DaveManuel.com · Institutional Ownership · Who Owns It
TRUST FOR PROFESSIONAL MANAG (CLSE)
Institutional ownership reported to the SEC as of Q2 2026, across 19 quarters.
116
Reporting holders
$429.1M
Reported value
0.0%
Calls
0.0%
Puts
+42
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $45.5M | 1,333,802 | 0.01% | 17q | +88.8%+$21.4M |
| ENVESTNET ASSET MANAGEMENT INC | $30.8M | 903,081 | 0.01% | 7q | +113.7%+$16.4M |
| Rockefeller Capital Management L.P. | $30.3M | 889,014 | 0.05% | 4q | +65.0%+$12.0M |
| FLAGSHIP HARBOR ADVISORS, LLC | $28.2M | 825,375 | 1.08% | 11q | +8.2%+$2.1M |
| Janney Montgomery Scott LLC | $19.7M | 577,593 | 0.04% | 7q | +31.8%+$4.8M |
| Riverwater Partners LLC | $17.4M | 509,397 | 5.16% | 18q | -2.9%-$518.8K |
| LIBERTY SQUARE WEALTH PARTNERS LLC | $14.6M | 428,793 | 3.49% | 5q | +10.8%+$1.4M |
| PARK AVENUE SECURITIES LLC | $14.2M | 416,634 | 0.09% | 5q | +151.0%+$8.6M |
| Redhawk Wealth Advisors, Inc. | $13.0M | 382,186 | 1.29% | 2q | +736.3%+$11.5M |
| Tactive Advisors, LLC | $12.5M | 365,074 | 3.07% | 6q | +42.0%+$3.7M |
| COTTONWOOD CAPITAL ADVISORS, LLC | $12.3M | 361,235 | 7.43% | 10q | +4.2%+$493.8K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $11.5M | 337,647 | 0.02% | 5q | -12.0%-$1.6M |
| HighTower Advisors, LLC | $11.1M | 324,501 | 0.01% | 3q | +4.3%+$457.8K |
| ROYAL BANK OF CANADA | $10.4M | 303,774 | 0.00% | 7q | +19435.3%+$10.3M |
| Wealthcare Advisory Partners LLC | $8.7M | 255,919 | 0.17% | new | NEW |
| Sanctuary Advisors, LLC | $8.5M | 248,343 | 0.04% | 8q | +45.9%+$2.7M |
| IFG Advisory, LLC | $7.6M | 221,298 | 0.26% | new | NEW |
| Brookwood Investment Group LLC | $6.7M | 197,486 | 0.76% | 2q | +24.6%+$1.3M |
| Equitable Holdings, Inc. | $6.6M | 192,536 | 0.04% | 4q | +242.1%+$4.7M |
| FOUNDERS FINANCIAL SECURITIES LLC | $6.5M | 191,809 | 0.34% | 2q | HELD |
| Global Retirement Partners, LLC | $6.3M | 185,348 | 0.10% | 4q | +52.2%+$2.2M |
| Integrated Wealth Concepts LLC | $5.4M | 159,221 | 0.04% | 2q | +187.3%+$3.5M |
| Sowell Financial Services LLC | $5.3M | 154,189 | 0.17% | 4q | -33.2%-$2.6M |
| Stratos Wealth Advisors, LLC | $4.8M | 139,621 | 0.26% | new | NEW |
| Accurate Wealth Management, LLC | $4.4M | 127,376 | 0.42% | 8q | -4.3%-$196.8K |
| Creative Planning | $4.3M | 126,169 | 0.00% | 11q | -1.1%-$49.5K |
| McAdam, LLC | $4.2M | 123,024 | 0.16% | new | NEW |
| Mariner, LLC | $3.2M | 92,800 | 0.00% | 18q | HELD |
| Fifth Third Securities, Inc. | $3.0M | 88,759 | 0.17% | 5q | +8.2%+$229.2K |
| Elyxium Wealth, LLC | $3.0M | 88,590 | 0.32% | 7q | -1.2%-$37.3K |
| WCG Wealth Advisors LLC | $3.0M | 86,788 | 0.07% | 3q | +93.5%+$1.4M |
| Richmond Investment Services, LLC | $2.7M | 80,356 | 0.87% | 2q | +326.7%+$2.1M |
| NewEdge Advisors, LLC | $2.7M | 78,822 | 0.01% | new | NEW |
| STIFEL FINANCIAL CORP | $2.7M | 77,712 | 0.00% | 2q | +45.8%+$833.8K |
| GENESIS PRIVATE WEALTH, LLC | $2.3M | 68,665 | 0.66% | 4q | +32.5%+$574.5K |
| OSAIC HOLDINGS, INC. | $2.0M | 58,925 | 0.00% | 2q | +58.0%+$738.7K |
| Cerity Partners LLC | $1.9M | 57,117 | 0.00% | new | NEW |
| Guilbault Capital LLC | $1.8M | 52,756 | 1.81% | 2q | +205.6%+$1.2M |
| Cannon Wealth Management Services, LLC | $1.8M | 51,478 | 0.96% | 4q | +34.3%+$449.1K |
| Per Stirling Capital Management, LLC. | $1.7M | 50,002 | 0.16% | 3q | HELD |
| RPS ADVISORY SOLUTIONS LLC | $1.7M | 49,142 | 1.11% | 5q | +551.8%+$1.4M |
| FIG FINANCIAL ADVISORY SERVICES INC /ADV | $1.7M | 48,722 | 0.97% | new | NEW |
| Denver PWM, LLC | $1.6M | 48,283 | 0.53% | 2q | +12.4%+$180.8K |
| Empirical Asset Management, LLC | $1.6M | 47,217 | 0.36% | 4q | +6.1%+$92.2K |
| Ausdal Financial Partners, Inc. | $1.6M | 46,164 | 0.06% | 4q | +18.0%+$239.9K |
| Fiscal Wisdom Wealth Management, LLC | $1.5M | 43,441 | 1.26% | 4q | +14.2%+$184.1K |
| MML INVESTORS SERVICES, LLC | $1.5M | 42,898 | 0.00% | new | NEW |
| Foundations Investment Advisors, LLC | $1.4M | 42,473 | 0.01% | 8q | -3.9%-$58.9K |
| Sigma Planning Corp | $1.4M | 42,453 | 0.04% | 10q | +404.2%+$1.2M |
| Worth Asset Management, LLC | $1.3M | 36,926 | 0.40% | new | NEW |
| Operose Advisors LLC | $1.3M | 36,725 | 0.24% | 6q | HELD |
| White Knight Strategic Wealth Advisors, LLC | $1.2M | 36,007 | 0.86% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $1.2M | 34,930 | 0.07% | new | NEW |
| Kovack Advisors, Inc. | $1.2M | 34,018 | 0.06% | new | NEW |
| Castleview Partners, LLC | $1.2M | 33,845 | 0.51% | new | NEW |
| Atria Investments, Inc | $1.2M | 33,795 | 0.01% | 3q | +69.0%+$470.9K |
| Archford Capital Strategies, LLC | $1.1M | 33,276 | 0.12% | 9q | HELD |
| Legacy Financial Advisors, Inc. | $1.1M | 32,586 | 0.14% | new | NEW |
| Cornerstone Planning Group LLC | $1.0M | 30,044 | 0.13% | 2q | +2.9%+$29.0K |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | $988.4K | 28,955 | 0.09% | 8q | +11.9%+$105.0K |
| Wealthcare Capital Partners, LLC | $961.3K | 28,162 | 0.40% | new | NEW |
| Arkadios Wealth Advisors | $959.9K | 28,122 | 0.01% | new | NEW |
| VIMA LLC | $881.4K | 53,771 | 0.86% | new | NEW |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | $850.1K | 24,904 | 0.02% | 3q | +22.1%+$153.7K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $824.3K | 24,147 | 0.04% | new | NEW |
| Steward Partners Investment Advisory, LLC | $774.9K | 22,700 | 0.00% | 3q | +176.8%+$494.9K |
| ARQ WEALTH ADVISORS, LLC | $723.7K | 21,174 | 0.09% | new | NEW |
| LaSalle St. Investment Advisors, LLC | $720.4K | 21,105 | 0.09% | 6q | +7.6%+$50.7K |
| FLC Capital Advisors | $628.7K | 18,417 | 0.10% | new | NEW |
| Runnymede Capital Advisors, Inc. | $600.9K | 17,605 | 0.36% | new | NEW |
| ACT WEALTH MANAGEMENT, LLC | $585.4K | 17,151 | 0.17% | 4q | +15.4%+$78.1K |
| Apollon Wealth Management, LLC | $583.9K | 17,106 | 0.01% | 5q | HELD |
| BROWN ADVISORY INC | $582.1K | 17,054 | 0.00% | new | NEW |
| CARY STREET PARTNERS FINANCIAL LLC | $510.7K | 14,961 | 0.01% | new | NEW |
| XY Planning Network, Inc. | $507.1K | 14,855 | 0.06% | new | NEW |
| AVAII WEALTH MANAGEMENT, LLC | $506.2K | 14,830 | 0.15% | new | NEW |
| Coastal Bridge Advisors, LLC | $496.7K | 14,551 | 0.03% | 3q | +101.8%+$250.5K |
| Cambridge Investment Research Advisors, Inc. | $486.0K | 14,231 | 0.00% | 2q | +62.2%+$186.3K |
| Regal Investment Advisors LLC | $444.4K | 13,020 | 0.02% | 4q | +6.4%+$26.8K |
| Private Advisor Group, LLC | $429.7K | 12,588 | 0.00% | new | NEW |
| OPPENHEIMER & CO INC | $404.2K | 11,840 | 0.00% | new | NEW |
| TRUIST FINANCIAL CORP | $386.3K | 11,317 | 0.00% | new | NEW |
| Able Wealth Management LLC | $383.1K | 11,223 | 0.09% | 4q | +20.7%+$65.7K |
| IFP Advisors, Inc | $377.0K | 11,045 | 0.01% | 2q | +2011.9%+$359.2K |
| Compound Planning, Inc. | $368.6K | 10,797 | 0.01% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $340.9K | 9,988 | 0.01% | new | NEW |
| Sloy Dahl & Holst, LLC | $336.9K | 9,870 | 0.04% | 7q | HELD |
| BENJAMIN EDWARDS INC | $314.5K | 9,213 | 0.00% | new | NEW |
| Advisory Services Network, LLC | $295.7K | 8,663 | 0.00% | 2q | +297.4%+$221.3K |
| Verdence Capital Advisors LLC | $293.2K | 8,589 | 0.02% | new | NEW |
| THOROUGHBRED FINANCIAL SERVICES, LLC | $293.0K | 8,600 | 0.01% | new | NEW |
| Commerce Advisors, LLC | $279.9K | 8,200 | 0.15% | 2q | HELD |
| PlanVest Financial, Inc | $243.9K | 7,144 | 0.16% | new | NEW |
| Visionary Wealth Advisors | $243.8K | 7,143 | 0.01% | new | NEW |
| Bank of New York Mellon Corp | $233.3K | 6,833 | 0.00% | 5q | -40.7%-$160.0K |
| Fortitude Advisory Group L.L.C. | $232.3K | 6,806 | 0.09% | new | NEW |
| GREAT VALLEY ADVISOR GROUP, INC. | $224.7K | 6,591 | 0.00% | new | NEW |
| WEALTHCARE CAPITAL MANAGEMENT LLC | $220.7K | 6,466 | 0.02% | new | NEW |
| Western Wealth Management, LLC | $203.1K | 5,949 | 0.01% | new | NEW |
| PARTNERS WEALTH MANAGEMENT, LLC | $202.8K | 5,940 | 0.20% | new | NEW |
Showing the largest 100 of 116 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 66 | $233.2M | 6,826,733 | 18 | 31 | 11 | 0.0% |
| Q2 2026 | 116 | $429.1M | 12,598,499 | 44 | 48 | 11 | 0.0% |
| Q1 2026 | 74 | $221.3M | 7,825,869 | 19 | 36 | 10 | 0.0% |
| Q4 2025 | 61 | $153.6M | 5,612,853 | 11 | 27 | 7 | 0.0% |
| Q3 2025 | 53 | $117.5M | 4,519,480 | 16 | 20 | 5 | 0.0% |
| Q2 2025 | 43 | $97.9M | 4,186,602 | 11 | 14 | 10 | 0.0% |
| Q1 2025 | 43 | $79.1M | 3,662,583 | 7 | 15 | 11 | 0.0% |
| Q4 2024 | 45 | $142.2M | 6,208,645 | 15 | 16 | 4 | 0.0% |
| Q3 2024 | 31 | $107.2M | 4,808,866 | 11 | 9 | 5 | 0.0% |
| Q2 2024 | 21 | $96.1M | 4,481,360 | 7 | 10 | 2 | 0.0% |
| Q1 2024 | 14 | $36.2M | 1,774,135 | 6 | 4 | 2 | 0.0% |
| Q4 2023 | 8 | $21.6M | 1,266,181 | 3 | 1 | 3 | 0.0% |
| Q3 2023 | 6 | $13.2M | 816,399 | 1 | 1 | 3 | 0.0% |
| Q2 2023 | 7 | $13.7M | 867,335 | 1 | 2 | 3 | 0.0% |
| Q1 2023 | 9 | $13.4M | 885,489 | 1 | 1 | 6 | 0.0% |
| Q4 2022 | 8 | $13.8M | 940,128 | 2 | 1 | 3 | 0.0% |
| Q3 2022 | 7 | $11.8M | 853,742 | 0 | 2 | 3 | 0.0% |
| Q2 2022 | 9 | $12.8M | 887,556 | 3 | 2 | 0 | 0.0% |
| Q1 2022 | 7 | $2.6M | 161,526 | 7 | 0 | 0 | 0.0% |