DaveManuel.com · Institutional Ownership · Who Owns It
EATON VANCE SR FLTNG RTE TR (EFR)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
100
Reporting holders
$125.4M
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | $9.4M | 889,618 | 0.82% | 4q | -43.9%-$7.4M |
| Pathstone Holdings, LLC | $6.7M | 631,630 | 0.02% | 4q | -28.3%-$2.6M |
| AMERIPRISE FINANCIAL INC | $6.3M | 593,268 | 0.00% | 31q | +4.7%+$284.8K |
| Invesco Ltd. | $6.0M | 569,237 | 0.00% | 31q | +1.6%+$95.1K |
| Advisors Asset Management, Inc. | $6.0M | 567,622 | 0.09% | 17q | +0.8%+$45.6K |
| Saba Capital Management, L.P. | $5.8M | 544,453 | 0.15% | 2q | +108.0%+$3.0M |
| LOOMIS SAYLES & CO L P | $5.1M | 479,834 | 0.01% | 2q | +38.4%+$1.4M |
| BANK OF AMERICA CORP /DE/ | $5.0M | 468,927 | 0.00% | 31q | -2.7%-$136.4K |
| MORGAN STANLEY | $5.0M | 468,678 | 0.00% | 35q | -6.1%-$322.3K |
| WELLS FARGO & COMPANY/MN | $4.7M | 445,785 | 0.00% | 31q | +157.8%+$2.9M |
| GUGGENHEIM CAPITAL LLC | $4.7M | 439,149 | 0.03% | 31q | +3.8%+$172.0K |
| Gridiron Partners, LLC | $4.6M | 433,896 | 2.41% | 2q | +524.8%+$3.9M |
| Logan Stone Capital, LLC | $4.1M | 389,253 | 0.87% | 4q | -28.0%-$1.6M |
| COHEN & STEERS, INC. | $3.7M | 352,902 | 0.01% | 17q | HELD |
| Marble Harbor Investment Counsel, LLC | $3.5M | 326,275 | 0.35% | new | NEW |
| Baird Financial Group, Inc. | $3.3M | 309,856 | 0.00% | 5q | +23.3%+$620.9K |
| WOLVERINE ASSET MANAGEMENT LLC | $3.1M | 290,847 | 0.03% | 6q | +9.2%+$259.1K |
| SIT INVESTMENT ASSOCIATES INC | $2.5M | 239,791 | 0.05% | 3q | -16.2%-$490.8K |
| Balyasny Asset Management L.P. | $2.3M | 220,390 | 0.00% | 5q | -1.1%-$25.4K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $2.1M | 202,768 | 0.00% | 31q | +10.2%+$199.4K |
| Ethos Financial Group, LLC | $2.0M | 193,316 | 0.14% | 6q | -5.9%-$129.5K |
| WHITE PINE CAPITAL LLC | $2.0M | 191,126 | 0.48% | 34q | -52.8%-$2.3M |
| LPL Financial LLC | $1.9M | 175,008 | 0.00% | 31q | +19.9%+$307.3K |
| ICON ADVISERS INC/CO | $1.7M | 164,734 | 0.33% | 3q | +51.3%+$592.2K |
| OSAIC HOLDINGS, INC. | $1.6M | 151,159 | 0.00% | 26q | +60.2%+$602.3K |
| Atlas Wealth LLC | $1.6M | 146,905 | 0.22% | new | NEW |
| Verity Asset Management, Inc. | $1.5M | 144,928 | 0.58% | 16q | +1.4%+$20.7K |
| ENVESTNET ASSET MANAGEMENT INC | $1.4M | 132,565 | 0.00% | 31q | +642.3%+$1.2M |
| Collar Capital Management, LLC | $1.1M | 105,620 | 0.66% | 7q | -1.9%-$22.3K |
| PARK AVENUE SECURITIES LLC | $1.1M | 100,827 | 0.01% | new | NEW |
| Matisse Capital | $1.1M | 100,012 | 0.42% | new | NEW |
| HOURGLASS CAPITAL, LLC | $1.0M | 96,500 | 0.20% | 2q | HELD |
| Cambridge Investment Research Advisors, Inc. | $980.0K | 92,502 | 0.00% | 31q | +100.9%+$492.3K |
| GOLDMAN SACHS GROUP INC | $866.6K | 81,752 | 0.00% | 3q | HELD |
| Garner Asset Management Corp | $579.9K | 54,709 | 0.19% | 31q | -1.0%-$6.0K |
| Almitas Capital LLC | $576.6K | 54,393 | 0.14% | 3q | +9.3%+$48.9K |
| Calamos Advisors LLC | $530.1K | 50,010 | 0.00% | 5q | -35.1%-$286.4K |
| Capital Investment Advisors, LLC | $493.6K | 46,568 | 0.01% | 31q | -2.4%-$12.1K |
| UBS Group AG | $445.3K | 42,009 | 0.00% | 31q | -7.1%-$34.0K |
| Altman Advisors, Inc. | $442.3K | 52,675 | 0.16% | 12q | +4.3%+$18.3K |
| OPPENHEIMER & CO INC | $434.2K | 40,963 | 0.00% | 11q | +2.6%+$11.2K |
| SIMON QUICK ADVISORS, LLC | $414.4K | 39,094 | 0.02% | 2q | +1.9%+$7.8K |
| Cetera Investment Advisers | $413.5K | 39,007 | 0.00% | 5q | +50.9%+$139.5K |
| Hennion & Walsh Asset Management, Inc. | $361.7K | 34,126 | 0.01% | 11q | -36.3%-$206.6K |
| RAYMOND JAMES FINANCIAL INC | $339.7K | 32,050 | 0.00% | 7q | -1.8%-$6.1K |
| RWA WEALTH PARTNERS, LLC | $326.4K | 30,797 | 0.00% | 13q | -1.6%-$5.3K |
| Closed-End Fund Advisors, Inc. | $286.0K | 26,980 | 0.28% | 3q | +28.0%+$62.6K |
| SHUFRO ROSE & CO LLC | $272.4K | 25,700 | 0.02% | 31q | -3.0%-$8.5K |
| MAI Capital Management | $269.1K | 25,383 | 0.00% | 7q | HELD |
| WESCAP Management Group, Inc. | $257.6K | 24,303 | 0.05% | 28q | HELD |
| AEGON USA Investment Management, LLC | $255.7K | 24,120 | 0.18% | 5q | HELD |
| INTEGRATED CAPITAL MANAGEMENT, INC. | $241.8K | 22,810 | 0.17% | new | NEW |
| Fiduciary Alliance LLC | $229.4K | 21,645 | 0.02% | 5q | -30.6%-$101.2K |
| XTX Topco Ltd | $226.1K | 21,331 | 0.00% | 3q | +87.6%+$105.6K |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $212.0K | 20,001 | 0.00% | 30q | HELD |
| NOMURA HOLDINGS INC | $212.0K | 20,000 | 0.00% | 3q | +97.0%+$104.4K |
| CARDIFF PARK ADVISORS, LLC | $210.8K | 19,883 | 0.02% | 19q | HELD |
| Fortitude Advisory Group L.L.C. | $210.7K | 19,879 | 0.08% | 19q | HELD |
| ROYAL BANK OF CANADA | $201.0K | 18,963 | 0.00% | 31q | +32.6%+$49.4K |
| NATIONAL BANK OF CANADA /FI/ | $191.7K | 18,169 | 0.00% | 19q | +32.4%+$46.9K |
| Beacon Pointe Advisors, LLC | $183.7K | 17,329 | 0.00% | 4q | -13.1%-$27.6K |
| Private Advisor Group, LLC | $183.2K | 17,285 | 0.00% | 8q | HELD |
| Prospera Financial Services Inc | $174.4K | 16,450 | 0.00% | 23q | -11.3%-$22.3K |
| Concurrent Investment Advisors, LLC | $162.7K | 15,346 | 0.00% | 11q | HELD |
| Fund Advisors of America Inc/FL | $161.6K | 15,243 | 0.15% | 3q | HELD |
| Sigma Planning Corp | $153.1K | 14,441 | 0.00% | 10q | HELD |
| HighTower Advisors, LLC | $152.4K | 14,377 | 0.00% | 3q | -8.9%-$14.9K |
| NewEdge Advisors, LLC | $152.4K | 14,375 | 0.00% | 4q | -4.9%-$7.9K |
| Focus Partners Wealth | $150.9K | 14,235 | 0.00% | 7q | -4.1%-$6.5K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $145.3K | 13,668 | 0.00% | 12q | HELD |
| MML INVESTORS SERVICES, LLC | $142.1K | 13,407 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $135.4K | 12,771 | 0.00% | 2q | +7.4%+$9.4K |
| HRT FINANCIAL LP | $132.0K | 12,521 | 0.00% | new | NEW |
| Oxbow Advisors, LLC | $121.9K | 11,500 | 0.01% | 31q | HELD |
| Aviance Capital Partners, LLC | $115.9K | 10,937 | 0.01% | 31q | HELD |
| Pinnacle Financial Partners, Inc. | $113.4K | 10,702 | 0.00% | 3q | HELD |
| Sanctuary Advisors, LLC | $113.1K | 10,668 | 0.00% | 2q | +0.6% |
| MELFA WEALTH MANAGEMENT, INC. | $108.9K | 10,274 | 0.06% | 2q | HELD |
| Sandy Cove Advisors, LLC | $106.0K | 10,000 | 0.03% | 19q | -59.8%-$157.4K |
| MONTAG A & ASSOCIATES INC | $52.2K | 4,929 | 0.00% | 23q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $22.2K | 2,099 | 0.00% | 3q | HELD |
| Steward Partners Investment Advisory, LLC | $19.1K | 1,798 | 0.00% | 22q | +619.2%+$16.4K |
| Salomon & Ludwin, LLC | $16.9K | 1,600 | 0.00% | 10q | HELD |
| US BANCORP \DE\ | $15.9K | 1,500 | 0.00% | 31q | HELD |
| CoreCap Advisors, LLC | $14.8K | 1,400 | 0.00% | 2q | HELD |
| BARRETT & COMPANY, INC. | $13.8K | 1,300 | 0.00% | 16q | HELD |
| BNP PARIBAS FINANCIAL MARKETS | $12.6K | 1,186 | 0.00% | 4q | +2.2% |
| Farther Finance Advisors, LLC | $10.2K | 965 | 0.00% | 4q | +15.8%+$1.4K |
| LANARK FINANCIAL, INC. | $4.0K | 375 | 0.00% | 12q | -72.7%-$10.6K |
| Tower Research Capital LLC (TRC) | $2.5K | 236 | 0.00% | 8q | +1473.3%+$2.3K |
| HARBOUR INVESTMENTS, INC. | $2.5K | 232 | 0.00% | 21q | HELD |
| Rockefeller Capital Management L.P. | $2.4K | 225 | 0.00% | 4q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $2.1K | 200 | 0.00% | 4q | HELD |
| Larson Financial Group LLC | $995 | 94 | 0.00% | 19q | +2.2% |
| ASSETMARK, INC | $678 | 64 | 0.00% | new | NEW |
| JFS WEALTH ADVISORS, LLC | $636 | 60 | 0.00% | new | NEW |
| WHITTIER TRUST CO OF NEVADA INC | $127 | 12 | 0.00% | 2q | HELD |
| Allied Private Wealth LLC | $106 | 10 | 0.00% | new | FIRST |
| HUNTINGTON NATIONAL BANK | $11 | 1 | 0.00% | 15q | HELD |
| JPMORGAN CHASE & CO | $5 | none filed | 0.00% | new | NEW |
Tender offers and delisting
Schedules TO, 13E-3 and 14D-9 and Form 25 filed in the last 180 days. Price a share is read from the filing itself where it states one plainly; a marker means we found no figure we could stand behind, and the reason is on it.
| Filed | What | Filed by | Price a share | Source |
|---|---|---|---|---|
| 2026-06-01 | Issuer tender, amended | itself | - | filing |
| 2026-05-26 | Issuer tender, amended | itself | - | filing |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 24 | $11.7M | 1,124,996 | 2 | 5 | 6 | 0.0% |
| Q2 2026 | 100 | $125.4M | 11,840,516 | 10 | 34 | 26 | 0.0% |
| Q1 2026 | 98 | $119.5M | 11,336,378 | 13 | 28 | 30 | 0.0% |
| Q4 2025 | 97 | $123.3M | 11,080,231 | 10 | 29 | 30 | 0.0% |
| Q3 2025 | 98 | $105.4M | 9,216,843 | 15 | 32 | 17 | 0.0% |
| Q2 2025 | 89 | $95.9M | 7,920,676 | 11 | 23 | 29 | 0.0% |
| Q1 2025 | 89 | $89.6M | 7,330,119 | 5 | 25 | 26 | 0.0% |
| Q4 2024 | 95 | $90.4M | 7,069,649 | 7 | 23 | 22 | 0.0% |
| Q3 2024 | 90 | $83.7M | 6,565,463 | 13 | 25 | 18 | 0.0% |
| Q2 2024 | 82 | $83.9M | 6,416,600 | 4 | 25 | 17 | 0.0% |
| Q1 2024 | 87 | $106.5M | 8,173,780 | 14 | 18 | 21 | 0.0% |
| Q4 2023 | 87 | $99.9M | 7,887,897 | 11 | 20 | 21 | 0.0% |
| Q3 2023 | 88 | $89.6M | 7,399,201 | 10 | 22 | 23 | 0.0% |
| Q2 2023 | 83 | $88.0M | 7,488,364 | 3 | 18 | 22 | 0.0% |
| Q1 2023 | 92 | $87.6M | 7,733,326 | 12 | 23 | 20 | 0.0% |
| Q4 2022 | 93 | $83.6M | 7,637,526 | 17 | 23 | 28 | 0.0% |
| Q3 2022 | 82 | $93.1M | 8,377,650 | 11 | 15 | 22 | 0.0% |
| Q2 2022 | 78 | $105.2M | 8,578,667 | 7 | 26 | 17 | 0.0% |
| Q1 2022 | 80 | $166.3M | 12,403,779 | 10 | 23 | 16 | 0.0% |
| Q4 2021 | 85 | $190.2M | 12,890,230 | 10 | 18 | 20 | 0.0% |
| Q3 2021 | 71 | $182.1M | 12,460,456 | 6 | 18 | 26 | 0.0% |
| Q2 2021 | 89 | $234.8M | 16,600,717 | 11 | 21 | 27 | 0.0% |
| Q1 2021 | 93 | $231.9M | 16,813,720 | 13 | 25 | 25 | 0.0% |
| Q4 2020 | 93 | $220.4M | 17,305,221 | 12 | 14 | 33 | 0.0% |
| Q3 2020 | 86 | $183.9M | 15,793,147 | 5 | 23 | 29 | 0.0% |
| Q2 2020 | 86 | $174.2M | 15,380,294 | 11 | 22 | 27 | 0.0% |
| Q1 2020 | 90 | $145.8M | 14,707,941 | 13 | 25 | 26 | 0.0% |
| Q4 2019 | 102 | $187.2M | 13,810,495 | 15 | 29 | 27 | 0.0% |
| Q3 2019 | 97 | $130.1M | 9,984,953 | 11 | 26 | 23 | 0.0% |
| Q2 2019 | 96 | $128.0M | 9,782,886 | 7 | 28 | 29 | 0.0% |
| Q1 2019 | 96 | $120.2M | 9,220,895 | 13 | 31 | 25 | 0.0% |
| Q4 2018 | 93 | $112.0M | 8,922,416 | 0 | 3 | 4 | 0.0% |