DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRD ALPHDX FD (FEMS)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
67
Reporting holders
$155.0M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $21.3M | 466,103 | 0.00% | 35q | -6.7%-$1.5M |
| WELLS FARGO & COMPANY/MN | $20.2M | 443,087 | 0.00% | 31q | +13.1%+$2.3M |
| LPL Financial LLC | $12.4M | 272,507 | 0.00% | 31q | +12.3%+$1.4M |
| Beta Wealth Group, Inc. | $9.6M | 210,210 | 3.60% | 6q | +8.0%+$707.3K |
| RAYMOND JAMES FINANCIAL INC | $9.2M | 201,773 | 0.00% | 7q | -8.4%-$841.9K |
| Arax Advisory Partners | $6.7M | 146,406 | 0.04% | 7q | +8.4%+$515.5K |
| 626 Financial, LLC | $6.7M | 146,375 | 2.60% | 20q | +4.3%+$274.1K |
| Archer Investment Corp | $6.5M | 143,200 | 0.63% | 14q | +107.2%+$3.4M |
| Private Advisor Group, LLC | $5.5M | 119,795 | 0.03% | 15q | -1.1%-$58.8K |
| JONES FINANCIAL COMPANIES LLLP | $4.5M | 98,949 | 0.00% | 9q | +3.8%+$163.5K |
| VestGen Advisors, LLC | $3.5M | 76,378 | 0.10% | 6q | +4.4%+$145.9K |
| Cetera Investment Advisers | $3.4M | 74,935 | 0.00% | 12q | +1.0%+$34.7K |
| Baird Financial Group, Inc. | $3.1M | 68,862 | 0.00% | 14q | +68.4%+$1.3M |
| FLOW TRADERS U.S. LLC | $3.0M | 64,808 | 0.12% | 4q | -28.6%-$1.2M |
| Trivium Point Advisory, LLC | $2.8M | 61,685 | 0.26% | 8q | +259.2%+$2.0M |
| ROYAL BANK OF CANADA | $2.8M | 60,500 | 0.00% | 31q | +15.3%+$366.1K |
| HBW ADVISORY SERVICES LLC | $2.6M | 56,030 | 0.23% | 20q | +9.3%+$218.7K |
| Crusonia Wealth Advisors LLC | $2.5M | 54,287 | 0.41% | 3q | HELD |
| STIFEL FINANCIAL CORP | $2.4M | 51,866 | 0.00% | 16q | +3.1%+$71.7K |
| OLD MISSION CAPITAL LLC | $2.3M | 49,671 | 0.04% | 15q | +193.8%+$1.5M |
| UBS Group AG | $2.1M | 44,940 | 0.00% | 31q | -10.6%-$243.8K |
| Cornerstone Planning Group LLC | $2.0M | 44,430 | 0.25% | 14q | -7.3%-$157.7K |
| Quad-Cities Investment Group, LLC | $2.0M | 44,095 | 0.72% | 25q | -2.6%-$53.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.9M | 40,646 | 0.00% | 7q | -2.8%-$52.6K |
| OSAIC HOLDINGS, INC. | $1.6M | 35,890 | 0.00% | 26q | +16.4%+$230.9K |
| Cambridge Investment Research Advisors, Inc. | $1.4M | 29,709 | 0.00% | 31q | +1.5%+$20.1K |
| Steward Partners Investment Advisory, LLC | $1.3M | 29,367 | 0.01% | 27q | +133.8%+$767.5K |
| Farther Finance Advisors, LLC | $1.2M | 25,619 | 0.01% | 15q | +246.3%+$832.0K |
| LeClair Wealth Partners LLC | $835.4K | 18,295 | 0.43% | new | NEW |
| SFI Advisors, LLC | $734.4K | 16,084 | 0.63% | 19q | HELD |
| CAPTRUST FINANCIAL ADVISORS | $721.6K | 15,804 | 0.00% | 16q | +0.6%+$4.2K |
| CITADEL ADVISORS LLC | $661.1K | 14,478 | 0.00% | 4q | -39.6%-$433.0K |
| MML INVESTORS SERVICES, LLC | $654.8K | 14,340 | 0.00% | 31q | +7.0%+$42.6K |
| RVW Wealth, LLC | $621.8K | 13,618 | 0.04% | 26q | HELD |
| Migdal Insurance & Financial Holdings Ltd. | $591.6K | 13,000 | 0.00% | 2q | +100.0%+$295.8K |
| ENVESTNET ASSET MANAGEMENT INC | $543.0K | 11,892 | 0.00% | 14q | -17.8%-$117.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $531.1K | 11,630 | 0.00% | 18q | -1.0%-$5.3K |
| Western Wealth Management, LLC | $497.2K | 10,888 | 0.02% | 5q | -1.4%-$7.0K |
| NATIXIS ADVISORS, LLC | $493.0K | 10,810 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $467.7K | 10,242 | 0.00% | 14q | -63.9%-$828.8K |
| Janney Montgomery Scott LLC | $399.0K | 8,735 | 0.00% | 31q | -17.8%-$86.4K |
| SUMMIT WEALTH GROUP LLC / CO | $379.8K | 8,318 | 0.03% | 2q | +54.4%+$133.8K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $358.3K | 7,847 | 0.02% | 15q | -10.6%-$42.5K |
| Equitable Holdings, Inc. | $356.8K | 7,813 | 0.00% | 22q | +9.7%+$31.4K |
| JANE STREET GROUP, LLC | $270.2K | 5,918 | 0.00% | 11q | -44.8%-$219.4K |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC | $252.0K | 5,518 | 0.20% | 3q | +9.2%+$21.3K |
| Merit Financial Group, LLC | $226.8K | 4,966 | 0.00% | 5q | +2.9%+$6.5K |
| Pinnacle Bancorp, Inc. | $222.8K | 4,880 | 0.06% | 18q | HELD |
| Richmond Investment Services, LLC | $210.4K | 4,608 | 0.07% | 7q | -49.9%-$210.0K |
| Keystone Financial Group | $204.4K | 4,476 | 0.01% | new | NEW |
| PRIVATE TRUST CO NA | $94.8K | 2,077 | 0.01% | 16q | -60.9%-$148.0K |
| MCF Advisors LLC | $64.3K | 1,408 | 0.00% | new | NEW |
| Global Retirement Partners, LLC | $59.3K | 1,298 | 0.00% | 16q | -1.0% |
| Tidemark, LLC | $57.1K | 1,251 | 0.01% | new | NEW |
| Sankala Group LLC | $55.8K | 1,225 | 0.04% | 3q | -30.2%-$24.1K |
| Geneos Wealth Management Inc. | $48.7K | 1,066 | 0.00% | 6q | HELD |
| FIFTH THIRD BANCORP | $41.2K | 902 | 0.00% | 2q | HELD |
| BFC Planning, Inc. | $22.7K | 498 | 0.00% | new | NEW |
| Cassaday & Co Wealth Management LLC | $11.1K | 243 | 0.00% | 2q | HELD |
| IFP Advisors, Inc | $6.8K | 150 | 0.00% | 39q | HELD |
| Ashton Thomas Private Wealth, LLC | $6.2K | 135 | 0.00% | new | NEW |
| AE Wealth Management LLC | $4.7K | 104 | 0.00% | 3q | HELD |
| HARBOUR INVESTMENTS, INC. | $4.5K | 98 | 0.00% | 15q | +1.0% |
| Russell Investments Group, Ltd. | $3.2K | 70 | 0.00% | 8q | -92.5%-$39.4K |
| Davis Capital Management | $1.6K | 34 | 0.00% | 8q | HELD |
| Trust Co | $639 | 14 | 0.00% | 3q | HELD |
| Hilton Head Capital Partners, LLC | $274 | 6 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 18 | $11.6M | 260,620 | 2 | 2 | 7 | 0.0% |
| Q2 2026 | 67 | $155.0M | 3,396,862 | 7 | 27 | 21 | 0.0% |
| Q1 2026 | 68 | $151.8M | 3,328,922 | 6 | 28 | 22 | 0.0% |
| Q4 2025 | 70 | $138.9M | 3,294,192 | 5 | 21 | 27 | 0.0% |
| Q3 2025 | 63 | $170.8M | 3,870,897 | 2 | 20 | 24 | 0.0% |
| Q2 2025 | 62 | $164.5M | 4,049,245 | 3 | 22 | 28 | 0.0% |
| Q1 2025 | 67 | $175.8M | 4,733,914 | 6 | 23 | 22 | 0.0% |
| Q4 2024 | 69 | $180.7M | 4,791,828 | 7 | 20 | 23 | 0.0% |
| Q3 2024 | 73 | $213.8M | 5,220,383 | 6 | 28 | 22 | 0.0% |
| Q2 2024 | 75 | $209.7M | 5,180,549 | 9 | 25 | 28 | 0.0% |
| Q1 2024 | 73 | $278.4M | 7,182,462 | 9 | 26 | 25 | 0.0% |
| Q4 2023 | 77 | $252.3M | 6,562,941 | 8 | 25 | 31 | 0.0% |
| Q3 2023 | 71 | $233.1M | 6,061,723 | 7 | 28 | 18 | 0.0% |
| Q2 2023 | 69 | $226.9M | 6,240,741 | 6 | 34 | 18 | 0.0% |
| Q1 2023 | 73 | $200.7M | 5,393,126 | 24 | 26 | 12 | 0.0% |
| Q4 2022 | 55 | $105.8M | 2,718,430 | 10 | 20 | 13 | 0.0% |
| Q3 2022 | 46 | $59.0M | 1,849,948 | 4 | 16 | 14 | 0.0% |
| Q2 2022 | 47 | $62.2M | 1,790,646 | 6 | 11 | 20 | 0.0% |
| Q1 2022 | 53 | $150.4M | 3,702,090 | 10 | 15 | 17 | 0.0% |
| Q4 2021 | 55 | $151.5M | 3,765,814 | 6 | 16 | 19 | 0.0% |
| Q3 2021 | 51 | $157.1M | 3,714,203 | 9 | 18 | 13 | 0.0% |
| Q2 2021 | 53 | $99.2M | 2,134,666 | 10 | 17 | 14 | 0.0% |
| Q1 2021 | 48 | $81.8M | 1,894,673 | 7 | 16 | 15 | 0.0% |
| Q4 2020 | 43 | $92.9M | 2,259,648 | 7 | 9 | 15 | 0.0% |
| Q3 2020 | 41 | $74.7M | 2,225,558 | 3 | 8 | 19 | 0.0% |
| Q2 2020 | 42 | $83.3M | 2,510,847 | 7 | 9 | 19 | 0.0% |
| Q1 2020 | 43 | $836.5M | 46,187,018 | 10 | 14 | 13 | 0.0% |
| Q4 2019 | 45 | $78.0M | 1,980,121 | 4 | 18 | 12 | 0.0% |
| Q3 2019 | 50 | $74.6M | 2,189,006 | 6 | 17 | 18 | 0.0% |
| Q2 2019 | 50 | $74.3M | 2,119,498 | 7 | 16 | 17 | 0.0% |
| Q1 2019 | 47 | $82.6M | 2,324,971 | 6 | 11 | 16 | 0.0% |
| Q4 2018 | 47 | $91.5M | 2,843,031 | 1 | 0 | 3 | 0.0% |