DaveManuel.com · Institutional Ownership · Who Owns It
NEOS ETF TRUST (CSHI)
Institutional ownership reported to the SEC as of Q2 2026, across 16 quarters.
129
Reporting holders
$467.7M
Reported value
0.0%
Calls
0.0%
Puts
+12
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $34.1M | 685,494 | 0.01% | 11q | +64.0%+$13.3M |
| Gradient Investments LLC | $28.2M | 565,301 | 0.39% | 11q | +10.8%+$2.7M |
| UBS Group AG | $26.4M | 531,014 | 0.00% | 3q | +230.5%+$18.4M |
| New England Private Wealth Advisors LLC | $25.8M | 517,928 | 2.49% | 3q | +116.1%+$13.8M |
| Retirement Planning Group, LLC | $21.8M | 438,606 | 0.56% | 10q | +52.3%+$7.5M |
| ATTICUS WEALTH MANAGEMENT, LLC | $21.5M | 432,170 | 5.12% | 12q | +28.4%+$4.8M |
| Richard P Slaughter Associates Inc | $20.8M | 417,336 | 4.08% | 9q | -39.6%-$13.6M |
| COMMONWEALTH EQUITY SERVICES, LLC | $20.4M | 409,849 | 0.03% | 7q | +4.0%+$779.6K |
| Arkadios Wealth Advisors | $18.0M | 361,785 | 0.27% | 3q | +5.1%+$877.9K |
| MADDEN SECURITIES Corp | $14.1M | 284,043 | 3.93% | 5q | +9.2%+$1.2M |
| Global View Capital Management LLC | $10.9M | 218,240 | 2.24% | 7q | +443.2%+$8.9M |
| Summit Financial, LLC | $10.8M | 216,871 | 0.12% | 4q | +25.0%+$2.2M |
| Stratos Wealth Partners, LTD. | $10.3M | 205,946 | 0.10% | 6q | +11.2%+$1.0M |
| MML INVESTORS SERVICES, LLC | $10.1M | 202,925 | 0.02% | 11q | +37.4%+$2.7M |
| Grantvest Financial Group LLC | $8.9M | 178,981 | 5.17% | 7q | +1.8%+$155.6K |
| Gainplan LLC | $8.7M | 174,131 | 3.42% | 12q | -1.3%-$118.3K |
| Owen LaRue, LLC | $8.4M | 169,551 | 2.94% | 6q | -39.5%-$5.5M |
| NewEdge Advisors, LLC | $8.1M | 162,398 | 0.02% | 11q | +43.5%+$2.5M |
| Able Wealth Management LLC | $8.0M | 161,270 | 1.84% | 5q | -10.1%-$902.0K |
| Compound Planning, Inc. | $7.4M | 149,064 | 0.19% | 14q | -13.3%-$1.1M |
| INDEPENDENT FINANCIAL GROUP, LLC | $6.8M | 136,194 | 0.13% | 7q | +2.5%+$163.1K |
| Precision Wealth Strategies, LLC | $6.1M | 123,152 | 1.85% | 12q | -27.9%-$2.4M |
| Capital Investment Advisory Services, LLC | $6.0M | 120,829 | 0.37% | 3q | -3.3%-$204.4K |
| FSA Advisors, Inc. | $5.5M | 111,147 | 2.54% | 6q | +4.8%+$255.4K |
| Arax Advisory Partners | $5.4M | 108,683 | 0.04% | 4q | +174.6%+$3.4M |
| Independent Wealth Advisors LLC | $5.3M | 105,650 | 4.76% | 3q | -17.6%-$1.1M |
| STIFEL FINANCIAL CORP | $5.2M | 104,360 | 0.00% | 11q | +13.3%+$608.7K |
| Apollon Wealth Management, LLC | $5.1M | 102,927 | 0.06% | 3q | +12.6%+$572.1K |
| VERUS CAPITAL PARTNERS, LLC | $3.9M | 77,404 | 0.21% | 3q | +8.3%+$295.3K |
| True North Advisors, LLC | $3.6M | 71,928 | 0.34% | 2q | +58.8%+$1.3M |
| AssuredPartners Investment Advisors, LLC | $3.4M | 68,786 | 0.33% | new | NEW |
| Mutual Advisors, LLC | $3.3M | 67,048 | 0.06% | 7q | +17.8%+$505.0K |
| Gladstone Institutional Advisory LLC | $3.3M | 66,484 | 0.10% | 9q | -14.3%-$552.7K |
| Farther Finance Advisors, LLC | $3.0M | 59,366 | 0.02% | 5q | +16.5%+$418.1K |
| Wealthcare Advisory Partners LLC | $2.7M | 53,886 | 0.05% | 6q | -5.2%-$145.8K |
| Inspire Advisors, LLC | $2.7M | 53,657 | 0.19% | 7q | +10.5%+$253.1K |
| Claro Advisors Inc. | $2.6M | 52,474 | 0.27% | 12q | -16.8%-$529.1K |
| Cambridge Investment Research Advisors, Inc. | $2.6M | 51,532 | 0.00% | 3q | +395.1%+$2.0M |
| ARQ WEALTH ADVISORS, LLC | $2.4M | 48,160 | 0.30% | 2q | +107.8%+$1.2M |
| Bright Futures Wealth Management, LLC. | $2.4M | 47,423 | 1.53% | 6q | +26.7%+$498.2K |
| Private Advisor Group, LLC | $2.2M | 44,697 | 0.01% | 5q | -19.4%-$537.3K |
| WT Wealth Management | $2.2M | 44,621 | 0.62% | 13q | +13.5%+$264.1K |
| Impact Partnership Wealth, LLC | $2.2M | 43,755 | 0.21% | 5q | +25.6%+$444.7K |
| Prospera Financial Services Inc | $2.1M | 42,891 | 0.03% | 3q | +29.7%+$489.1K |
| HighTower Advisors, LLC | $2.1M | 42,369 | 0.00% | 7q | +2.8%+$56.8K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1.9M | 37,776 | 0.02% | 3q | +606.8%+$1.6M |
| 49 WEALTH MANAGEMENT, LLC | $1.8M | 36,633 | 0.35% | new | NEW |
| ALONGSIDE, LLC | $1.8M | 36,633 | 0.35% | new | NEW |
| MERCER GLOBAL ADVISORS INC /ADV | $1.7M | 34,989 | 0.00% | 10q | HELD |
| Belpointe Asset Management LLC | $1.6M | 32,199 | 0.05% | 9q | +36.0%+$424.4K |
| JPMORGAN CHASE & CO | $1.6M | 31,678 | 0.00% | 2q | +83.6%+$718.1K |
| Camarda Financial Advisors, LLC | $1.5M | 29,485 | 0.44% | 12q | +6.9%+$95.0K |
| Dynamic Advisor Solutions LLC | $1.5M | 29,345 | 0.04% | 12q | +2.8%+$40.1K |
| High Net Worth Advisory Group LLC | $1.4M | 28,255 | 0.30% | 3q | +78.8%+$620.4K |
| Unique Wealth Strategies, LLC | $1.4M | 28,109 | 0.51% | 2q | +25.0%+$280.4K |
| CoreCap Advisors, LLC | $1.3M | 25,920 | 0.04% | 6q | +10.9%+$126.7K |
| Heck Capital Advisors, LLC | $1.2M | 24,728 | 0.07% | 12q | +5.9%+$68.3K |
| Global Retirement Partners, LLC | $1.2M | 24,152 | 0.02% | 12q | +106.0%+$619.0K |
| Cherry Creek Investment Advisors, Inc. | $1.1M | 22,956 | 0.45% | 7q | +4.1%+$44.8K |
| WEST MICHIGAN ADVISORS, LLC | $1.1M | 22,271 | 0.21% | 2q | +97.7%+$548.3K |
| Ashton Thomas Private Wealth, LLC | $1.1M | 22,014 | 0.02% | 9q | +9.5%+$95.0K |
| Balboa Wealth Partners | $1.1M | 21,755 | 0.15% | 2q | +44.9%+$335.9K |
| Brookwood Investment Group LLC | $1.0M | 20,829 | 0.12% | 2q | +37.0%+$280.1K |
| Paladin Wealth, LLC | $1.0M | 20,436 | 0.59% | 8q | +9.9%+$91.7K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $1.0M | 20,405 | 0.05% | 5q | +210.0%+$688.5K |
| Trademark Financial Management, LLC | $1.0M | 20,212 | 0.41% | new | NEW |
| Mason & Associates Inc | $1.0M | 20,146 | 0.16% | 3q | -32.5%-$483.5K |
| Invst, LLC | $927.6K | 18,622 | 0.09% | 2q | +232.1%+$648.3K |
| Ausdal Financial Partners, Inc. | $922.2K | 18,514 | 0.04% | 2q | +324.6%+$705.0K |
| Latitude Advisors, LLC | $915.3K | 18,376 | 0.37% | 11q | -10.4%-$106.8K |
| Empire Financial Management Company, LLC | $893.9K | 17,945 | 0.35% | 14q | +23.8%+$171.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $878.0K | 17,606 | 0.00% | new | NEW |
| Brown Financial Advisors | $843.5K | 16,934 | 0.29% | 9q | +0.9%+$7.3K |
| OSAIC HOLDINGS, INC. | $770.0K | 15,458 | 0.00% | 14q | +54.3%+$271.1K |
| S&A Financial Services, Inc. | $767.6K | 15,410 | 0.47% | 2q | +212.2%+$521.7K |
| Comprehensive Money Management Services LLC | $748.6K | 15,030 | 0.47% | 4q | +9.6%+$65.7K |
| ENVESTNET ASSET MANAGEMENT INC | $748.2K | 15,021 | 0.00% | 9q | -3.7%-$28.8K |
| Kingsview Wealth Management, LLC | $667.5K | 13,401 | 0.01% | new | NEW |
| BFC Planning, Inc. | $664.9K | 13,350 | 0.03% | 4q | +5.5%+$34.5K |
| Madison Wealth Partners, Inc | $643.5K | 12,919 | 0.08% | 14q | +18.6%+$100.9K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $605.0K | 12,147 | 0.03% | 12q | +1418.4%+$565.2K |
| RPS ADVISORY SOLUTIONS LLC | $591.0K | 11,865 | 0.39% | 7q | +134.4%+$338.8K |
| Integrated Wealth Concepts LLC | $576.5K | 11,574 | 0.00% | 8q | -91.7%-$6.3M |
| COMPASS FINANCIAL MANAGEMENT LLC | $561.4K | 11,271 | 0.07% | new | FIRST |
| BIP Wealth, LLC | $541.0K | 10,861 | 0.02% | new | NEW |
| Occidental Asset Management, LLC | $540.6K | 10,854 | 0.05% | 2q | +27.2%+$115.5K |
| Carter Financial Group, INC. | $529.0K | 10,620 | 0.27% | 5q | +4.5%+$23.0K |
| Berger Financial Group, Inc | $513.9K | 10,318 | 0.03% | 5q | +13.6%+$61.7K |
| Gateway Wealth Partners, LLC | $508.0K | 10,200 | 0.03% | 2q | -20.7%-$132.9K |
| Mattson Financial Services, LLC | $487.5K | 9,807 | 0.10% | 9q | +4.3%+$20.2K |
| Essex Financial Services, Inc. | $467.9K | 9,393 | 0.02% | 6q | -12.7%-$68.0K |
| Cannon Advisors, Inc. | $458.2K | 9,187 | 0.28% | 8q | -54.4%-$546.3K |
| Allworth Financial LP | $447.5K | 8,983 | 0.00% | 7q | -18.4%-$100.6K |
| WealthPlan Investment Management, LLC | $416.5K | 8,362 | 0.02% | new | NEW |
| Redhawk Wealth Advisors, Inc. | $404.1K | 8,113 | 0.04% | 3q | -7.4%-$32.5K |
| STEPHENS INC /AR/ | $350.6K | 7,038 | 0.00% | 2q | +74.6%+$149.8K |
| WINNACLE WEALTH LLC | $349.2K | 7,011 | 0.24% | new | NEW |
| FIG FINANCIAL ADVISORY SERVICES INC /ADV | $339.5K | 6,816 | 0.20% | new | NEW |
| INSIGNEO ADVISORY SERVICES, LLC | $338.7K | 6,800 | 0.01% | 3q | +0.9%+$3.0K |
| Cetera Investment Advisers | $326.7K | 6,559 | 0.00% | 2q | -36.9%-$191.1K |
Showing the largest 100 of 129 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 55 | $290.2M | 5,836,809 | 12 | 24 | 15 | 0.0% |
| Q2 2026 | 129 | $467.7M | 9,389,851 | 18 | 71 | 32 | 0.0% |
| Q1 2026 | 117 | $393.6M | 7,906,310 | 18 | 52 | 34 | 0.0% |
| Q4 2025 | 109 | $335.4M | 6,744,803 | 22 | 46 | 29 | 0.0% |
| Q3 2025 | 93 | $266.0M | 5,348,938 | 10 | 42 | 30 | 0.0% |
| Q2 2025 | 94 | $237.8M | 4,781,832 | 16 | 29 | 41 | 0.0% |
| Q1 2025 | 85 | $237.8M | 4,790,416 | 23 | 25 | 31 | 0.0% |
| Q4 2024 | 79 | $264.9M | 5,317,346 | 16 | 22 | 26 | 0.0% |
| Q3 2024 | 67 | $276.1M | 5,915,404 | 12 | 22 | 21 | 0.0% |
| Q2 2024 | 63 | $220.3M | 4,427,687 | 18 | 22 | 17 | 0.0% |
| Q1 2024 | 51 | $149.4M | 3,000,660 | 5 | 29 | 12 | 0.0% |
| Q4 2023 | 50 | $136.0M | 2,723,454 | 19 | 20 | 6 | 0.0% |
| Q3 2023 | 33 | $70.7M | 1,416,777 | 18 | 11 | 3 | 0.0% |
| Q2 2023 | 20 | $71.2M | 1,421,173 | 12 | 3 | 3 | 0.0% |
| Q1 2023 | 8 | $5.7M | 112,821 | 6 | 0 | 0 | 0.0% |
| Q4 2022 | 1 | $28.1K | 563 | 1 | 0 | 0 | 0.0% |