DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRD ALPHDX FD (FEP)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
138
Reporting holders
$366.2M
Reported value
0.0%
Calls
0.0%
Puts
+6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | $65.4M | 1,145,812 | 0.04% | 3q | +6.1%+$3.8M |
| MORGAN STANLEY | $50.5M | 884,638 | 0.00% | 35q | -1.0%-$532.7K |
| LPL Financial LLC | $31.5M | 552,847 | 0.01% | 31q | +2.3%+$712.2K |
| ENVESTNET ASSET MANAGEMENT INC | $17.0M | 298,459 | 0.00% | 31q | +3.1%+$513.6K |
| UBS Group AG | $16.0M | 280,860 | 0.00% | 31q | +18.1%+$2.5M |
| WELLS FARGO & COMPANY/MN | $13.7M | 240,269 | 0.00% | 31q | HELD |
| Cetera Investment Advisers | $12.2M | 214,361 | 0.01% | 23q | +4.8%+$560.7K |
| BANK OF NOVA SCOTIA | $11.4M | 200,195 | 0.02% | new | NEW |
| &PARTNERS | $9.6M | 168,324 | 0.04% | 5q | +9.8%+$851.3K |
| Cambridge Investment Research Advisors, Inc. | $9.5M | 166,896 | 0.01% | 31q | +102.9%+$4.8M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $9.3M | 162,938 | 0.02% | 6q | -5.6%-$552.2K |
| Vontobel Holding Ltd. | $8.4M | 147,071 | 0.03% | 20q | HELD |
| ASSETMARK, INC | $7.6M | 133,149 | 0.01% | 13q | +8.1%+$571.8K |
| BANK OF AMERICA CORP /DE/ | $6.9M | 120,818 | 0.00% | 31q | HELD |
| Dunhill Financial, LLC | $6.7M | 117,399 | 1.37% | 13q | +30.1%+$1.6M |
| RAYMOND JAMES FINANCIAL INC | $6.5M | 113,773 | 0.00% | 7q | +4.1%+$253.1K |
| BENJAMIN EDWARDS INC | $5.4M | 94,097 | 0.05% | 26q | +1.9%+$100.5K |
| OSAIC HOLDINGS, INC. | $4.7M | 81,561 | 0.01% | 26q | +8.6%+$366.8K |
| Advisory Services Network, LLC | $4.3M | 74,732 | 0.05% | 2q | +4.7%+$192.3K |
| STIFEL FINANCIAL CORP | $3.4M | 60,199 | 0.00% | 31q | +0.8%+$27.5K |
| Janney Montgomery Scott LLC | $3.3M | 57,256 | 0.01% | 31q | -0.9%-$29.3K |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.8M | 48,550 | 0.00% | 31q | -1.4%-$39.9K |
| CITADEL ADVISORS LLC | $2.7M | 47,652 | 0.00% | 4q | +17.7%+$408.8K |
| MML INVESTORS SERVICES, LLC | $2.6M | 46,272 | 0.01% | 31q | +11.7%+$276.2K |
| Mainsail Financial Group, LLC | $2.6M | 45,609 | 0.88% | 15q | +7.9%+$189.5K |
| Steward Partners Investment Advisory, LLC | $2.6M | 45,112 | 0.01% | 29q | HELD |
| IFP Advisors, Inc | $2.4M | 41,236 | 0.04% | 39q | +3.4%+$78.0K |
| Prospera Financial Services Inc | $2.2M | 39,050 | 0.03% | 9q | -6.3%-$148.6K |
| HSBC HOLDINGS PLC | $2.0M | 35,500 | 0.00% | 2q | +51.1%+$684.6K |
| Gateway Wealth Partners, LLC | $1.8M | 31,497 | 0.11% | 14q | -36.0%-$1.0M |
| RPg Family Wealth Advisory, LLC | $1.7M | 29,087 | 0.15% | 9q | +97.0%+$817.1K |
| Bank of New York Mellon Corp | $1.6M | 28,081 | 0.00% | 21q | +2.0%+$31.7K |
| NWF Advisory Services Inc. | $1.6M | 27,310 | 0.15% | 6q | HELD |
| Orion Porfolio Solutions, LLC | $1.5M | 26,021 | 0.01% | 14q | -1.7%-$25.2K |
| BELLEVUE ASSET MANAGEMENT, LLC | $1.4M | 23,948 | 0.63% | 4q | HELD |
| AE Wealth Management LLC | $1.3M | 23,516 | 0.01% | 25q | -8.8%-$130.2K |
| Baird Financial Group, Inc. | $1.3M | 23,505 | 0.00% | 2q | +4.3%+$54.8K |
| Atria Investments, Inc | $1.3M | 23,211 | 0.01% | 9q | -0.5%-$6.9K |
| Snowden Capital Advisors LLC | $1.2M | 20,585 | 0.03% | 34q | +9.4%+$101.0K |
| SMITH, MOORE & CO. | $1.2M | 20,572 | 0.08% | 4q | +3.7%+$42.0K |
| Farther Finance Advisors, LLC | $1.1M | 20,022 | 0.01% | 15q | HELD |
| PARK AVENUE SECURITIES LLC | $1.1M | 18,803 | 0.01% | 13q | +1.7%+$17.5K |
| ROYAL BANK OF CANADA | $1.0M | 17,523 | 0.00% | 31q | -5.1%-$54.2K |
| OneAscent Financial Services LLC | $993.2K | 17,410 | 0.05% | 7q | -0.6%-$5.9K |
| Kestra Advisory Services, LLC | $973.5K | 17,063 | 0.00% | 24q | +34.0%+$247.1K |
| Risk Paradigm Group, LLC | $796.0K | 13,952 | 0.62% | 3q | -1.6%-$12.6K |
| ABLE Financial Group, LLC | $779.0K | 13,654 | 0.13% | 14q | HELD |
| NewEdge Wealth, LLC | $737.6K | 12,929 | 0.01% | 14q | -2.4%-$18.1K |
| Transamerica Financial Advisors, LLC | $688.4K | 12,067 | 0.06% | 3q | -6.7%-$49.7K |
| IAMS WEALTH MANAGEMENT, LLC | $683.9K | 11,988 | 0.21% | 15q | +1.4%+$9.1K |
| Sanctuary Advisors, LLC | $667.7K | 11,704 | 0.00% | 9q | +1.1%+$7.5K |
| HARBOUR INVESTMENTS, INC. | $661.9K | 11,601 | 0.01% | 21q | +24.7%+$131.0K |
| HFG Advisors, Inc. | $654.8K | 11,478 | 0.41% | 19q | HELD |
| HBW ADVISORY SERVICES LLC | $624.0K | 10,937 | 0.06% | 3q | +2.1%+$13.1K |
| 1776 Wealth LLC | $561.3K | 9,839 | 0.20% | 27q | HELD |
| LaSalle St. Investment Advisors, LLC | $559.8K | 9,812 | 0.07% | 7q | HELD |
| Quantinno Capital Management LP | $525.3K | 9,208 | 0.00% | new | NEW |
| D.A. DAVIDSON & CO. | $516.1K | 9,046 | 0.00% | 31q | -16.6%-$102.6K |
| JONES FINANCIAL COMPANIES LLLP | $479.1K | 8,489 | 0.00% | 7q | +26.7%+$100.9K |
| TCFG Investment Advisors, LLC | $475.1K | 8,328 | 0.16% | 2q | HELD |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $428.3K | 7,507 | 0.00% | 8q | HELD |
| OPPENHEIMER & CO INC | $417.7K | 7,322 | 0.00% | 3q | -27.0%-$154.7K |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | $410.8K | 7,200 | 0.01% | 9q | -3.5%-$14.8K |
| Rockefeller Capital Management L.P. | $406.3K | 7,121 | 0.00% | 4q | +65.5%+$160.7K |
| INDEPENDENT FINANCIAL GROUP, LLC | $380.1K | 6,663 | 0.01% | 9q | -15.7%-$70.9K |
| Richmond Investment Services, LLC | $377.1K | 6,609 | 0.12% | 7q | -55.7%-$473.4K |
| Dynamic Advisor Solutions LLC | $375.6K | 6,583 | 0.01% | new | NEW |
| Envestnet Portfolio Solutions, Inc. | $360.4K | 6,318 | 0.00% | 12q | +6.8%+$22.8K |
| MPWM ADVISORY SOLUTIONS, LLC | $357.9K | 6,273 | 0.16% | 5q | HELD |
| Pine Valley Investments Ltd Liability Co | $356.9K | 6,257 | 0.01% | 8q | +3.9%+$13.3K |
| RFG Advisory, LLC | $353.0K | 6,188 | 0.01% | 15q | -2.9%-$10.5K |
| RHODES INVESTMENT ADVISORS INC /ADV | $346.3K | 6,070 | 0.25% | 3q | +13.6%+$41.4K |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $343.5K | 6,021 | 0.10% | 11q | +0.9%+$3.1K |
| Kingsview Wealth Management, LLC | $333.9K | 5,852 | 0.00% | new | NEW |
| WEDBUSH SECURITIES INC | $328.0K | 5,741 | 0.01% | 5q | +5.5%+$17.2K |
| Mutual Advisors, LLC | $327.3K | 5,737 | 0.01% | 14q | +1.7%+$5.5K |
| HighTower Advisors, LLC | $308.8K | 5,413 | 0.00% | 6q | HELD |
| ProVise Management Group, LLC | $307.9K | 5,397 | 0.02% | 2q | +21.6%+$54.6K |
| Equitable Holdings, Inc. | $304.2K | 5,332 | 0.00% | 13q | -33.3%-$152.1K |
| BlueChip Wealth Advisors LLC | $289.9K | 5,082 | 0.11% | 5q | HELD |
| Pinnacle Family Advisors, LLC | $279.7K | 4,903 | 0.12% | 8q | -3.9%-$11.4K |
| Triad Wealth Partners, LLC | $270.8K | 4,580 | 0.02% | 3q | -54.9%-$330.2K |
| KINGSWOOD WEALTH ADVISORS, LLC | $247.1K | 4,332 | 0.01% | 3q | HELD |
| PFG Advisors | $246.7K | 4,325 | 0.01% | 19q | -8.4%-$22.8K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $245.7K | 4,307 | 0.00% | 31q | HELD |
| MGO ONE SEVEN LLC | $239.4K | 4,197 | 0.00% | 2q | HELD |
| Asset Allocation Strategies LLC | $236.8K | 4,150 | 0.04% | 2q | +12.4%+$26.1K |
| NOVEM GROUP | $231.1K | 4,052 | 0.02% | 2q | +2.7%+$6.0K |
| Parallel Advisors, LLC | $223.3K | 3,914 | 0.00% | 2q | +64.4%+$87.5K |
| Morey & Quinn Wealth Partners, LLC | $218.0K | 3,821 | 0.14% | 4q | HELD |
| Unique Wealth Strategies, LLC | $215.0K | 3,768 | 0.08% | 3q | -74.4%-$623.6K |
| Apollon Wealth Management, LLC | $212.2K | 3,719 | 0.00% | 5q | -2.2%-$4.8K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $205.2K | 3,597 | 0.00% | 12q | -58.3%-$286.4K |
| PRINCIPAL SECURITIES, INC. | $201.2K | 3,526 | 0.00% | new | NEW |
| Roxbury Financial LLC | $188.6K | 3,307 | 0.15% | 2q | +80.2%+$84.0K |
| TUCKER ASSET MANAGEMENT LLC | $184.3K | 3,231 | 0.05% | 23q | +16.3%+$25.8K |
| Topsail Wealth Management, LLC | $171.2K | 3,000 | 0.02% | 4q | HELD |
| Ashton Thomas Private Wealth, LLC | $125.7K | 2,204 | 0.00% | 2q | +0.7% |
| PRIVATE TRUST CO NA | $124.8K | 2,187 | 0.01% | 14q | +5.4%+$6.4K |
| IFG Advisory, LLC | $123.9K | 2,172 | 0.00% | new | NEW |
Showing the largest 100 of 139 reported holders. The count of 138 above leaves out 1 position whose reported value failed our price check; it is listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 43 | $41.3M | 734,313 | 3 | 12 | 19 | 0.0% |
| Q2 2026 | 138 | $366.2M | 6,418,600 | 20 | 55 | 31 | 0.0% |
| Q1 2026 | 132 | $339.5M | 6,215,081 | 22 | 42 | 42 | 0.0% |
| Q4 2025 | 122 | $281.1M | 5,221,739 | 13 | 37 | 41 | 0.0% |
| Q3 2025 | 110 | $224.2M | 4,384,314 | 12 | 36 | 36 | 0.0% |
| Q2 2025 | 105 | $193.5M | 4,048,657 | 13 | 44 | 27 | 0.0% |
| Q1 2025 | 98 | $149.2M | 3,654,802 | 11 | 22 | 40 | 0.0% |
| Q4 2024 | 105 | $113.2M | 3,160,096 | 11 | 35 | 30 | 0.0% |
| Q3 2024 | 98 | $129.0M | 3,312,559 | 7 | 36 | 35 | 0.0% |
| Q2 2024 | 97 | $125.1M | 3,398,218 | 10 | 30 | 35 | 0.0% |
| Q1 2024 | 101 | $182.0M | 4,842,387 | 6 | 32 | 40 | 0.0% |
| Q4 2023 | 99 | $171.1M | 4,712,928 | 10 | 28 | 38 | 0.0% |
| Q3 2023 | 96 | $143.4M | 4,347,391 | 8 | 36 | 30 | 0.0% |
| Q2 2023 | 96 | $162.7M | 4,659,978 | 12 | 36 | 30 | 0.9% |
| Q1 2023 | 99 | $169.5M | 4,871,168 | 20 | 22 | 41 | 0.0% |
| Q4 2022 | 90 | $178.8M | 5,536,567 | 15 | 17 | 44 | 0.0% |
| Q3 2022 | 80 | $808.1M | 30,589,269 | 1 | 26 | 40 | 0.0% |
| Q2 2022 | 97 | $1.4B | 43,631,977 | 7 | 27 | 50 | 0.0% |
| Q1 2022 | 110 | $3.0B | 77,793,735 | 17 | 37 | 43 | 0.0% |
| Q4 2021 | 105 | $2.4B | 55,339,549 | 11 | 41 | 25 | 0.0% |
| Q3 2021 | 101 | $1.6B | 38,229,631 | 11 | 60 | 16 | 0.0% |
| Q2 2021 | 101 | $1.4B | 32,604,202 | 14 | 38 | 31 | 0.0% |
| Q1 2021 | 97 | $1.3B | 31,353,902 | 15 | 33 | 29 | 0.0% |
| Q4 2020 | 90 | $1.2B | 31,739,513 | 12 | 21 | 30 | 0.0% |
| Q3 2020 | 76 | $2.6B | 78,905,843 | 6 | 19 | 34 | 0.0% |
| Q2 2020 | 79 | $633.6M | 20,812,559 | 10 | 20 | 31 | 0.0% |
| Q1 2020 | 84 | $1.2B | 48,110,388 | 4 | 34 | 33 | 0.0% |
| Q4 2019 | 107 | $1.8B | 46,817,636 | 13 | 23 | 46 | 0.0% |
| Q3 2019 | 91 | $3.1B | 89,355,628 | 6 | 20 | 46 | 0.0% |
| Q2 2019 | 99 | $3.2B | 91,751,137 | 13 | 28 | 38 | 0.0% |
| Q1 2019 | 98 | $2.1B | 61,071,646 | 18 | 26 | 35 | 0.0% |
| Q4 2018 | 95 | $1.6B | 50,951,831 | 2 | 1 | 5 | 0.0% |