DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHANGE TRAD FD VI (FAAR)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
64
Reporting holders
$137.4M
Reported value
0.0%
Calls
0.0%
Puts
-13
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | $54.9M | 1,735,102 | 0.03% | 14q | +473.3%+$45.3M |
| MORGAN STANLEY | $16.6M | 524,216 | 0.00% | 22q | +85.2%+$7.6M |
| ASSETMARK, INC | $10.8M | 342,239 | 0.02% | 13q | +23.2%+$2.0M |
| LPL Financial LLC | $6.2M | 196,874 | 0.00% | 31q | -62.6%-$10.4M |
| Cetera Investment Advisers | $5.6M | 176,439 | 0.01% | 21q | -28.7%-$2.2M |
| RFG Advisory, LLC | $5.4M | 169,240 | 0.08% | 31q | +40.4%+$1.5M |
| Center For Asset Management LLC | $3.8M | 120,665 | 1.69% | 3q | +7.6%+$270.9K |
| OSAIC HOLDINGS, INC. | $3.4M | 108,427 | 0.00% | 26q | +16.8%+$494.3K |
| RAYMOND JAMES FINANCIAL INC | $2.9M | 90,438 | 0.00% | 7q | +15.5%+$382.7K |
| CAPTRUST FINANCIAL ADVISORS | $2.8M | 88,247 | 0.00% | 13q | HELD |
| Cambridge Investment Research Advisors, Inc. | $2.6M | 81,798 | 0.00% | 23q | +1.1%+$28.2K |
| Simplicity Wealth,LLC | $2.6M | 81,186 | 0.09% | 6q | +55.6%+$917.0K |
| ENVESTNET ASSET MANAGEMENT INC | $2.5M | 80,571 | 0.00% | 31q | -79.4%-$9.8M |
| CreativeOne Wealth, LLC | $1.7M | 54,372 | 0.04% | 11q | -2.3%-$41.1K |
| LexAurum Advisors, LLC | $1.7M | 52,640 | 0.19% | 2q | +16.4%+$235.1K |
| AE Wealth Management LLC | $1.5M | 48,560 | 0.01% | 26q | +6.2%+$89.5K |
| VIMA LLC | $1.0M | 32,974 | 1.02% | 5q | -4.2%-$45.2K |
| Pinnacle Family Advisors, LLC | $882.6K | 27,914 | 0.37% | 23q | -11.4%-$113.8K |
| GeoWealth Management, LLC | $739.3K | 23,382 | 0.02% | 13q | -20.0%-$184.9K |
| Advisors Preferred, LLC | $712.7K | 22,671 | 0.11% | 2q | +199.8%+$475.0K |
| STIFEL FINANCIAL CORP | $698.0K | 22,074 | 0.00% | 4q | +100.9%+$350.6K |
| World Investment Advisors | $585.6K | 17,354 | 0.01% | 8q | -16.9%-$119.0K |
| NewEdge Wealth, LLC | $566.7K | 17,922 | 0.01% | 14q | -1.4%-$8.0K |
| Balboa Wealth Partners | $562.6K | 17,793 | 0.08% | 5q | HELD |
| BlueChip Wealth Advisors LLC | $487.3K | 15,411 | 0.18% | 11q | -4.9%-$25.1K |
| LaSalle St. Investment Advisors, LLC | $482.6K | 15,264 | 0.06% | 7q | HELD |
| Integrated Wealth Concepts LLC | $451.2K | 14,269 | 0.00% | new | NEW |
| IAMS WEALTH MANAGEMENT, LLC | $426.7K | 13,492 | 0.13% | 15q | -4.8%-$21.6K |
| Gateway Wealth Partners, LLC | $413.9K | 13,090 | 0.02% | 15q | -82.7%-$2.0M |
| IFP Advisors, Inc | $387.5K | 12,256 | 0.01% | 36q | -58.8%-$552.6K |
| COMMONWEALTH EQUITY SERVICES, LLC | $358.7K | 11,345 | 0.00% | 22q | -32.3%-$171.0K |
| BENJAMIN EDWARDS INC | $319.1K | 10,091 | 0.00% | 26q | -89.5%-$2.7M |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $318.4K | 10,071 | 0.09% | 23q | -1.5%-$4.8K |
| Snowden Capital Advisors LLC | $299.0K | 9,456 | 0.01% | 30q | -15.7%-$55.5K |
| Coppell Advisory Solutions LLC | $269.4K | 297,893? | 0.02% | new | |
| Mutual Advisors, LLC | $266.9K | 8,441 | 0.01% | 27q | +1.3%+$3.4K |
| Richmond Investment Services, LLC | $266.6K | 8,432 | 0.08% | 7q | -53.7%-$309.3K |
| HBW ADVISORY SERVICES LLC | $255.6K | 8,083 | 0.02% | 3q | +0.7%+$1.7K |
| Signal Advisors Wealth, LLC | $231.1K | 7,310 | 0.01% | 8q | -20.4%-$59.1K |
| Triad Wealth Partners, LLC | $212.4K | 6,910 | 0.01% | 3q | +3.2%+$6.6K |
| MARIPAU WEALTH MANAGEMENT LLC | $212.3K | 6,713 | 0.08% | 7q | -15.6%-$39.1K |
| Apollon Wealth Management, LLC | $203.5K | 6,437 | 0.00% | 2q | -1.8%-$3.6K |
| Parallel Advisors, LLC | $199.2K | 6,300 | 0.00% | 3q | -11.8%-$26.5K |
| Rossby Financial, LCC | $159.0K | 5,029 | 0.03% | 6q | +0.8%+$1.3K |
| ROYAL BANK OF CANADA | $116.0K | 3,649 | 0.00% | 31q | +7.4%+$8.0K |
| Ascentis Independent Advisors | $112.4K | 3,555 | 0.30% | 2q | HELD |
| CoreCap Advisors, LLC | $108.1K | 3,419 | 0.00% | 6q | +18.2%+$16.7K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $94.7K | 3,018 | 0.01% | new | NEW |
| UBS Group AG | $87.0K | 2,750 | 0.00% | 2q | +45733.3%+$86.8K |
| Synergy Investment Management, LLC | $76.3K | 2,414 | 0.02% | 2q | HELD |
| HARBOUR INVESTMENTS, INC. | $73.7K | 2,329 | 0.00% | 21q | -60.2%-$111.3K |
| Global Retirement Partners, LLC | $25.4K | 803 | 0.00% | 16q | -91.3%-$266.8K |
| MCGUIRE CAPITAL ADVISORS INC | $12.7K | 402 | 0.01% | 3q | HELD |
| IFG Advisory, LLC | $11.6K | 366 | 0.00% | new | NEW |
| GILPIN WEALTH MANAGEMENT, LLC | $11.0K | 349 | 0.01% | 2q | HELD |
| Spire Wealth Management | $7.1K | 223 | 0.00% | 7q | -11.9% |
| HUNTINGTON NATIONAL BANK | $3.4K | 109 | 0.00% | new | NEW |
| MPWM ADVISORY SOLUTIONS, LLC | $2.7K | 84 | 0.00% | 2q | -26.3% |
| Medallion Wealth Advisors, LLC | $2.4K | 76 | 0.00% | 7q | +1.3% |
| Allworth Financial LP | $1.6K | 50 | 0.00% | 27q | HELD |
| Strive Financial Group ,LLC | $443 | 14 | 0.00% | new | NEW |
| DHJJ Financial Advisors, Ltd. | $317 | 10 | 0.00% | 12q | HELD |
| JPMORGAN CHASE & CO | $60 | 1 | 0.00% | 4q | HELD |
| WELLS FARGO & COMPANY/MN | $29 | 1 | 0.00% | 15q | HELD |
| Cullen/Frost Bankers, Inc. | $0 | none filed | 0.00% | 4q | -100.0% |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-07 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 36.1% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 16 | $35.9M | 1,113,307 | 3 | 8 | 2 | 0.0% |
| Q2 2026 | 64 | $137.4M | 4,345,120 | 5 | 21 | 27 | 0.0% |
| Q1 2026 | 77 | $121.9M | 3,613,038 | 15 | 27 | 27 | 0.0% |
| Q4 2025 | 68 | $99.0M | 3,651,599 | 10 | 37 | 9 | 0.0% |
| Q3 2025 | 65 | $81.6M | 2,677,859 | 7 | 23 | 24 | 0.0% |
| Q2 2025 | 64 | $76.4M | 2,755,240 | 7 | 27 | 22 | 0.0% |
| Q1 2025 | 69 | $76.7M | 2,668,544 | 10 | 25 | 27 | 0.0% |
| Q4 2024 | 70 | $67.2M | 2,400,202 | 7 | 29 | 23 | 0.0% |
| Q3 2024 | 72 | $89.3M | 3,207,020 | 5 | 30 | 31 | 0.0% |
| Q2 2024 | 77 | $97.3M | 3,425,780 | 6 | 23 | 39 | 0.0% |
| Q1 2024 | 82 | $115.9M | 4,026,888 | 4 | 31 | 38 | 0.0% |
| Q4 2023 | 87 | $121.6M | 4,439,973 | 7 | 37 | 32 | 0.0% |
| Q3 2023 | 84 | $133.8M | 4,660,645 | 6 | 29 | 37 | 0.0% |
| Q2 2023 | 84 | $142.9M | 4,972,625 | 8 | 45 | 26 | 2.0% |
| Q1 2023 | 90 | $148.7M | 5,007,593 | 18 | 29 | 33 | 0.0% |
| Q4 2022 | 76 | $161.2M | 5,396,999 | 9 | 28 | 29 | 0.0% |
| Q3 2022 | 76 | $2.1B | 69,138,402 | 8 | 28 | 29 | 0.0% |
| Q2 2022 | 77 | $2.7B | 80,725,680 | 17 | 22 | 29 | 0.0% |
| Q1 2022 | 66 | $2.6B | 77,029,640 | 14 | 24 | 22 | 0.0% |
| Q4 2021 | 58 | $1.1B | 38,746,981 | 6 | 30 | 16 | 0.0% |
| Q3 2021 | 53 | $1.3B | 43,014,183 | 4 | 22 | 19 | 0.0% |
| Q2 2021 | 59 | $1.3B | 43,730,637 | 10 | 37 | 8 | 0.0% |
| Q1 2021 | 51 | $465.0M | 16,109,771 | 13 | 20 | 12 | 0.0% |
| Q4 2020 | 40 | $435.9M | 15,981,343 | 9 | 19 | 6 | 0.0% |
| Q3 2020 | 32 | $1.7B | 64,378,330 | 5 | 17 | 5 | 0.0% |
| Q2 2020 | 29 | $368.5M | 14,087,466 | 6 | 13 | 6 | 0.0% |
| Q1 2020 | 30 | $353.8M | 13,971,989 | 8 | 11 | 4 | 0.0% |
| Q4 2019 | 26 | $346.5M | 13,381,137 | 4 | 8 | 9 | 0.0% |
| Q3 2019 | 32 | $383.9M | 14,658,882 | 5 | 9 | 10 | 0.0% |
| Q2 2019 | 26 | $681.3M | 25,575,879 | 3 | 8 | 8 | 0.0% |
| Q1 2019 | 26 | $240.8M | 9,017,630 | 8 | 12 | 3 | 0.0% |
| Q4 2018 | 23 | $9.9M | 375,145 | 0 | 2 | 0 | 0.0% |