DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRD ALPHDX FD (FEM)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
154
Reporting holders
$602.3M
Reported value
0.0%
Calls
0.0%
Puts
+13
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $96.1M | 3,004,146 | 0.01% | 35q | +11.5%+$9.9M |
| LPL Financial LLC | $72.3M | 2,261,075 | 0.02% | 31q | +27.5%+$15.6M |
| WELLS FARGO & COMPANY/MN | $47.1M | 1,471,272 | 0.01% | 31q | +9.2%+$4.0M |
| BANK OF AMERICA CORP /DE/ | $42.3M | 1,321,485 | 0.00% | 31q | +1.4%+$574.4K |
| ENVESTNET ASSET MANAGEMENT INC | $28.0M | 875,590 | 0.01% | 31q | +3.1%+$839.0K |
| ROYAL BANK OF CANADA | $25.8M | 805,899 | 0.00% | 31q | -3.3%-$871.1K |
| Cambridge Investment Research Advisors, Inc. | $23.2M | 725,394 | 0.03% | 31q | +63.5%+$9.0M |
| FIRST TRUST ADVISORS LP | $21.5M | 671,879 | 0.01% | 31q | -11.4%-$2.8M |
| UBS Group AG | $20.7M | 647,068 | 0.00% | 31q | -4.5%-$975.5K |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | $20.4M | 636,366 | 0.30% | 31q | +3.1%+$613.8K |
| RAYMOND JAMES FINANCIAL INC | $18.6M | 582,966 | 0.01% | 7q | +31.0%+$4.4M |
| TCP Asset Management, LLC | $14.6M | 455,273 | 1.65% | 2q | +3.4%+$473.1K |
| Sanctuary Advisors, LLC | $11.8M | 369,789 | 0.05% | 9q | -2.7%-$323.5K |
| Cetera Investment Advisers | $11.5M | 360,031 | 0.01% | 23q | -1.6%-$181.4K |
| ASSETMARK, INC | $11.4M | 356,467 | 0.02% | 13q | +11.0%+$1.1M |
| STATE OF WISCONSIN INVESTMENT BOARD | $10.0M | 313,808 | 0.02% | 6q | HELD |
| Bank of New York Mellon Corp | $7.1M | 223,082 | 0.00% | 18q | -2.2%-$158.5K |
| BENJAMIN EDWARDS INC | $4.7M | 148,318 | 0.04% | 26q | +5.1%+$229.1K |
| GREENUP STREET WEALTH MANAGEMENT LLC | $4.4M | 137,010 | 0.53% | 2q | HELD |
| HighTower Advisors, LLC | $4.3M | 134,457 | 0.00% | 31q | -10.9%-$527.6K |
| HARBOUR INVESTMENTS, INC. | $4.3M | 134,363 | 0.06% | 21q | +127.8%+$2.4M |
| Atria Investments, Inc | $4.0M | 124,183 | 0.04% | 10q | +4.8%+$182.7K |
| IFP Advisors, Inc | $3.8M | 117,309 | 0.07% | 39q | +8.4%+$292.2K |
| Kingsview Wealth Management, LLC | $3.5M | 110,800 | 0.04% | 25q | +19.5%+$578.1K |
| Private Advisor Group, LLC | $3.5M | 108,279 | 0.02% | 14q | -61.4%-$5.5M |
| Prospera Financial Services Inc | $3.4M | 105,075 | 0.05% | 9q | -3.7%-$128.3K |
| Janney Montgomery Scott LLC | $3.1M | 98,203 | 0.01% | 31q | +6.1%+$179.6K |
| ROMAN BUTLER FULLERTON & CO | $3.0M | 96,357 | 0.72% | new | NEW |
| Gateway Wealth Partners, LLC | $3.0M | 94,697 | 0.18% | 14q | -39.0%-$1.9M |
| OLD MISSION CAPITAL LLC | $2.8M | 89,046 | 0.05% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $2.6M | 82,374 | 0.00% | 2q | HELD |
| OSAIC HOLDINGS, INC. | $2.6M | 79,714 | 0.00% | 26q | +47.8%+$824.8K |
| Rathbones Group PLC | $2.4M | 74,500 | 0.01% | 31q | -37.5%-$1.4M |
| Midwest Financial Group LLC | $2.1M | 67,107 | 0.75% | 14q | HELD |
| Vise Technologies, Inc. | $2.0M | 63,994 | 0.02% | new | NEW |
| AE Wealth Management LLC | $2.0M | 62,816 | 0.01% | 27q | -7.5%-$163.7K |
| PARK AVENUE SECURITIES LLC | $2.0M | 61,209 | 0.01% | 5q | +6.1%+$112.8K |
| Integrated Wealth Concepts LLC | $1.9M | 58,953 | 0.01% | 21q | +141.8%+$1.1M |
| Orion Porfolio Solutions, LLC | $1.9M | 58,848 | 0.01% | 13q | -5.3%-$104.8K |
| Snowden Capital Advisors LLC | $1.9M | 58,319 | 0.04% | 34q | +54.0%+$653.8K |
| CITADEL ADVISORS LLC | $1.7M | 53,756 | 0.00% | 2q | -27.9%-$666.3K |
| OneAscent Financial Services LLC | $1.6M | 49,437 | 0.08% | 7q | +3.2%+$49.7K |
| STIFEL FINANCIAL CORP | $1.6M | 49,312 | 0.00% | 31q | -3.1%-$50.9K |
| PRINCIPAL SECURITIES, INC. | $1.6M | 48,483 | 0.02% | 11q | -30.4%-$676.2K |
| IMG Wealth Management, Inc. | $1.5M | 47,903 | 0.85% | 2q | +12.3%+$168.0K |
| Greenwich Wealth Management LLC | $1.5M | 47,620 | 0.06% | 2q | +2.3%+$34.4K |
| JONES FINANCIAL COMPANIES LLLP | $1.5M | 46,635 | 0.00% | 9q | +7.8%+$105.5K |
| VestGen Advisors, LLC | $1.5M | 45,545 | 0.04% | 3q | +5.4%+$74.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.4M | 44,448 | 0.00% | 31q | +6.2%+$83.3K |
| Quantinno Capital Management LP | $1.4M | 43,666 | 0.00% | 4q | +29.3%+$316.3K |
| Steward Partners Investment Advisory, LLC | $1.3M | 41,858 | 0.01% | 31q | HELD |
| JANE STREET GROUP, LLC | $1.3M | 41,772 | 0.00% | 2q | -95.4%-$27.5M |
| Kestra Advisory Services, LLC | $1.3M | 41,233 | 0.00% | 24q | +8.0%+$97.8K |
| D.A. DAVIDSON & CO. | $1.3M | 41,169 | 0.01% | 31q | +23.3%+$248.7K |
| Chicago Partners Investment Group LLC | $1.3M | 40,360 | 0.03% | 31q | HELD |
| NewEdge Wealth, LLC | $1.1M | 35,045 | 0.01% | 13q | +60.3%+$421.8K |
| IAMS WEALTH MANAGEMENT, LLC | $1.1M | 34,024 | 0.33% | 15q | HELD |
| TRUIST FINANCIAL CORP | $1.1M | 33,156 | 0.00% | 2q | +69.3%+$434.0K |
| MML INVESTORS SERVICES, LLC | $1.1M | 32,843 | 0.00% | 11q | +32.0%+$254.6K |
| Farther Finance Advisors, LLC | $1.0M | 32,404 | 0.01% | 15q | -1.5%-$15.4K |
| Aprio Wealth Management, LLC | $994.5K | 31,089 | 0.05% | 25q | HELD |
| Crusonia Wealth Advisors LLC | $954.8K | 29,848 | 0.16% | 3q | +6.4%+$57.4K |
| Equitable Holdings, Inc. | $922.9K | 28,850 | 0.01% | 4q | +87.9%+$431.6K |
| HBW ADVISORY SERVICES LLC | $761.9K | 23,817 | 0.07% | 4q | +1.8%+$13.5K |
| MGO ONE SEVEN LLC | $716.9K | 22,410 | 0.01% | 3q | -1.1%-$7.7K |
| Dynamic Advisor Solutions LLC | $715.9K | 22,379 | 0.02% | new | NEW |
| CENTAURUS FINANCIAL, INC. | $704.0K | 22,010 | 0.03% | 2q | +86.2%+$325.9K |
| Formidable Asset Management, LLC | $620.5K | 20,716 | 0.10% | 10q | +7.0%+$40.4K |
| NewEdge Advisors, LLC | $599.2K | 18,731 | 0.00% | 4q | +4381.1%+$585.8K |
| INDEPENDENT FINANCIAL GROUP, LLC | $596.6K | 18,650 | 0.01% | 12q | +47.6%+$192.5K |
| Envestnet Portfolio Solutions, Inc. | $571.1K | 17,854 | 0.00% | 12q | +7.5%+$39.7K |
| Focus Financial Network, Inc. | $531.0K | 16,599 | 0.02% | 2q | -32.2%-$251.8K |
| RFG Advisory, LLC | $529.7K | 16,560 | 0.01% | 13q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $505.9K | 15,815 | 0.00% | 2q | -49.4%-$494.8K |
| Van Diest Capital, LLC | $472.9K | 14,782 | 0.42% | 3q | +105.2%+$242.4K |
| Pine Valley Investments Ltd Liability Co | $470.0K | 14,692 | 0.02% | 14q | +1.5%+$7.1K |
| Trueblood Wealth Management, LLC | $460.9K | 14,409 | 0.16% | 11q | +0.6%+$2.6K |
| Higgins & Schmidt Wealth Strategies LLC | $459.9K | 14,376 | 0.19% | 11q | HELD |
| LaSalle St. Investment Advisors, LLC | $457.7K | 14,308 | 0.06% | 7q | +14.0%+$56.4K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $445.2K | 13,917 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $442.7K | 13,991 | 0.00% | 15q | +831.5%+$395.2K |
| OPPENHEIMER & CO INC | $436.7K | 13,651 | 0.00% | 2q | +1.1%+$4.7K |
| Arkadios Wealth Advisors | $433.4K | 13,547 | 0.01% | 3q | +32.0%+$105.1K |
| Pinnacle Family Advisors, LLC | $432.9K | 13,532 | 0.18% | 11q | +40.8%+$125.4K |
| Ashton Thomas Private Wealth, LLC | $373.9K | 11,688 | 0.01% | 2q | +108.9%+$194.9K |
| FIFTH THIRD BANCORP | $352.3K | 11,013 | 0.00% | 2q | -9.9%-$38.8K |
| CASCADE INVESTMENT GROUP, INC. | $345.4K | 10,797 | 0.19% | new | NEW |
| Rockefeller Capital Management L.P. | $332.1K | 10,382 | 0.00% | 4q | +0.5%+$1.7K |
| WEDBUSH SECURITIES INC | $324.0K | 10,129 | 0.01% | 2q | +3.1%+$9.7K |
| Mariner, LLC | $310.1K | 9,695 | 0.00% | 10q | HELD |
| Apollon Wealth Management, LLC | $304.5K | 9,518 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $303.3K | 9,482 | 0.00% | 17q | -2.0%-$6.3K |
| ABLE Financial Group, LLC | $303.2K | 9,479 | 0.05% | 13q | +12.4%+$33.4K |
| Richmond Investment Services, LLC | $300.8K | 9,402 | 0.10% | 7q | -51.9%-$324.9K |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $294.9K | 9,218 | 0.08% | 13q | -1.3%-$3.8K |
| MEITAV INVESTMENT HOUSE LTD | $284.5K | 8,893 | 0.00% | 6q | HELD |
| Belpointe Asset Management LLC | $281.0K | 8,785 | 0.01% | 2q | +1.3%+$3.7K |
| Fortis Capital Advisors, LLC | $281.0K | 8,785 | 0.03% | 2q | +1.3%+$3.7K |
| Element Wealth, LLC | $280.2K | 8,758 | 0.10% | 27q | -0.7%-$2.1K |
| Asset Allocation Strategies LLC | $276.5K | 8,644 | 0.04% | new | NEW |
Showing the largest 100 of 155 reported holders. The count of 154 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 52 | $90.7M | 2,806,432 | 7 | 18 | 14 | 0.0% |
| Q2 2026 | 154 | $602.3M | 18,830,493 | 26 | 67 | 31 | 0.0% |
| Q1 2026 | 141 | $548.7M | 18,311,892 | 31 | 57 | 21 | 0.0% |
| Q4 2025 | 116 | $369.2M | 13,493,756 | 9 | 40 | 40 | 0.0% |
| Q3 2025 | 108 | $372.7M | 13,832,204 | 15 | 42 | 31 | 0.0% |
| Q2 2025 | 103 | $342.6M | 13,952,027 | 10 | 36 | 37 | 0.0% |
| Q1 2025 | 100 | $297.1M | 13,001,205 | 7 | 39 | 37 | 0.0% |
| Q4 2024 | 112 | $307.4M | 13,946,883 | 10 | 47 | 33 | 0.0% |
| Q3 2024 | 113 | $349.8M | 14,721,236 | 7 | 56 | 32 | 0.0% |
| Q2 2024 | 118 | $335.4M | 14,014,727 | 14 | 48 | 35 | 0.0% |
| Q1 2024 | 112 | $435.1M | 19,022,787 | 13 | 39 | 37 | 0.0% |
| Q4 2023 | 116 | $347.8M | 15,715,752 | 10 | 37 | 49 | 0.0% |
| Q3 2023 | 112 | $299.2M | 14,337,521 | 9 | 42 | 38 | 0.0% |
| Q2 2023 | 106 | $332.5M | 15,617,425 | 14 | 46 | 28 | 0.4% |
| Q1 2023 | 99 | $291.7M | 13,747,604 | 11 | 33 | 33 | 0.0% |
| Q4 2022 | 100 | $258.0M | 12,250,692 | 14 | 36 | 32 | 0.0% |
| Q3 2022 | 89 | $913.6M | 49,347,919 | 5 | 38 | 29 | 0.0% |
| Q2 2022 | 99 | $1.1B | 51,797,417 | 13 | 30 | 41 | 0.0% |
| Q1 2022 | 104 | $2.5B | 98,953,804 | 6 | 33 | 40 | 0.0% |
| Q4 2021 | 109 | $2.9B | 109,867,100 | 8 | 34 | 46 | 0.0% |
| Q3 2021 | 107 | $1.7B | 64,665,822 | 5 | 26 | 58 | 0.0% |
| Q2 2021 | 120 | $1.4B | 51,330,450 | 11 | 48 | 40 | 0.0% |
| Q1 2021 | 116 | $920.3M | 34,861,444 | 20 | 48 | 32 | 0.0% |
| Q4 2020 | 107 | $1.3B | 51,022,127 | 15 | 34 | 36 | 0.0% |
| Q3 2020 | 101 | $2.7B | 126,595,651 | 7 | 33 | 39 | 0.0% |
| Q2 2020 | 100 | $1.1B | 50,268,827 | 12 | 26 | 48 | 0.0% |
| Q1 2020 | 101 | $1.3B | 71,200,025 | 8 | 38 | 39 | 0.0% |
| Q4 2019 | 126 | $1.7B | 62,350,885 | 22 | 37 | 37 | 0.0% |
| Q3 2019 | 103 | $1.7B | 73,568,064 | 10 | 29 | 47 | 0.0% |
| Q2 2019 | 108 | $2.1B | 82,139,206 | 15 | 53 | 27 | 0.0% |
| Q1 2019 | 109 | $1.4B | 54,019,294 | 21 | 43 | 27 | 0.0% |
| Q4 2018 | 97 | $1.1B | 49,418,073 | 2 | 1 | 4 | 0.0% |