DaveManuel.com · Institutional Ownership · Who Owns It
NEOS ETF TRUST (IYRI)
Institutional ownership reported to the SEC as of Q2 2026, across 7 quarters.
52
Reporting holders
$50.1M
Reported value
1.9%
Calls
0.0%
Puts
+15
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Gradient Investments LLC | $8.2M | 166,746 | 0.11% | 4q | +2.3%+$187.9K |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | $6.9M | 140,905 | 1.03% | 3q | +1.6%+$106.0K |
| Cascade Wealth Advisors, Inc | $5.3M | 106,514 | 2.13% | 4q | -16.7%-$1.1M |
| MADDEN SECURITIES Corp | $4.9M | 100,200 | 1.37% | 5q | -0.9%-$43.0K |
| New England Private Wealth Advisors LLC | $3.3M | 65,420 | 0.32% | new | NEW |
| RFG Advisory, LLC | $3.2M | 65,399 | 0.05% | 5q | +24.9%+$640.8K |
| Moran Wealth Management, LLC | $2.4M | 48,136 | 0.06% | 3q | +32.1%+$574.7K |
| Cherry Creek Investment Advisors, Inc. | $2.1M | 43,432 | 0.84% | 2q | +6.2%+$123.8K |
| Summit Financial, LLC | $1.3M | 25,944 | 0.01% | 3q | +17.5%+$189.9K |
| CITADEL ADVISORS LLC | $933.1K CALL | options only | 0.00% | 2q | OPTIONS |
| CAP Partners, LLC | $913.9K | 18,610 | 0.45% | 3q | +23.8%+$175.5K |
| STIFEL FINANCIAL CORP | $899.8K | 18,322 | 0.00% | 2q | +8.6%+$71.6K |
| LPL Financial LLC | $819.4K | 16,686 | 0.00% | new | NEW |
| High Net Worth Advisory Group LLC | $791.5K | 16,117 | 0.17% | 5q | HELD |
| World Investment Advisors | $745.4K | 15,762 | 0.01% | 3q | HELD |
| Core Wealth Advisors, Inc. | $701.4K | 14,283 | 0.14% | 2q | +70.3%+$289.5K |
| PVG ASSET MANAGEMENT CORP | $615.4K | 12,532 | 0.36% | 3q | +11.6%+$64.1K |
| ROYAL BANK OF CANADA | $580.0K | 11,817 | 0.00% | 3q | +198.2%+$385.5K |
| Steward Partners Investment Advisory, LLC | $507.4K | 10,331 | 0.00% | new | NEW |
| D.A. DAVIDSON & CO. | $501.8K | 10,218 | 0.00% | new | NEW |
| ENTREWEALTH, LLC | $495.0K | 10,000 | 0.18% | new | NEW |
| Parallel Advisors, LLC | $464.1K | 9,450 | 0.01% | new | NEW |
| Foundations Investment Advisors, LLC | $371.3K | 7,561 | 0.00% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $333.6K | 6,794 | 0.00% | 4q | -35.8%-$186.0K |
| Jaffetilchin Investment Partners, LLC | $318.8K | 6,491 | 0.02% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $294.7K | 6,000 | 0.01% | new | NEW |
| Mariner, LLC | $273.4K | 5,567 | 0.00% | new | NEW |
| Apollon Wealth Management, LLC | $270.1K | 5,500 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $258.0K | 5,253 | 0.00% | new | NEW |
| HighTower Advisors, LLC | $247.7K | 5,045 | 0.00% | 6q | -20.1%-$62.4K |
| Compound Planning, Inc. | $246.4K | 5,016 | 0.01% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $233.7K | 4,758 | 0.00% | new | NEW |
| WORLD EQUITY GROUP, INC. | $215.7K | 4,393 | 0.05% | 5q | +2.8%+$5.8K |
| Strategic Wealth Partners, Ltd. | $112.4K | 2,289 | 0.01% | new | NEW |
| US BANCORP \DE\ | $99.6K | 2,028 | 0.00% | 2q | HELD |
| Markowski Investments | $48.4K | 986 | 0.01% | new | FIRST |
| OSAIC HOLDINGS, INC. | $44.0K | 896 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $39.3K | 800 | 0.00% | 5q | HELD |
| IFP Advisors, Inc | $37.4K | 762 | 0.00% | 2q | +25.7%+$7.7K |
| Founders Financial Alliance, LLC | $24.2K | 493 | 0.00% | 2q | +34.7%+$6.2K |
| Farther Finance Advisors, LLC | $22.0K | 447 | 0.00% | 2q | +851.1%+$19.6K |
| SBI Securities Co., Ltd. | $17.6K | 358 | 0.00% | 2q | -27.8%-$6.8K |
| SALEM INVESTMENT COUNSELORS INC | $16.0K | 325 | 0.00% | 2q | +116.7%+$8.6K |
| TSFG, LLC | $15.0K | 306 | 0.00% | new | NEW |
| GFS Advisors, LLC | $12.3K | 160,185? | 0.00% | new | |
| Planning Strategies Inc. | $11.4K | 232 | 0.01% | new | FIRST |
| Roble, Belko & Company, Inc | $11.0K | 215 | 0.00% | 3q | +97.2%+$5.4K |
| Financial Management Professionals, Inc. | $10.1K | 206 | 0.00% | 3q | +7.9% |
| NFSG Corp | $7.6K | 155 | 0.00% | 3q | HELD |
| Global Retirement Partners, LLC | $3.9K | 80 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $1.0K | 21 | 0.00% | new | NEW |
| DHJJ Financial Advisors, Ltd. | $50 | 1 | 0.00% | 4q | HELD |
| WELLS FARGO & COMPANY/MN | $34 | 1 | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 24 | $37.8M | 838,949 | 2 | 10 | 6 | 0.0% |
| Q2 2026 | 52 | $50.1M | 999,803 | 19 | 18 | 5 | 1.9% |
| Q1 2026 | 37 | $40.5M | 828,981 | 12 | 17 | 4 | 2.4% |
| Q4 2025 | 29 | $27.9M | 572,738 | 11 | 9 | 5 | 0.0% |
| Q3 2025 | 21 | $20.7M | 410,025 | 11 | 9 | 1 | 0.0% |
| Q2 2025 | 11 | $8.3M | 166,142 | 8 | 1 | 2 | 0.0% |
| Q1 2025 | 3 | $806.9K | 15,908 | 3 | 0 | 0 | 0.0% |