DaveManuel.com · Institutional Ownership · Who Owns It
INVESTMENT MANAGERS SER TR I (FPAG)
Institutional ownership reported to the SEC as of Q2 2026, across 19 quarters.
50
Reporting holders
$466.3M
Reported value
0.0%
Calls
0.0%
Puts
+4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| OXFORD FINANCIAL GROUP, LTD. LLC | $156.4M | 3,897,208 | 7.93% | 2q | +52.9%+$54.1M |
| Mesirow Financial Investment Management, Inc. | $86.1M | 2,143,769 | 1.35% | 9q | -50.9%-$89.1M |
| Verum Partners LLC | $31.3M | 780,750 | 4.69% | 9q | +11.8%+$3.3M |
| Bank of New York Mellon Corp | $27.2M | 677,553 | 0.00% | 3q | +24.6%+$5.4M |
| LPL Financial LLC | $21.1M | 524,541 | 0.00% | 3q | +1791.1%+$19.9M |
| NavPoint Financial, Inc. | $20.2M | 504,375 | 7.50% | 9q | +25.2%+$4.1M |
| Goldstone Financial Group, LLC | $19.8M | 493,466 | 1.81% | 2q | +121.6%+$10.9M |
| RAYMOND JAMES FINANCIAL INC | $13.2M | 328,935 | 0.00% | 7q | +5.5%+$685.7K |
| ECLECTIC ASSOCIATES INC /ADV | $12.6M | 313,286 | 1.43% | 8q | +13.4%+$1.5M |
| Allegheny Financial Group | $11.7M | 292,639 | 1.25% | 3q | +101.1%+$5.9M |
| New England Private Wealth Advisors LLC | $11.6M | 289,678 | 1.12% | 8q | +11.3%+$1.2M |
| WELLS FARGO & COMPANY/MN | $7.2M | 180,432 | 0.00% | 7q | -10.9%-$881.7K |
| First Pacific Advisors, LP | $5.8M | 145,470 | 0.07% | new | NEW |
| Argent Trust Co | $4.5M | 113,248 | 0.13% | 9q | +12.0%+$485.7K |
| Cambridge Investment Research Advisors, Inc. | $4.5M | 112,340 | 0.01% | 5q | +117.9%+$2.4M |
| DEMMING FINANCIAL SERVICES CORP /ADV | $4.2M | 105,577 | 2.69% | 3q | +1.7%+$70.7K |
| Private Advisor Group, LLC | $3.4M | 84,628 | 0.02% | 9q | +8.6%+$270.0K |
| Onyx Bridge Wealth Group LLC | $2.9M | 72,512 | 0.26% | 3q | HELD |
| Stratos Wealth Partners, LTD. | $2.4M | 58,845 | 0.02% | 7q | +15.8%+$322.4K |
| FIG FINANCIAL ADVISORY SERVICES INC /ADV | $2.1M | 52,452 | 1.23% | new | NEW |
| &PARTNERS | $2.1M | 51,971 | 0.01% | 4q | +38.0%+$574.4K |
| SHP Wealth Management | $2.1M | 51,512 | 0.14% | 2q | +105.9%+$1.1M |
| Compass Ion Advisors, LLC | $2.0M | 49,347 | 0.17% | 8q | -17.3%-$413.3K |
| Tanglewood Wealth Management, Inc. | $1.6M | 40,809 | 0.14% | 9q | -13.5%-$255.7K |
| Good Harbor Advisors, Inc. | $1.4M | 35,697 | 1.40% | 2q | +217.8%+$982.2K |
| FLOW TRADERS U.S. LLC | $975.0K | 24,292 | 0.04% | new | NEW |
| CERTIOR FINANCIAL GROUP, LLC | $939.9K | 23,413 | 0.51% | 5q | +0.7%+$6.6K |
| Mills Wealth Advisors LLC | $846.4K | 21,084 | 0.27% | 8q | -15.0%-$149.2K |
| Equitable Holdings, Inc. | $611.0K | 15,219 | 0.00% | 3q | +10.5%+$58.2K |
| DAVENPORT & Co LLC | $561.0K | 13,974 | 0.00% | 2q | +38.4%+$155.8K |
| DKM Wealth Management, Inc. | $433.3K | 10,794 | 0.28% | 3q | +13.0%+$49.8K |
| Lakeside Advisors, INC. | $425.5K | 10,600 | 0.27% | 9q | HELD |
| US BANCORP \DE\ | $417.5K | 10,400 | 0.00% | 9q | HELD |
| Guardian Asset Advisors, LLC | $414.5K | 10,326 | 0.19% | new | NEW |
| Cresset Asset Management, LLC | $396.8K | 9,885 | 0.00% | 6q | +59.1%+$147.3K |
| Janney Montgomery Scott LLC | $319.0K | 7,938 | 0.00% | new | NEW |
| Joel Isaacson & Co., LLC | $315.3K | 7,855 | 0.01% | 9q | HELD |
| HighTower Advisors, LLC | $304.9K | 7,595 | 0.00% | 2q | +31.1%+$72.3K |
| Retirement Planning Group, LLC | $291.2K | 7,254 | 0.01% | 2q | -5.0%-$15.4K |
| OSAIC HOLDINGS, INC. | $287.3K | 7,157 | 0.00% | 8q | +5.6%+$15.2K |
| STIFEL FINANCIAL CORP | $285.7K | 7,117 | 0.00% | new | NEW |
| MCDONALD PARTNERS LLC | $260.9K | 6,500 | 0.06% | 5q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $241.9K | 6,026 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $112.0K | 2,791 | 0.00% | 2q | HELD |
| Mowery & Schoenfeld Wealth Management, LLC | $80.4K | 2,004 | 0.11% | 3q | +300.8%+$60.4K |
| PRIVATE TRUST CO NA | $80.3K | 2,000 | 0.01% | 7q | HELD |
| HAZLETT, BURT & WATSON, INC. | $49.0K | 1,214 | 0.01% | 6q | HELD |
| HARBOR INVESTMENT ADVISORY, LLC | $24.7K | 615 | 0.00% | 6q | HELD |
| ROYAL BANK OF CANADA | $8.0K | 187 | 0.00% | new | NEW |
| Spire Wealth Management | $1.8K | 44 | 0.00% | 2q | +46.7% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 18 | $94.5M | 2,311,947 | 0 | 10 | 3 | 0.0% |
| Q2 2026 | 50 | $466.3M | 11,617,324 | 8 | 27 | 6 | 0.0% |
| Q1 2026 | 46 | $406.7M | 11,209,672 | 13 | 23 | 5 | 0.0% |
| Q4 2025 | 34 | $230.1M | 6,195,334 | 7 | 15 | 3 | 0.0% |
| Q3 2025 | 28 | $198.8M | 5,547,130 | 2 | 15 | 2 | 0.0% |
| Q2 2025 | 27 | $179.2M | 5,271,086 | 4 | 7 | 10 | 0.0% |
| Q1 2025 | 23 | $174.0M | 5,794,133 | 5 | 9 | 6 | 0.0% |
| Q4 2024 | 21 | $147.1M | 4,856,614 | 4 | 10 | 3 | 0.0% |
| Q3 2024 | 18 | $134.2M | 4,340,236 | 7 | 8 | 1 | 0.0% |
| Q2 2024 | 13 | $113.6M | 3,838,668 | 13 | 0 | 0 | 0.0% |
| Q1 2024 | 10 | $79.3M | 2,745,808 | 2 | 7 | 1 | 0.0% |
| Q4 2023 | 9 | $42.5M | 1,599,926 | 4 | 2 | 1 | 0.0% |
| Q3 2023 | 6 | $5.0M | 208,654 | 1 | 2 | 1 | 0.0% |
| Q2 2023 | 6 | $5.4M | 218,729 | 1 | 3 | 1 | 0.0% |
| Q1 2023 | 9 | $5.3M | 232,653 | 5 | 1 | 2 | 0.0% |
| Q4 2022 | 4 | $3.2M | 155,366 | 0 | 1 | 2 | 0.0% |
| Q3 2022 | 3 | $1.4M | 73,395 | 1 | 1 | 1 | 0.0% |
| Q2 2022 | 2 | $1.4M | 68,665 | 1 | 0 | 0 | 0.0% |
| Q1 2022 | 2 | $1.7M | 68,099 | 2 | 0 | 0 | 0.0% |