DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRADED FD III (FMB)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
309
Reporting holders
$1.6B
Reported value
0.0%
Calls
0.0%
Puts
+10
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $179.6M | 3,496,125 | 0.01% | 35q | +4.7%+$8.0M |
| LPL Financial LLC | $124.5M | 2,423,152 | 0.03% | 31q | +4.1%+$4.9M |
| WELLS FARGO & COMPANY/MN | $109.3M | 2,127,424 | 0.02% | 31q | -12.4%-$15.5M |
| BANK OF AMERICA CORP /DE/ | $106.7M | 2,078,113 | 0.01% | 31q | +1.5%+$1.6M |
| UBS Group AG | $97.2M | 1,891,649 | 0.01% | 31q | -0.7%-$639.3K |
| RAYMOND JAMES FINANCIAL INC | $64.6M | 1,256,709 | 0.02% | 7q | +2.6%+$1.7M |
| OSAIC HOLDINGS, INC. | $46.8M | 911,907 | 0.06% | 26q | +16.0%+$6.5M |
| Avantax Planning Partners, Inc. | $43.0M | 837,252 | 1.07% | 26q | -0.7%-$290.5K |
| OneDigital Investment Advisors LLC | $40.2M | 782,447 | 0.34% | 31q | +5.1%+$2.0M |
| Cambridge Investment Research Advisors, Inc. | $34.0M | 662,862 | 0.04% | 21q | +120.6%+$18.6M |
| Janney Montgomery Scott LLC | $26.7M | 519,985 | 0.05% | 31q | +11.0%+$2.7M |
| NewEdge Advisors, LLC | $25.6M | 497,684 | 0.08% | 31q | +16.1%+$3.5M |
| ROYAL BANK OF CANADA | $22.8M | 443,110 | 0.00% | 31q | +6.4%+$1.4M |
| TRUIST FINANCIAL CORP | $22.0M | 428,848 | 0.03% | 27q | HELD |
| Cetera Investment Advisers | $20.4M | 396,678 | 0.02% | 31q | -5.1%-$1.1M |
| RMR Wealth Builders | $18.1M | 351,741 | 1.12% | 19q | +5.6%+$960.1K |
| COMMONWEALTH EQUITY SERVICES, LLC | $18.0M | 349,602 | 0.02% | 31q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $17.7M | 345,208 | 0.00% | 31q | +6.6%+$1.1M |
| Rockefeller Capital Management L.P. | $16.6M | 323,763 | 0.03% | 26q | +1.8%+$294.4K |
| STIFEL FINANCIAL CORP | $15.3M | 298,518 | 0.01% | 29q | HELD |
| True Blue Financial, LLC | $14.5M | 281,978 | 6.11% | 3q | +4.7%+$644.7K |
| JONES FINANCIAL COMPANIES LLLP | $14.1M | 273,980 | 0.01% | 9q | +22.4%+$2.6M |
| Composition Wealth, LLC | $12.9M | 251,295 | 0.15% | 19q | -1.0%-$136.2K |
| Wealthspire Advisors, LLC | $12.6M | 245,248 | 0.07% | new | NEW |
| Frisch Financial Group, Inc. | $11.7M | 228,347 | 2.01% | 31q | +3.7%+$421.6K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $10.8M | 209,609 | 0.01% | 31q | -6.2%-$716.2K |
| Thrivent Financial for Lutherans | $9.6M | 186,856 | 0.02% | 11q | +17.4%+$1.4M |
| MOTCO | $9.5M | 185,023 | 0.81% | 22q | HELD |
| Bank of New York Mellon Corp | $9.5M | 184,281 | 0.00% | 12q | -0.8%-$73.4K |
| HighTower Advisors, LLC | $9.2M | 179,008 | 0.01% | 31q | HELD |
| Vise Technologies, Inc. | $8.7M | 169,893 | 0.10% | new | NEW |
| Kestra Advisory Services, LLC | $8.4M | 164,013 | 0.03% | 24q | +7.9%+$618.9K |
| First Heartland Consultants, Inc. | $8.2M | 158,769 | 0.53% | 31q | +9.4%+$699.8K |
| ERn Financial, LLC | $7.8M | 152,769 | 1.30% | 31q | HELD |
| FOSTER & MOTLEY INC | $7.8M | 152,469 | 0.36% | 22q | +19.6%+$1.3M |
| BCGM Wealth Management, LLC | $7.6M | 147,834 | 1.61% | 23q | +7.1%+$504.1K |
| CITIGROUP INC | $7.6M | 147,830 | 0.00% | 30q | -2.6%-$201.3K |
| Focus Partners Advisor Solutions, LLC | $6.9M | 134,362 | 0.06% | 2q | -0.8%-$56.4K |
| Sequoia Financial Advisors, LLC | $6.9M | 134,195 | 0.03% | 19q | -4.9%-$355.7K |
| HighPoint Advisor Group LLC | $6.7M | 130,420 | 0.24% | 3q | -2.6%-$177.6K |
| JPMORGAN CHASE & CO | $6.5M | 127,378 | 0.00% | 13q | +35.0%+$1.7M |
| CWA Asset Management Group, LLC | $6.5M | 127,174 | 0.20% | 22q | HELD |
| Blackhawk Capital Partners, LLC | $6.0M | 115,918 | 1.95% | 14q | +1.6%+$91.7K |
| MML INVESTORS SERVICES, LLC | $5.8M | 113,429 | 0.01% | 31q | +22.3%+$1.1M |
| Arax Advisory Partners | $5.7M | 111,229 | 0.04% | 3q | +50.1%+$1.9M |
| Logan Stone Capital, LLC | $5.6M | 109,061 | 1.18% | 2q | +153.0%+$3.4M |
| Steward Partners Investment Advisory, LLC | $5.6M | 108,351 | 0.03% | 30q | HELD |
| Private Advisor Group, LLC | $5.4M | 105,378 | 0.02% | 31q | -2.8%-$156.7K |
| Sanctuary Advisors, LLC | $5.4M | 104,206 | 0.02% | 9q | +0.9%+$50.0K |
| MGO ONE SEVEN LLC | $5.1M | 100,177 | 0.08% | 15q | +3.6%+$176.5K |
| Brady Martz Wealth Solutions, LLC | $5.0M | 97,549 | 0.76% | 7q | -2.5%-$128.1K |
| Equitable Holdings, Inc. | $4.9M | 96,313 | 0.03% | 27q | +2.9%+$137.5K |
| Allworth Financial LP | $4.9M | 95,493 | 0.02% | 19q | +7.5%+$344.1K |
| Advance Capital Management, Inc. | $4.7M | 91,522 | 0.15% | 19q | +10.8%+$459.8K |
| COUNTRY TRUST BANK | $4.5M | 88,133 | 0.08% | 26q | +3.8%+$166.7K |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $4.5M | 87,089 | 1.26% | 23q | HELD |
| Magnus Financial Group LLC | $4.4M | 85,923 | 0.31% | 25q | +2.3%+$97.6K |
| Etesian Wealth Advisors, Inc. | $4.4M | 85,581 | 1.30% | 15q | -1.3%-$57.4K |
| Prestige Wealth Management Group LLC | $4.3M | 83,002 | 0.77% | 24q | -0.8%-$36.5K |
| FIFTH THIRD BANCORP | $4.1M | 80,705 | 0.01% | 9q | -7.2%-$319.5K |
| Uniting Wealth Partners, LLC | $4.0M | 77,578 | 0.81% | 2q | +3.9%+$149.5K |
| Investment Planning Advisors, Inc. | $4.0M | 77,540 | 0.92% | 9q | +1.0%+$38.3K |
| Landmark Wealth Management, LLC | $3.7M | 71,872 | 0.88% | 19q | +8.1%+$277.2K |
| Westside Investment Management, Inc. | $3.6M | 70,950 | 0.48% | 16q | -2.8%-$103.2K |
| EdgeRock Capital LLC | $3.5M | 68,971 | 0.80% | 11q | -9.7%-$379.7K |
| Mariner, LLC | $3.5M | 68,562 | 0.00% | 19q | +1.6%+$55.5K |
| Gateway Wealth Partners, LLC | $3.5M | 68,048 | 0.21% | 4q | -30.2%-$1.5M |
| Mutual Advisors, LLC | $3.5M | 67,769 | 0.07% | 30q | +2.1%+$70.6K |
| ABLE Financial Group, LLC | $3.3M | 64,829 | 0.56% | 13q | +26.3%+$694.3K |
| Seascape Capital Management | $3.3M | 64,250 | 0.79% | 27q | HELD |
| Waverly Advisors, LLC | $3.3M | 63,752 | 0.02% | 6q | HELD |
| ARKANSAS FINANCIAL GROUP, INC. | $3.3M | 63,304 | 0.42% | 17q | HELD |
| VAQUERO PRIVATE WEALTH, LTD | $3.2M | 62,463 | 0.66% | new | FIRST |
| Per Stirling Capital Management, LLC. | $3.1M | 60,230 | 0.29% | 15q | -11.2%-$390.7K |
| WealthCare Investment Partners, LLC | $3.0M | 59,000 | 0.74% | 19q | +1.0%+$29.0K |
| Elequin Capital, LP | $3.0M | 58,398 | 0.09% | new | NEW |
| Prospera Financial Services Inc | $2.9M | 57,368 | 0.04% | 28q | +2.4%+$68.5K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $2.9M | 57,269 | 0.00% | 12q | -13.6%-$462.1K |
| Hedeker Wealth, LLC | $2.9M | 56,785 | 0.56% | 20q | -9.4%-$301.0K |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV | $2.9M | 56,560 | 1.52% | 3q | HELD |
| LAKE STREET PRIVATE WEALTH, LLC | $2.9M | 56,500 | 0.33% | 28q | -32.3%-$1.4M |
| Clearwater Capital Advisors, LLC | $2.9M | 55,553 | 0.21% | 31q | +1.7%+$47.6K |
| ARWA LLC | $2.8M | 55,650 | 1.18% | 3q | +27.8%+$618.7K |
| D.A. DAVIDSON & CO. | $2.8M | 54,938 | 0.02% | 21q | +44.9%+$873.9K |
| INSPIRION WEALTH ADVISORS, LLC | $2.6M | 51,538 | 0.30% | 12q | -0.8%-$20.5K |
| SENTINEL PENSION ADVISORS, LLC | $2.6M | 51,218 | 0.34% | 21q | HELD |
| Pine Valley Investments Ltd Liability Co | $2.5M | 48,915 | 0.10% | 14q | -5.3%-$141.1K |
| Integrated Wealth Concepts LLC | $2.4M | 46,527 | 0.02% | 21q | +124.7%+$1.3M |
| Baird Financial Group, Inc. | $2.3M | 44,983 | 0.00% | 31q | -8.3%-$208.0K |
| CITADEL ADVISORS LLC | $2.3M | 44,542 | 0.00% | 5q | -27.4%-$861.8K |
| PRINCIPAL SECURITIES, INC. | $2.3M | 44,033 | 0.03% | 11q | +15.8%+$307.8K |
| Golden State Wealth Management, LLC | $2.2M | 43,391 | 0.20% | 14q | -3.4%-$78.8K |
| Heck Capital Advisors, LLC | $2.2M | 42,983 | 0.13% | 15q | +0.8%+$16.4K |
| HARBOUR INVESTMENTS, INC. | $2.2M | 42,917 | 0.03% | 21q | -7.2%-$170.5K |
| ELEVATION POINT WEALTH PARTNERS, LLC | $2.2M | 42,479 | 0.04% | 4q | +12.2%+$237.7K |
| Vestmark Advisory Solutions, Inc. | $2.2M | 42,479 | 0.02% | 4q | +12.2%+$237.7K |
| Midwest Financial Group LLC | $2.2M | 42,306 | 0.76% | new | NEW |
| RFG Advisory, LLC | $2.1M | 41,784 | 0.03% | 19q | +31.4%+$513.0K |
| Envestnet Portfolio Solutions, Inc. | $2.1M | 41,658 | 0.01% | 12q | +19.2%+$344.4K |
| Keystone Financial Group | $2.1M | 40,306 | 0.12% | 8q | +12.4%+$228.5K |
Showing the largest 100 of 309 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 108 | $163.3M | 3,409,344 | 8 | 42 | 37 | 0.0% |
| Q2 2026 | 309 | $1.6B | 30,919,192 | 28 | 116 | 79 | 0.0% |
| Q1 2026 | 299 | $1.5B | 30,091,804 | 17 | 132 | 82 | 0.0% |
| Q4 2025 | 309 | $1.5B | 29,380,229 | 33 | 103 | 116 | 0.0% |
| Q3 2025 | 284 | $1.4B | 28,451,429 | 19 | 100 | 115 | 0.0% |
| Q2 2025 | 300 | $1.5B | 29,867,516 | 24 | 92 | 130 | 0.0% |
| Q1 2025 | 307 | $1.6B | 30,869,671 | 21 | 106 | 117 | 0.0% |
| Q4 2024 | 313 | $1.5B | 29,784,809 | 26 | 116 | 106 | 0.0% |
| Q3 2024 | 303 | $1.6B | 30,304,372 | 26 | 108 | 107 | 0.0% |
| Q2 2024 | 300 | $1.5B | 30,079,113 | 25 | 102 | 117 | 0.0% |
| Q1 2024 | 299 | $1.8B | 35,629,044 | 22 | 115 | 107 | 0.0% |
| Q4 2023 | 299 | $1.6B | 31,440,279 | 31 | 91 | 129 | 0.0% |
| Q3 2023 | 274 | $1.4B | 27,855,009 | 21 | 88 | 118 | 0.0% |
| Q2 2023 | 277 | $1.4B | 27,156,701 | 25 | 96 | 104 | 0.0% |
| Q1 2023 | 275 | $1.4B | 27,461,146 | 19 | 122 | 90 | 0.0% |
| Q4 2022 | 276 | $1.4B | 27,356,122 | 19 | 88 | 127 | 0.0% |
| Q3 2022 | 281 | $25.3B | 519,274,196 | 19 | 92 | 117 | 0.0% |
| Q2 2022 | 286 | $33.0B | 651,602,163 | 24 | 81 | 155 | 0.0% |
| Q1 2022 | 291 | $42.3B | 796,591,610 | 22 | 116 | 103 | 0.0% |
| Q4 2021 | 293 | $38.8B | 681,820,571 | 24 | 112 | 65 | 0.0% |
| Q3 2021 | 248 | $19.9B | 351,021,571 | 18 | 137 | 52 | 0.0% |
| Q2 2021 | 253 | $15.6B | 274,338,360 | 32 | 122 | 54 | 0.0% |
| Q1 2021 | 230 | $19.1B | 337,940,727 | 17 | 122 | 49 | 0.0% |
| Q4 2020 | 234 | $18.5B | 326,567,124 | 24 | 115 | 42 | 0.0% |
| Q3 2020 | 203 | $15.0B | 269,229,292 | 17 | 102 | 39 | 0.0% |
| Q2 2020 | 197 | $13.8B | 251,191,173 | 20 | 92 | 47 | 0.0% |
| Q1 2020 | 189 | $8.9B | 164,679,613 | 25 | 94 | 44 | 0.0% |
| Q4 2019 | 181 | $6.6B | 119,385,969 | 28 | 84 | 19 | 0.0% |
| Q3 2019 | 134 | $6.3B | 113,063,048 | 15 | 79 | 17 | 0.0% |
| Q2 2019 | 123 | $5.3B | 96,213,174 | 19 | 77 | 14 | 0.0% |
| Q1 2019 | 110 | $4.2B | 77,471,563 | 20 | 50 | 21 | 0.0% |
| Q4 2018 | 94 | $3.9B | 74,989,805 | 4 | 4 | 3 | 0.0% |