DaveManuel.com · Institutional Ownership · Who Owns It
SPDR SERIES TRUST (EFIV)
Institutional ownership reported to the SEC as of Q2 2026, across 25 quarters.
144
Reporting holders
$460.3M
Reported value
0.0%
Calls
0.0%
Puts
+9
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Bank of Italy | $56.2M | 771,136 | 2.56% | 19q | HELD |
| Olde Wealth Management, LLC | $38.6M | 528,913 | 10.93% | 9q | +2.0%+$754.0K |
| TOMPKINS FINANCIAL CORP | $31.0M | 425,668 | 2.17% | 7q | +41.2%+$9.1M |
| Koss-Olinger Consulting, LLC | $29.7M | 407,529 | 2.29% | 9q | -1.2%-$356.0K |
| Baltimore-Washington Financial Advisors, Inc. | $29.4M | 403,748 | 1.10% | 24q | HELD |
| LPL Financial LLC | $25.3M | 346,408 | 0.01% | 23q | +7.5%+$1.8M |
| Systelligence, LLC | $20.8M | 284,700 | 3.47% | new | NEW |
| Allworth Financial LP | $16.4M | 224,885 | 0.07% | 14q | +2.4%+$390.0K |
| PRINCIPAL FINANCIAL GROUP INC | $14.3M | 195,483 | 0.01% | 18q | +5.1%+$691.1K |
| SOA Wealth Advisors, LLC. | $12.1M | 165,919 | 2.03% | 11q | -1.8%-$221.0K |
| RETIREMENT CAPITAL STRATEGIES | $11.4M | 156,774 | 3.97% | 13q | HELD |
| Laurel Wealth Planning LLC | $11.3M | 155,404 | 5.01% | 11q | -1.7%-$193.0K |
| Private Advisor Group, LLC | $7.2M | 99,044 | 0.03% | 18q | -20.0%-$1.8M |
| Blue Edge Capital, LLC | $7.0M | 96,463 | 0.84% | 19q | HELD |
| Financial Engines Advisors L.L.C. | $6.9M | 94,176 | 0.01% | 18q | -4.1%-$293.3K |
| Integrated Wealth Concepts LLC | $6.6M | 90,608 | 0.04% | 18q | +0.6%+$37.6K |
| GAM Holding AG | $5.5M | 75,715 | 0.42% | 3q | HELD |
| Atomic Invest LLC | $5.5M | 75,295 | 0.48% | 3q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $5.1M | 70,134 | 0.00% | 16q | +10.3%+$476.1K |
| MEITAV INVESTMENT HOUSE LTD | $4.3M | 58,805 | 0.03% | 6q | +48.5%+$1.4M |
| Gradient Investments LLC | $4.2M | 58,090 | 0.06% | 16q | +3.8%+$155.3K |
| Equitable Holdings, Inc. | $4.0M | 54,253 | 0.02% | 12q | -1.0%-$41.7K |
| Bank of New York Mellon Corp | $3.9M | 53,172 | 0.00% | 12q | HELD |
| RAYMOND JAMES FINANCIAL INC | $3.9M | 53,055 | 0.00% | 7q | +14.2%+$481.8K |
| HighTower Advisors, LLC | $3.8M | 51,570 | 0.00% | 17q | +14.1%+$466.2K |
| BIRCHBROOK, INC. | $3.5M | 47,396 | 1.62% | 6q | -1.2%-$41.9K |
| Affiance Financial, LLC | $3.3M | 45,299 | 0.48% | 2q | +1.6%+$51.4K |
| WELLS FARGO & COMPANY/MN | $2.9M | 39,899 | 0.00% | 16q | +32.5%+$714.1K |
| Larson Financial Group LLC | $2.9M | 39,686 | 0.08% | 8q | +13.3%+$339.1K |
| MainStreet Investment Advisors LLC | $2.8M | 38,274 | 0.38% | 2q | +2.1%+$58.0K |
| MassMutual Private Wealth & Trust, FSB | $2.7M | 37,484 | 0.07% | 2q | HELD |
| Armbruster Capital Management, Inc. | $2.6M | 35,346 | 0.38% | 18q | -0.8%-$19.7K |
| BANK OF AMERICA CORP /DE/ | $2.5M | 34,198 | 0.00% | 21q | -40.6%-$1.7M |
| SEEDS INVESTOR LLC | $2.4M | 33,274 | 0.25% | 11q | +6.0%+$137.9K |
| HUNTINGTON NATIONAL BANK | $2.4M | 32,933 | 0.01% | 4q | +4.2%+$97.6K |
| ROGCO, LP | $2.3M | 31,802 | 0.71% | 2q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.2M | 29,783 | 0.00% | 13q | +31.3%+$517.4K |
| Richard P Slaughter Associates Inc | $2.2M | 29,764 | 0.43% | 6q | +4.9%+$102.1K |
| Savvy Advisors, Inc. | $2.1M | 28,600 | 0.04% | 5q | +12.1%+$224.3K |
| Gilbert Capital Group, Inc. | $2.0M | 27,253 | 1.39% | 5q | -0.8%-$16.9K |
| Farther Finance Advisors, LLC | $2.0M | 26,781 | 0.02% | 6q | +34.4%+$499.3K |
| Perennial Investment Advisors, LLC | $1.9M | 26,498 | 0.13% | 9q | -13.9%-$312.9K |
| Stratos Wealth Partners, LTD. | $1.9M | 25,625 | 0.02% | 18q | +2.0%+$36.2K |
| Creative Planning | $1.8M | 25,237 | 0.00% | 3q | -1.1%-$19.8K |
| ENVESTNET ASSET MANAGEMENT INC | $1.7M | 23,702 | 0.00% | 19q | -2.3%-$40.1K |
| Napier Financial, LLC | $1.7M | 23,155 | 0.35% | 3q | -0.7%-$11.3K |
| Crestwood Advisors Group, LLC | $1.7M | 22,832 | 0.02% | 5q | +12.9%+$190.2K |
| OSAIC HOLDINGS, INC. | $1.6M | 22,523 | 0.00% | 20q | +5.4%+$84.5K |
| R. W. Roge & Company, Inc. | $1.5M | 21,071 | 0.64% | 14q | HELD |
| Gerber Kawasaki Wealth & Investment Management | $1.5M | 20,603 | 0.04% | 3q | +3.0%+$44.0K |
| Capital Analysts, LLC | $1.4M | 19,803 | 0.03% | 10q | -4.9%-$75.0K |
| BASSO CAPITAL MANAGEMENT, L.P. | $1.3M | 17,261 | 0.27% | new | NEW |
| J.Safra Asset Management Corp | $1.2M | 16,848 | 0.06% | 9q | HELD |
| JPMORGAN CHASE & CO | $1.2M | 16,798 | 0.00% | 10q | -20.9%-$321.2K |
| Cetera Investment Advisers | $1.1M | 15,189 | 0.00% | 15q | -15.6%-$204.7K |
| GOLDMAN SACHS GROUP INC | $1.1M | 14,794 | 0.00% | 11q | +2.3%+$23.9K |
| Coastline Trust Co | $1.1M | 14,408 | 0.09% | 8q | -2.0%-$21.5K |
| Corient Private Wealth LP | $1.0M | 13,789 | 0.00% | 15q | -13.2%-$152.6K |
| One Capital Management, LLC | $955.7K | 15,150 | 0.03% | 13q | HELD |
| RETIREMENT INCOME SOLUTIONS, INC | $954.9K | 15,138 | 0.16% | 18q | HELD |
| BROWN BROTHERS HARRIMAN & CO | $946.1K | 12,973 | 0.00% | 7q | HELD |
| Veracity Capital LLC | $941.5K | 12,909 | 0.25% | 15q | +4.5%+$40.3K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $883.0K | 12,107 | 0.00% | 13q | +185.5%+$573.7K |
| Sage Advisory Services, Ltd.Co. | $853.0K | 11,699 | 0.42% | 19q | -2.0%-$17.4K |
| Advisory Alpha, LLC | $818.9K | 11,229 | 0.02% | 4q | +17.8%+$123.5K |
| SCHMIDT P J INVESTMENT MANAGEMENT INC | $796.5K | 10,922 | 0.12% | 5q | HELD |
| SEVEN MILE ADVISORY | $757.0K | 10,380 | 0.51% | new | NEW |
| Opulen Financial Group LLC | $716.7K | 9,827 | 0.45% | 7q | +13.1%+$82.8K |
| FinArc Investments, Inc. | $696.6K | 9,551 | 0.63% | 3q | -2.0%-$14.1K |
| Godfrey Financial Associates, Inc. | $691.6K | 8,973 | 0.53% | 3q | +24.7%+$137.2K |
| Hills Bank & Trust Co | $678.2K | 9,299 | 0.03% | 11q | +65.4%+$268.2K |
| Warren Street Wealth Advisors, LLC | $672.7K | 9,224 | 0.15% | 18q | -2.8%-$19.4K |
| Single Point Partners, LLC | $600.2K | 8,230 | 0.11% | 17q | HELD |
| VERUS WEALTH MANAGEMENT, LLC | $557.9K | 7,650 | 0.46% | 7q | -14.5%-$94.8K |
| ST GERMAIN D J CO INC | $551.0K | 7,555 | 0.02% | 14q | HELD |
| Thrivent Financial for Lutherans | $542.0K | 7,426 | 0.00% | new | NEW |
| Front Row Advisors LLC | $541.6K | 7,208 | 0.16% | 9q | HELD |
| Per Stirling Capital Management, LLC. | $534.8K | 7,334 | 0.05% | 10q | -1.2%-$6.4K |
| Mariner, LLC | $522.0K | 7,158 | 0.00% | 15q | -49.1%-$503.1K |
| Zhang Financial LLC | $508.1K | 6,966 | 0.01% | 10q | HELD |
| DENVER WEALTH MANAGEMENT, INC. | $503.7K | 6,907 | 0.14% | 15q | HELD |
| HBW ADVISORY SERVICES LLC | $468.8K | 6,427 | 0.04% | 7q | +6.9%+$30.3K |
| Marshall Financial Group, LLC | $434.9K | 5,963 | 0.06% | 14q | -1.4%-$6.1K |
| JANE STREET GROUP, LLC | $431.1K | 5,911 | 0.00% | 2q | -55.3%-$532.9K |
| CAPE ANN SAVINGS BANK | $428.6K | 5,877 | 0.20% | 2q | +16.1%+$59.6K |
| Cannon Financial Strategists, Inc. | $419.7K | 5,755 | 0.05% | 2q | HELD |
| True Link Financial Advisors, LLC | $411.6K | 5,644 | 0.02% | 3q | +3.7%+$14.6K |
| BRAVE ASSET MANAGEMENT INC | $409.5K | 5,615 | 0.09% | 14q | HELD |
| CARY STREET PARTNERS FINANCIAL LLC | $409.0K | 5,608 | 0.01% | 6q | HELD |
| NOVARE CAPITAL MANAGEMENT LLC | $400.6K | 5,493 | 0.03% | 5q | +5.8%+$21.9K |
| McClarren Financial Advisors, Inc. | $400.4K | 5,490 | 0.21% | 9q | HELD |
| Veridan Wealth LLC | $386.1K | 5,294 | 0.13% | 7q | -5.8%-$23.6K |
| Range Advisory, LLC | $379.5K | 5,203 | 0.05% | 3q | HELD |
| Briggs Wealth Management, Inc | $366.0K | 5,019 | 0.33% | 2q | +1.0%+$3.5K |
| MML INVESTORS SERVICES, LLC | $362.1K | 4,966 | 0.00% | 2q | +1.3%+$4.8K |
| CreativeOne Wealth, LLC | $349.2K | 4,788 | 0.01% | 10q | -3.7%-$13.5K |
| SFG Wealth Management, LLC. | $348.5K | 4,778 | 0.13% | 4q | +0.6%+$2.0K |
| Aptus Capital Advisors, LLC | $347.4K | 4,764 | 0.00% | 13q | HELD |
| FLAGSHIP HARBOR ADVISORS, LLC | $347.3K | 4,762 | 0.01% | 5q | +1.5%+$5.2K |
| Horizon Wealth Management, LLC | $340.5K | 4,669 | 0.04% | 5q | +2.5%+$8.4K |
Showing the largest 100 of 144 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 39 | $74.2M | 1,001,989 | 2 | 13 | 8 | 0.0% |
| Q2 2026 | 144 | $460.3M | 6,316,457 | 16 | 48 | 37 | 0.0% |
| Q1 2026 | 135 | $370.2M | 5,867,422 | 16 | 59 | 27 | 0.0% |
| Q4 2025 | 124 | $354.5M | 5,358,096 | 10 | 43 | 30 | 0.0% |
| Q3 2025 | 116 | $356.2M | 5,621,644 | 11 | 38 | 33 | 0.0% |
| Q2 2025 | 113 | $334.2M | 5,707,804 | 14 | 39 | 31 | 0.0% |
| Q1 2025 | 113 | $397.8M | 7,436,956 | 12 | 39 | 27 | 0.0% |
| Q4 2024 | 115 | $466.9M | 8,267,881 | 14 | 38 | 25 | 0.0% |
| Q3 2024 | 108 | $406.2M | 7,287,054 | 9 | 34 | 31 | 0.0% |
| Q2 2024 | 104 | $237.5M | 4,472,486 | 16 | 33 | 25 | 0.0% |
| Q1 2024 | 91 | $196.6M | 3,884,228 | 15 | 33 | 19 | 0.0% |
| Q4 2023 | 82 | $205.3M | 4,444,508 | 10 | 26 | 29 | 0.0% |
| Q3 2023 | 78 | $150.4M | 3,624,497 | 9 | 28 | 23 | 0.0% |
| Q2 2023 | 75 | $148.5M | 3,449,580 | 14 | 29 | 18 | 0.0% |
| Q1 2023 | 63 | $127.1M | 3,224,821 | 13 | 19 | 15 | 0.0% |
| Q4 2022 | 58 | $125.5M | 3,434,281 | 12 | 20 | 17 | 0.0% |
| Q3 2022 | 51 | $2.4B | 69,813,577 | 15 | 20 | 6 | 0.0% |
| Q2 2022 | 37 | $2.6B | 72,307,663 | 6 | 14 | 10 | 0.0% |
| Q1 2022 | 34 | $3.1B | 71,443,196 | 10 | 14 | 4 | 0.0% |
| Q4 2021 | 29 | $3.1B | 68,750,989 | 14 | 11 | 2 | 0.0% |
| Q3 2021 | 15 | $17.7M | 438,746 | 4 | 6 | 3 | 0.0% |
| Q2 2021 | 12 | $10.0M | 249,840 | 5 | 7 | 0 | 0.0% |
| Q1 2021 | 9 | $5.6M | 152,763 | 4 | 4 | 1 | 0.0% |
| Q4 2020 | 7 | $2.6M | 73,605 | 3 | 3 | 0 | 0.0% |
| Q3 2020 | 5 | $682.0K | 21,592 | 5 | 0 | 0 | 0.0% |