DaveManuel.com · Institutional Ownership · 13F Holdings
Richmond Investment Services, LLC
Reported holdings as of Q3 2026, from 8 quarterly filings.
Holdings
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| Security | Ticker | Value | Shares | Weight | Weight change | Held | Change |
|---|---|---|---|---|---|---|---|
| ISHARES TR | IWL | $42.4M | 222,923 | +0.66pp | 8q | +2.2%+$908.4K | |
| INVESCO QQQ TR | QQQ | $27.8M | 37,537 | +0.19pp | 8q | +1.7%+$455.7K | |
| SPDR SERIES TRUST | SPYM | $22.2M | 247,566 | +0.17pp | 8q | HELD | |
| VANECK ETF TRUST | SMH | $12.3M | 20,200 | -0.40pp | 8q | -2.4%-$306.3K | |
| JANUS DETROIT STR TR | VNLA | $11.7M | 240,292 | +0.08pp | 8q | +2.8%+$319.6K | |
| VANECK ETF TRUST | GDX | $11.3M | 128,254 | +0.41pp | 8q | -3.1%-$365.4K | |
| VANECK ETF TRUST | MOAT | $10.1M | 95,935 | +0.08pp | 8q | +0.6%+$62.1K | |
| FIRST TR EXCHANGE-TRADED FD | SDVY | $9.3M | 229,702 | -0.06pp | 8q | +4.2%+$373.2K | |
| FIRST TR EXCHANGE-TRADED ALP | FYC | $9.0M | 77,615 | -0.27pp | 8q | +0.6%+$53.6K | |
| GOLDMAN SACHS ETF TR | GPIX | $8.1M | 145,034 | -0.05pp | 3q | -2.4%-$201.7K | |
| RBB FUND TRUST | FEOE | $7.0M | 131,072 | +0.04pp | 3q | +1.2%+$85.4K | |
| AMERICAN CENTY ETF TR | AVEM | $7.0M | 73,929 | -0.01pp | 8q | +2.1%+$142.4K | |
| FIRST TR EXCHANGE-TRADED FD | AIRR | $6.3M | 61,056 | -0.43pp | 6q | +5.9%+$351.8K | |
| SPDR SERIES TRUST | SPSM | $5.9M | 111,943 | -0.20pp | 8q | -1.6%-$95.5K | |
| FIRST TR EXCHNG TRADED FD VI | BUFZ | $5.3M | 187,136 | +0.19pp | 7q | +9.8%+$476.8K | |
| VANGUARD INTL EQUITY INDEX F | VEU | $5.1M | 61,728 | -0.15pp | 6q | -7.5%-$414.3K | |
| VANGUARD INDEX FDS | VUG | $4.9M | 53,854 | +0.08pp | 8q | +0.5%+$24.4K | |
| SPDR INDEX SHS FDS | SPDW | $4.5M | 89,919 | -0.01pp | 8q | HELD | |
| BERKSHIRE HATHAWAY INC DEL | BRKB | $3.9M | 7,831 | +0.10pp | 8q | +9.0%+$322.7K | |
| NVIDIA CORPORATION | NVDA | $3.6M | 15,945 | +0.20pp | 8q | +6.0%+$205.3K | |
| CAPITAL GROUP DIVIDEND VALUE | CGDV | $3.5M | 72,380 | -0.09pp | 8q | -6.5%-$246.7K | |
| APPLE INC | AAPL | $3.5M | 10,509 | +0.10pp | 8q | -4.2%-$152.9K | |
| FIRST TR EXCHNG TRADED FD VI | BUFQ | $3.3M | 80,931 | +0.13pp | 7q | +10.5%+$312.2K | |
| STATE STR SPDR S&P 500 ETF T | SPY | $3.1M | 4,041 | -0.01pp | 8q | -3.4%-$109.0K | |
| TRUST FOR PROFESSIONAL MANAG | CLSE | $3.1M | 89,934 | +0.10pp | 3q | +11.9%+$325.7K | |
| FIRST TR EXCHNG TRADED FD VI | BUFD | $2.6M | 84,951 | +0.12pp | 7q | +14.8%+$333.6K | |
| VANGUARD INDEX FDS | VTI | $2.6M | 6,840 | +0.19pp | 8q | +28.3%+$564.0K | |
| SPDR INDEX SHS FDS | SPEM | $2.6M | 49,270 | +0.01pp | 7q | +0.8%+$20.8K | |
| FAETH THERAPEUTICS INC | FTH | $2.3M | 76,746 | +0.09pp | 2q | -3.7%-$88.8K | |
| CAPITAL GROUP CORE BALANCED | CGBL | $2.3M | 61,521 | +0.13pp | 8q | +27.1%+$482.5K | |
| AMAZON COM INC | AMZN | $2.2M | 8,731 | +0.06pp | 8q | +5.2%+$107.4K | |
| SELECT SECTOR SPDR TR | XLK | $2.2M | 11,095 | +0.02pp | 8q | -0.6%-$12.5K | |
| J P MORGAN EXCHANGE TRADED F | JEPI | $2.1M | 37,813 | +0.13pp | 3q | +24.5%+$418.0K | |
| ISHARES INC | IEMG | $2.1M | 25,782 | -0.06pp | 6q | -6.0%-$133.5K | |
| MICROSOFT CORP | MSFT | $1.8M | 3,591 | +0.22pp | 8q | +16.7%+$263.6K | |
| ALPHABET INC | GOOGL | $1.6M | 4,744 | -0.02pp | 8q | HELD | |
| BLACKROCK ETF TRUST | DYNF | $1.6M | 23,000 | +0.02pp | 8q | +1.8%+$27.8K | |
| VANGUARD INDEX FDS | VO | $1.5M | 19,753 | -0.07pp | 8q | -10.7%-$186.6K | |
| VANGUARD INDEX FDS | VTV | $1.5M | 7,018 | +0.13pp | 8q | +36.9%+$409.0K | |
| ELI LILLY & CO | LLY | $1.5M | 1,306 | +0.27pp | 8q | +132.0%+$860.0K | |
| PRINCIPAL EXCHANGE TRADED FD | USMC | $1.2M | 16,058 | +0.02pp | 8q | +1.9%+$22.5K | |
| FIRST TR EXCHANGE-TRADED FD | FV | $1.2M | 15,831 | -0.02pp | 8q | -1.2%-$14.7K | |
| FIRST TR EXCHANGE-TRADED FD | FTCS | $1.1M | 12,246 | -0.01pp | 8q | -3.0%-$35.8K | |
| ALPHABET INC | GOOG | $1.1M | 3,187 | -0.02pp | 8q | -0.9%-$10.2K | |
| INVESCO EXCH TRD SLF IDX FD | BSCW | $1.0M | 52,510 | - | new | NEW | |
| SPDR SERIES TRUST | BIL | $1.0M | 11,049 | -0.02pp | 8q | -6.9%-$75.6K | |
| SPDR GOLD TR | GLD | $1.0M | 2,634 | -0.04pp | 7q | -13.8%-$161.1K | |
| INVESCO EXCH TRD SLF IDX FD | BSCX | $997.7K | 49,888 | - | new | NEW | |
| VANGUARD TAX-MANAGED FDS | VEA | $992.2K | 14,051 | +0.23pp | 7q | +277.7%+$729.5K | |
| FIRST TR EXCHNG TRADED FD VI | BUFR | $963.4K | 25,712 | +0.10pp | 6q | +43.3%+$291.0K | |
| FIRST TR EXCHANGE TRADED FD | RDVY | $936.9K | 11,967 | -0.01pp | 8q | +0.8%+$7.7K | |
| MICRON TECHNOLOGY INC | MU | $925.7K | 869 | +0.08pp | 6q | +51.7%+$315.3K | |
| NUVEEN S&P 500 DYNAMIC OVERW | SPXX | $915.7K | 49,524 | +0.02pp | 3q | +7.4%+$63.2K | |
| HARBOR ETF TRUST | HGER | $860.0K | 24,389 | +0.03pp | 3q | -4.7%-$42.8K | |
| FIRST TR EXCHANGE TRADED FD | CIBR | $822.9K | 7,983 | +0.06pp | 8q | +11.2%+$82.9K | |
| INVESCO EXCHANGE TRADED FD T | SPHQ | $817.6K | 9,724 | -0.02pp | 8q | +1.2%+$9.3K | |
| INVESCO EXCH TRADED FD TR II | PXF | $776.3K | 10,184 | flat | 2q | +1.2%+$9.0K | |
| VANGUARD INTL EQUITY INDEX F | VWO | $710.1K | 11,973 | - | new | NEW | |
| J P MORGAN EXCHANGE TRADED F | JCPB | $704.2K | 15,727 | -0.01pp | 2q | +2.3%+$16.1K | |
| VERTIV HOLDINGS CO | VRT | $701.5K | 2,907 | -0.14pp | 8q | -16.0%-$133.4K | |
| SANDISK CORP | SNDK | $697.7K | 401 | -0.01pp | 3q | +24.9%+$139.2K | |
| JANUS DETROIT STR TR | JAAA | $688.0K | 13,631 | flat | 8q | +0.9%+$6.2K | |
| COLUMBIA ETF TR I | RECS | $680.1K | 15,083 | +0.01pp | 8q | HELD | |
| ISHARES TR | IVV | $674.4K | 881 | +0.06pp | 8q | +36.8%+$181.4K | |
| WEC ENERGY GROUP INC | WEC | $667.6K | 6,624 | -0.02pp | 8q | +3.8%+$24.4K | |
| nan | RWL | $653.6K | 5,080 | flat | 2q | +1.1%+$6.8K | |
| COLUMBIA ETF TR I | REVS | $635.2K | 19,365 | +0.01pp | 2q | +0.7%+$4.6K | |
| TESLA INC | TSLA | $630.9K | 1,778 | -0.04pp | 8q | HELD | |
| FIRST TR EXCHANGE-TRADED FD | FDN | $589.6K | 2,044 | -0.01pp | 8q | -12.3%-$83.1K | |
| JPMORGAN CHASE & CO | JPM | $566.7K | 1,713 | +0.03pp | 8q | +22.3%+$103.2K | |
| FIRST TR EXCHANGE-TRADED ALP | FTC | $555.5K | 3,131 | -0.02pp | 8q | -3.5%-$20.2K | |
| VANGUARD WORLD FD | VGT | $534.6K | 4,254 | +0.08pp | 6q | +88.1%+$250.3K | |
| FIRST TR EXCHANGE-TRADED ALP | FTA | $531.1K | 5,572 | flat | 8q | HELD | |
| VANGUARD INDEX FDS | VOO | $528.5K | 754 | +0.01pp | 8q | +6.0%+$30.1K | |
| JANUS DETROIT STR TR | JMBS | $523.0K | 12,377 | -0.01pp | 8q | HELD | |
| ISHARES TR | IAGG | $514.2K | 10,451 | -0.05pp | 6q | -21.9%-$144.6K | |
| FIRST TR EXCHNG TRADED FD VI | FIXD | $505.8K | 12,257 | -0.01pp | 8q | HELD | |
| FIRST TR EXCHANGE-TRADED ALP | FEX | $493.1K | 3,719 | -0.01pp | 8q | HELD | |
| ISHARES TR | TLH | $482.7K | 5,237 | -0.05pp | 6q | -19.4%-$116.0K | |
| FIRST TR EXCHANGE-TRADED FD | GRID | $480.8K | 2,715 | +0.01pp | 4q | +17.8%+$72.6K | |
| VANGUARD INDEX FDS | VBK | $466.7K | 1,381 | +0.05pp | 8q | +61.7%+$178.1K | |
| INVESCO EXCH TRADED FD TR II | SPMO | $451.3K | 2,978 | -0.01pp | 2q | +1.3%+$5.6K | |
| FIRST TR EXCHANGE-TRADED FD | FVD | $447.0K | 9,529 | -0.01pp | 8q | -4.2%-$19.6K | |
| ISHARES BITCOIN TRUST ETF | IBIT | $446.9K | 9,440 | +0.05pp | 5q | +7.7%+$31.8K | |
| PALO ALTO NETWORKS INC | PANW | $443.0K | 1,115 | +0.02pp | 8q | -0.5%-$2.4K | |
| ISHARES TR | USMV | $438.1K | 4,496 | +0.01pp | 8q | +10.3%+$40.9K | |
| VANGUARD INDEX FDS | VBR | $434.7K | 1,882 | +0.02pp | 8q | +20.8%+$74.8K | |
| ISHARES TR | IWM | $433.7K | 1,561 | -0.01pp | 8q | HELD | |
| JOHNSON CONTROLS INTERNATION | JCI | $432.4K | 2,909 | flat | 8q | HELD | |
| EATON VANCE TAX ADVT DIV INC | EVT | $416.8K | 14,934 | flat | 8q | -1.1%-$4.8K | |
| VANECK ETF TRUST | CLOI | $410.5K | 7,749 | -0.06pp | 8q | -33.2%-$204.4K | |
| ISHARES TR | IVW | $409.9K | 2,881 | flat | 8q | HELD | |
| FIRST TR EXCHANGE-TRADED FD | TDIV | $402.8K | 3,570 | -0.01pp | 8q | -5.0%-$21.0K | |
| Ventas Inc | VTR | $390.0K | 4,587 | - | new | NEW | |
| BLACKROCK ETF TRUST | IALT | $379.8K | 12,720 | +0.01pp | 2q | +1.2%+$4.4K | |
| PGIM ETF TR | PULS | $375.4K | 7,589 | +0.03pp | 3q | +38.0%+$103.4K | |
| PGIM ROCK ETF TR | PBFR | $372.9K | 11,930 | flat | 2q | +1.6%+$6.0K | |
| MARVELL TECHNOLOGY INC | MRVL | $372.6K | 1,410 | +0.04pp | 2q | +65.3%+$147.2K | |
| GLOBAL X FDS | AIQ | $360.5K | 5,532 | flat | 8q | +1.6%+$5.5K | |
| FIRST TR EXCH TRD ALPHDX FD | FEP | $359.3K | 6,370 | -0.01pp | 8q | -3.6%-$13.5K | |
| FIRST TR EXCH TRADED FD III | FTLS | $358.3K | 4,673 | flat | 8q | -5.3%-$20.2K | |
| PHILLIPS 66 | PSX | $342.1K | 1,340 | - | new | NEW | |
| ISHARES TR | SUSA | $341.6K | 2,194 | flat | 8q | -2.6%-$9.2K | |
| BLACKROCK ETF TRUST | IDEF | $336.5K | 10,775 | flat | 3q | +4.6%+$14.7K | |
| BLACKROCK ETF TRUST | CORO | $327.2K | 9,001 | flat | 2q | +1.2%+$3.7K | |
| BLACKROCK ETF TRUST | BLCR | $326.2K | 6,663 | flat | 3q | +1.2%+$3.8K | |
| VANGUARD INDEX FDS | VOT | $324.2K | 1,110 | flat | 8q | HELD | |
| PROSHARES TR | ISPY | $314.8K | 6,587 | flat | 8q | HELD | |
| INVESCO EXCH TRADED FD TR II | IDLV | $312.3K | 9,137 | +0.02pp | 8q | +23.7%+$59.9K | |
| AT&T INC | T | $311.8K | 12,779 | +0.02pp | 8q | HELD | |
| INVESCO EXCHANGE TRADED FD T | RSP | $311.0K | 1,495 | flat | 8q | +0.9%+$2.9K | |
| ADVANCED MICRO DEVICES INC | AMD | $308.3K | 504 | +0.01pp | 5q | +2.4%+$7.3K | |
| US BANCORP | USB | $304.7K | 5,275 | flat | 8q | +9.5%+$26.5K | |
| FIRST TR EXCH TRD ALPHDX FD | FEM | $304.1K | 9,441 | flat | 8q | HELD | |
| INVESCO ACTIVELY MANAGED EXC | GTO | $301.7K | 6,765 | -2.69pp | 8q | -96.4%-$8.1M | |
| IREN LIMITED | IREN | $297.4K | 7,276 | -0.01pp | 6q | HELD | |
| COCA COLA CO | KO | $296.4K | 3,443 | +0.02pp | 7q | +14.0%+$36.5K | |
| META PLATFORMS INC | META | $289.5K | 399 | +0.02pp | 7q | -1.5%-$4.4K | |
| FIRST TR EXCHANGE-TRADED FD | FTHI | $284.1K | 12,043 | flat | 6q | +0.8%+$2.1K | |
| VANGUARD INDEX FDS | VOE | $280.1K | 1,432 | flat | 8q | HELD | |
| FIRST TR EXCHANGE TRAD FD VI | FAAR | $272.5K | 8,450 | flat | 8q | HELD | |
| RBB FD INC | TMFC | $261.7K | 3,268 | -0.01pp | 8q | -14.6%-$44.6K | |
| MCDONALDS CORP | MCD | $261.6K | 1,133 | flat | 8q | +11.4%+$26.8K | |
| JOHNSON & JOHNSON | JNJ | $261.2K | 987 | - | new | NEW | |
| CATERPILLAR INC | CAT | $260.4K | 321 | -0.02pp | 6q | +0.9%+$2.4K | |
| FIRST TR EXCHANGE-TRADED ALP | FNX | $257.6K | 1,910 | -0.01pp | 8q | HELD | |
| J P MORGAN EXCHANGE TRADED F | JEPQ | $256.3K | 4,184 | flat | 6q | +2.2%+$5.5K | |
| BLACKROCK ETF TRUST | THRO | $255.7K | 5,815 | flat | 6q | +1.1%+$2.7K | |
| VANECK ETF TRUST | ITM | $252.3K | 5,733 | - | new | NEW | |
| VERIZON COMMUNICATIONS INC | VZ | $251.6K | 5,485 | +0.01pp | 8q | +1.6%+$4.1K | |
| INVESCO EXCHANGE TRADED FD T | PRFZ | $246.2K | 4,704 | flat | 2q | +5.3%+$12.5K | |
| WALMART INC | WMT | $242.7K | 2,336 | - | new | NEW | |
| BLACKROCK ETF TRUST | BAI | $233.5K | 4,948 | -0.01pp | 5q | +2.4%+$5.4K | |
| FIRST TR EXCH TRD ALPHDX FD | FEMS | $227.9K | 5,164 | +0.01pp | 8q | +12.1%+$24.5K | |
| INVESCO ACTIVELY MANAGED EXC | VRIG | $226.2K | 9,040 | flat | 8q | +3.3%+$7.3K | |
| ISHARES TR | IVE | $223.2K | 978 | flat | 6q | HELD | |
| FIRST TR EXCHANGE-TRADED FD | FMF | $220.3K | 4,215 | flat | 8q | HELD | |
| WELLS FARGO & CO | WFC | $219.7K | 2,744 | flat | 7q | HELD | |
| ISHARES TR | EFV | $218.8K | 2,765 | - | new | NEW | |
| ISHARES TR | EFA | $218.0K | 2,099 | flat | 6q | HELD | |
| PHILIP MORRIS INTL INC | PM | $215.9K | 1,131 | - | new | NEW | |
| COSTCO WHOLESALE CORPORATION | COST | $210.3K | 231 | flat | 8q | HELD | |
| VISA INC | V | $207.6K | 578 | - | new | NEW | |
| BROADCOM INC | AVGO | $207.2K | 590 | flat | 6q | +1.2%+$2.5K | |
| FIRST TR EXCHANGE-TRADED FD | FPX | $203.1K | 1,140 | - | new | NEW | |
| THE MARYGOLD COMPANIES INC | MGLD | $189.8K | 97,350 | +0.01pp | 2q | -20.4%-$48.8K | |
| IMMUNITYBIO INC | IBRX | $102.1K | 10,811 | - | new | NEW |
By sector
Industry comes from the SIC code on each company's own SEC filings, which is self-reported and sometimes out of date. Derivative exposure is counted with the shares. Securities the SEC assigns no industry - funds, trusts, foreign issues - are shown as not classified rather than dropped.
| Sector | Value | Share |
|---|---|---|
| Semiconductors & Electronics | $6.2M | 1.9% |
| Software & IT Services | $4.8M | 1.5% |
| Other sectors | $27.0M | 8.6% |
| Not classified | $277.7M | 88.0% |
What the disclosed book did
This is not the fund's return. A 13F shows long US equity positions only, so shorts, bonds, foreign listings, private holdings and cash are all invisible here. What this measures is the quarter's change in value of the positions this manager disclosed, had they been left untouched - the return a reader following the filing would have earned.
| Quarter | Book | Market | Difference | Priced |
|---|---|---|---|---|
| Q3 2026 | -0.3% | +2.1% | -2.4% | 100% |
| Q2 2026 | +13.2% | +14.8% | -1.6% | 100% |
| Q1 2026 | -2.5% | -4.6% | +2.1% | 100% |
| Q4 2025 | +2.5% | +2.4% | +0.1% | 100% |
| Q3 2025 | +8.3% | +7.8% | +0.5% | 100% |
| Q2 2025 | +8.9% | +10.5% | -1.6% | 100% |
| Q1 2025 | -3.6% | -4.6% | +0.9% | 100% |
Market is SPY over the same two quarter ends, priced the same way as everything else here - the median across every filer reporting it. It is a large-cap US proxy, so a manager holding small caps or biotech will beat or trail it for reasons that are not skill. Prices are quarter-end to quarter-end and say nothing about the path in between, or about trades opened and closed inside a quarter.
Quarter by quarter
| Quarter | Value | Positions | New | Added | Trimmed | Exited | Top 10 | Days to file |
|---|---|---|---|---|---|---|---|---|
| Q3 2026 | $315.8M | 147 | 13 | 74 | 35 | 11 | 52.0% | 29 |
| Q2 2026 | $316.1M | 145 | 15 | 5 | 125 | 125 | 51.3% | 27 |
| Q1 2026 | $618.8M | 255 | 38 | 131 | 55 | 18 | 44.9% | 29 |
| Q4 2025 | $578.5M | 235 | 18 | 121 | 66 | 7 | 48.1% | 43 |
| Q3 2025 | $537.4M | 224 | 25 | 104 | 72 | 8 | 49.0% | 43 |
| Q2 2025 | $473.5M | 207 | 100 | 105 | 1 | 4 | 50.6% | 43 |
| Q1 2025 | $184.1M | 111 | 11 | 31 | 40 | 6 | 55.6% | 44 |
| Q4 2024 | $178.1M | 106 | 0 | 0 | 0 | 0 | 55.2% | 50 |
Rows marked UNVERIFIED ID, PLACEHOLDER ID, TICKER AS ID or NON-CUSIP ID carry an identifier that is not a valid CUSIP. They are shown because the filer reported that money, but treat the security named with caution - hover the chip for what is wrong with it, and see the methodology.
Held counts consecutive filings in which this manager reported the position, and can reach further back than the quarters listed above: the tabs begin at Q4 2018 because earlier coverage is too sparse to describe a market, but tenure is counted over every filing we hold, some reaching to 2007. A position sold and later rebought starts again from one.
Weight change is the shift in this position's share of the whole book, in percentage points. It is the more useful column: when money flows into or out of a broad fund, almost every holding is bought or sold at once, so added and trimmed largely track flows. A weight that rose while the book shrank is a decision. Both compare with the previous quarter this filer reported, not the previous calendar quarter.