DaveManuel.com · Institutional Ownership · Who Owns It
GUGGENHEIM STRATEGIC OPPORTU (GOF)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
214
Reporting holders
$539.7M
Reported value
0.0%
Calls
0.0%
Puts
+10
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $74.8M | 6,845,822 | 0.00% | 35q | -15.9%-$14.1M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $29.1M | 2,666,430 | 1.38% | 3q | +41.2%+$8.5M |
| Estate Planners Group, LLC | $26.9M | 2,464,791 | 12.17% | 3q | +4.0%+$1.0M |
| LPL Financial LLC | $26.7M | 2,448,496 | 0.01% | 31q | -2.7%-$754.6K |
| VERUS CAPITAL PARTNERS, LLC | $26.2M | 2,402,001 | 1.42% | 18q | -3.0%-$819.9K |
| UBS Group AG | $22.6M | 2,071,032 | 0.00% | 31q | +8.0%+$1.7M |
| Kera Capital Partners, Inc. | $19.5M | 1,787,381 | 1.87% | 3q | +4579.4%+$19.1M |
| ENVESTNET ASSET MANAGEMENT INC | $18.9M | 1,734,753 | 0.00% | 21q | +18.2%+$2.9M |
| Invesco Ltd. | $17.1M | 1,568,820 | 0.00% | 3q | +7.6%+$1.2M |
| Cetera Investment Advisers | $17.1M | 1,562,805 | 0.02% | 31q | +24.9%+$3.4M |
| ROYAL BANK OF CANADA | $15.9M | 1,455,400 | 0.00% | 31q | +27.0%+$3.4M |
| Thomas J. Herzfeld Advisors, Inc. | $14.6M | 1,336,680 | 4.48% | 3q | +31.6%+$3.5M |
| OSAIC HOLDINGS, INC. | $14.6M | 1,335,061 | 0.02% | 26q | +25.1%+$2.9M |
| COHEN & STEERS, INC. | $13.7M | 1,256,789 | 0.02% | 20q | +2.9%+$382.2K |
| Logan Stone Capital, LLC | $13.2M | 1,204,833 | 2.78% | 3q | -7.3%-$1.0M |
| RAYMOND JAMES FINANCIAL INC | $10.4M | 955,315 | 0.00% | 7q | +22.6%+$1.9M |
| CreativeOne Wealth, LLC | $10.4M | 948,818 | 0.22% | 18q | HELD |
| MML INVESTORS SERVICES, LLC | $10.2M | 936,545 | 0.02% | 31q | +11.2%+$1.0M |
| Secure Asset Management, LLC | $6.9M | 631,456 | 0.97% | 9q | +1.3%+$87.5K |
| BANK OF AMERICA CORP /DE/ | $6.9M | 627,834 | 0.00% | 31q | +4.1%+$267.5K |
| PETRA FINANCIAL ADVISORS INC | $5.2M | 476,910 | 2.41% | 13q | +1.6%+$82.2K |
| TRUIST FINANCIAL CORP | $5.2M | 476,318 | 0.01% | 27q | -15.6%-$962.5K |
| Advisory Solutions Group, LLC | $5.2M | 472,129 | 1.75% | new | FIRST |
| Janney Montgomery Scott LLC | $4.6M | 423,639 | 0.01% | 31q | +0.8%+$36.9K |
| Cambridge Investment Research Advisors, Inc. | $4.3M | 393,004 | 0.00% | 31q | +109.8%+$2.2M |
| Arax Advisory Partners | $3.6M | 328,860 | 0.02% | 4q | +16367.7%+$3.6M |
| Retirement Planning Group, LLC | $3.6M | 328,435 | 0.09% | 16q | +33.1%+$892.1K |
| Harpswell Capital Advisors, LLC | $3.3M | 304,093 | 2.13% | 3q | -7.2%-$256.9K |
| INTEGRITY ALLIANCE, LLC. | $3.3M | 298,689 | 0.10% | 4q | +11.1%+$325.3K |
| Integrated Wealth Concepts LLC | $3.0M | 277,401 | 0.02% | 17q | +1.3%+$39.1K |
| Baird Financial Group, Inc. | $2.9M | 269,991 | 0.00% | 26q | +6.8%+$186.5K |
| PRINCIPAL SECURITIES, INC. | $2.8M | 260,787 | 0.03% | 11q | +38.0%+$784.0K |
| Private Advisor Group, LLC | $2.8M | 253,258 | 0.01% | 22q | +5.7%+$148.3K |
| AE Wealth Management LLC | $2.8M | 252,886 | 0.01% | 9q | +0.7%+$19.4K |
| Integrity Advisory Solutions, LLC | $2.8M | 252,389 | 0.28% | new | NEW |
| Richmond Brothers, Inc. | $2.7M | 247,151 | 1.40% | 19q | -4.4%-$122.9K |
| Gridiron Partners, LLC | $2.5M | 226,477 | 1.30% | new | NEW |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | $2.5M | 225,080 | 0.16% | 15q | +11.8%+$259.0K |
| Vestmark Advisory Solutions, Inc. | $2.5M | 224,433 | 0.02% | 4q | HELD |
| ELEVATION POINT WEALTH PARTNERS, LLC | $2.5M | 224,433 | 0.05% | 4q | +2.2%+$53.5K |
| BlackRock, Inc. | $2.4M | 221,191 | 0.00% | 6q | HELD |
| IMC-Chicago, LLC | $2.4M | 217,872 | 0.00% | new | NEW |
| WEDBUSH SECURITIES INC | $2.1M | 192,139 | 0.05% | 20q | +3.6%+$73.7K |
| Marks Group Wealth Management, Inc | $2.1M | 190,195 | 0.18% | 25q | HELD |
| CARY STREET PARTNERS FINANCIAL LLC | $2.0M | 182,722 | 0.04% | 4q | +1.9%+$36.5K |
| XTX Topco Ltd | $1.9M | 176,409 | 0.02% | 3q | -36.6%-$1.1M |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.8M | 166,928 | 0.00% | 31q | +6.1%+$104.1K |
| Quantinno Capital Management LP | $1.8M | 166,360 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $1.8M | 164,030 | 0.00% | 26q | -5.5%-$104.3K |
| Significant Wealth Partners LLC | $1.8M | 160,924 | 1.90% | 2q | +1.7%+$30.0K |
| Tennessee Valley Asset Management Partners | $1.7M | 158,023 | 0.19% | 4q | -8.0%-$149.1K |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | $1.6M | 145,296 | 0.43% | 10q | +5.3%+$80.3K |
| Keating Financial Advisory Services, Inc. | $1.5M | 140,503 | 0.20% | 3q | +16.0%+$211.5K |
| Kestra Advisory Services, LLC | $1.5M | 140,260 | 0.00% | 21q | +4.4%+$64.7K |
| Smith Asset Management Co., LLC | $1.5M | 140,005 | 1.20% | 6q | +0.7%+$11.2K |
| NewEdge Advisors, LLC | $1.4M | 130,868 | 0.00% | 19q | +3.2%+$44.3K |
| Ausdal Financial Partners, Inc. | $1.4M | 126,215 | 0.05% | 10q | +50.1%+$460.1K |
| Steward Partners Investment Advisory, LLC | $1.3M | 118,698 | 0.01% | 29q | +7.1%+$85.8K |
| Founders Financial Alliance, LLC | $1.3M | 117,396 | 0.17% | 24q | -2.1%-$27.7K |
| PMG Family Office LLC | $1.2M | 112,594 | 1.13% | 4q | +26.6%+$258.3K |
| Mutual Advisors, LLC | $1.2M | 108,650 | 0.02% | 16q | +0.8%+$9.4K |
| Dynamic Advisor Solutions LLC | $1.2M | 108,583 | 0.03% | 25q | +10.0%+$108.2K |
| Z3 Capital Partners, LLC | $1.1M | 101,711 | 0.23% | 3q | -6.4%-$75.8K |
| CHOREO, LLC | $958.8K | 87,805 | 0.01% | 11q | +33.7%+$241.8K |
| Kovack Advisors, Inc. | $888.5K | 81,351 | 0.04% | 3q | +12.2%+$96.6K |
| IFG Advisory, LLC | $837.1K | 76,653 | 0.03% | new | NEW |
| Virtu Financial LLC | $826.0K | 75,659 | 0.03% | new | NEW |
| J.W. COLE ADVISORS, INC. | $788.2K | 72,180 | 0.01% | new | NEW |
| Focus Financial Network, Inc. | $771.4K | 70,645 | 0.02% | 9q | +1.9%+$14.7K |
| UMB Bank, n.a. | $764.8K | 70,038 | 0.01% | 7q | HELD |
| Sigma Planning Corp | $760.3K | 69,622 | 0.02% | 31q | +16.0%+$104.7K |
| MERCER GLOBAL ADVISORS INC /ADV | $757.9K | 69,404 | 0.00% | 19q | +1.8%+$13.4K |
| Prime Capital Investment Advisors, LLC | $729.9K | 66,842 | 0.01% | 31q | -3.1%-$23.6K |
| Thrivent Financial for Lutherans | $699.0K | 64,030 | 0.00% | 4q | -27.8%-$269.1K |
| PFG Investments, LLC | $690.7K | 63,255 | 0.03% | 10q | -21.6%-$190.4K |
| AMERIPRISE FINANCIAL INC | $665.8K | 60,971 | 0.00% | 31q | -70.3%-$1.6M |
| Almanack Investment Partners, LLC. | $629.9K | 57,683 | 0.08% | 8q | +16.6%+$89.9K |
| Geneos Wealth Management Inc. | $628.8K | 57,582 | 0.01% | 42q | -1.9%-$11.9K |
| Mallini Complete Financial Planning LLC | $605.7K | 55,467 | 0.43% | 7q | +10.0%+$55.1K |
| Western Wealth Management, LLC | $601.9K | 55,122 | 0.02% | 16q | -6.4%-$41.2K |
| StoneX Group Inc. | $595.3K | 54,497 | 0.02% | new | NEW |
| HRT FINANCIAL LP | $579.0K | 53,082 | 0.00% | 2q | +173.0%+$366.9K |
| CAPTRUST FINANCIAL ADVISORS | $565.9K | 51,819 | 0.00% | 16q | +20.9%+$97.9K |
| Parisi Gray Wealth Management | $557.0K | 51,004 | 0.11% | 13q | HELD |
| PRIVATE TRUST CO NA | $552.2K | 50,563 | 0.04% | 10q | +3.3%+$17.4K |
| Turner Financial Group, Inc. | $549.5K | 50,317 | 0.55% | new | FIRST |
| Strategic Financial Concepts, LLC | $545.3K | 49,936 | 0.16% | 2q | HELD |
| Stonebridge Financial Group, LLC/CA | $520.0K | 47,687 | 0.07% | new | FIRST |
| Equitable Holdings, Inc. | $514.9K | 47,153 | 0.00% | 18q | +1.3%+$6.8K |
| Fiduciary Alliance LLC | $503.4K | 46,097 | 0.03% | 6q | +1.9%+$9.6K |
| Sovran Advisors, LLC | $469.4K | 44,923 | 0.03% | 7q | -2.6%-$12.6K |
| Capital CS Group, LLC | $463.5K | 42,445 | 0.37% | 11q | +10.5%+$44.0K |
| New England Private Wealth Advisors LLC | $454.5K | 43,327 | 0.04% | 2q | HELD |
| Discipline Wealth Solutions, LLC | $451.2K | 41,322 | 0.04% | 4q | +35.8%+$119.1K |
| BFC Planning, Inc. | $436.8K | 40,001 | 0.02% | 7q | +4.8%+$20.0K |
| OPPENHEIMER & CO INC | $417.9K | 38,268 | 0.00% | 8q | -19.3%-$99.9K |
| Capital Analysts, LLC | $408.0K | 37,376 | 0.01% | 8q | HELD |
| Jacobi Capital Management LLC | $400.7K | 36,697 | 0.02% | 11q | -3.7%-$15.4K |
| Clear Creek Financial Management, LLC | $398.1K | 36,457 | 0.03% | new | NEW |
| Apollon Wealth Management, LLC | $375.4K | 34,375 | 0.00% | 7q | +4.8%+$17.1K |
Showing the largest 100 of 214 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 57 | $48.3M | 5,741,321 | 6 | 25 | 14 | 0.0% |
| Q2 2026 | 214 | $539.7M | 49,427,239 | 30 | 89 | 53 | 0.0% |
| Q1 2026 | 204 | $492.0M | 44,634,778 | 33 | 85 | 50 | 0.0% |
| Q4 2025 | 199 | $553.8M | 42,994,691 | 32 | 69 | 59 | 0.0% |
| Q3 2025 | 188 | $481.9M | 32,269,787 | 25 | 76 | 40 | 0.0% |
| Q2 2025 | 176 | $430.1M | 28,882,024 | 10 | 82 | 38 | 0.0% |
| Q1 2025 | 177 | $429.6M | 27,616,815 | 25 | 72 | 33 | 0.0% |
| Q4 2024 | 174 | $366.5M | 24,010,883 | 21 | 61 | 40 | 0.0% |
| Q3 2024 | 154 | $398.5M | 23,855,182 | 20 | 64 | 35 | 0.0% |
| Q2 2024 | 152 | $338.8M | 22,708,130 | 22 | 53 | 37 | 0.0% |
| Q1 2024 | 143 | $533.6M | 37,264,827 | 21 | 58 | 34 | 0.0% |
| Q4 2023 | 139 | $357.2M | 27,886,408 | 21 | 50 | 43 | 0.0% |
| Q3 2023 | 128 | $280.5M | 19,013,245 | 9 | 62 | 33 | 0.0% |
| Q2 2023 | 124 | $285.4M | 17,950,152 | 11 | 57 | 35 | 0.0% |
| Q1 2023 | 128 | $270.2M | 16,713,769 | 12 | 52 | 40 | 0.0% |
| Q4 2022 | 130 | $481.4M | 31,634,709 | 13 | 50 | 41 | 0.0% |
| Q3 2022 | 119 | $973.9M | 63,396,422 | 14 | 50 | 27 | 0.0% |
| Q2 2022 | 120 | $967.5M | 60,111,529 | 14 | 43 | 36 | 0.0% |
| Q1 2022 | 121 | $1.4B | 72,338,438 | 18 | 44 | 39 | 0.0% |
| Q4 2021 | 111 | $1.3B | 70,883,422 | 29 | 60 | 4 | 0.0% |
| Q3 2021 | 83 | $1.3B | 65,620,699 | 14 | 48 | 4 | 0.0% |
| Q2 2021 | 75 | $1.1B | 50,799,820 | 14 | 31 | 13 | 0.0% |
| Q1 2021 | 70 | $811.0M | 38,658,743 | 9 | 29 | 15 | 0.0% |
| Q4 2020 | 70 | $470.6M | 24,257,571 | 6 | 26 | 19 | 0.0% |
| Q3 2020 | 61 | $420.7M | 23,899,785 | 5 | 23 | 15 | 0.0% |
| Q2 2020 | 61 | $361.0M | 21,361,005 | 7 | 22 | 15 | 0.0% |
| Q1 2020 | 64 | $335.7M | 22,015,975 | 14 | 29 | 9 | 0.0% |
| Q4 2019 | 56 | $413.9M | 22,885,804 | 7 | 24 | 15 | 0.0% |
| Q3 2019 | 55 | $450.1M | 23,272,093 | 6 | 23 | 9 | 0.0% |
| Q2 2019 | 53 | $473.8M | 23,136,963 | 5 | 24 | 7 | 0.0% |
| Q1 2019 | 58 | $460.6M | 23,443,348 | 4 | 23 | 13 | 0.0% |
| Q4 2018 | 58 | $455.2M | 24,915,555 | 0 | 1 | 4 | 0.0% |