DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCHNG TRADED FD VI (GOCT)
Institutional ownership reported to the SEC as of Q2 2026, across 12 quarters.
108
Reporting holders
$121.9M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | $12.7M | 304,759 | 0.00% | 7q | -4.8%-$632.2K |
| Kestra Advisory Services, LLC | $7.3M | 174,597 | 0.02% | 11q | -6.1%-$467.4K |
| Sequent Planning LLC | $6.8M | 162,649 | 1.44% | 7q | -28.3%-$2.7M |
| Cetera Investment Advisers | $6.4M | 154,868 | 0.01% | 11q | -0.8%-$50.6K |
| ENVESTNET ASSET MANAGEMENT INC | $6.2M | 149,370 | 0.00% | 11q | -1.3%-$82.1K |
| OSAIC HOLDINGS, INC. | $5.9M | 140,920 | 0.01% | 11q | +27.6%+$1.3M |
| Advisory Services Network, LLC | $5.2M | 125,814 | 0.06% | 7q | -1.8%-$95.0K |
| COMMONWEALTH EQUITY SERVICES, LLC | $5.0M | 121,023 | 0.01% | 11q | -16.7%-$1.0M |
| SAGESPRING WEALTH PARTNERS, LLC | $4.4M | 105,026 | 0.07% | 3q | -2.8%-$124.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $3.2M | 77,170 | 0.00% | 6q | +99.2%+$1.6M |
| TRUIST FINANCIAL CORP | $3.1M | 73,470 | 0.00% | 11q | -3.1%-$96.7K |
| Corus Family Wealth Advisors | $3.0M | 73,126 | 2.09% | 3q | -6.1%-$198.7K |
| LPL Financial LLC | $2.5M | 59,825 | 0.00% | 10q | +3.2%+$76.8K |
| UPTICK PARTNERS, LLC | $1.9M | 46,694 | 0.30% | 11q | -5.9%-$121.1K |
| Americana Partners, LLC | $1.9M | 44,986 | 0.04% | 3q | -37.1%-$1.1M |
| Range Financial Group LLC | $1.8M | 44,227 | 0.50% | 3q | -7.7%-$152.9K |
| Steward Partners Investment Advisory, LLC | $1.8M | 43,802 | 0.01% | 11q | -2.8%-$53.2K |
| FOUNDERS FINANCIAL SECURITIES LLC | $1.8M | 42,610 | 0.09% | 8q | +5.7%+$96.2K |
| Cambridge Investment Research Advisors, Inc. | $1.8M | 42,470 | 0.00% | 11q | HELD |
| Schulz Wealth, LTD. | $1.7M | 42,065 | 0.90% | 6q | HELD |
| Foundations Investment Advisors, LLC | $1.7M | 41,171 | 0.02% | 5q | -3.0%-$53.8K |
| Midwest Financial Network, LLC | $1.6M | 38,267 | 1.09% | 7q | -22.7%-$468.1K |
| CITADEL ADVISORS LLC | $1.4M | 32,695 | 0.00% | new | NEW |
| CITY HOLDING CO | $1.4M | 32,650 | 0.15% | 11q | HELD |
| Wood Tarver Financial Group, LLC | $1.3M | 32,286 | 0.32% | 7q | -2.8%-$38.9K |
| CAPTRUST FINANCIAL ADVISORS | $1.3M | 31,506 | 0.00% | 11q | HELD |
| Concurrent Investment Advisors, LLC | $1.3M | 30,997 | 0.01% | 2q | HELD |
| Bouchey Financial Group, Ltd. | $1.1M | 27,402 | 0.07% | 5q | -93.9%-$17.5M |
| HRT FINANCIAL LP | $1.1M | 26,551 | 0.00% | 2q | +300.6%+$827.7K |
| CreativeOne Wealth, LLC | $1.0M | 24,460 | 0.02% | 10q | -6.4%-$69.2K |
| Janney Montgomery Scott LLC | $973.0K | 23,421 | 0.00% | 6q | -2.6%-$26.1K |
| FWG Investments, LLC. | $885.1K | 21,305 | 0.47% | 3q | +4.8%+$40.7K |
| ROYAL BANK OF CANADA | $868.0K | 20,899 | 0.00% | 7q | -26.3%-$310.2K |
| MML INVESTORS SERVICES, LLC | $809.3K | 19,480 | 0.00% | 7q | +2.5%+$19.5K |
| HARBOUR INVESTMENTS, INC. | $777.3K | 18,709 | 0.01% | 11q | -20.2%-$197.3K |
| BCGM Wealth Management, LLC | $727.2K | 17,505 | 0.15% | 11q | HELD |
| Diligent Investors, LLC | $699.0K | 16,825 | 0.16% | 7q | HELD |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $691.7K | 16,650 | 0.01% | 11q | -3.8%-$27.0K |
| Alpha Financial Partners LLC | $677.1K | 16,297 | 0.36% | 7q | HELD |
| Keating Financial Advisory Services, Inc. | $660.4K | 15,896 | 0.09% | 3q | HELD |
| Mutual Advisors, LLC | $648.0K | 15,598 | 0.01% | 8q | HELD |
| Archer Investment Corp | $632.8K | 15,232 | 0.06% | 11q | +60.8%+$239.2K |
| LVZ, Inc. | $609.8K | 14,678 | 0.06% | 3q | +14.2%+$75.6K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $604.4K | 14,467 | 0.00% | 3q | HELD |
| MAI Capital Management | $579.3K | 13,943 | 0.00% | 7q | -1.8%-$10.8K |
| Integrated Wealth Concepts LLC | $570.4K | 13,731 | 0.00% | 2q | HELD |
| FORTRESS PRIVATE LEDGER, LLC | $564.6K | 13,591 | 0.15% | 7q | -1.9%-$11.2K |
| Arkadios Wealth Advisors | $542.6K | 13,060 | 0.01% | 8q | -17.4%-$114.2K |
| REAP Financial Group, LLC | $483.2K | 11,630 | 0.08% | 11q | -2.2%-$11.1K |
| IFP Advisors, Inc | $473.1K | 11,388 | 0.01% | 11q | +19.5%+$77.1K |
| Beacon Financial Advisory LLC | $437.9K | 10,540 | 0.09% | 11q | HELD |
| Focus Partners Wealth | $420.0K | 10,110 | 0.00% | 9q | HELD |
| TOUNJIAN ADVISORY PARTNERS, LLC | $410.5K | 9,882 | 0.18% | new | NEW |
| CoreCap Advisors, LLC | $399.2K | 9,609 | 0.01% | 10q | -1.5%-$6.1K |
| Keystone Wealth Services, LLC | $396.8K | 9,551 | 0.07% | 2q | -1.1%-$4.6K |
| PRINCIPAL SECURITIES, INC. | $390.2K | 9,393 | 0.00% | 7q | -15.6%-$72.1K |
| Vestmark Advisory Solutions, Inc. | $387.2K | 9,320 | 0.00% | 3q | HELD |
| ELEVATION POINT WEALTH PARTNERS, LLC | $387.2K | 9,320 | 0.01% | 4q | HELD |
| RFG Advisory, LLC | $375.8K | 9,046 | 0.01% | 3q | HELD |
| Tanglewood Legacy Advisors, LLC | $375.1K | 9,029 | 0.12% | 7q | -2.3%-$8.6K |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $349.3K | 8,408 | 0.10% | 7q | HELD |
| Rehmann Capital Advisory Group | $341.7K | 8,224 | 0.02% | 11q | HELD |
| KINTRA WEALTH, LLC | $338.5K | 7,999 | 0.02% | 2q | HELD |
| INSIGNEO ADVISORY SERVICES, LLC | $302.0K | 7,269 | 0.01% | 3q | HELD |
| BFC Planning, Inc. | $296.6K | 7,139 | 0.01% | 7q | HELD |
| SILVER OAK SECURITIES, INCORPORATED | $280.2K | 6,745 | 0.02% | 3q | -4.9%-$14.3K |
| Marshall Financial Group, LLC | $273.7K | 6,587 | 0.04% | 11q | HELD |
| Mariner, LLC | $270.1K | 6,502 | 0.00% | 7q | -46.5%-$234.6K |
| OneDigital Investment Advisors LLC | $269.1K | 6,478 | 0.00% | 10q | HELD |
| Clear Creek Financial Management, LLC | $259.4K | 6,245 | 0.02% | 3q | -65.2%-$486.0K |
| Pinnacle Family Advisors, LLC | $249.7K | 6,010 | 0.10% | 3q | -30.0%-$107.0K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $231.6K | 5,575 | 0.01% | 3q | HELD |
| LANARK FINANCIAL, INC. | $228.0K | 5,489 | 0.02% | 7q | HELD |
| Private Advisor Group, LLC | $224.3K | 5,400 | 0.00% | new | NEW |
| Ameritas Advisory Services, LLC | $217.9K | 5,246 | 0.00% | new | NEW |
| OLD MISSION CAPITAL LLC | $214.0K | 5,152 | 0.00% | 9q | -82.7%-$1.0M |
| Mayfair Advisory Group, LLC | $209.4K | 5,038 | 0.06% | new | NEW |
| Integrity Financial Corp /WA | $207.5K | 4,994 | 0.10% | 11q | -0.9%-$1.8K |
| BARCLAYS PLC | $205.2K | 4,940 | 0.00% | 8q | HELD |
| Madrona Financial Services, LLC | $204.6K | 4,925 | 0.04% | new | NEW |
| Gallagher Fiduciary Advisors, LLC | $200.3K | 4,821 | 0.01% | new | NEW |
| Farther Finance Advisors, LLC | $164.6K | 3,961 | 0.00% | 6q | +1215.9%+$152.1K |
| REICON WEALTH ADVISORS, LLC | $150.6K | 3,624 | 0.09% | 3q | HELD |
| Capital Analysts, LLC | $127.0K | 3,050 | 0.00% | 7q | HELD |
| Buck Wealth Strategies, LLC | $116.3K | 2,800 | 0.01% | new | NEW |
| UBS Group AG | $97.6K | 2,349 | 0.00% | 7q | +392.5%+$77.8K |
| Ashton Thomas Private Wealth, LLC | $95.6K | 2,300 | 0.00% | 2q | -1.2%-$1.1K |
| IMG Wealth Management, Inc. | $91.9K | 2,212 | 0.05% | 7q | HELD |
| Pinnacle Bancorp, Inc. | $80.0K | 1,926 | 0.02% | 3q | HELD |
| Financial Network Wealth Advisors LLC | $75.6K | 1,819 | 0.08% | 7q | HELD |
| FIDUCIARY FINANCIAL ADVISORS | $74.8K | 1,800 | 0.01% | new | NEW |
| Ritter Daniher Financial Advisory LLC / DE | $67.9K | 1,635 | 0.01% | 3q | -3.3%-$2.3K |
| MORGAN STANLEY | $60.0K | 1,445 | 0.00% | 2q | HELD |
| Noble Wealth Management PBC | $53.0K | 1,275 | 0.02% | 6q | -6.9%-$3.9K |
| HOLLENCREST CAPITAL MANAGEMENT | $36.9K | 887 | 0.00% | 3q | HELD |
| AE Wealth Management LLC | $36.0K | 867 | 0.00% | 3q | +44.5%+$11.1K |
| DHJJ Financial Advisors, Ltd. | $30.5K | 734 | 0.01% | 10q | HELD |
| Larson Financial Group LLC | $26.6K | 641 | 0.00% | 11q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $24.9K | 600 | 0.00% | 3q | HELD |
| CX Institutional | $24.0K | 579 | 0.00% | 3q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-10-22 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 36.8% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 28 | $18.9M | 441,609 | 1 | 4 | 9 | 0.0% |
| Q2 2026 | 108 | $121.9M | 2,933,845 | 10 | 13 | 42 | 0.0% |
| Q1 2026 | 107 | $153.9M | 3,971,604 | 9 | 17 | 42 | 0.0% |
| Q4 2025 | 109 | $174.6M | 4,442,679 | 35 | 39 | 17 | 0.0% |
| Q3 2025 | 75 | $122.7M | 3,205,596 | 3 | 12 | 29 | 0.0% |
| Q2 2025 | 85 | $139.3M | 3,846,896 | 9 | 14 | 28 | 0.0% |
| Q1 2025 | 79 | $118.4M | 3,437,427 | 8 | 19 | 25 | 0.0% |
| Q4 2024 | 82 | $128.1M | 3,660,132 | 31 | 29 | 4 | 0.0% |
| Q3 2024 | 50 | $41.3M | 1,189,789 | 8 | 8 | 20 | 0.0% |
| Q2 2024 | 49 | $60.5M | 1,754,170 | 8 | 7 | 18 | 0.0% |
| Q1 2024 | 46 | $67.0M | 2,004,755 | 10 | 9 | 12 | 0.0% |
| Q4 2023 | 40 | $69.7M | 2,154,279 | 36 | 0 | 0 | 0.0% |