DaveManuel.com · Institutional Ownership · Who Owns It
HANCOCK JOHN PFD INCOME FD I (HPS)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
68
Reporting holders
$63.1M
Reported value
0.0%
Calls
0.0%
Puts
+8
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| UBS Group AG | $18.8M | 1,291,717 | 0.00% | 31q | +4.9%+$879.1K |
| MORGAN STANLEY | $12.2M | 837,423 | 0.00% | 35q | +7.9%+$893.8K |
| LPL Financial LLC | $4.3M | 298,403 | 0.00% | 31q | -5.5%-$251.4K |
| Invesco Ltd. | $3.2M | 217,859 | 0.00% | 31q | +1.3%+$42.2K |
| AMERIPRISE FINANCIAL INC | $2.6M | 176,393 | 0.00% | 31q | +4.8%+$118.2K |
| Cetera Investment Advisers | $2.6M | 176,029 | 0.00% | 10q | +5.6%+$136.2K |
| ROYAL BANK OF CANADA | $2.3M | 156,415 | 0.00% | 31q | -5.2%-$123.6K |
| BANK OF AMERICA CORP /DE/ | $2.2M | 149,439 | 0.00% | 31q | +1.7%+$35.4K |
| Fiera Capital Corp | $1.7M | 114,018 | 0.01% | 22q | +3.0%+$48.3K |
| OSAIC HOLDINGS, INC. | $950.8K | 65,386 | 0.00% | 26q | +37.6%+$259.8K |
| COHEN & STEERS, INC. | $890.0K | 61,234 | 0.00% | 6q | HELD |
| J.W. COLE ADVISORS, INC. | $846.8K | 58,240 | 0.01% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $757.5K | 52,099 | 0.00% | 31q | HELD |
| GUGGENHEIM CAPITAL LLC | $703.2K | 48,366 | 0.00% | 7q | -57.2%-$938.2K |
| Sowell Financial Services LLC | $674.6K | 46,397 | 0.02% | 7q | -3.6%-$24.8K |
| WELLS FARGO & COMPANY/MN | $662.8K | 45,587 | 0.00% | 31q | +12.6%+$74.3K |
| Pine Valley Investments Ltd Liability Co | $653.6K | 44,953 | 0.03% | 14q | -27.8%-$251.2K |
| Live Oak Private Wealth LLC | $561.7K | 38,630 | 0.07% | 25q | HELD |
| Western Wealth Management, LLC | $468.6K | 32,232 | 0.02% | 2q | HELD |
| PHILADELPHIA TRUST CO | $405.0K | 27,820 | 0.03% | 17q | HELD |
| Activest Wealth Management | $393.4K | 27,057 | 0.08% | 11q | -53.8%-$458.5K |
| Arkfeld Wealth Strategies, L.L.C. | $376.9K | 25,815 | 0.11% | 26q | +1.4%+$5.1K |
| Post Resch Tallon Group Inc. | $375.7K | 25,836 | 0.26% | 7q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $370.0K | 25,380 | 0.00% | 5q | -4.5%-$17.5K |
| Janney Montgomery Scott LLC | $345.0K | 23,705 | 0.00% | 7q | +6.9%+$22.3K |
| NewEdge Advisors, LLC | $301.8K | 20,757 | 0.00% | 19q | +17.9%+$45.9K |
| Gladstone Institutional Advisory LLC | $301.4K | 20,731 | 0.01% | 2q | HELD |
| HARBOUR INVESTMENTS, INC. | $285.7K | 19,652 | 0.00% | 21q | +1.5%+$4.3K |
| READYSTATE ASSET MANAGEMENT LP | $252.6K | 17,374 | 0.01% | new | NEW |
| KEYBANK NATIONAL ASSOCIATION/OH | $247.2K | 17,000 | 0.00% | 16q | HELD |
| RAYMOND JAMES FINANCIAL INC | $232.5K | 15,991 | 0.00% | 7q | -6.9%-$17.2K |
| Focus Financial Network, Inc. | $214.8K | 14,776 | 0.01% | 6q | +18.1%+$32.9K |
| STIFEL FINANCIAL CORP | $210.3K | 14,465 | 0.00% | 9q | HELD |
| Sanctuary Advisors, LLC | $209.5K | 14,408 | 0.00% | 5q | +0.8%+$1.6K |
| OneAscent Financial Services LLC | $185.4K | 12,750 | 0.01% | 2q | HELD |
| WEDBUSH SECURITIES INC | $174.0K | 12,000 | 0.00% | 31q | -36.0%-$97.9K |
| Mariner, LLC | $166.6K | 11,456 | 0.00% | 7q | -7.1%-$12.8K |
| HRT FINANCIAL LP | $165.0K | 11,401 | 0.00% | new | NEW |
| B. Riley Wealth Advisors, Inc. | $163.0K | 11,295 | 0.01% | 3q | +1.2%+$1.9K |
| PW Nova Financial Services LLC | $157.8K | 10,854 | 0.03% | 3q | +2.3%+$3.5K |
| Cherry Creek Investment Advisors, Inc. | $145.4K | 10,000 | 0.06% | 3q | HELD |
| Rockefeller Capital Management L.P. | $115.4K | 7,937 | 0.00% | 4q | HELD |
| ROTHSCHILD INVESTMENT LLC | $87.2K | 6,000 | 0.00% | 11q | +300.0%+$65.4K |
| COMPASS FINANCIAL MANAGEMENT LLC | $81.1K | 5,685 | 0.01% | new | FIRST |
| Global Retirement Partners, LLC | $51.0K | 3,510 | 0.00% | 16q | -5.8%-$3.2K |
| FIFTH THIRD BANCORP | $47.3K | 3,250 | 0.00% | 2q | -49.8%-$46.9K |
| BankPlus Trust Department | $36.4K | 2,505 | 0.01% | 7q | HELD |
| PRIVATE TRUST CO NA | $29.1K | 2,000 | 0.00% | 17q | HELD |
| Arax Advisory Partners | $24.1K | 1,658 | 0.00% | new | NEW |
| BARRETT & COMPANY, INC. | $18.1K | 1,245 | 0.01% | 16q | +2.3% |
| Olistico Wealth, LLC | $14.8K | 1,019 | 0.01% | 3q | HELD |
| Crews Bank & Trust | $14.5K | 1,000 | 0.00% | new | NEW |
| LifeSteps Financial, Inc. | $10.9K | 750 | 0.01% | new | NEW |
| IFG Advisory, LLC | $10.6K | 731 | 0.00% | new | NEW |
| ENTRUST FINANCIAL LLC | $10.2K | 700 | 0.01% | new | NEW |
| Steward Partners Investment Advisory, LLC | $7.8K | 539 | 0.00% | 29q | +1.5% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $7.3K | 500 | 0.00% | 29q | -53.7%-$8.4K |
| CoreFirst Bank & Trust | $7.3K | 500 | 0.00% | 5q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $7.3K | 500 | 0.00% | 4q | HELD |
| Institute for Wealth Management, LLC. | $7.2K | 495 | 0.00% | new | NEW |
| Geneos Wealth Management Inc. | $5.1K | 350 | 0.00% | 42q | HELD |
| COUNTRY TRUST BANK | $2.9K | 200 | 0.00% | 5q | HELD |
| Caldwell Trust Co | $2.8K | 195 | 0.00% | 3q | -50.0%-$2.8K |
| Allworth Financial LP | $2.6K | 180 | 0.00% | 7q | HELD |
| Glass Jacobson Investment Advisors llc | $2.2K | 150 | 0.00% | 14q | HELD |
| PNC Financial Services Group, Inc. | $1.0K | 71 | 0.00% | 31q | HELD |
| Farther Finance Advisors, LLC | $132 | 9 | 0.00% | 12q | HELD |
| ASSETMARK, INC | $73 | 5 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 14 | $3.5M | 290,354 | 1 | 4 | 3 | 0.0% |
| Q2 2026 | 68 | $63.1M | 4,343,027 | 10 | 20 | 14 | 0.0% |
| Q1 2026 | 60 | $60.2M | 4,226,590 | 7 | 17 | 15 | 0.0% |
| Q4 2025 | 64 | $61.2M | 4,246,350 | 9 | 18 | 14 | 0.0% |
| Q3 2025 | 63 | $65.8M | 4,264,545 | 5 | 21 | 14 | 0.0% |
| Q2 2025 | 67 | $56.9M | 3,992,331 | 11 | 15 | 16 | 0.0% |
| Q1 2025 | 61 | $58.2M | 3,883,929 | 5 | 13 | 15 | 0.0% |
| Q4 2024 | 73 | $61.0M | 4,058,014 | 15 | 15 | 13 | 0.0% |
| Q3 2024 | 61 | $63.0M | 3,653,458 | 8 | 16 | 13 | 0.0% |
| Q2 2024 | 61 | $58.2M | 3,678,530 | 6 | 15 | 14 | 0.0% |
| Q1 2024 | 62 | $79.6M | 5,161,326 | 8 | 13 | 12 | 0.0% |
| Q4 2023 | 68 | $58.4M | 4,127,590 | 10 | 15 | 15 | 0.0% |
| Q3 2023 | 66 | $44.5M | 3,336,177 | 6 | 8 | 17 | 0.0% |
| Q2 2023 | 63 | $47.3M | 3,372,149 | 4 | 14 | 13 | 0.0% |
| Q1 2023 | 66 | $49.3M | 3,372,626 | 12 | 11 | 11 | 0.0% |
| Q4 2022 | 61 | $47.3M | 3,275,253 | 7 | 11 | 18 | 0.0% |
| Q3 2022 | 56 | $242.6M | 16,183,666 | 4 | 12 | 15 | 0.0% |
| Q2 2022 | 55 | $262.6M | 16,648,410 | 2 | 11 | 19 | 0.0% |
| Q1 2022 | 58 | $297.3M | 16,556,104 | 7 | 15 | 11 | 0.0% |
| Q4 2021 | 58 | $311.8M | 16,146,638 | 7 | 14 | 18 | 0.0% |
| Q3 2021 | 57 | $267.5M | 14,295,801 | 4 | 17 | 16 | 0.0% |
| Q2 2021 | 58 | $228.4M | 11,889,856 | 4 | 15 | 17 | 0.0% |
| Q1 2021 | 61 | $194.9M | 10,708,700 | 6 | 19 | 17 | 0.0% |
| Q4 2020 | 60 | $181.4M | 10,490,834 | 11 | 18 | 12 | 0.0% |
| Q3 2020 | 52 | $162.4M | 10,164,081 | 7 | 13 | 13 | 0.0% |
| Q2 2020 | 53 | $157.1M | 10,010,930 | 7 | 11 | 19 | 0.0% |
| Q1 2020 | 59 | $129.3M | 9,469,449 | 11 | 19 | 13 | 0.0% |
| Q4 2019 | 56 | $106.1M | 5,494,306 | 10 | 19 | 14 | 0.0% |
| Q3 2019 | 49 | $119.4M | 5,968,788 | 7 | 18 | 11 | 0.0% |
| Q2 2019 | 45 | $117.0M | 6,053,065 | 7 | 17 | 7 | 0.0% |
| Q1 2019 | 47 | $115.6M | 6,204,725 | 3 | 12 | 15 | 0.0% |
| Q4 2018 | 48 | $83.2M | 5,251,296 | 0 | 2 | 0 | 0.0% |