DaveManuel.com · Institutional Ownership · Who Owns It
EATON VANCE FLOATING RATE IN (EFT)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
83
Reporting holders
$100.7M
Reported value
0.0%
Calls
0.0%
Puts
-5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | $11.9M | 1,103,458 | 0.00% | 7q | +52.4%+$4.1M |
| MORGAN STANLEY | $11.8M | 1,088,727 | 0.00% | 35q | +10.2%+$1.1M |
| BANK OF AMERICA CORP /DE/ | $9.8M | 911,066 | 0.00% | 31q | +8.5%+$771.5K |
| LOOMIS SAYLES & CO L P | $6.4M | 596,159 | 0.01% | 2q | +30.1%+$1.5M |
| Advisors Asset Management, Inc. | $6.0M | 551,971 | 0.09% | 17q | +0.7%+$42.4K |
| Invesco Ltd. | $5.6M | 520,407 | 0.00% | 31q | +2.3%+$128.5K |
| 1607 Capital Partners, LLC | $4.7M | 431,397 | 0.41% | 4q | -47.6%-$4.2M |
| GUGGENHEIM CAPITAL LLC | $4.4M | 404,405 | 0.03% | 31q | -7.0%-$329.8K |
| Hennion & Walsh Asset Management, Inc. | $3.2M | 300,586 | 0.09% | 14q | +16.4%+$458.0K |
| Thayer Partners, LLC / MA | $2.9M | 271,432 | 1.21% | 3q | +16.4%+$412.8K |
| WELLS FARGO & COMPANY/MN | $2.4M | 218,293 | 0.00% | 31q | +25.4%+$477.4K |
| WOLVERINE ASSET MANAGEMENT LLC | $2.4M | 218,069 | 0.02% | 6q | +2.0%+$45.4K |
| Baird Financial Group, Inc. | $2.3M | 210,222 | 0.00% | 3q | +59.4%+$846.0K |
| Ethos Financial Group, LLC | $2.1M | 194,431 | 0.14% | 6q | -1.8%-$37.7K |
| ICON ADVISERS INC/CO | $1.9M | 180,280 | 0.37% | 3q | +5.9%+$108.0K |
| COHEN & STEERS, INC. | $1.6M | 147,240 | 0.00% | 16q | HELD |
| LPL Financial LLC | $1.5M | 138,067 | 0.00% | 31q | +7.3%+$101.0K |
| OSAIC HOLDINGS, INC. | $1.4M | 132,168 | 0.00% | 26q | HELD |
| MAI Capital Management | $1.2M | 107,194 | 0.00% | 7q | -2.6%-$31.3K |
| Keating Financial Advisory Services, Inc. | $1.1M | 106,351 | 0.15% | 3q | -22.1%-$325.9K |
| ROYAL BANK OF CANADA | $1.0M | 95,926 | 0.00% | 31q | -6.8%-$75.3K |
| UBS Group AG | $1.0M | 94,820 | 0.00% | 31q | -12.1%-$140.7K |
| Logan Stone Capital, LLC | $935.4K | 86,613 | 0.20% | 4q | -60.1%-$1.4M |
| Cetera Investment Advisers | $853.7K | 79,049 | 0.00% | 10q | +15.9%+$116.9K |
| Balyasny Asset Management L.P. | $703.9K | 65,175 | 0.00% | 4q | -59.0%-$1.0M |
| Hilltop Partners LLC | $627.1K | 34,122 | 0.15% | 2q | +29.8%+$144.1K |
| Garner Asset Management Corp | $619.7K | 57,383 | 0.20% | 31q | +2.1%+$12.8K |
| AMERIPRISE FINANCIAL INC | $615.8K | 57,016 | 0.00% | 31q | -5.5%-$36.1K |
| NewEdge Advisors, LLC | $575.5K | 53,282 | 0.00% | 15q | -11.9%-$77.4K |
| Cambridge Investment Research Advisors, Inc. | $532.0K | 49,320 | 0.00% | 31q | +37.6%+$145.4K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $452.6K | 41,909 | 0.03% | 6q | -49.1%-$435.8K |
| Saba Capital Management, L.P. | $414.1K | 38,347 | 0.01% | new | NEW |
| Apollon Wealth Management, LLC | $409.4K | 37,909 | 0.00% | 19q | -13.5%-$64.1K |
| REGIONS FINANCIAL CORP | $381.5K | 35,322 | 0.00% | 27q | -0.8%-$3.2K |
| Janney Montgomery Scott LLC | $372.0K | 34,400 | 0.00% | 4q | -1.4%-$5.4K |
| Shaker Financial Services, LLC | $365.6K | 33,856 | 0.11% | 4q | -37.2%-$216.3K |
| Virtus Investment Advisers, LLC | $364.4K | 33,745 | 0.08% | 6q | -26.5%-$131.2K |
| CHOREO, LLC | $324.0K | 30,000 | 0.00% | 9q | -3.7%-$12.3K |
| Ballentine Partners, LLC | $300.7K | 27,846 | 0.00% | 16q | HELD |
| CITADEL ADVISORS LLC | $293.5K | 27,178 | 0.00% | 3q | +131.1%+$166.5K |
| Westchester Capital Management, LLC | $288.1K | 26,678 | 0.01% | 4q | HELD |
| BENJAMIN EDWARDS INC | $285.9K | 26,470 | 0.00% | 8q | HELD |
| MCCARTER PRIVATE WEALTH SERVICES LLC | $276.9K | 25,637 | 0.10% | new | NEW |
| Dynamic Advisor Solutions LLC | $232.4K | 21,520 | 0.01% | 17q | +12.2%+$25.3K |
| STIFEL FINANCIAL CORP | $229.6K | 21,261 | 0.00% | 31q | -7.4%-$18.4K |
| NOMURA HOLDINGS INC | $216.0K | 20,000 | 0.00% | 3q | +6.5%+$13.2K |
| MELFA WEALTH MANAGEMENT, INC. | $214.4K | 19,850 | 0.12% | 15q | -21.6%-$59.1K |
| Kestra Advisory Services, LLC | $210.8K | 19,515 | 0.00% | 2q | +44.9%+$65.3K |
| HBK Sorce Advisory LLC | $206.4K | 19,110 | 0.00% | 23q | HELD |
| RETIREMENT PLANNING GROUP, LLC / NY | $197.4K | 18,281 | 0.11% | 4q | -31.6%-$91.1K |
| Rockefeller Capital Management L.P. | $196.2K | 18,171 | 0.00% | 25q | HELD |
| AEGON USA Investment Management, LLC | $191.9K | 17,768 | 0.14% | 3q | HELD |
| STEPHENS INC /AR/ | $168.9K | 15,640 | 0.00% | 4q | HELD |
| READYSTATE ASSET MANAGEMENT LP | $148.5K | 13,748 | 0.01% | 7q | -61.4%-$236.3K |
| HighTower Advisors, LLC | $140.4K | 12,999 | 0.00% | 3q | -25.7%-$48.6K |
| Focus Partners Wealth | $133.8K | 12,388 | 0.00% | 7q | +1.9%+$2.5K |
| FIFTH THIRD BANCORP | $131.8K | 12,204 | 0.00% | 2q | +5.7%+$7.1K |
| OpenArc Corporate Advisory, LLC | $129.2K | 11,960 | 0.00% | 3q | HELD |
| JANE STREET GROUP, LLC | $118.6K | 10,978 | 0.00% | 5q | -23.2%-$35.9K |
| J.W. COLE ADVISORS, INC. | $117.1K | 10,843 | 0.00% | new | NEW |
| SHUFRO ROSE & CO LLC | $116.6K | 10,800 | 0.01% | 3q | HELD |
| XTX Topco Ltd | $111.9K | 10,362 | 0.00% | new | NEW |
| WESCAP Management Group, Inc. | $110.3K | 10,217 | 0.02% | 28q | HELD |
| Sigma Planning Corp | $108.9K | 10,087 | 0.00% | 4q | HELD |
| ORLEANS CAPITAL MANAGEMENT CORP/LA | $108.0K | 10,000 | 0.06% | 8q | HELD |
| JPMORGAN CHASE & CO | $101.0K | 9,423 | 0.00% | 3q | +27.5%+$21.8K |
| PNC Financial Services Group, Inc. | $81.6K | 7,551 | 0.00% | 31q | HELD |
| Arax Advisory Partners | $79.1K | 7,326 | 0.00% | new | NEW |
| PRIVATE TRUST CO NA | $51.8K | 4,800 | 0.00% | 17q | HELD |
| Parallel Advisors, LLC | $51.3K | 4,754 | 0.00% | 29q | HELD |
| Gould Capital, LLC | $41.4K | 3,832 | 0.02% | 8q | +34.3%+$10.6K |
| CoreCap Advisors, LLC | $28.1K | 2,600 | 0.00% | 8q | +100.0%+$14.0K |
| Allworth Financial LP | $10.8K | 1,000 | 0.00% | 21q | HELD |
| BNP PARIBAS FINANCIAL MARKETS | $9.8K | 906 | 0.00% | new | NEW |
| CALDWELL SUTTER CAPITAL, INC. | $8.1K | 750 | 0.00% | 15q | HELD |
| NATIONAL BANK OF CANADA /FI/ | $7.5K | 700 | 0.00% | new | NEW |
| ROTHSCHILD INVESTMENT LLC | $6.6K | 609 | 0.00% | 11q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $6.5K | 600 | 0.00% | 4q | HELD |
| BFC Planning, Inc. | $2.0K | 185 | 0.00% | 7q | HELD |
| HARBOUR INVESTMENTS, INC. | $1.5K | 140 | 0.00% | 3q | +2.9% |
| JFS WEALTH ADVISORS, LLC | $767 | 71 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $151 | 14 | 0.00% | 3q | +55.6% |
| HUNTINGTON NATIONAL BANK | $22 | 2 | 0.00% | 15q | HELD |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-21 | QUINTON KEITH | Other | Sold | 10,300 | $110.2K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 12 | $7.4M | 696,382 | 4 | 4 | 2 | 0.0% |
| Q2 2026 | 83 | $100.7M | 9,296,891 | 8 | 28 | 24 | 0.0% |
| Q1 2026 | 88 | $98.8M | 9,181,212 | 9 | 22 | 34 | 0.0% |
| Q4 2025 | 94 | $108.0M | 9,567,252 | 22 | 20 | 29 | 0.0% |
| Q3 2025 | 79 | $101.0M | 8,569,925 | 15 | 25 | 14 | 0.0% |
| Q2 2025 | 79 | $106.5M | 8,537,699 | 7 | 27 | 19 | 0.0% |
| Q1 2025 | 80 | $98.7M | 7,864,270 | 8 | 16 | 24 | 0.0% |
| Q4 2024 | 76 | $97.5M | 7,597,337 | 7 | 12 | 26 | 0.0% |
| Q3 2024 | 81 | $98.5M | 7,524,267 | 17 | 17 | 15 | 0.0% |
| Q2 2024 | 71 | $95.0M | 7,083,678 | 7 | 18 | 22 | 0.0% |
| Q1 2024 | 71 | $131.3M | 9,862,123 | 9 | 17 | 18 | 0.0% |
| Q4 2023 | 81 | $111.4M | 8,871,910 | 8 | 18 | 28 | 0.0% |
| Q3 2023 | 83 | $119.0M | 9,665,602 | 4 | 24 | 23 | 0.0% |
| Q2 2023 | 90 | $118.6M | 10,194,938 | 4 | 17 | 35 | 0.0% |
| Q1 2023 | 97 | $127.0M | 11,138,738 | 10 | 21 | 32 | 0.0% |
| Q4 2022 | 91 | $129.7M | 11,871,752 | 17 | 23 | 28 | 0.0% |
| Q3 2022 | 81 | $134.5M | 12,063,781 | 11 | 21 | 21 | 0.0% |
| Q2 2022 | 80 | $136.6M | 11,853,067 | 10 | 28 | 19 | 0.0% |
| Q1 2022 | 79 | $828.8M | 62,716,388 | 15 | 24 | 13 | 0.0% |
| Q4 2021 | 75 | $893.5M | 59,248,032 | 7 | 23 | 11 | 0.0% |
| Q3 2021 | 79 | $763.0M | 52,370,654 | 14 | 20 | 14 | 0.0% |
| Q2 2021 | 84 | $281.4M | 19,558,347 | 8 | 27 | 16 | 0.0% |
| Q1 2021 | 91 | $283.8M | 19,949,334 | 12 | 25 | 23 | 0.0% |
| Q4 2020 | 96 | $280.6M | 21,322,870 | 12 | 20 | 29 | 0.0% |
| Q3 2020 | 90 | $232.4M | 19,552,865 | 7 | 22 | 27 | 0.0% |
| Q2 2020 | 93 | $218.6M | 19,174,382 | 6 | 19 | 36 | 0.0% |
| Q1 2020 | 100 | $183.6M | 17,686,484 | 8 | 28 | 37 | 0.0% |
| Q4 2019 | 115 | $269.5M | 19,462,624 | 18 | 33 | 26 | 0.0% |
| Q3 2019 | 97 | $249.1M | 18,617,718 | 9 | 26 | 30 | 0.0% |
| Q2 2019 | 94 | $247.4M | 18,073,926 | 12 | 24 | 28 | 0.0% |
| Q1 2019 | 97 | $217.8M | 16,241,103 | 12 | 30 | 26 | 0.0% |
| Q4 2018 | 97 | $202.8M | 15,761,703 | 2 | 0 | 3 | 0.0% |