DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHANGE-TRADED ALP (FYC)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
178
Reporting holders
$990.6M
Reported value
0.0%
Calls
0.0%
Puts
+20
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $191.5M | 1,503,733 | 0.04% | 31q | +10.5%+$18.3M |
| RAYMOND JAMES FINANCIAL INC | $82.8M | 649,982 | 0.02% | 7q | +19.3%+$13.4M |
| MORGAN STANLEY | $77.2M | 606,270 | 0.00% | 35q | +53.7%+$27.0M |
| WELLS FARGO & COMPANY/MN | $60.1M | 472,349 | 0.01% | 31q | +6.5%+$3.7M |
| Cetera Investment Advisers | $39.9M | 313,216 | 0.04% | 10q | +8.1%+$3.0M |
| BANK OF AMERICA CORP /DE/ | $31.7M | 248,567 | 0.00% | 31q | +1.8%+$547.7K |
| NEW WAVE WEALTH ADVISORS LLC | $26.1M | 204,780 | 3.55% | 8q | +101.8%+$13.2M |
| STIFEL FINANCIAL CORP | $25.0M | 196,711 | 0.02% | 31q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $24.6M | 193,051 | 0.01% | 24q | +4.1%+$971.1K |
| Cambridge Investment Research Advisors, Inc. | $24.3M | 190,923 | 0.03% | 31q | +109.1%+$12.7M |
| ROYAL BANK OF CANADA | $22.4M | 175,628 | 0.00% | 31q | +2.6%+$571.5K |
| ECLECTIC ASSOCIATES INC /ADV | $20.2M | 158,288 | 2.29% | 8q | -0.6%-$121.6K |
| OSAIC HOLDINGS, INC. | $19.9M | 156,279 | 0.02% | 26q | +52.5%+$6.9M |
| UBS Group AG | $19.7M | 154,862 | 0.00% | 31q | -11.3%-$2.5M |
| Baird Financial Group, Inc. | $15.8M | 124,071 | 0.02% | 11q | +70.2%+$6.5M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $14.4M | 112,865 | 0.01% | 8q | +85.4%+$6.6M |
| MML INVESTORS SERVICES, LLC | $12.8M | 100,218 | 0.03% | 31q | +14.2%+$1.6M |
| PNC Financial Services Group, Inc. | $12.7M | 99,874 | 0.01% | 31q | +8.0%+$937.1K |
| Integrity Advisory Solutions, LLC | $12.7M | 99,486 | 1.30% | 2q | +1.8%+$226.5K |
| Concurrent Investment Advisors, LLC | $12.6M | 99,023 | 0.11% | 11q | -1.4%-$172.7K |
| IFP Advisors, Inc | $11.6M | 90,820 | 0.21% | 39q | +4.6%+$506.0K |
| Bedel Financial Consulting, Inc. | $9.9M | 78,032 | 0.93% | 17q | +1.1%+$109.4K |
| Richmond Investment Services, LLC | $9.8M | 77,150 | 3.11% | 7q | -47.5%-$8.9M |
| ELEVATION POINT WEALTH PARTNERS, LLC | $9.6M | 75,497 | 0.18% | new | NEW |
| Vestmark Advisory Solutions, Inc. | $9.6M | 75,240 | 0.09% | new | NEW |
| Warner Group LLC | $8.1M | 63,773 | 2.00% | 4q | +234.4%+$5.7M |
| JONES FINANCIAL COMPANIES LLLP | $8.0M | 64,324 | 0.00% | 9q | +25.7%+$1.6M |
| Janney Montgomery Scott LLC | $7.5M | 59,018 | 0.01% | 31q | +11.2%+$755.5K |
| Equitable Holdings, Inc. | $7.0M | 54,971 | 0.04% | 18q | -4.4%-$323.6K |
| COMMONWEALTH EQUITY SERVICES, LLC | $6.8M | 53,629 | 0.01% | 31q | +16.3%+$959.5K |
| Steward Partners Investment Advisory, LLC | $6.2M | 48,899 | 0.03% | 31q | +31.0%+$1.5M |
| Financial Management, Inc. | $6.2M | 48,568 | 5.07% | 3q | +1.1%+$65.7K |
| Kingsview Wealth Management, LLC | $5.9M | 46,302 | 0.07% | 25q | +6.5%+$360.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $5.8M | 45,364 | 0.00% | 2q | +65.2%+$2.3M |
| Integrated Wealth Concepts LLC | $5.8M | 45,218 | 0.04% | 4q | -8.7%-$546.4K |
| GREENUP STREET WEALTH MANAGEMENT LLC | $5.3M | 41,634 | 0.65% | 3q | +2.7%+$141.2K |
| Redhawk Wealth Advisors, Inc. | $5.1M | 39,716 | 0.50% | new | NEW |
| &PARTNERS | $4.8M | 37,935 | 0.02% | 3q | +5.7%+$260.3K |
| Paller Financial Services Inc | $3.9M | 30,264 | 2.88% | 3q | -4.8%-$194.7K |
| CITADEL ADVISORS LLC | $3.5M | 27,644 | 0.00% | 2q | +117.5%+$1.9M |
| CARY STREET PARTNERS FINANCIAL LLC | $3.5M | 27,275 | 0.08% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $3.3M | 26,063 | 0.04% | 21q | +1.4%+$46.0K |
| ROMAN BUTLER FULLERTON & CO | $3.1M | 25,428 | 0.73% | new | NEW |
| HFG Advisors, Inc. | $3.0M | 23,784 | 1.89% | 19q | +2.8%+$83.5K |
| Proactive Wealth Strategies LLC | $2.9M | 23,024 | 0.47% | 5q | +5.6%+$154.7K |
| StoryOne LLC | $2.9M | 22,632 | 1.36% | 3q | HELD |
| US BANCORP \DE\ | $2.8M | 22,007 | 0.00% | 15q | +38.2%+$776.8K |
| Kestra Advisory Services, LLC | $2.7M | 21,469 | 0.01% | 24q | +6.6%+$170.4K |
| Geneos Wealth Management Inc. | $2.6M | 20,033 | 0.05% | 42q | -2.5%-$65.7K |
| Certified Advisory Corp | $2.5M | 19,569 | 0.20% | 5q | HELD |
| TRUIST FINANCIAL CORP | $2.5M | 19,329 | 0.00% | 9q | +12.4%+$271.2K |
| OneAscent Financial Services LLC | $2.4M | 18,932 | 0.12% | new | NEW |
| Ameritas Investment Partners, Inc. | $2.3M | 18,216 | 0.06% | 6q | -2.1%-$50.8K |
| Quantum Portfolio Management LLC | $2.1M | 16,142 | 0.74% | 6q | +23.0%+$384.2K |
| Empirical Asset Management, LLC | $2.0M | 15,714 | 0.45% | 4q | +2.9%+$55.8K |
| MTM Investment Management, LLC | $2.0M | 15,403 | 0.56% | 23q | -2.2%-$44.6K |
| VISTA INVESTMENT PARTNERS II, LLC | $2.0M | 15,375 | 0.77% | 6q | +237.8%+$1.4M |
| Summit Financial, LLC | $1.9M | 14,892 | 0.02% | 2q | +18.5%+$295.7K |
| Betterment LLC | $1.8M | 14,109 | 0.00% | 2q | +71.5%+$749.3K |
| MONECO ADVISORS, LLC | $1.7M | 13,382 | 0.10% | 26q | HELD |
| Ashton Thomas Private Wealth, LLC | $1.6M | 12,441 | 0.03% | 7q | +62.4%+$608.8K |
| Gladstone Institutional Advisory LLC | $1.5M | 12,021 | 0.05% | 2q | +3.1%+$45.3K |
| Brookwood Investment Group LLC | $1.5M | 11,617 | 0.17% | 3q | -16.4%-$289.2K |
| MONEYWISE, INC. | $1.5M | 11,484 | 0.55% | 26q | -4.2%-$64.4K |
| NICOLET BANKSHARES INC | $1.4M | 11,335 | 0.04% | new | NEW |
| D.A. DAVIDSON & CO. | $1.4M | 10,735 | 0.01% | 2q | HELD |
| Nova Wealth Management, Inc. | $1.3M | 10,513 | 0.74% | 4q | -10.1%-$150.4K |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | $1.3M | 10,356 | 0.41% | 3q | +124.4%+$731.2K |
| OPPENHEIMER & CO INC | $1.3M | 10,193 | 0.01% | 5q | -1.8%-$23.7K |
| Gateway Wealth Partners, LLC | $1.3M | 9,918 | 0.08% | 9q | -44.8%-$1.0M |
| Western Wealth Management, LLC | $1.3M | 9,864 | 0.04% | 8q | -14.2%-$207.3K |
| Private Advisory Group LLC | $1.3M | 9,846 | 0.07% | new | NEW |
| Index Technologies Group LLC | $1.2M | 9,791 | 1.00% | 3q | +22.9%+$232.1K |
| FOUNDERS FINANCIAL SECURITIES LLC | $1.2M | 9,641 | 0.06% | 3q | -1.6%-$19.6K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.2M | 9,934 | 0.00% | 4q | +2.7%+$31.7K |
| Private Advisor Group, LLC | $1.2M | 9,103 | 0.01% | 5q | -66.4%-$2.3M |
| WILLNER & HELLER, LLC | $1.2M | 9,093 | 0.73% | 13q | -1.3%-$15.8K |
| RHODES INVESTMENT ADVISORS INC /ADV | $1.1M | 9,000 | 0.84% | 3q | +63.8%+$446.3K |
| Strategic Equity Management | $1.1M | 8,939 | 0.38% | 9q | -1.0%-$11.2K |
| Sylvest Advisors, LLC | $1.1M | 8,260 | 0.47% | 7q | -2.9%-$31.8K |
| PFG Advisors | $977.1K | 7,673 | 0.05% | 4q | +129.5%+$551.4K |
| Wedmont Private Capital | $928.6K | 7,624 | 0.03% | 6q | HELD |
| Stratos Wealth Partners, LTD. | $922.4K | 7,243 | 0.01% | 7q | +6.9%+$59.5K |
| Dunhill Financial, LLC | $898.5K | 7,056 | 0.18% | 13q | HELD |
| Stratos Wealth Advisors, LLC | $888.9K | 6,980 | 0.05% | 2q | +3.2%+$27.3K |
| TruNorth Capital Management, LLC | $855.7K | 6,720 | 0.14% | new | NEW |
| WORLD EQUITY GROUP, INC. | $810.9K | 6,368 | 0.18% | 6q | +6.6%+$50.3K |
| Stonebridge Financial Group, LLC / MO | $765.6K | 6,012 | 0.51% | 2q | +56.6%+$276.6K |
| FIFTH THIRD BANCORP | $738.1K | 5,796 | 0.00% | 2q | -5.7%-$44.7K |
| Wealthcare Advisory Partners LLC | $728.4K | 5,720 | 0.01% | new | NEW |
| BENJAMIN EDWARDS INC | $649.4K | 5,063 | 0.01% | 8q | -3.3%-$21.9K |
| Belpointe Asset Management LLC | $607.9K | 4,774 | 0.02% | 10q | +16.7%+$87.0K |
| Prospera Financial Services Inc | $605.5K | 4,755 | 0.01% | 11q | -1.3%-$7.8K |
| Independent Wealth Network Inc. | $603.0K | 4,735 | 0.15% | 20q | -3.3%-$20.5K |
| STEPHENS INC /AR/ | $572.6K | 4,497 | 0.01% | 4q | +14.0%+$70.2K |
| LexAurum Advisors, LLC | $522.3K | 4,102 | 0.06% | 2q | +2.9%+$14.6K |
| OneDigital Investment Advisors LLC | $473.6K | 3,720 | 0.00% | 7q | -0.8%-$3.9K |
| JANE STREET GROUP, LLC | $466.1K | 3,660 | 0.00% | 7q | -44.6%-$375.0K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $455.2K | 3,575 | 0.01% | 8q | HELD |
| LYELL WEALTH MANAGEMENT, LP | $445.2K | 3,496 | 0.03% | new | NEW |
Showing the largest 100 of 178 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 45 | $107.0M | 929,115 | 5 | 14 | 15 | 0.0% |
| Q2 2026 | 178 | $990.6M | 7,783,532 | 33 | 67 | 43 | 0.0% |
| Q1 2026 | 158 | $641.8M | 6,595,240 | 32 | 67 | 25 | 0.0% |
| Q4 2025 | 142 | $534.7M | 5,537,855 | 24 | 59 | 28 | 0.0% |
| Q3 2025 | 118 | $426.2M | 4,712,387 | 22 | 44 | 24 | 0.0% |
| Q2 2025 | 107 | $342.5M | 4,280,092 | 10 | 33 | 43 | 0.5% |
| Q1 2025 | 107 | $278.8M | 4,051,286 | 13 | 40 | 34 | 0.0% |
| Q4 2024 | 110 | $340.7M | 4,399,985 | 23 | 44 | 20 | 0.0% |
| Q3 2024 | 87 | $220.9M | 2,970,066 | 13 | 30 | 20 | 0.0% |
| Q2 2024 | 78 | $168.3M | 2,554,436 | 9 | 21 | 22 | 0.0% |
| Q1 2024 | 76 | $188.1M | 2,862,821 | 10 | 24 | 27 | 0.0% |
| Q4 2023 | 76 | $158.8M | 2,523,259 | 8 | 21 | 27 | 0.0% |
| Q3 2023 | 67 | $152.5M | 2,706,045 | 6 | 22 | 21 | 0.0% |
| Q2 2023 | 66 | $134.0M | 2,251,447 | 3 | 13 | 30 | 0.0% |
| Q1 2023 | 72 | $126.2M | 2,198,309 | 8 | 21 | 28 | 0.0% |
| Q4 2022 | 71 | $114.1M | 2,069,564 | 9 | 22 | 23 | 0.0% |
| Q3 2022 | 71 | $794.9M | 14,750,564 | 8 | 21 | 26 | 0.0% |
| Q2 2022 | 70 | $907.2M | 16,752,478 | 4 | 23 | 28 | 0.0% |
| Q1 2022 | 80 | $2.8B | 40,827,870 | 10 | 19 | 36 | 0.0% |
| Q4 2021 | 93 | $8.9B | 119,827,842 | 13 | 26 | 28 | 0.0% |
| Q3 2021 | 78 | $7.7B | 107,847,525 | 4 | 24 | 32 | 0.0% |
| Q2 2021 | 83 | $7.9B | 107,462,022 | 9 | 31 | 26 | 0.0% |
| Q1 2021 | 89 | $7.5B | 107,640,909 | 26 | 35 | 14 | 0.0% |
| Q4 2020 | 67 | $279.4M | 4,530,155 | 9 | 24 | 18 | 0.0% |
| Q3 2020 | 57 | $196.9M | 4,172,224 | 6 | 16 | 18 | 0.0% |
| Q2 2020 | 57 | $172.0M | 4,060,770 | 10 | 15 | 19 | 0.0% |
| Q1 2020 | 58 | $141.9M | 4,355,745 | 12 | 6 | 30 | 0.0% |
| Q4 2019 | 67 | $903.3M | 19,353,790 | 6 | 13 | 32 | 0.0% |
| Q3 2019 | 63 | $266.4M | 6,070,742 | 5 | 18 | 28 | 0.0% |
| Q2 2019 | 61 | $304.3M | 6,536,951 | 5 | 25 | 22 | 0.0% |
| Q1 2019 | 66 | $303.6M | 6,567,244 | 5 | 20 | 28 | 0.0% |
| Q4 2018 | 69 | $388.7M | 9,688,096 | 1 | 1 | 4 | 0.0% |