DaveManuel.com · Institutional Ownership · Who Owns It
NORTHERN LTS FD TR IV (IBD)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
112
Reporting holders
$358.5M
Reported value
0.0%
Calls
0.0%
Puts
+4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Inspire Advisors, LLC | $97.5M | 4,102,463 | 6.78% | 23q | -5.2%-$5.4M |
| Faithward Advisors, LLC | $40.8M | 1,715,901 | 4.98% | 28q | +3.3%+$1.3M |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $23.0M | 968,280 | 1.10% | 31q | -8.3%-$2.1M |
| LPL Financial LLC | $19.6M | 823,286 | 0.00% | 31q | +33.8%+$4.9M |
| Bare Financial Services, Inc | $18.9M | 795,094 | 4.34% | 11q | +3.3%+$599.4K |
| Inspire Investing, LLC | $18.3M | 768,594 | 0.75% | 35q | -22.3%-$5.2M |
| OneAscent Financial Services LLC | $13.0M | 548,881 | 0.62% | 7q | -17.3%-$2.7M |
| PAX Financial Group, LLC | $8.3M | 348,665 | 1.23% | 23q | +1.4%+$111.0K |
| Plan A Wealth LLC | $7.7M | 322,041 | 3.26% | 7q | +8.3%+$586.7K |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | $6.4M | 267,448 | 0.04% | 7q | +18.4%+$986.7K |
| ASSETMARK, INC | $5.3M | 222,966 | 0.01% | 4q | +5.1%+$258.9K |
| LVZ, Inc. | $4.7M | 197,625 | 0.48% | 31q | +1.2%+$55.4K |
| Valmark Advisers, Inc. | $4.5M | 187,444 | 0.05% | 10q | HELD |
| Legacy Wealth Asset Management, LLC | $4.4M | 184,769 | 0.96% | 23q | +8.3%+$338.1K |
| Allworth Financial LP | $4.3M | 180,701 | 0.02% | 7q | +22.6%+$792.5K |
| ENVESTNET ASSET MANAGEMENT INC | $4.3M | 180,131 | 0.00% | 31q | +15.4%+$571.3K |
| WorthPointe, LLC | $3.7M | 154,171 | 0.92% | 3q | -25.5%-$1.3M |
| Range Financial Group LLC | $3.6M | 152,721 | 0.99% | 20q | +14.7%+$464.2K |
| OneAscent Investment Solutions LLC | $3.5M | 147,937 | 3.33% | 6q | -4.0%-$147.8K |
| OSAIC HOLDINGS, INC. | $3.0M | 126,122 | 0.00% | 26q | +36.5%+$801.2K |
| TrueWealth Advisors, LLC | $2.9M | 123,684 | 0.66% | 15q | +12.2%+$318.8K |
| GOLDMAN SACHS GROUP INC | $2.7M | 114,735 | 0.00% | 5q | -42.6%-$2.0M |
| Belpointe Asset Management LLC | $2.5M | 106,334 | 0.08% | 4q | +0.7%+$17.0K |
| Farther Finance Advisors, LLC | $2.5M | 105,133 | 0.02% | 2q | +36.9%+$673.3K |
| CITADEL ADVISORS LLC | $2.3M | 97,889 | 0.00% | 7q | -57.2%-$3.1M |
| RAYMOND JAMES FINANCIAL INC | $2.3M | 95,153 | 0.00% | 7q | +19.2%+$364.5K |
| Cambridge Investment Research Advisors, Inc. | $2.2M | 94,502 | 0.00% | 16q | +45.8%+$706.0K |
| VICUS CAPITAL | $2.2M | 90,985 | 0.14% | 14q | +7.1%+$144.0K |
| Kestra Advisory Services, LLC | $2.1M | 88,211 | 0.01% | 9q | +9.9%+$189.5K |
| IFP Advisors, Inc | $1.9M | 81,140 | 0.03% | 8q | +1.9%+$35.1K |
| Cetera Investment Advisers | $1.9M | 79,048 | 0.00% | 21q | -55.8%-$2.4M |
| AlphaStar Capital Management, LLC | $1.8M | 74,425 | 0.11% | 31q | +8.0%+$131.5K |
| SUMMIT WEALTH GROUP LLC / CO | $1.4M | 60,634 | 0.12% | 3q | +14.2%+$178.7K |
| Simplicity Wealth,LLC | $1.4M | 58,365 | 0.05% | 6q | +96.6%+$681.8K |
| Discipline Wealth Solutions, LLC | $1.3M | 56,200 | 0.12% | new | NEW |
| Cornerstone Financial Management LLC | $1.3M | 53,339 | 1.02% | 3q | -13.4%-$196.2K |
| Allen Capital Group, LLC | $1.3M | 53,281 | 0.10% | 10q | -8.5%-$118.1K |
| Optivise Advisory Services LLC | $1.2M | 51,632 | 0.62% | 9q | -2.5%-$31.6K |
| Revisor Wealth Management LLC | $1.2M | 50,838 | 0.29% | 2q | +69.0%+$495.5K |
| AE Wealth Management LLC | $1.1M | 47,881 | 0.01% | 3q | +6.4%+$68.3K |
| LaSalle St. Investment Advisors, LLC | $1.1M | 47,710 | 0.14% | 15q | +13.7%+$136.7K |
| First Heartland Consultants, Inc. | $1.1M | 44,442 | 0.07% | 8q | +5.4%+$54.5K |
| TRUST POINT INC. | $1.0M | 42,761 | 0.09% | 11q | -2.4%-$24.6K |
| SILVER OAK SECURITIES, INCORPORATED | $996.7K | 41,930 | 0.06% | 18q | +11.3%+$101.2K |
| HFG Wealth Management, LLC | $956.2K | 40,229 | 0.96% | 6q | -1.6%-$15.8K |
| Tulsa Wealth Advisors, INC | $886.6K | 37,299 | 0.12% | 2q | +16.8%+$127.5K |
| LITTLEJOHN FINANCIAL SERVICES, INC. | $744.0K | 31,298 | 0.54% | new | NEW |
| LifeGuide Financial Advisors, LLC | $702.3K | 29,545 | 0.20% | 12q | +10.7%+$67.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $694.5K | 29,217 | 0.00% | 18q | +12.3%+$75.8K |
| HARBOUR INVESTMENTS, INC. | $690.5K | 29,051 | 0.01% | 15q | -0.6%-$3.9K |
| Larry Mathis Financial Planning, LLC | $612.4K | 25,762 | 0.47% | 3q | HELD |
| Merit Financial Group, LLC | $606.8K | 25,527 | 0.00% | 19q | +4.4%+$25.5K |
| Cyndeo Wealth Partners, LLC | $592.6K | 24,931 | 0.03% | 15q | +1.9%+$11.3K |
| Keel Point, LLC | $589.6K | 24,806 | 0.03% | 31q | HELD |
| ROYAL BANK OF CANADA | $573.0K | 24,127 | 0.00% | 27q | +62.8%+$221.0K |
| Pioneer Wealth Management Group | $561.1K | 23,605 | 0.14% | 5q | +13.3%+$66.1K |
| Hanson & Doremus Investment Management | $549.0K | 23,092 | 0.06% | 4q | +258.9%+$396.0K |
| JOHNSON INVESTMENT COUNSEL INC | $520.9K | 21,914 | 0.00% | 2q | -2.8%-$14.8K |
| Turning Point Benefit Group, Inc. | $465.9K | 19,600 | 0.20% | 5q | -57.0%-$617.6K |
| INDEPENDENT FINANCIAL GROUP, LLC | $464.7K | 19,551 | 0.01% | 12q | +2.2%+$10.0K |
| EverSource Wealth Advisors, LLC | $463.6K | 19,504 | 0.02% | 19q | +6.8%+$29.7K |
| Demars Financial Group, LLC | $461.9K | 19,434 | 0.13% | new | NEW |
| Advisory Services Network, LLC | $455.5K | 19,163 | 0.01% | 4q | +3.2%+$14.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $446.3K | 18,777 | 0.00% | 2q | -57.3%-$598.8K |
| BENJAMIN EDWARDS INC | $433.4K | 18,235 | 0.00% | 6q | HELD |
| CARLSON FINANCIAL, INC. | $420.3K | 17,679 | 0.21% | 3q | -11.6%-$55.2K |
| Blue Trust, Inc. | $405.4K | 17,056 | 0.00% | 12q | HELD |
| Waverly Advisors, LLC | $387.1K | 16,284 | 0.00% | 3q | +10.5%+$36.8K |
| MML INVESTORS SERVICES, LLC | $381.2K | 16,036 | 0.00% | 16q | +79.4%+$168.6K |
| MRA Advisory Group | $350.1K | 14,727 | 0.13% | 2q | +31.0%+$82.9K |
| Cornerstone Wealth Management, LLC | $348.1K | 14,643 | 0.01% | new | NEW |
| Trek Financial, LLC | $347.7K | 14,628 | 0.02% | 8q | -6.2%-$23.0K |
| PANORAMIC INVESTMENT ADVISORS, LLC | $344.7K | 14,500 | 0.16% | 3q | HELD |
| Hobbs Group Advisors, LLC | $344.4K | 14,488 | 0.09% | 10q | -4.1%-$14.8K |
| HOWARD BAILEY SECURITIES, LLC | $331.8K | 13,960 | 0.12% | 4q | HELD |
| Atria Investments, Inc | $331.8K | 13,959 | 0.00% | 9q | -5.1%-$17.9K |
| Stewardship Advisors, LLC | $320.7K | 13,493 | 0.07% | new | NEW |
| RFG Advisory, LLC | $318.3K | 13,389 | 0.00% | 2q | -22.3%-$91.3K |
| Harvest Investment Services, LLC | $302.1K | 12,710 | 0.05% | 6q | +16.1%+$41.9K |
| Pinnacle Financial Partners, Inc. | $296.7K | 12,483 | 0.00% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $268.1K | 11,301 | 0.00% | 3q | -38.4%-$166.9K |
| Straight Path Wealth Management | $259.0K | 10,898 | 0.06% | 4q | -44.4%-$206.6K |
| Schwallier Wealth Management LLC | $252.7K | 10,631 | 0.16% | 8q | -34.1%-$130.9K |
| Bedel Financial Consulting, Inc. | $251.2K | 10,568 | 0.02% | 5q | HELD |
| Thrivent Financial for Lutherans | $251.0K | 10,545 | 0.00% | new | NEW |
| PVG ASSET MANAGEMENT CORP | $249.3K | 10,488 | 0.14% | 6q | HELD |
| CreativeOne Wealth, LLC | $246.7K | 10,377 | 0.01% | 31q | -98.2%-$13.4M |
| STIFEL FINANCIAL CORP | $243.1K | 10,227 | 0.00% | 6q | +4.8%+$11.1K |
| Sterling Investment Advisors, Ltd. | $237.7K | 10,000 | 0.04% | new | NEW |
| BRIA Capital Group, LLC | $232.3K | 9,773 | 0.17% | new | NEW |
| Triad Wealth Partners, LLC | $213.8K | 9,053 | 0.01% | 2q | +2.7%+$5.6K |
| Private Advisor Group, LLC | $210.7K | 8,866 | 0.00% | new | NEW |
| Van Diest Capital, LLC | $207.3K | 8,723 | 0.19% | new | NEW |
| Christian Investment Advisors, Inc. | $206.9K | 8,706 | 0.12% | 7q | -57.8%-$283.1K |
| D.A. DAVIDSON & CO. | $200.5K | 8,433 | 0.00% | 4q | HELD |
| SHP Wealth Management | $166.5K | 7,004 | 0.01% | 3q | -5.7%-$10.1K |
| WELLS FARGO & COMPANY/MN | $144.5K | 6,078 | 0.00% | 15q | HELD |
| AdvisorNet Financial, Inc | $95.4K | 4,012 | 0.00% | 5q | +76.2%+$41.2K |
| IFG Advisory, LLC | $85.5K | 3,597 | 0.00% | new | NEW |
| Ameritas Investment Partners, Inc. | $60.6K | 2,548 | 0.00% | 26q | -2.8%-$1.8K |
Showing the largest 100 of 112 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 44 | $77.5M | 3,368,482 | 4 | 24 | 7 | 0.0% |
| Q2 2026 | 112 | $358.5M | 15,081,006 | 19 | 48 | 31 | 0.0% |
| Q1 2026 | 108 | $391.9M | 16,427,957 | 13 | 58 | 20 | 0.0% |
| Q4 2025 | 101 | $353.8M | 14,620,254 | 9 | 59 | 14 | 0.0% |
| Q3 2025 | 97 | $317.6M | 13,144,435 | 12 | 49 | 21 | 0.0% |
| Q2 2025 | 95 | $291.5M | 12,140,053 | 11 | 38 | 31 | 0.0% |
| Q1 2025 | 92 | $289.1M | 12,170,155 | 13 | 39 | 26 | 0.0% |
| Q4 2024 | 89 | $289.2M | 12,335,793 | 9 | 39 | 25 | 0.0% |
| Q3 2024 | 82 | $282.6M | 11,733,066 | 15 | 32 | 22 | 0.0% |
| Q2 2024 | 72 | $270.8M | 11,603,008 | 8 | 31 | 18 | 0.0% |
| Q1 2024 | 66 | $210.6M | 8,978,251 | 8 | 25 | 18 | 0.0% |
| Q4 2023 | 66 | $213.0M | 8,827,705 | 6 | 24 | 20 | 0.0% |
| Q3 2023 | 56 | $221.1M | 9,767,184 | 6 | 21 | 20 | 0.0% |
| Q2 2023 | 52 | $253.1M | 10,959,121 | 5 | 28 | 14 | 0.0% |
| Q1 2023 | 53 | $215.0M | 9,179,982 | 7 | 26 | 14 | 0.0% |
| Q4 2022 | 50 | $202.9M | 8,805,246 | 6 | 17 | 17 | 0.0% |
| Q3 2022 | 49 | $1.3B | 59,464,242 | 12 | 15 | 14 | 0.0% |
| Q2 2022 | 40 | $1.2B | 51,037,900 | 3 | 20 | 11 | 0.0% |
| Q1 2022 | 42 | $1.3B | 53,857,525 | 5 | 25 | 6 | 0.0% |
| Q4 2021 | 40 | $1.4B | 55,364,919 | 3 | 24 | 8 | 0.0% |
| Q3 2021 | 42 | $239.1M | 9,147,832 | 4 | 23 | 10 | 0.0% |
| Q2 2021 | 39 | $170.5M | 6,487,176 | 7 | 22 | 8 | 0.0% |
| Q1 2021 | 38 | $138.5M | 5,352,806 | 6 | 22 | 6 | 0.0% |
| Q4 2020 | 39 | $552.4M | 20,775,386 | 3 | 21 | 7 | 0.0% |
| Q3 2020 | 33 | $520.2M | 19,762,819 | 6 | 15 | 9 | 0.0% |
| Q2 2020 | 31 | $104.7M | 3,980,735 | 5 | 15 | 7 | 0.0% |
| Q1 2020 | 31 | $98.9M | 4,060,585 | 5 | 13 | 9 | 0.0% |
| Q4 2019 | 31 | $103.2M | 4,012,235 | 7 | 13 | 7 | 0.0% |
| Q3 2019 | 28 | $99.0M | 3,854,316 | 9 | 11 | 3 | 0.0% |
| Q2 2019 | 18 | $72.8M | 2,840,566 | 4 | 9 | 2 | 0.0% |
| Q1 2019 | 16 | $47.5M | 1,890,424 | 1 | 11 | 2 | 0.0% |
| Q4 2018 | 16 | $39.4M | 1,613,834 | 1 | 1 | 0 | 0.0% |