DaveManuel.com · Institutional Ownership · Who Owns It
INTERCEPT PHARMACEUTICALS INC (ICPT)
Institutional ownership reported to the SEC as of Q3 2023, across 20 quarters.
156
Reporting holders
$816.6M
Reported value
2.8%
Calls
8.3%
Puts
+27
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock Inc. | $78.1M | 4,212,820 | 0.00% | 20q | -4.2%-$3.4M |
| STATE STREET CORP | $59.3M | 3,197,810 | 0.00% | 20q | -23.5%-$18.2M |
| UBS Group AG | $55.8M incl. $203.9K options PUT | 2,999,188 | 0.02% | 20q | +120.6%+$30.5M |
| Magnetar Financial LLC | $44.6M | 2,407,209 | 1.14% | new | NEW |
| ALPINE ASSOCIATES MANAGEMENT INC. | $40.8M | 2,203,295 | 2.14% | new | NEW |
| DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) | $38.5M | 2,077,893 | 0.85% | 2q | HELD |
| VANGUARD GROUP INC | $38.4M | 2,071,232 | 0.00% | 20q | -55.9%-$48.6M |
| Jefferies Financial Group Inc. | $37.1M | 2,000,000 | 0.33% | new | NEW |
| ALLIANCEBERNSTEIN L.P. | $28.6M | 1,542,896 | 0.01% | 20q | +2442.3%+$27.5M |
| Pictet Asset Management Holding SA | $22.3M | 1,205,093 | 0.03% | new | FIRST |
| Caligan Partners LP | $22.2M PUT | options only | 10.22% | 2q | OPTIONS |
| Rockefeller Capital Management L.P. | $19.2M | 1,037,763 | 0.07% | 15q | +33.5%+$4.8M |
| GOLDMAN SACHS GROUP INC | $18.9M | 1,019,073 | 0.00% | 20q | +242.6%+$13.4M |
| BOOTHBAY FUND MANAGEMENT, LLC | $15.7M PUT | options only | 0.37% | 6q | OPTIONS |
| RENAISSANCE TECHNOLOGIES LLC | $15.3M | 825,800 | 0.03% | 9q | -6.1%-$993.7K |
| GEODE CAPITAL MANAGEMENT, LLC | $14.7M | 793,321 | 0.00% | 20q | +29.4%+$3.3M |
| D. E. Shaw & Co., Inc. | $14.7M | 791,335 | 0.02% | 5q | +18.5%+$2.3M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $13.8M incl. $7.0M options CALL+PUT | 366,014 | 0.00% | 20q | +215.7%+$9.4M |
| AQR Arbitrage LLC | $13.6M | 734,970 | 0.61% | new | NEW |
| Balyasny Asset Management L.P. | $13.0M PUT | options only | 0.03% | new | OPTIONS |
| Samsara BioCapital, LLC | $11.9M | 640,688 | 3.64% | 20q | HELD |
| MORGAN STANLEY | $10.7M | 576,774 | 0.00% | 24q | +306.5%+$8.1M |
| HSBC HOLDINGS PLC | $8.5M | 456,623 | 0.01% | new | NEW |
| Fort Baker Capital Management LP | $8.0M CALL | options only | 0.74% | new | OPTIONS |
| ACADIAN ASSET MANAGEMENT LLC | $7.6M | 409,183 | 0.03% | 8q | +45.8%+$2.4M |
| BANK OF AMERICA CORP /DE/ | $7.5M | 402,359 | 0.00% | 20q | +36.0%+$2.0M |
| NORTHERN TRUST CORP | $7.1M | 383,323 | 0.00% | 20q | +38.3%+$2.0M |
| Versor Investments LP | $7.0M | 378,480 | 1.42% | new | NEW |
| JPMORGAN CHASE & CO | $6.4M incl. $1.0M options CALL | 289,771 | 0.00% | 20q | +873.3%+$5.8M |
| CITADEL ADVISORS LLC | $6.3M incl. $4.8M options CALL+PUT | 81,972 | 0.00% | 20q | -1.0%-$64.7K |
| Nuveen Asset Management, LLC | $6.0M | 325,552 | 0.00% | 19q | -24.8%-$2.0M |
| Rafferty Asset Management, LLC | $5.7M | 306,233 | 0.03% | 19q | -25.7%-$2.0M |
| JANE STREET GROUP, LLC | $5.3M incl. $5.1M options CALL+PUT | 14,201 | 0.00% | 6q | -76.8%-$17.6M |
| TOKIO MARINE ASSET MANAGEMENT CO LTD | $4.8M | 260,300 | 0.31% | new | NEW |
| Bank of New York Mellon Corp | $4.7M | 252,354 | 0.00% | 20q | +15.7%+$633.9K |
| Chicago Capital Management, LLC | $4.6M | 185,781 | 12.16% | new | NEW |
| MILLENNIUM MANAGEMENT LLC | $4.3M incl. $927.0K options PUT | 179,333 | 0.00% | 8q | -69.7%-$9.8M |
| Schonfeld Strategic Advisors LLC | $4.1M PUT | options only | 0.03% | new | OPTIONS |
| PINNACLE ASSOCIATES LTD | $3.7M | 197,237 | 0.07% | 20q | -1.4%-$53.4K |
| FULLER & THALER ASSET MANAGEMENT, INC. | $3.6M | 193,940 | 0.02% | 2q | -3.7%-$139.4K |
| GABELLI FUNDS LLC | $3.3M | 178,800 | 0.03% | new | NEW |
| BARCLAYS PLC | $3.3M | 178,438 | 0.00% | 20q | -16.7%-$664.0K |
| GROUP ONE TRADING, L.P. | $3.2M incl. $2.2M options CALL+PUT | 53,694 | 0.01% | 20q | -30.0%-$1.4M |
| TWO SIGMA ADVISERS, LP | $2.7M | 146,200 | 0.01% | 20q | +9.5%+$235.5K |
| CITIGROUP INC | $2.7M | 143,414 | 0.00% | 20q | -87.7%-$18.9M |
| Tudor Investment Corp Et Al | $2.6M incl. $2.1M options PUT | 25,000 | 0.03% | new | NEW |
| Connor, Clark & Lunn Investment Management Ltd. | $2.3M | 126,550 | 0.01% | 11q | -17.2%-$488.5K |
| NATIXIS | $2.2M | 120,000 | 0.02% | 4q | +1153.8%+$2.0M |
| Raymond James Financial Services Advisors, Inc. | $2.2M | 116,267 | 0.00% | 19q | -40.2%-$1.4M |
| Yakira Capital Management, Inc. | $2.1M | 110,892 | 0.56% | new | NEW |
| SIMPLEX TRADING, LLC | $2.0M incl. $2.0M options CALL+PUT | 1,384 | 0.00% | 20q | -31.7%-$945.9K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $2.0M | 109,717 | 0.00% | 20q | -30.9%-$911.4K |
| Vestcor Inc | $1.9M | 100,000 | 0.07% | new | NEW |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $1.8M | 96,250 | 0.29% | new | NEW |
| Allspring Global Investments Holdings, LLC | $1.8M | 95,794 | 0.00% | 8q | +6.9%+$114.8K |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | $1.8M | 95,547 | 0.00% | 9q | +31.3%+$422.7K |
| Cubist Systematic Strategies, LLC | $1.7M | 92,281 | 0.01% | new | NEW |
| Alpine Global Management, LLC | $1.7M | 89,320 | 0.20% | new | NEW |
| Carmignac Gestion | $1.6M | 85,271 | 0.03% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $1.6M | 84,718 | 0.00% | 20q | +83.8%+$716.0K |
| EHP Funds Inc. | $1.6M | 84,210 | 0.73% | new | NEW |
| Swiss National Bank | $1.4M | 77,900 | 0.00% | 20q | +2.5%+$35.2K |
| WELLS FARGO & COMPANY/MN | $1.3M | 72,409 | 0.00% | 20q | -50.2%-$1.4M |
| FEDERATED HERMES, INC. | $1.3M | 70,276 | 0.00% | 5q | -59.1%-$1.9M |
| CREDIT SUISSE AG/ | $1.3M | 69,928 | 0.00% | 20q | -56.2%-$1.7M |
| Invesco Ltd. | $1.3M | 69,465 | 0.00% | 10q | +375.7%+$1.0M |
| Janney Montgomery Scott LLC | $1.3M | 68,068 | 0.00% | new | NEW |
| BNP PARIBAS ARBITRAGE, SNC | $1.3M | 67,814 | 0.00% | 20q | -23.5%-$387.3K |
| PRELUDE CAPITAL MANAGEMENT, LLC | $1.2M | 62,847 | 0.08% | new | NEW |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | $1.0M | 56,353 | 0.01% | new | NEW |
| RHUMBLINE ADVISERS | $979.3K | 52,824 | 0.00% | 20q | +44.3%+$300.4K |
| PROFUND ADVISORS LLC | $948.0K | 51,133 | 0.05% | 3q | -30.6%-$418.2K |
| FMR LLC | $903.7K | 48,741 | 0.00% | 20q | +10.4%+$85.0K |
| PenderFund Capital Management Ltd. | $877.0K | 34,840 | 0.26% | new | NEW |
| Skaana Management L.P. | $871.0K incl. $483.9K options CALL+PUT | 20,877 | 0.21% | 5q | +5.0%+$41.7K |
| Hennion & Walsh Asset Management, Inc. | $858.7K | 46,315 | 0.05% | 2q | +89.5%+$405.6K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $746.6K | 40,268 | 0.00% | 20q | +2.4%+$17.6K |
| PRINCIPAL FINANCIAL GROUP INC | $738.5K | 39,832 | 0.00% | 20q | +44.1%+$225.9K |
| Bayesian Capital Management, LP | $693.4K | 37,400 | 0.08% | new | NEW |
| Crystalline Management Inc. | $689.3K | 37,177 | 0.49% | new | NEW |
| Mirae Asset Global Investments Co., Ltd. | $680.2K | 36,690 | 0.00% | 5q | +41.6%+$200.0K |
| Terrapin Asset Management, LLC | $665.6K CALL+PUT | options only | 0.76% | new | OPTIONS |
| ExodusPoint Capital Management, LP | $651.0K | 35,087 | 0.01% | 5q | -75.2%-$2.0M |
| Allianz Asset Management GmbH | $606.3K | 32,700 | 0.00% | new | NEW |
| Prospera Financial Services Inc | $579.6K | 31,262 | 0.02% | 10q | -10.1%-$65.0K |
| ALPS ADVISORS INC | $572.5K | 30,878 | 0.00% | 16q | +0.8%+$4.4K |
| Legal & General Group Plc | $569.9K | 30,739 | 0.00% | 20q | +5.5%+$29.8K |
| STATE OF WISCONSIN INVESTMENT BOARD | $559.7K | 30,187 | 0.00% | 20q | -2.2%-$12.8K |
| GAMCO INVESTORS, INC. ET AL | $555.3K | 29,950 | 0.01% | new | NEW |
| Sagefield Capital LP | $548.8K | 29,600 | 0.08% | new | NEW |
| MACQUARIE GROUP LTD | $501.0K | 27,000 | 0.00% | 21q | HELD |
| PRICE T ROWE ASSOCIATES INC /MD/ | $490.0K | 26,386 | 0.00% | 8q | +20.1%+$82.1K |
| HARVEST MANAGEMENT LLC | $485.7K PUT | options only | 0.25% | new | OPTIONS |
| Virtu Financial LLC | $475.0K | 25,642 | 0.05% | new | NEW |
| Virtus ETF Advisers LLC | $468.5K | 25,272 | 0.28% | 4q | -11.5%-$60.6K |
| GTS SECURITIES LLC | $463.5K CALL+PUT | options only | 0.00% | new | OPTIONS |
| UBS ASSET MANAGEMENT AMERICAS INC | $441.9K | 23,834 | 0.00% | 20q | HELD |
| MARSHALL WACE, LLP | $417.1K | 22,500 | 0.00% | 3q | +3.1%+$12.6K |
| GUGGENHEIM CAPITAL LLC | $413.2K | 22,285 | 0.00% | new | NEW |
| MetLife Investment Management, LLC | $400.5K | 21,600 | 0.00% | 21q | +69.5%+$164.1K |
Showing the largest 100 of 156 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2023 | 156 | $816.6M | 39,050,541 | 55 | 43 | 37 | 11.2% |
| Q2 2023 | 129 | $429.3M | 35,011,729 | 19 | 44 | 43 | 9.8% |
| Q1 2023 | 146 | $407.4M | 28,675,805 | 26 | 55 | 39 | 5.5% |
| Q4 2022 | 148 | $381.4M | 28,569,831 | 22 | 57 | 43 | 7.3% |
| Q3 2022 | 149 | $1.5B | 100,941,513 | 25 | 57 | 29 | 4.5% |
| Q2 2022 | 148 | $1.4B | 96,685,145 | 23 | 38 | 57 | 2.7% |
| Q1 2022 | 145 | $1.7B | 102,439,496 | 18 | 43 | 48 | 2.1% |
| Q4 2021 | 151 | $1.8B | 106,078,793 | 29 | 36 | 43 | 3.4% |
| Q3 2021 | 143 | $1.5B | 101,205,365 | 27 | 32 | 48 | 2.6% |
| Q2 2021 | 133 | $2.3B | 111,601,597 | 12 | 52 | 31 | 1.9% |
| Q1 2021 | 154 | $2.6B | 112,099,513 | 15 | 38 | 54 | 2.3% |
| Q4 2020 | 174 | $2.8B | 107,317,029 | 26 | 57 | 47 | 3.6% |
| Q3 2020 | 175 | $2.1B | 47,450,222 | 27 | 52 | 52 | 5.1% |
| Q2 2020 | 198 | $2.4B | 45,860,349 | 39 | 66 | 48 | 6.6% |
| Q1 2020 | 195 | $3.6B | 55,016,370 | 26 | 51 | 72 | 4.4% |
| Q4 2019 | 219 | $6.3B | 45,816,063 | 45 | 59 | 71 | 9.2% |
| Q3 2019 | 194 | $3.5B | 49,127,013 | 33 | 63 | 51 | 6.5% |
| Q2 2019 | 200 | $4.3B | 49,472,899 | 28 | 96 | 41 | 7.7% |
| Q1 2019 | 214 | $9.0B | 30,261,369 | 54 | 80 | 44 | 62.3% |
| Q4 2018 | 194 | $4.5B | 42,229,292 | 2 | 5 | 4 | 8.5% |