DaveManuel.com · Institutional Ownership · Who Owns It
FIRST TR EXCH TRADED FD III (HSMV)
Institutional ownership reported to the SEC as of Q2 2026, across 25 quarters.
17
Reporting holders
$40.5M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | $10.9M | 285,847 | 0.00% | 25q | +29.0%+$2.5M |
| Cetera Investment Advisers | $7.2M | 188,638 | 0.01% | 15q | +2.2%+$154.2K |
| LPL Financial LLC | $6.8M | 178,434 | 0.00% | 14q | +3.8%+$252.8K |
| Bank of New York Mellon Corp | $5.9M | 153,389 | 0.00% | 10q | +7.0%+$381.8K |
| Cambridge Investment Research Advisors, Inc. | $5.8M | 151,753 | 0.01% | 25q | -0.8%-$48.6K |
| Tower Research Capital LLC (TRC) | $1.6M | 42,691 | 0.04% | 18q | +224.5%+$1.1M |
| Orion Porfolio Solutions, LLC | $1.1M | 27,475 | 0.01% | 14q | -3.1%-$33.6K |
| PRINCIPAL SECURITIES, INC. | $631.9K | 16,509 | 0.01% | 11q | HELD |
| CERTIOR FINANCIAL GROUP, LLC | $288.7K | 7,544 | 0.16% | 7q | -3.7%-$10.9K |
| OSAIC HOLDINGS, INC. | $160.3K | 4,187 | 0.00% | 24q | +12.3%+$17.6K |
| Silver Grove Financial Group, Inc. | $16.0K | 417 | 0.01% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $10.9K | 286 | 0.00% | 3q | HELD |
| UBS Group AG | $10.6K | 278 | 0.00% | 5q | +9166.7%+$10.5K |
| Truvestments Capital LLC | $8.7K | 227 | 0.00% | 8q | HELD |
| US BANCORP \DE\ | $4.7K | 123 | 0.00% | new | NEW |
| Horizon Investments, LLC | $2.4K | 64 | 0.00% | 14q | -50.0%-$2.4K |
| Russell Investments Group, Ltd. | $36 | 1 | 0.00% | 6q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 17 | $40.5M | 1,057,863 | 2 | 7 | 4 | 0.0% |
| Q1 2026 | 16 | $34.2M | 945,091 | 1 | 8 | 4 | 0.0% |
| Q4 2025 | 17 | $33.5M | 939,552 | 2 | 9 | 3 | 0.0% |
| Q3 2025 | 17 | $31.9M | 876,337 | 1 | 8 | 5 | 0.0% |
| Q2 2025 | 17 | $25.9M | 723,243 | 1 | 6 | 6 | 0.0% |
| Q1 2025 | 19 | $28.7M | 796,367 | 3 | 7 | 5 | 0.0% |
| Q4 2024 | 19 | $27.3M | 766,181 | 1 | 9 | 5 | 0.0% |
| Q3 2024 | 19 | $27.8M | 759,637 | 4 | 5 | 7 | 0.0% |
| Q2 2024 | 16 | $24.1M | 723,586 | 0 | 8 | 4 | 0.0% |
| Q1 2024 | 20 | $26.6M | 782,879 | 3 | 10 | 6 | 0.0% |
| Q4 2023 | 18 | $22.9M | 714,662 | 2 | 4 | 9 | 0.0% |
| Q3 2023 | 17 | $22.4M | 758,865 | 1 | 6 | 6 | 0.0% |
| Q2 2023 | 16 | $23.3M | 751,637 | 1 | 4 | 7 | 0.0% |
| Q1 2023 | 15 | $23.2M | 751,608 | 3 | 7 | 4 | 0.0% |
| Q4 2022 | 14 | $18.8M | 605,618 | 5 | 4 | 2 | 0.0% |
| Q3 2022 | 10 | $12.8M | 454,161 | 0 | 4 | 3 | 0.0% |
| Q2 2022 | 10 | $13.5M | 454,071 | 1 | 4 | 4 | 0.0% |
| Q1 2022 | 10 | $15.0M | 452,809 | 2 | 5 | 1 | 0.0% |
| Q4 2021 | 8 | $13.8M | 396,787 | 1 | 3 | 2 | 0.0% |
| Q3 2021 | 8 | $12.5M | 391,253 | 0 | 2 | 1 | 0.0% |
| Q2 2021 | 8 | $12.9M | 399,752 | 1 | 2 | 1 | 0.0% |
| Q1 2021 | 8 | $11.9M | 378,386 | 0 | 3 | 5 | 0.0% |
| Q4 2020 | 8 | $12.3M | 436,095 | 1 | 1 | 6 | 0.0% |
| Q3 2020 | 8 | $12.1M | 497,863 | 3 | 0 | 5 | 0.0% |
| Q2 2020 | 5 | $14.9M | 616,498 | 5 | 0 | 0 | 0.0% |