DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHNG TRADED FD VI (GAUG)
Institutional ownership reported to the SEC as of Q2 2026, across 13 quarters.
103
Reporting holders
$174.0M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Arax Advisory Partners | $63.2M | 1,526,954 | 0.42% | 2q | +93.3%+$30.5M |
| COMMONWEALTH EQUITY SERVICES, LLC | $11.6M | 279,530 | 0.01% | 12q | -3.2%-$383.5K |
| RAYMOND JAMES FINANCIAL INC | $10.5M | 253,335 | 0.00% | 7q | -12.6%-$1.5M |
| Kestra Advisory Services, LLC | $7.5M | 181,305 | 0.02% | 12q | -23.2%-$2.3M |
| MILESTONE ASSET MANAGEMENT, LLC | $6.2M | 149,372 | 0.97% | 10q | +3.5%+$209.7K |
| OSAIC HOLDINGS, INC. | $5.0M | 119,908 | 0.01% | 12q | -2.8%-$142.6K |
| Americana Partners, LLC | $3.9M | 93,760 | 0.09% | 12q | -40.5%-$2.6M |
| Schulz Wealth, LTD. | $3.2M | 76,101 | 1.63% | 10q | HELD |
| Cetera Investment Advisers | $3.1M | 75,168 | 0.00% | 12q | -4.4%-$143.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.8M | 67,608 | 0.00% | 4q | +109.3%+$1.5M |
| CITY HOLDING CO | $2.3M | 55,600 | 0.26% | 12q | -16.5%-$455.5K |
| LPL Financial LLC | $2.3M | 54,972 | 0.00% | 10q | -51.0%-$2.4M |
| Sage Capital Advisors,llc | $2.3M | 54,533 | 0.47% | 4q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $2.1M | 51,556 | 0.00% | 12q | -11.7%-$282.1K |
| Tanglewood Legacy Advisors, LLC | $2.0M | 48,766 | 0.65% | 12q | -9.8%-$220.4K |
| INDEPENDENT FINANCIAL GROUP, LLC | $1.9M | 47,072 | 0.04% | 12q | -0.9%-$17.1K |
| FOUNDERS FINANCIAL SECURITIES LLC | $1.9M | 44,760 | 0.09% | new | NEW |
| ROYAL BANK OF CANADA | $1.8M | 44,435 | 0.00% | 8q | -7.5%-$148.2K |
| Brookstone Capital Management | $1.8M | 43,958 | 0.02% | 8q | HELD |
| Chris Bulman Inc | $1.8M | 43,286 | 0.65% | 9q | HELD |
| Horizon Investments, LLC | $1.8M | 42,313 | 0.02% | 8q | -47.0%-$1.6M |
| WealthPlan Investment Management, LLC | $1.6M | 38,015 | 0.08% | 5q | -7.0%-$117.9K |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | $1.5M | 35,170 | 0.07% | 4q | HELD |
| OLD MISSION CAPITAL LLC | $1.3M | 30,932 | 0.02% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $1.2M | 29,818 | 0.00% | 12q | -2.0%-$25.2K |
| MAI Capital Management | $1.2M | 29,110 | 0.00% | 8q | -63.4%-$2.1M |
| Concurrent Investment Advisors, LLC | $1.2M | 28,785 | 0.01% | 8q | -0.8%-$9.4K |
| Janney Montgomery Scott LLC | $1.1M | 26,024 | 0.00% | new | NEW |
| CreativeOne Wealth, LLC | $921.3K | 22,243 | 0.02% | 8q | HELD |
| Kovack Advisors, Inc. | $919.6K | 22,202 | 0.04% | 3q | -5.1%-$49.0K |
| CITADEL ADVISORS LLC | $882.7K | 21,310 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $866.2K | 20,988 | 0.00% | 3q | +132.6%+$493.8K |
| CENTAURUS FINANCIAL, INC. | $856.0K | 20,671 | 0.03% | 12q | -2.6%-$23.2K |
| Sanctuary Advisors, LLC | $852.0K | 20,570 | 0.00% | 9q | -25.8%-$297.0K |
| Mutual Advisors, LLC | $849.5K | 20,509 | 0.02% | 12q | -2.8%-$24.9K |
| TRUIST FINANCIAL CORP | $805.4K | 19,445 | 0.00% | 8q | -25.5%-$276.3K |
| LVZ, Inc. | $743.9K | 17,960 | 0.08% | 6q | HELD |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | $741.2K | 17,885 | 0.00% | 8q | HELD |
| UPTICK PARTNERS, LLC | $733.4K | 17,707 | 0.11% | 11q | -5.2%-$40.1K |
| Kestra Investment Management, LLC | $728.9K | 17,597 | 0.01% | 4q | HELD |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $725.6K | 17,517 | 0.20% | 8q | HELD |
| Wood Tarver Financial Group, LLC | $694.0K | 16,764 | 0.16% | 7q | -0.8%-$5.5K |
| BFC Planning, Inc. | $658.5K | 15,897 | 0.03% | 7q | HELD |
| WealthPLAN Partners, LLC | $585.4K | 14,134 | 0.11% | 5q | -13.3%-$90.0K |
| HARBOUR INVESTMENTS, INC. | $569.7K | 13,755 | 0.01% | 12q | -18.2%-$126.9K |
| Savvy Advisors, Inc. | $555.7K | 13,417 | 0.01% | 3q | HELD |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $525.8K | 12,695 | 0.01% | 4q | HELD |
| Beacon Pointe Advisors, LLC | $509.7K | 12,306 | 0.00% | 2q | -2.3%-$11.8K |
| Ameritas Advisory Services, LLC | $484.2K | 11,689 | 0.01% | 5q | +35.5%+$126.7K |
| HRT FINANCIAL LP | $448.0K | 10,840 | 0.00% | 3q | -27.1%-$166.7K |
| Keystone Wealth Services, LLC | $430.8K | 10,401 | 0.08% | 2q | HELD |
| HBW ADVISORY SERVICES LLC | $404.0K | 9,753 | 0.04% | 4q | HELD |
| US BANCORP \DE\ | $396.2K | 9,565 | 0.00% | 4q | HELD |
| CoreCap Advisors, LLC | $392.1K | 9,466 | 0.01% | 10q | +1.3%+$4.8K |
| Grantvest Financial Group LLC | $388.2K | 9,373 | 0.22% | 7q | HELD |
| Mayfair Advisory Group, LLC | $379.1K | 9,123 | 0.11% | 8q | HELD |
| Diligent Investors, LLC | $309.2K | 7,465 | 0.07% | 8q | HELD |
| Madrona Financial Services, LLC | $302.7K | 7,308 | 0.06% | 8q | HELD |
| Steward Partners Investment Advisory, LLC | $289.8K | 6,997 | 0.00% | 12q | HELD |
| NorthCrest Asset Manangement, LLC | $283.3K | 6,814 | 0.01% | 5q | -4.1%-$12.1K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $276.1K | 6,667 | 0.03% | 10q | HELD |
| MGO ONE SEVEN LLC | $273.4K | 6,600 | 0.00% | 4q | -86.6%-$1.8M |
| Stratos Wealth Advisors, LLC | $266.2K | 6,426 | 0.01% | 4q | HELD |
| Prosperity Consulting Group, LLC | $263.2K | 6,354 | 0.01% | 8q | HELD |
| Keating Financial Advisory Services, Inc. | $260.2K | 6,283 | 0.03% | 3q | -0.6%-$1.6K |
| Focus Partners Wealth | $248.5K | 6,000 | 0.00% | 9q | HELD |
| Darwin Wealth Management, LLC | $242.0K | 5,843 | 0.07% | 12q | HELD |
| AXXCESS WEALTH MANAGEMENT, LLC | $242.0K | 5,843 | 0.00% | new | NEW |
| First Heartland Consultants, Inc. | $235.5K | 5,686 | 0.02% | 4q | HELD |
| RFG Advisory, LLC | $228.2K | 5,509 | 0.00% | 4q | HELD |
| Foundations Investment Advisors, LLC | $225.0K | 5,432 | 0.00% | 2q | +1.9%+$4.2K |
| MML INVESTORS SERVICES, LLC | $224.8K | 5,427 | 0.00% | new | NEW |
| SILVER OAK SECURITIES, INCORPORATED | $223.7K | 5,401 | 0.01% | 3q | -6.8%-$16.4K |
| Financial Network Wealth Advisors LLC | $217.4K | 5,249 | 0.22% | 7q | -2.2%-$5.0K |
| IMG Wealth Management, Inc. | $217.3K | 5,246 | 0.12% | 7q | -29.8%-$92.0K |
| Cornerstone Wealth, LLC/TN | $213.2K | 5,119 | 0.11% | new | NEW |
| BARCLAYS PLC | $208.3K | 5,028 | 0.00% | 8q | HELD |
| DHJJ Financial Advisors, Ltd. | $208.0K | 5,022 | 0.06% | 11q | -1.3%-$2.7K |
| CROSSPOINT FINANCIAL, LLC | $207.1K | 5,000 | 0.47% | 7q | -37.5%-$124.3K |
| Gallagher Fiduciary Advisors, LLC | $204.2K | 4,929 | 0.01% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $198.6K | 11,577 | 0.00% | 4q | +9.8%+$17.8K |
| Farther Finance Advisors, LLC | $192.4K | 4,646 | 0.00% | 6q | +3.1%+$5.8K |
| Triumph Capital Management | $182.2K | 4,399 | 0.03% | 3q | HELD |
| REAP Financial Group, LLC | $176.5K | 4,261 | 0.03% | 8q | -0.8%-$1.5K |
| Benson Wealth Management INC | $156.3K | 3,773 | 0.16% | 3q | HELD |
| Integrity Financial Corp /WA | $128.7K | 3,107 | 0.06% | 6q | -54.8%-$156.0K |
| Archer Investment Corp | $122.4K | 2,954 | 0.01% | 8q | -63.1%-$209.6K |
| MORGAN STANLEY | $121.4K | 2,930 | 0.00% | 5q | HELD |
| REICON WEALTH ADVISORS, LLC | $120.6K | 2,911 | 0.07% | 3q | -27.4%-$45.6K |
| Capital Analysts, LLC | $119.0K | 2,866 | 0.00% | 8q | HELD |
| Clearstead Advisors, LLC | $109.6K | 2,645 | 0.00% | 4q | HELD |
| SOA Wealth Advisors, LLC. | $85.2K | 2,058 | 0.01% | 8q | HELD |
| FIDUCIARY FINANCIAL ADVISORS | $83.3K | 2,010 | 0.01% | new | NEW |
| LANARK FINANCIAL, INC. | $73.8K | 1,782 | 0.01% | 4q | HELD |
| HAZLETT, BURT & WATSON, INC. | $57.0K | 1,375 | 0.02% | 11q | HELD |
| PRIVATE TRUST CO NA | $48.4K | 1,169 | 0.00% | 4q | HELD |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $47.0K | 1,135 | 0.00% | 8q | HELD |
| Topsail Wealth Management, LLC | $29.0K | 700 | 0.00% | 7q | HELD |
| AE Wealth Management LLC | $24.5K | 592 | 0.00% | 7q | -37.7%-$14.8K |
| NATIONAL BANK OF CANADA /FI/ | $21.0K | 506 | 0.00% | 3q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-19 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 22.1% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 43 | $40.3M | 963,173 | 9 | 14 | 5 | 0.0% |
| Q2 2026 | 103 | $174.0M | 4,207,385 | 9 | 9 | 42 | 0.0% |
| Q1 2026 | 105 | $142.9M | 3,698,506 | 7 | 19 | 32 | 0.0% |
| Q4 2025 | 109 | $133.0M | 3,388,363 | 14 | 15 | 29 | 0.0% |
| Q3 2025 | 98 | $240.8M | 6,276,449 | 28 | 38 | 10 | 0.0% |
| Q2 2025 | 78 | $158.7M | 4,288,922 | 9 | 16 | 21 | 0.0% |
| Q1 2025 | 79 | $107.3M | 3,088,244 | 6 | 11 | 25 | 0.0% |
| Q4 2024 | 81 | $131.2M | 3,719,369 | 8 | 14 | 18 | 0.0% |
| Q3 2024 | 78 | $131.4M | 3,779,472 | 31 | 29 | 12 | 0.0% |
| Q2 2024 | 52 | $53.4M | 1,585,680 | 9 | 7 | 16 | 0.0% |
| Q1 2024 | 47 | $60.5M | 1,837,165 | 12 | 8 | 12 | 0.0% |
| Q4 2023 | 44 | $73.0M | 2,313,255 | 12 | 14 | 6 | 0.0% |
| Q3 2023 | 29 | $47.8M | 1,613,191 | 29 | 0 | 0 | 0.0% |