DaveManuel.com · Institutional Ownership · Who Owns It
EXCHANGE TRADED CONCEPTS TRU (HTEC)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
29
Reporting holders
$28.0M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| UBS Group AG | $11.1M | 298,175 | 0.00% | 28q | -1.7%-$195.2K |
| MORGAN STANLEY | $3.9M | 105,642 | 0.00% | 21q | +2.1%+$82.3K |
| ROYAL BANK OF CANADA | $2.4M | 64,534 | 0.00% | 27q | -0.8%-$18.6K |
| Tidal Investments LLC | $1.7M | 45,589 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $863.8K | 23,164 | 0.00% | 2q | +70.8%+$358.1K |
| CITIGROUP INC | $860.7K | 23,082 | 0.00% | 14q | +0.9%+$7.6K |
| Ellis Investment Partners, LLC | $745.9K | 20,003 | 0.11% | 22q | -5.4%-$42.5K |
| Arax Advisory Partners | $730.0K | 19,575 | 0.00% | 2q | HELD |
| Vontobel Holding Ltd. | $671.2K | 18,000 | 0.00% | 10q | HELD |
| JANE STREET GROUP, LLC | $669.8K | 17,961 | 0.00% | 5q | -21.6%-$185.0K |
| RAYMOND JAMES FINANCIAL INC | $667.5K | 17,901 | 0.00% | 7q | -3.4%-$23.5K |
| LPL Financial LLC | $628.6K | 16,857 | 0.00% | 23q | -24.8%-$207.7K |
| Clay Northam Wealth Management, LLC | $596.6K | 16,000 | 0.29% | 19q | -8.6%-$55.9K |
| Migdal Insurance & Financial Holdings Ltd. | $495.4K | 13,286 | 0.00% | 26q | -7.9%-$42.7K |
| Stelac Advisory Services LLC | $477.3K | 12,800 | 0.09% | 19q | HELD |
| Beacon Pointe Advisors, LLC | $339.8K | 9,113 | 0.00% | 2q | -0.8%-$2.8K |
| Capital Square, LLC | $319.5K | 8,346 | 0.14% | 2q | +7.7%+$23.0K |
| Corient Private Wealth LP | $256.5K | 6,878 | 0.00% | 15q | -28.7%-$103.5K |
| Regal Investment Advisors LLC | $250.9K | 6,727 | 0.01% | new | NEW |
| OSAIC HOLDINGS, INC. | $149.1K | 3,997 | 0.00% | 26q | -4.8%-$7.5K |
| Rockefeller Capital Management L.P. | $58.7K | 1,575 | 0.00% | 4q | HELD |
| DUNCKER STREETT & CO INC | $18.3K | 490 | 0.00% | 5q | HELD |
| Bullseye Investment Management, LLC | $9.7K | 260 | 0.00% | 3q | HELD |
| Trust Co | $4.7K | 126 | 0.00% | 17q | HELD |
| LifeSteps Financial, Inc. | $4.7K | 125 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $3.5K | 94 | 0.00% | 15q | HELD |
| VALLEY NATIONAL ADVISERS INC | $1.4K | 36 | 0.00% | 5q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $149 | 4 | 0.00% | new | NEW |
| FMR LLC | $75 | 2 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 8 | $1.7M | 38,872 | 1 | 2 | 1 | 0.0% |
| Q2 2026 | 29 | $28.0M | 750,342 | 5 | 4 | 11 | 0.0% |
| Q1 2026 | 28 | $24.0M | 728,141 | 6 | 9 | 7 | 0.0% |
| Q4 2025 | 23 | $22.8M | 645,569 | 2 | 4 | 8 | 0.0% |
| Q3 2025 | 23 | $21.2M | 686,865 | 3 | 3 | 8 | 0.0% |
| Q2 2025 | 25 | $24.2M | 847,311 | 6 | 3 | 10 | 0.0% |
| Q1 2025 | 22 | $20.2M | 740,868 | 0 | 6 | 8 | 0.0% |
| Q4 2024 | 31 | $23.9M | 830,857 | 4 | 2 | 14 | 0.0% |
| Q3 2024 | 27 | $26.9M | 907,078 | 4 | 3 | 13 | 0.0% |
| Q2 2024 | 27 | $24.5M | 899,467 | 2 | 5 | 11 | 0.0% |
| Q1 2024 | 30 | $32.4M | 1,140,917 | 3 | 9 | 5 | 0.0% |
| Q4 2023 | 36 | $33.1M | 1,179,808 | 7 | 5 | 13 | 0.0% |
| Q3 2023 | 32 | $27.0M | 1,063,388 | 3 | 7 | 11 | 0.0% |
| Q2 2023 | 35 | $32.5M | 1,081,194 | 2 | 9 | 11 | 0.0% |
| Q1 2023 | 43 | $33.5M | 1,122,672 | 9 | 3 | 18 | 0.0% |
| Q4 2022 | 38 | $50.8M | 1,760,009 | 9 | 2 | 13 | 0.0% |
| Q3 2022 | 33 | $36.1M | 1,334,365 | 4 | 12 | 6 | 0.0% |
| Q2 2022 | 38 | $35.6M | 1,228,848 | 5 | 9 | 15 | 0.0% |
| Q1 2022 | 40 | $61.0M | 1,675,102 | 4 | 12 | 15 | 0.0% |
| Q4 2021 | 48 | $83.5M | 1,917,201 | 10 | 10 | 10 | 0.0% |
| Q3 2021 | 39 | $79.3M | 1,738,090 | 6 | 14 | 6 | 0.0% |
| Q2 2021 | 40 | $80.5M | 1,672,380 | 7 | 13 | 9 | 0.0% |
| Q1 2021 | 37 | $65.5M | 1,491,806 | 16 | 10 | 4 | 0.0% |
| Q4 2020 | 25 | $37.0M | 846,210 | 11 | 7 | 3 | 0.0% |
| Q3 2020 | 16 | $20.9M | 598,825 | 4 | 8 | 1 | 0.0% |
| Q2 2020 | 14 | $14.9M | 485,595 | 6 | 3 | 2 | 0.0% |
| Q1 2020 | 11 | $5.2M | 221,643 | 6 | 3 | 0 | 0.0% |
| Q4 2019 | 6 | $1.7M | 62,133 | 4 | 0 | 1 | 0.0% |
| Q3 2019 | 3 | $480.0K | 19,888 | 1 | 1 | 0 | 0.0% |
| Q2 2019 | 2 | $434.0K | 16,970 | 1 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $25.0K | 517 | 1 | 0 | 0 | 0.0% |