DaveManuel.com · Institutional Ownership · Who Owns It
ALLSPRING INCOME OPPORTUNIT (EAD)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
99
Reporting holders
$115.3M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $25.4M | 3,912,776 | 0.00% | 35q | HELD |
| Pathstone Holdings, LLC | $12.9M | 1,989,962 | 0.04% | 11q | +27.7%+$2.8M |
| SIT INVESTMENT ASSOCIATES INC | $11.4M | 1,754,423 | 0.22% | 31q | +1.1%+$125.7K |
| Peak Planning Group, LLC | $7.1M | 1,090,407 | 1.60% | 3q | -4.6%-$340.3K |
| Invesco Ltd. | $6.2M | 961,400 | 0.00% | 31q | -8.0%-$540.1K |
| GUGGENHEIM CAPITAL LLC | $6.1M | 937,816 | 0.04% | 31q | +4.3%+$253.5K |
| COHEN & STEERS, INC. | $5.6M | 864,743 | 0.01% | 31q | HELD |
| Shaker Financial Services, LLC | $3.9M | 595,858 | 1.22% | 27q | +5.0%+$185.1K |
| Logan Stone Capital, LLC | $3.2M | 491,240 | 0.67% | 3q | +1085.3%+$2.9M |
| LPL Financial LLC | $2.5M | 390,696 | 0.00% | 31q | +1.2%+$30.7K |
| UBS Group AG | $2.3M | 359,655 | 0.00% | 31q | -8.7%-$223.1K |
| Cambridge Investment Research Advisors, Inc. | $2.2M | 338,992 | 0.00% | 26q | +100.6%+$1.1M |
| Thrivent Financial for Lutherans | $2.1M | 326,901 | 0.00% | 31q | HELD |
| Advisors Asset Management, Inc. | $1.9M | 292,626 | 0.03% | 3q | -4.1%-$81.6K |
| WOLVERINE ASSET MANAGEMENT LLC | $1.5M | 236,134 | 0.01% | 4q | +112.6%+$813.1K |
| BROWN ADVISORY INC | $1.3M | 204,649 | 0.00% | 15q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $1.3M | 193,730 | 0.00% | 31q | -13.5%-$197.3K |
| PRINCIPAL SECURITIES, INC. | $1.2M | 190,103 | 0.01% | 11q | +9.5%+$107.6K |
| Fiera Capital Corp | $1.1M | 171,092 | 0.00% | 31q | +2.7%+$29.2K |
| Marks Group Wealth Management, Inc | $1.1M | 162,945 | 0.09% | 25q | HELD |
| EASTERLY INVESTMENT PARTNERS LLC | $1.0M | 161,456 | 0.05% | 17q | +1.6%+$16.9K |
| Sowell Financial Services LLC | $841.1K | 129,400 | 0.03% | 8q | +25.0%+$168.3K |
| Luken Investment Analytics, LLC | $837.4K | 128,832 | 0.29% | 15q | -10.2%-$95.0K |
| OSAIC HOLDINGS, INC. | $819.4K | 126,064 | 0.00% | 26q | +24.9%+$163.4K |
| JANE STREET GROUP, LLC | $758.8K | 116,742 | 0.00% | 5q | +315.8%+$576.3K |
| ADAPT WEALTH ADVISORS, LLC | $714.7K | 109,947 | 0.23% | 4q | -9.1%-$71.2K |
| READYSTATE ASSET MANAGEMENT LP | $625.1K | 96,167 | 0.02% | new | NEW |
| Marex Group Ltd | $594.4K | 91,443 | 0.00% | new | NEW |
| IMC-Chicago, LLC | $563.0K | 86,618 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $548.6K | 84,402 | 0.00% | 31q | HELD |
| ROYAL BANK OF CANADA | $473.0K | 72,687 | 0.00% | 31q | +0.7%+$3.4K |
| PFG Investments, LLC | $455.5K | 70,081 | 0.02% | 10q | HELD |
| Lido Advisors, LLC | $437.8K | 66,816 | 0.00% | 11q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $405.2K | 63,010 | 0.00% | 6q | -1.7%-$7.1K |
| RAYMOND JAMES FINANCIAL INC | $384.9K | 59,219 | 0.00% | 7q | -32.7%-$187.0K |
| Calamos Advisors LLC | $335.5K | 51,617 | 0.00% | new | NEW |
| XTX Topco Ltd | $295.4K | 45,443 | 0.00% | new | NEW |
| Stratos Wealth Partners, LTD. | $269.7K | 41,490 | 0.00% | 31q | HELD |
| NewEdge Advisors, LLC | $266.5K | 41,000 | 0.00% | 19q | HELD |
| &PARTNERS | $186.9K | 28,748 | 0.00% | new | NEW |
| NOMURA HOLDINGS INC | $169.0K | 26,000 | 0.00% | 2q | +21.9%+$30.3K |
| CHOREO, LLC | $154.7K | 23,594 | 0.00% | 9q | -7.7%-$12.8K |
| Merit Financial Group, LLC | $146.5K | 22,544 | 0.00% | 6q | +2.7%+$3.9K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $143.8K | 22,130 | 0.01% | new | NEW |
| Fingerlakes Wealth Management, Inc. | $141.5K | 21,769 | 0.08% | 4q | +2.4%+$3.4K |
| ACCREDITED INVESTOR SERVICES, LLC | $139.1K | 21,401 | 0.08% | 6q | +1.3%+$1.9K |
| Clearstead Advisors, LLC | $138.4K | 21,299 | 0.00% | new | NEW |
| AMERIPRISE FINANCIAL INC | $136.7K | 21,033 | 0.00% | 22q | -6.8%-$10.0K |
| CITADEL ADVISORS LLC | $134.0K | 20,616 | 0.00% | 2q | +58.2%+$49.3K |
| BANK OF AMERICA CORP /DE/ | $132.5K | 20,384 | 0.00% | 31q | +1.2%+$1.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $122.2K | 18,801 | 0.00% | 2q | +65.4%+$48.3K |
| Global Retirement Partners, LLC | $120.9K | 18,602 | 0.00% | 2q | +11.1%+$12.1K |
| Mariner, LLC | $119.1K | 18,325 | 0.00% | 16q | -3.2%-$3.9K |
| Capital Investment Advisors, LLC | $118.1K | 18,170 | 0.00% | 31q | -12.6%-$17.1K |
| Cetera Investment Advisers | $116.7K | 17,954 | 0.00% | 4q | -76.8%-$386.2K |
| MELFA WEALTH MANAGEMENT, INC. | $116.5K | 17,923 | 0.06% | 3q | HELD |
| NWF Advisory Services Inc. | $112.5K | 17,300 | 0.01% | 6q | HELD |
| GC Wealth Management RIA, LLC | $110.1K | 16,937 | 0.01% | 3q | HELD |
| OPPENHEIMER & CO INC | $106.8K | 16,428 | 0.00% | 4q | -1.3%-$1.4K |
| VSM Wealth Advisory, LLC | $104.2K | 16,026 | 0.03% | 2q | +39.6%+$29.5K |
| Allworth Financial LP | $104.0K | 16,000 | 0.00% | 5q | HELD |
| Balyasny Asset Management L.P. | $103.0K | 15,843 | 0.00% | new | NEW |
| Collaborative Wealth Managment Inc. | $100.4K | 15,440 | 0.04% | 19q | HELD |
| PARK AVENUE SECURITIES LLC | $97.0K | 14,983 | 0.00% | 31q | -3.7%-$3.7K |
| WEST MICHIGAN ADVISORS, LLC | $91.8K | 14,014 | 0.02% | 9q | +2.5%+$2.2K |
| Rothschild Wealth LLC | $87.7K | 13,488 | 0.01% | 3q | +1.8%+$1.5K |
| Focus Partners Wealth | $85.4K | 13,146 | 0.00% | 3q | HELD |
| HBK Sorce Advisory LLC | $79.7K | 12,450 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $74.1K | 11,400 | 0.00% | 25q | -4.2%-$3.2K |
| AQR CAPITAL MANAGEMENT LLC | $72.6K | 11,162 | 0.00% | new | NEW |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $71.3K | 10,966 | 0.00% | 24q | HELD |
| RETIREMITTEN FINANCIAL LLC | $65.0K | 10,000 | 0.03% | 2q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $42.2K | 6,496 | 0.00% | 3q | HELD |
| Rockefeller Capital Management L.P. | $37.7K | 5,803 | 0.00% | 4q | +2.4% |
| PNC Financial Services Group, Inc. | $29.7K | 4,562 | 0.00% | 19q | +1.8% |
| IFG Advisory, LLC | $26.0K | 4,000 | 0.00% | 2q | HELD |
| HARBOUR INVESTMENTS, INC. | $22.3K | 3,434 | 0.00% | 15q | HELD |
| CoreCap Advisors, LLC | $21.6K | 3,330 | 0.00% | 10q | HELD |
| Axiom Investment Management LLC | $18.9K | 2,901 | 0.01% | 2q | HELD |
| WPG Advisers, LLC | $18.3K | 2,811 | 0.01% | 7q | HELD |
| Arax Advisory Partners | $13.0K | 2,000 | 0.00% | 4q | +100.0%+$6.5K |
| FNY Investment Advisers, LLC | $11.0K | 1,800 | 0.00% | 2q | HELD |
| BFC Planning, Inc. | $9.5K | 1,458 | 0.00% | 2q | HELD |
| FIFTH THIRD BANCORP | $9.1K | 1,405 | 0.00% | 2q | +4.9% |
| HHM Wealth Advisors, LLC | $7.9K | 1,210 | 0.00% | 17q | HELD |
| Noble Wealth Management PBC | $6.5K | 1,000 | 0.00% | 4q | -65.5%-$12.3K |
| WHITTIER TRUST CO OF NEVADA INC | $5.5K | 850 | 0.00% | 2q | HELD |
| Farther Finance Advisors, LLC | $5.2K | 798 | 0.00% | 2q | HELD |
| Silver Grove Financial Group, Inc. | $3.2K | 490 | 0.00% | new | NEW |
| TRUST CO OF VERMONT | $3.0K | 465 | 0.00% | 5q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $2.9K | 440 | 0.00% | 4q | HELD |
| IFP Advisors, Inc | $1.9K | 300 | 0.00% | 18q | HELD |
| Wilmington Savings Fund Society, FSB | $1.3K | 200 | 0.00% | 2q | HELD |
| Clear Street Group Inc. | $403 | 62 | 0.00% | new | NEW |
| Ameritas Advisory Services, LLC | $390 | 60 | 0.00% | new | NEW |
| Cheviot Value Management, LLC | $124 | 19 | 0.00% | 6q | HELD |
| ASSETMARK, INC | $59 | 9 | 0.00% | 10q | HELD |
| Advocate Investing Services LLC | $7 | 1 | 0.00% | 3q | HELD |
| WELLS FARGO & COMPANY/MN | $4 | 1 | 0.00% | 14q | HELD |
What the company announced
Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.
| Filed | Event date | What | Source |
|---|---|---|---|
| 2026-10-22 | 2026-10-15 | Charter or bylaws amended | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 26 | $4.3M | 709,375 | 6 | 3 | 6 | 0.0% |
| Q2 2026 | 99 | $115.3M | 17,739,363 | 14 | 30 | 18 | 0.0% |
| Q1 2026 | 94 | $106.3M | 16,398,516 | 18 | 24 | 25 | 0.0% |
| Q4 2025 | 84 | $111.5M | 16,431,428 | 13 | 31 | 18 | 0.0% |
| Q3 2025 | 81 | $101.3M | 14,447,496 | 13 | 19 | 24 | 0.0% |
| Q2 2025 | 78 | $107.6M | 15,234,160 | 4 | 29 | 17 | 0.0% |
| Q1 2025 | 83 | $109.6M | 15,999,905 | 9 | 24 | 21 | 0.0% |
| Q4 2024 | 78 | $109.2M | 15,834,253 | 4 | 29 | 12 | 0.0% |
| Q3 2024 | 77 | $107.4M | 15,060,442 | 11 | 17 | 20 | 0.0% |
| Q2 2024 | 73 | $97.5M | 14,718,878 | 5 | 23 | 23 | 0.0% |
| Q1 2024 | 75 | $140.9M | 21,207,592 | 9 | 20 | 19 | 0.0% |
| Q4 2023 | 80 | $111.9M | 17,110,358 | 11 | 20 | 23 | 0.0% |
| Q3 2023 | 76 | $82.2M | 13,466,782 | 10 | 19 | 24 | 0.0% |
| Q2 2023 | 72 | $85.1M | 13,197,291 | 5 | 25 | 15 | 0.0% |
| Q1 2023 | 79 | $81.5M | 12,867,163 | 9 | 13 | 36 | 0.0% |
| Q4 2022 | 79 | $84.9M | 13,284,974 | 14 | 22 | 24 | 0.0% |
| Q3 2022 | 69 | $82.8M | 13,346,670 | 5 | 21 | 21 | 0.0% |
| Q2 2022 | 77 | $99.7M | 15,360,515 | 14 | 27 | 10 | 0.0% |
| Q1 2022 | 71 | $114.3M | 14,470,051 | 12 | 23 | 17 | 0.0% |
| Q4 2021 | 72 | $146.2M | 15,653,604 | 8 | 28 | 18 | 0.0% |
| Q3 2021 | 68 | $134.8M | 15,315,802 | 7 | 22 | 21 | 0.0% |
| Q2 2021 | 65 | $247.8M | 28,191,695 | 7 | 26 | 12 | 0.0% |
| Q1 2021 | 71 | $240.0M | 28,438,153 | 13 | 25 | 19 | 0.0% |
| Q4 2020 | 66 | $116.2M | 14,238,542 | 4 | 22 | 20 | 0.0% |
| Q3 2020 | 68 | $175.9M | 24,098,187 | 9 | 20 | 21 | 0.0% |
| Q2 2020 | 62 | $95.8M | 13,639,719 | 6 | 25 | 21 | 0.0% |
| Q1 2020 | 62 | $92.6M | 14,455,427 | 14 | 24 | 14 | 0.0% |
| Q4 2019 | 59 | $124.5M | 14,789,669 | 9 | 16 | 18 | 0.0% |
| Q3 2019 | 62 | $115.5M | 14,015,877 | 6 | 16 | 23 | 0.0% |
| Q2 2019 | 66 | $138.3M | 16,784,729 | 9 | 20 | 19 | 0.0% |
| Q1 2019 | 67 | $140.3M | 17,805,668 | 12 | 28 | 13 | 0.0% |
| Q4 2018 | 63 | $153.9M | 21,262,396 | 0 | 1 | 1 | 0.0% |