DaveManuel.com · Institutional Ownership · Who Owns It
ALPS ETF TR (IDOG)
Institutional ownership reported to the SEC as of Q2 2026, across 32 quarters.
77
Reporting holders
$337.1M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $58.9M | 1,429,870 | 0.00% | 35q | +2.5%+$1.4M |
| Avantax Planning Partners, Inc. | $38.3M | 929,340 | 0.95% | 31q | -0.9%-$334.6K |
| Cetera Investment Advisers | $36.2M | 879,240 | 0.03% | 9q | +0.9%+$333.7K |
| Del-Sette Capital Management, LLC | $18.6M | 450,638 | 10.84% | 19q | +0.6%+$113.0K |
| BANK OF AMERICA CORP /DE/ | $14.7M | 355,861 | 0.00% | 31q | +5.9%+$821.1K |
| Focus Partners Advisor Solutions, LLC | $14.5M | 352,141 | 0.12% | 7q | HELD |
| Brady Martz Wealth Solutions, LLC | $14.0M | 340,690 | 2.12% | 7q | HELD |
| LPL Financial LLC | $13.4M | 326,199 | 0.00% | 31q | +6.0%+$755.0K |
| MGO ONE SEVEN LLC | $13.3M | 322,431 | 0.22% | 9q | +15.8%+$1.8M |
| WELLS FARGO & COMPANY/MN | $12.3M | 299,324 | 0.00% | 31q | +7.1%+$816.9K |
| UBS Group AG | $12.3M | 298,824 | 0.00% | 31q | +10.7%+$1.2M |
| AMERIPRISE FINANCIAL INC | $11.7M | 284,398 | 0.00% | 15q | +21.2%+$2.0M |
| Kingsview Wealth Management, LLC | $8.2M | 199,101 | 0.10% | new | NEW |
| American Alpha Advisors, LLC | $6.2M | 149,954 | 3.34% | 8q | +11.6%+$640.9K |
| ROYAL BANK OF CANADA | $6.2M | 149,849 | 0.00% | 31q | +2.9%+$173.1K |
| ForthRight Wealth Management, LLC | $5.3M | 127,526 | 1.34% | 23q | -6.4%-$361.2K |
| Tenzing Financial LLC | $5.2M | 125,047 | 3.59% | 3q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.8M | 115,699 | 0.01% | 31q | +3.5%+$163.0K |
| JONES FINANCIAL COMPANIES LLLP | $4.4M | 107,314 | 0.00% | 9q | +28.9%+$986.9K |
| ALPS ADVISORS INC | $4.0M | 97,965 | 0.02% | 5q | HELD |
| CAHILL FINANCIAL ADVISORS INC | $2.7M | 65,597 | 0.26% | 31q | +1.2%+$31.7K |
| OSAIC HOLDINGS, INC. | $2.7M | 64,787 | 0.00% | 26q | +3.2%+$81.7K |
| Genesee Capital Advisors, LLC | $2.7M | 64,520 | 0.84% | 12q | HELD |
| RAYMOND JAMES FINANCIAL INC | $2.6M | 63,877 | 0.00% | 7q | +2.0%+$50.6K |
| TRUIST FINANCIAL CORP | $2.5M | 61,096 | 0.00% | 2q | +11.3%+$255.0K |
| Payne Capital LLC | $2.5M | 59,572 | 2.04% | 4q | HELD |
| Steward Partners Investment Advisory, LLC | $1.6M | 39,756 | 0.01% | 8q | +4.5%+$70.5K |
| ENVESTNET ASSET MANAGEMENT INC | $1.4M | 33,644 | 0.00% | 17q | +12.7%+$155.7K |
| Federation des caisses Desjardins du Quebec | $1.1M | 27,066 | 0.00% | 38q | HELD |
| Fermata Advisors, LLC | $1.1M | 25,630 | 0.21% | 10q | -2.1%-$23.0K |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | $1.0M | 24,470 | 0.01% | 5q | +5.7%+$54.7K |
| FLOW TRADERS U.S. LLC | $923.0K | 22,423 | 0.04% | new | NEW |
| Janney Montgomery Scott LLC | $908.0K | 22,042 | 0.00% | 31q | -4.0%-$38.3K |
| Stratos Investment Management, LLC | $861.6K | 20,921 | 0.03% | 2q | +5.9%+$48.1K |
| Kestra Advisory Services, LLC | $847.8K | 20,588 | 0.00% | 3q | +53.0%+$293.9K |
| Apollon Wealth Management, LLC | $775.3K | 18,826 | 0.01% | 7q | HELD |
| Cambridge Investment Research Advisors, Inc. | $768.0K | 18,634 | 0.00% | 17q | +95.6%+$375.3K |
| Baird Financial Group, Inc. | $726.8K | 17,650 | 0.00% | 9q | HELD |
| Mariner, LLC | $678.0K | 16,464 | 0.00% | 18q | -47.4%-$610.2K |
| Fulton Bank, N.A. | $569.6K | 13,833 | 0.02% | 3q | HELD |
| Advisors Preferred, LLC | $564.0K | 13,598 | 0.09% | new | NEW |
| Friday Financial | $476.1K | 11,444 | 0.13% | 4q | HELD |
| Private Advisor Group, LLC | $463.2K | 11,249 | 0.00% | 2q | +125.7%+$258.0K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $433.7K | 10,533 | 0.00% | 10q | -81.6%-$1.9M |
| JANE STREET GROUP, LLC | $416.7K | 10,120 | 0.00% | 5q | -92.3%-$5.0M |
| &PARTNERS | $408.3K | 10,002 | 0.00% | 10q | -2.4%-$10.1K |
| STIFEL FINANCIAL CORP | $363.6K | 8,828 | 0.00% | 8q | +1.9%+$6.9K |
| Regal Investment Advisors LLC | $362.2K | 8,795 | 0.02% | 7q | -3.3%-$12.4K |
| Heritage Wealth Management, Inc. | $298.6K | 7,251 | 0.07% | 9q | HELD |
| Avior Wealth Management, LLC | $286.6K | 6,960 | 0.01% | 26q | HELD |
| CITADEL ADVISORS LLC | $230.3K | 5,593 | 0.00% | 2q | -63.8%-$405.5K |
| HBK Sorce Advisory LLC | $224.1K | 5,123 | 0.00% | new | NEW |
| MML INVESTORS SERVICES, LLC | $210.9K | 5,120 | 0.00% | new | NEW |
| CITIGROUP INC | $170.9K | 4,151 | 0.00% | 3q | +28.9%+$38.3K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $140.4K | 3,409 | 0.00% | 11q | +20.6%+$24.0K |
| PNC Financial Services Group, Inc. | $136.8K | 3,321 | 0.00% | 31q | HELD |
| BlackRock, Inc. | $88.6K | 2,151 | 0.00% | new | NEW |
| RMG Wealth Management LLC | $79.4K | 1,810 | 0.01% | 3q | HELD |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | $75.0K | 1,822 | 0.03% | 6q | +16.5%+$10.6K |
| FMR LLC | $72.4K | 1,757 | 0.00% | 10q | +9.8%+$6.5K |
| US BANCORP \DE\ | $71.5K | 1,737 | 0.00% | 5q | HELD |
| LANARK FINANCIAL, INC. | $59.6K | 1,448 | 0.00% | 12q | HELD |
| FIFTH THIRD BANCORP | $42.3K | 1,027 | 0.00% | 2q | HELD |
| Basepoint Wealth LLC | $39.9K | 968 | 0.02% | 3q | +2.2% |
| Salomon & Ludwin, LLC | $28.9K | 705 | 0.00% | 12q | HELD |
| TRUST CO OF VERMONT | $24.7K | 600 | 0.00% | 2q | HELD |
| MCDONALD PARTNERS LLC | $24.7K | 600 | 0.01% | new | NEW |
| BEACON INVESTMENT ADVISORY SERVICES, INC. | $16.5K | 400 | 0.00% | 2q | HELD |
| Strategic Advocates LLC | $14.1K | 342 | 0.05% | 4q | HELD |
| Geneos Wealth Management Inc. | $11.8K | 286 | 0.00% | 12q | HELD |
| LifeSteps Financial, Inc. | $7.6K | 185 | 0.00% | new | NEW |
| Founders Capital Management | $2.8K | 69 | 0.00% | 9q | HELD |
| HOEY INVESTMENTS, INC | $2.6K | 63 | 0.00% | new | NEW |
| AdvisorNet Financial, Inc | $2.0K | 48 | 0.00% | 10q | HELD |
| VANGUARD ADVISERS INC | $2.0K | 48 | 0.00% | 2q | HELD |
| Global Retirement Partners, LLC | $461 | 11 | 0.00% | 7q | HELD |
| Parkside Financial Bank & Trust | $330 | 8 | 0.00% | 8q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 22 | $40.0M | 950,855 | 5 | 2 | 5 | 0.0% |
| Q2 2026 | 77 | $337.1M | 8,184,389 | 9 | 30 | 10 | 0.0% |
| Q1 2026 | 72 | $329.7M | 7,913,462 | 9 | 26 | 14 | 0.0% |
| Q4 2025 | 70 | $283.6M | 7,355,544 | 11 | 21 | 15 | 0.0% |
| Q3 2025 | 64 | $243.8M | 6,843,049 | 6 | 21 | 19 | 0.0% |
| Q2 2025 | 64 | $234.1M | 6,900,287 | 7 | 26 | 18 | 0.0% |
| Q1 2025 | 58 | $192.6M | 6,085,345 | 2 | 23 | 13 | 0.0% |
| Q4 2024 | 63 | $186.1M | 6,444,672 | 5 | 16 | 20 | 0.0% |
| Q3 2024 | 59 | $186.3M | 5,848,327 | 7 | 20 | 17 | 0.0% |
| Q2 2024 | 51 | $179.3M | 6,040,780 | 8 | 15 | 12 | 0.0% |
| Q1 2024 | 47 | $225.3M | 7,581,917 | 10 | 16 | 13 | 0.0% |
| Q4 2023 | 45 | $180.2M | 6,033,809 | 6 | 17 | 13 | 0.0% |
| Q3 2023 | 41 | $141.8M | 5,206,871 | 6 | 19 | 10 | 0.0% |
| Q2 2023 | 42 | $133.5M | 4,766,100 | 10 | 17 | 10 | 0.0% |
| Q1 2023 | 35 | $119.1M | 4,305,153 | 2 | 14 | 11 | 0.0% |
| Q4 2022 | 39 | $101.3M | 3,979,042 | 6 | 9 | 18 | 0.0% |
| Q3 2022 | 37 | $92.1M | 4,322,111 | 6 | 15 | 7 | 0.0% |
| Q2 2022 | 38 | $415.9M | 16,529,352 | 6 | 14 | 7 | 0.0% |
| Q1 2022 | 34 | $460.1M | 16,343,507 | 3 | 15 | 8 | 0.0% |
| Q4 2021 | 34 | $437.4M | 15,688,580 | 6 | 4 | 11 | 0.0% |
| Q3 2021 | 26 | $444.4M | 16,269,046 | 1 | 8 | 7 | 0.0% |
| Q2 2021 | 34 | $456.6M | 16,239,292 | 6 | 6 | 7 | 0.0% |
| Q1 2021 | 35 | $433.7M | 15,826,580 | 5 | 8 | 12 | 0.0% |
| Q4 2020 | 33 | $427.1M | 16,419,917 | 1 | 4 | 16 | 0.0% |
| Q3 2020 | 31 | $828.1M | 38,407,082 | 2 | 8 | 12 | 0.0% |
| Q2 2020 | 33 | $862.6M | 38,824,869 | 2 | 9 | 12 | 0.0% |
| Q1 2020 | 39 | $778.9M | 39,436,215 | 5 | 10 | 15 | 0.0% |
| Q4 2019 | 42 | $1.1B | 39,925,315 | 2 | 8 | 19 | 0.0% |
| Q3 2019 | 42 | $1.0B | 38,873,564 | 5 | 12 | 17 | 0.0% |
| Q2 2019 | 40 | $1.1B | 40,746,458 | 5 | 12 | 15 | 0.0% |
| Q1 2019 | 42 | $1.1B | 41,257,085 | 6 | 12 | 11 | 0.0% |
| Q4 2018 | 44 | $1.0B | 42,667,045 | 1 | 1 | 1 | 0.0% |