 | 0.05% | 6q | +458.6%+$3.1M |
| Orion Porfolio Solutions, LLC | $3.7M | 139,299 | 0.03% | 8q | +13.0%+$422.8K |
| ASSETMARK, INC | $3.6M | 137,612 | 0.01% | 8q | +12.1%+$391.9K |
| Cannon Financial Strategists, Inc. | $3.6M | 136,919 | 0.41% | new | NEW |
| Baird Financial Group, Inc. | $3.6M | 135,780 | 0.00% | 6q | +36.6%+$959.6K |
| Total Clarity Wealth Management, Inc. | $3.6M | 134,940 | 0.69% | 3q | -3.9%-$145.1K |
| FWG Holdings, LLC | $3.5M | 131,988 | 1.20% | 3q | +12.9%+$394.7K |
| &PARTNERS | $3.2M | 121,339 | 0.01% | 5q | +2.8%+$87.7K |
| KEELER & NADLER FINANCIAL PLANNING & WEALTH MANAGEMENT | $3.0M | 115,067 | 0.86% | 9q | +17.5%+$452.2K |
| NewEdge Advisors, LLC | $2.8M | 107,803 | 0.01% | 4q | +48.1%+$923.5K |
| GREAT VALLEY ADVISOR GROUP, INC. | $2.6M | 100,211 | 0.04% | 7q | -3.9%-$108.3K |
| SEI INVESTMENTS CO | $2.6M | 100,006 | 0.00% | 5q | +10.8%+$256.9K |
| Rockefeller Capital Management L.P. | $2.6M | 97,155 | 0.00% | 3q | +7.3%+$174.9K |
| Elequin Capital, LP | $2.5M | 95,551 | 0.08% | new | NEW |
| Betterment LLC | $2.4M | 89,992 | 0.00% | 7q | +9.3%+$202.6K |
| Cauble & Harre Wealth Management, Inc. | $2.3M | 85,683 | 1.81% | 3q | -3.2%-$74.8K |
| Tribridge Partners Financial LLC | $2.2M | 84,571 | 0.87% | 5q | +4.7%+$100.0K |
| BANK OF AMERICA CORP /DE/ | $2.2M | 83,692 | 0.00% | new | NEW |
| Private Advisor Group, LLC | $2.1M | 80,859 | 0.01% | 10q | -56.8%-$2.8M |
| COTTONWOOD CAPITAL ADVISORS, LLC | $2.0M | 77,177 | 1.23% | 6q | +3.0%+$59.0K |
| STIFEL FINANCIAL CORP | $2.0M | 76,571 | 0.00% | 4q | +94.2%+$979.9K |
| PETREDIS INVESTMENT ADVISORS LLC | $2.0M | 76,570 | 0.14% | 2q | +102.0%+$1.0M |
| Transamerica Financial Advisors, LLC | $2.0M | 74,295 | 0.17% | 4q | -14.9%-$344.0K |
| Simplicity Wealth,LLC | $1.9M | 73,770 | 0.07% | 6q | +10.2%+$179.7K |
| MBM WEALTH CONSULTANTS, LLC | $1.9M | 73,473 | 0.37% | new | NEW |
| PUREfi Wealth, LLC | $1.8M | 68,308 | 0.99% | 7q | HELD |
| SARD WEALTH MANAGEMENT GROUP, LLC | $1.8M | 67,127 | 0.85% | 2q | +408.4%+$1.4M |
| Bison Wealth, LLC | $1.7M | 64,823 | 0.16% | 6q | +19.8%+$283.3K |
| Envestnet Portfolio Solutions, Inc. | $1.6M | 59,910 | 0.01% | 8q | +38.5%+$439.3K |
| Smith Thornton Advisors LLC | $1.6M | 59,890 | 0.70% | 9q | HELD |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $1.6M | 58,750 | 0.00% | 2q | HELD |
| Tower Research Capital LLC (TRC) | $1.4M | 52,507 | 0.03% | new | NEW |
| EverSource Wealth Advisors, LLC | $1.3M | 50,868 | 0.05% | 9q | -4.8%-$67.9K |
| UHLMANN PRICE SECURITIES, LLC | $1.3M | 46,739 | 0.05% | 6q | +154.1%+$811.9K |
| JHP Wealth Management, LLC | $1.3M | 49,116 | 1.06% | 3q | +7.2%+$86.8K |
| Lakeside Advisors, INC. | $1.2M | 45,000 | 0.75% | 6q | +36.4%+$316.6K |
| Burton Enright Welch | $1.2M | 44,124 | 0.14% | 9q | +1.8%+$20.6K |
| Stratos Wealth Partners, LTD. | $1.1M | 43,213 | 0.01% | 4q | +46.6%+$362.5K |
| Sunrise Financial Services, LLC | $1.1M | 41,967 | 0.66% | 3q | +18.0%+$169.0K |
| Confluence Wealth Services, Inc. | $1.1M | 41,782 | 0.03% | 8q | +15.8%+$150.1K |
| Cerity Partners LLC | $1.1M | 41,578 | 0.00% | 3q | HELD |
| Greykasell Wealth Strategies, Inc. | $1.1M | 41,356 | 0.40% | 4q | HELD |
| Aprio Wealth Management, LLC | $1.0M | 37,950 | 0.05% | 3q | HELD |
| Cullen/Frost Bankers, Inc. | $989.1K | 37,486 | 0.01% | 8q | +22.8%+$183.9K |
| D.A. DAVIDSON & CO. | $988.2K | 37,455 | 0.01% | 8q | +3.9%+$37.2K |
| Souders Financial Advisors | $970.6K | 36,786 | 0.10% | 7q | HELD |
| Visionary Wealth Advisors | $943.5K | 35,759 | 0.04% | 6q | +21.5%+$167.1K |
| Advisory Services Network, LLC | $933.1K | 35,365 | 0.01% | 5q | HELD |
| Gateway Wealth Partners, LLC | $905.7K | 34,328 | 0.05% | 5q | -46.7%-$794.5K |
| Arax Advisory Partners | $903.0K | 34,225 | 0.01% | new | NEW |
| JPMORGAN CHASE & CO | $896.8K | 33,994 | 0.00% | 8q | +3340.7%+$870.7K |
| CITADEL ADVISORS LLC | $888.4K | 33,670 | 0.00% | new | NEW |
| Acorn Wealth Advisors, LLC | $864.8K | 32,777 | 0.21% | 3q | HELD |
| Geneos Wealth Management Inc. | $811.6K | 30,755 | 0.02% | 6q | +376.7%+$641.4K |
| Jacobi Capital Management LLC | $799.4K | 30,296 | 0.04% | 9q | -63.0%-$1.4M |
| Capital Investment Management, Inc. | $797.0K | 30,205 | 0.24% | 3q | +11.9%+$84.8K |
| GWN SECURITIES INC. | $791.9K | 30,013 | 0.13% | 6q | +1.8%+$14.0K |
| LANDAAS & CO /WI /ADV | $775.5K | 29,392 | 0.14% | 4q | +35.0%+$200.9K |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | $752.1K | 28,506 | 0.01% | 2q | HELD |
| Vawter Financial, Ltd. | $752.0K | 28,500 | 0.28% | new | NEW |
| Integrated Wealth Concepts LLC | $713.8K | 27,052 | 0.00% | 4q | +39.2%+$200.9K |
| Atria Investments, Inc | $683.6K | 25,910 | 0.01% | new | NEW |
| MCF Advisors LLC | $677.3K | 25,671 | 0.02% | 2q | HELD |
| Wealth Science Advisors LLC | $671.9K | 25,466 | 0.30% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $649.7K | 24,623 | 0.01% | 7q | +16.4%+$91.6K |
| WEDBUSH SECURITIES INC | $646.0K | 24,481 | 0.02% | 8q | -49.8%-$641.0K |
| Goldstein Advisors, LLC | $623.1K | 23,616 | 0.06% | 2q | +173.2%+$395.0K |
| FIFTH THIRD BANCORP | $617.8K | 23,416 | 0.00% | 2q | +135.9%+$355.9K |
| Bank of New York Mellon Corp | $616.8K | 23,377 | 0.00% | new | NEW |
Showing the largest 100 of 163 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 61 | $76.1M | 2,960,058 | 7 | 25 | 13 | 0.0% |
| Q2 2026 | 163 | $1.3B | 50,439,476 | 27 | 85 | 24 | 0.0% |
| Q1 2026 | 149 | $955.1M | 36,340,069 | 27 | 74 | 26 | 0.0% |
| Q4 2025 | 133 | $825.5M | 31,339,962 | 23 | 70 | 18 | 0.0% |
| Q3 2025 | 112 | $731.9M | 27,767,100 | 21 | 64 | 18 | 0.0% |
| Q2 2025 | 99 | $634.1M | 24,312,505 | 19 | 45 | 20 | 0.0% |
| Q1 2025 | 84 | $573.0M | 22,029,851 | 18 | 45 | 7 | 0.0% |
| Q4 2024 | 70 | $496.3M | 19,110,754 | 13 | 35 | 9 | 0.0% |
| Q3 2024 | 56 | $427.1M | 16,125,552 | 27 | 24 | 1 | 0.0% |
| Q2 2024 | 33 | $28.7M | 1,113,863 | 16 | 12 | 2 | 0.0% |
| Q1 2024 | 19 | $36.3M | 1,413,653 | 8 | 6 | 4 | 0.0% |
| Q4 2023 | 11 | $41.5M | 1,606,808 | 8 | 1 | 2 | 0.0% |
| Q3 2023 | 4 | $31.6M | 1,262,832 | 4 | 0 | 0 | 0.0% |