DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHNG TRADED FD VI (DAUG)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
118
Reporting holders
$153.7M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | $16.8M | 358,724 | 0.02% | 26q | -3.0%-$523.0K |
| MinichMacGregor Wealth Management, LLC | $10.0M | 212,745 | 1.51% | 11q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $9.7M | 207,125 | 0.00% | 25q | +57.8%+$3.6M |
| LPL Financial LLC | $8.9M | 190,083 | 0.00% | 15q | +23.3%+$1.7M |
| Hartford Financial Management Inc. | $7.6M | 162,249 | 1.70% | 15q | HELD |
| Cetera Investment Advisers | $6.8M | 145,038 | 0.01% | 26q | +4.6%+$297.2K |
| OSAIC HOLDINGS, INC. | $5.3M | 113,974 | 0.01% | 26q | +2.3%+$122.5K |
| REAP Financial Group, LLC | $4.6M | 99,211 | 0.79% | 11q | -7.2%-$361.1K |
| Bluespring Wealth Management, LLC | $4.4M | 94,504 | 0.09% | new | NEW |
| Horizon Investments, LLC | $3.9M | 83,232 | 0.04% | 9q | -42.7%-$2.9M |
| FOUNDERS FINANCIAL SECURITIES LLC | $3.9M | 83,232 | 0.20% | 8q | +12.6%+$435.0K |
| Kestra Advisory Services, LLC | $3.8M | 81,164 | 0.01% | 20q | -26.5%-$1.4M |
| Sage Capital Advisors,llc | $2.9M | 61,759 | 0.60% | 26q | HELD |
| Mariner, LLC | $2.8M | 59,938 | 0.00% | 19q | -4.2%-$124.2K |
| Prosperity Consulting Group, LLC | $2.8M | 59,449 | 0.11% | 16q | -5.3%-$155.4K |
| Cambridge Investment Research Advisors, Inc. | $2.8M | 58,721 | 0.00% | 20q | -4.2%-$121.6K |
| Mission Financial Group, LLC | $2.3M | 49,017 | 1.91% | 3q | HELD |
| Ritter Daniher Financial Advisory LLC / DE | $2.2M | 47,252 | 0.34% | 4q | -11.5%-$287.3K |
| HARBOUR INVESTMENTS, INC. | $2.0M | 43,194 | 0.03% | 21q | +0.6%+$12.3K |
| Janney Montgomery Scott LLC | $1.9M | 41,618 | 0.00% | 4q | -2.5%-$50.0K |
| MML INVESTORS SERVICES, LLC | $1.8M | 39,361 | 0.00% | 13q | +20.9%+$318.7K |
| LifeWealth Investments, LLC | $1.7M | 37,090 | 0.46% | 7q | -1.3%-$23.1K |
| Wood Tarver Financial Group, LLC | $1.7M | 36,670 | 0.41% | 7q | -5.2%-$93.7K |
| Ameritas Advisory Services, LLC | $1.6M | 33,696 | 0.03% | 10q | +111.2%+$831.3K |
| RAYMOND JAMES FINANCIAL INC | $1.5M | 31,896 | 0.00% | 7q | +0.7%+$9.7K |
| Mutual Advisors, LLC | $1.4M | 29,054 | 0.03% | 24q | -1.4%-$19.1K |
| Ignite Planners, LLC | $1.3M | 28,736 | 0.18% | 15q | -4.9%-$69.8K |
| Foguth Wealth Management, LLC. | $1.3M | 28,584 | 0.15% | 9q | -1.3%-$17.8K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.3M | 28,133 | 0.00% | 6q | -23.1%-$396.1K |
| Kovack Advisors, Inc. | $1.3M | 27,696 | 0.06% | 4q | -2.6%-$34.9K |
| Nova Wealth Management, Inc. | $1.2M | 26,597 | 0.69% | 7q | -14.6%-$212.5K |
| MIRAMONTES CAPITAL, LLC | $1.2M | 25,816 | 0.38% | 3q | HELD |
| Grantvest Financial Group LLC | $1.1M | 24,434 | 0.66% | 7q | -3.3%-$39.3K |
| Sowell Financial Services LLC | $1.1M | 23,675 | 0.04% | 3q | +1.0%+$11.0K |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | $1.1M | 23,537 | 0.05% | 3q | HELD |
| TRUIST FINANCIAL CORP | $1.0M | 21,620 | 0.00% | 18q | HELD |
| Integrity Financial Corp /WA | $963.6K | 20,568 | 0.46% | 19q | -6.3%-$64.6K |
| CFC Planning Co LLC | $952.7K | 20,336 | 0.56% | 4q | +6.5%+$58.1K |
| JPMORGAN CHASE & CO | $934.0K | 19,982 | 0.00% | 7q | +1194.2%+$861.8K |
| Atria Investments, Inc | $850.5K | 18,155 | 0.01% | 26q | -2.8%-$24.4K |
| Camelot Portfolios, LLC | $839.8K | 17,926 | 0.59% | 20q | -3.9%-$34.1K |
| SAGESPRING WEALTH PARTNERS, LLC | $797.1K | 17,015 | 0.01% | 4q | -6.5%-$55.0K |
| HighTower Advisors, LLC | $749.5K | 15,998 | 0.00% | 5q | -1.4%-$10.9K |
| TopTier Wealth Management, LLC | $733.1K | 15,649 | 0.44% | 3q | HELD |
| Integrated Wealth Concepts LLC | $711.8K | 15,195 | 0.00% | 2q | HELD |
| Strategic Blueprint, LLC | $699.3K | 14,928 | 0.03% | 16q | +4.9%+$32.8K |
| Waverly Advisors, LLC | $662.4K | 14,140 | 0.00% | 3q | -8.2%-$59.3K |
| RFG Advisory, LLC | $611.9K | 13,061 | 0.01% | 5q | +8.5%+$48.0K |
| 1ST SOURCE BANK | $609.0K | 13,000 | 0.03% | 4q | -29.1%-$249.6K |
| AlphaStar Capital Management, LLC | $529.3K | 11,298 | 0.03% | 8q | HELD |
| Farther Finance Advisors, LLC | $521.1K | 11,124 | 0.00% | 9q | +40.0%+$148.9K |
| Tanglewood Legacy Advisors, LLC | $512.8K | 10,946 | 0.17% | 15q | HELD |
| IFP Advisors, Inc | $509.8K | 10,882 | 0.01% | 20q | HELD |
| Sigma Planning Corp | $486.1K | 10,375 | 0.01% | 4q | -27.6%-$185.1K |
| Commonwealth Financial Services, LLC | $484.4K | 10,339 | 0.07% | 12q | -5.6%-$28.5K |
| Spire Wealth Management | $478.3K | 10,210 | 0.01% | 22q | HELD |
| OneDigital Investment Advisors LLC | $456.7K | 9,749 | 0.00% | 2q | HELD |
| Buck Wealth Strategies, LLC | $446.3K | 9,527 | 0.05% | 6q | HELD |
| &PARTNERS | $442.1K | 9,437 | 0.00% | 3q | -5.8%-$27.4K |
| WEALTHGARDEN F.S. LLC | $439.4K | 9,379 | 0.25% | 9q | HELD |
| Lakeridge Wealth Management LLC | $423.7K | 9,045 | 0.16% | 11q | HELD |
| Mayfair Advisory Group, LLC | $410.3K | 8,730 | 0.12% | 4q | HELD |
| CARY STREET PARTNERS FINANCIAL LLC | $400.5K | 8,548 | 0.01% | new | NEW |
| Santori & Peters, Inc. | $398.4K | 8,505 | 0.11% | 4q | HELD |
| AQR CAPITAL MANAGEMENT LLC | $396.8K | 8,469 | 0.00% | 4q | -1.4%-$5.4K |
| Sound Income Strategies, LLC | $389.0K | 8,304 | 0.02% | 3q | HELD |
| MGO ONE SEVEN LLC | $373.8K | 7,979 | 0.01% | 3q | HELD |
| IMG Wealth Management, Inc. | $367.9K | 7,853 | 0.20% | 7q | HELD |
| SILVER OAK SECURITIES, INCORPORATED | $366.6K | 7,826 | 0.02% | 17q | +11.7%+$38.5K |
| Sun Financial Inc | $350.2K | 7,381 | 0.17% | 3q | -0.7%-$2.4K |
| EP Wealth Advisors, LLC | $331.5K | 7,077 | 0.00% | 3q | +50.6%+$111.4K |
| EVOLUTION WEALTH MANAGEMENT INC. | $306.6K | 6,544 | 0.18% | 5q | HELD |
| ARBOR CAPITAL MANAGEMENT INC /ADV | $297.7K | 6,352 | 0.29% | 19q | -35.5%-$163.9K |
| NewEdge Advisors, LLC | $290.1K | 6,193 | 0.00% | 16q | +1.3%+$3.8K |
| McKinley Carter Wealth Services, Inc. | $284.8K | 6,080 | 0.01% | 13q | HELD |
| Octavia Wealth Advisors, LLC | $284.8K | 6,080 | 0.02% | 13q | HELD |
| Old Port Advisors | $282.4K | 6,028 | 0.06% | 25q | HELD |
| Trek Financial, LLC | $276.4K | 5,900 | 0.01% | 12q | HELD |
| PARK AVENUE SECURITIES LLC | $268.0K | 5,723 | 0.00% | 4q | +5.2%+$13.2K |
| Advance Capital Management, Inc. | $253.5K | 5,411 | 0.01% | new | NEW |
| Per Stirling Capital Management, LLC. | $252.0K | 5,378 | 0.02% | 5q | HELD |
| Quartz Partners, LLC | $238.5K | 5,091 | 0.08% | 2q | +4.8%+$10.9K |
| Foundations Investment Advisors, LLC | $236.8K | 5,055 | 0.00% | 3q | HELD |
| UPTICK PARTNERS, LLC | $235.5K | 5,027 | 0.04% | 4q | -7.7%-$19.7K |
| First Heartland Consultants, Inc. | $233.5K | 4,985 | 0.02% | 4q | HELD |
| Arkadios Wealth Advisors | $216.5K | 4,622 | 0.00% | 4q | HELD |
| Keystone Wealth Services, LLC | $207.6K | 4,431 | 0.04% | new | NEW |
| OPPENHEIMER & CO INC | $207.1K | 4,420 | 0.00% | new | NEW |
| Prospera Financial Services Inc | $202.6K | 4,325 | 0.00% | new | NEW |
| Noble Wealth Management PBC | $187.4K | 4,000 | 0.08% | 4q | HELD |
| Triumph Capital Management | $184.7K | 3,942 | 0.03% | 3q | HELD |
| Benson Wealth Management INC | $159.1K | 3,397 | 0.16% | 3q | HELD |
| BARCLAYS PLC | $154.8K | 3,304 | 0.00% | 8q | +43.4%+$46.8K |
| MTM Investment Management, LLC | $147.8K | 3,155 | 0.04% | 19q | -14.0%-$24.1K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $137.4K | 2,934 | 0.01% | 8q | +0.9%+$1.2K |
| FIDUCIARY FINANCIAL ADVISORS | $121.3K | 2,590 | 0.01% | new | NEW |
| Ashton Thomas Private Wealth, LLC | $117.1K | 2,500 | 0.00% | 2q | HELD |
| MeadowBrook Investment Advisors LLC | $109.6K | 2,340 | 0.09% | 3q | HELD |
| Oakmont Advisory Group, LLC | $87.7K | 1,873 | 0.07% | new | NEW |
| SOA Wealth Advisors, LLC. | $85.8K | 1,832 | 0.01% | 8q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-22 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 40.5% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 47 | $57.1M | 1,201,126 | 5 | 12 | 13 | 0.0% |
| Q2 2026 | 118 | $153.7M | 3,281,736 | 11 | 22 | 37 | 0.0% |
| Q1 2026 | 113 | $141.9M | 3,252,928 | 8 | 20 | 39 | 0.0% |
| Q4 2025 | 122 | $150.9M | 3,403,389 | 13 | 23 | 46 | 0.0% |
| Q3 2025 | 114 | $156.2M | 3,577,415 | 28 | 31 | 31 | 0.0% |
| Q2 2025 | 95 | $132.6M | 3,183,008 | 7 | 13 | 38 | 0.0% |
| Q1 2025 | 96 | $161.6M | 4,159,491 | 4 | 21 | 40 | 0.0% |
| Q4 2024 | 105 | $178.8M | 4,501,298 | 8 | 10 | 43 | 0.0% |
| Q3 2024 | 98 | $154.3M | 3,944,928 | 23 | 32 | 22 | 0.0% |
| Q2 2024 | 89 | $117.5M | 3,097,442 | 8 | 12 | 47 | 0.0% |
| Q1 2024 | 89 | $202.2M | 5,467,658 | 6 | 18 | 39 | 0.0% |
| Q4 2023 | 92 | $199.1M | 5,616,790 | 7 | 9 | 49 | 0.0% |
| Q3 2023 | 90 | $228.0M | 6,881,069 | 12 | 19 | 44 | 0.0% |
| Q2 2023 | 92 | $296.1M | 8,729,029 | 13 | 27 | 38 | 0.0% |
| Q1 2023 | 89 | $357.2M | 11,100,908 | 13 | 30 | 29 | 0.0% |
| Q4 2022 | 85 | $203.8M | 6,519,695 | 20 | 27 | 18 | 0.0% |
| Q3 2022 | 68 | $3.9B | 128,976,273 | 15 | 25 | 16 | 0.0% |
| Q2 2022 | 66 | $3.4B | 105,971,694 | 12 | 15 | 19 | 0.0% |
| Q1 2022 | 64 | $3.8B | 109,363,977 | 4 | 8 | 26 | 0.0% |
| Q4 2021 | 65 | $4.6B | 129,765,046 | 11 | 13 | 19 | 0.0% |
| Q3 2021 | 52 | $3.8B | 112,126,887 | 18 | 15 | 11 | 0.0% |
| Q2 2021 | 38 | $3.5B | 100,669,554 | 3 | 7 | 20 | 0.0% |
| Q1 2021 | 44 | $24.7B | 732,331,001 | 4 | 8 | 21 | 0.0% |
| Q4 2020 | 46 | $25.4B | 766,677,811 | 7 | 10 | 15 | 0.0% |
| Q3 2020 | 42 | $25.1B | 790,156,297 | 8 | 15 | 13 | 0.0% |
| Q2 2020 | 40 | $27.9B | 917,056,128 | 21 | 11 | 5 | 0.0% |
| Q1 2020 | 23 | $18.9B | 676,448,054 | 20 | 0 | 1 | 0.0% |
| Q4 2019 | 2 | $5.8M | 177,939 | 1 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $2.7M | 79,129 | 0 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $2.7M | 79,129 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $2.7M | 79,129 | 1 | 0 | 0 | 0.0% |