DaveManuel.com · Institutional Ownership · Who Owns It
KADMON HLDGS INC COM (KDMN)
Institutional ownership reported to the SEC as of Q3 2021, across 12 quarters.
173
Reporting holders
$1.8B
Reported value
2.0%
Calls
1.5%
Puts
+31
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Metropolitan Life Insurance Co/NY | $386.3M | 44,355,000 | 0.01% | 13q | -4.0%-$15.9M |
| BlackRock Inc. | $128.9M | 14,798,802 | 0.00% | 12q | -7.1%-$9.9M |
| Point72 Asset Management, L.P. | $126.2M | 14,483,586 | 0.55% | 6q | +37.8%+$34.6M |
| Magnetar Financial LLC | $86.0M | 9,871,249 | 0.88% | new | NEW |
| VANGUARD GROUP INC | $78.2M | 8,980,438 | 0.00% | 12q | +0.6%+$498.2K |
| STATE STREET CORP | $66.9M | 7,681,990 | 0.00% | 12q | -27.6%-$25.5M |
| Versor Investments LP | $65.4M | 7,511,591 | 2.01% | new | NEW |
| MORGAN STANLEY | $52.0M | 5,975,607 | 0.01% | 16q | +13.5%+$6.2M |
| ALPINE ASSOCIATES MANAGEMENT INC. | $49.8M | 5,721,123 | 1.62% | new | NEW |
| Omni Partners US LLC | $47.5M | 5,453,368 | 2.44% | new | NEW |
| Pentwater Capital Management LP | $42.1M | 4,830,000 | 0.43% | new | NEW |
| GOLDMAN SACHS GROUP INC | $38.7M incl. $273.0K options PUT | 4,408,033 | 0.01% | 12q | -1.5%-$599.3K |
| Vivo Capital, LLC | $37.3M | 4,283,014 | 1.68% | 7q | -26.4%-$13.4M |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | $35.7M | 4,100,000 | 0.07% | 4q | +173.3%+$22.6M |
| CNH PARTNERS LLC | $31.9M | 3,667,074 | 0.92% | new | NEW |
| GREAT POINT PARTNERS LLC | $29.4M | 3,375,000 | 6.84% | 6q | -30.1%-$12.7M |
| DEUTSCHE BANK AG\ | $28.3M | 3,253,724 | 0.01% | 15q | +23.4%+$5.4M |
| GEODE CAPITAL MANAGEMENT, LLC | $25.0M | 2,869,385 | 0.00% | 12q | -2.6%-$674.9K |
| ALLIANCEBERNSTEIN L.P. | $23.4M | 2,690,593 | 0.01% | 12q | +1482.7%+$22.0M |
| American Portfolios Advisors | $20.9M | 2,395,000 | 0.00% | 3q | HELD |
| MANGROVE PARTNERS | $20.8M | 2,383,543 | 1.86% | 3q | +51.5%+$7.1M |
| GROUP ONE TRADING, L.P. | $16.5M incl. $14.1M options CALL+PUT | 267,912 | 0.02% | 4q | +1581.5%+$15.5M |
| NORTHERN TRUST CORP | $16.3M | 1,867,783 | 0.00% | 12q | -1.0%-$166.6K |
| GABELLI FUNDS LLC | $15.5M | 1,780,962 | 0.10% | new | NEW |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | $15.5M | 1,775,871 | 0.10% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $15.1M incl. $12.6M options CALL+PUT | 295,542 | 0.00% | 10q | +18.7%+$2.4M |
| NORGES BANK | $15.1M | 1,733,400 | 0.00% | 3q | +151.3%+$9.1M |
| Balyasny Asset Management LLC | $13.1M CALL | options only | 0.05% | 2q | OPTIONS |
| MIZUHO MARKETS AMERICAS LLC | $11.7M | 1,345,864 | 0.93% | 3q | -39.2%-$7.6M |
| NOMURA HOLDINGS INC | $11.7M incl. $5.2M options CALL | 725,500 | 0.03% | 3q | +77.9%+$5.1M |
| JPMORGAN CHASE & CO | $11.6M incl. $114.0K options CALL+PUT | 1,318,686 | 0.00% | 12q | +1660.2%+$10.9M |
| MILLENNIUM MANAGEMENT LLC | $11.4M incl. $2.1M options PUT | 1,077,283 | 0.01% | 12q | -79.3%-$43.8M |
| AXA S.A. | $11.2M | 1,289,705 | 0.03% | 3q | -13.4%-$1.7M |
| Segantii Capital Management Ltd | $10.5M incl. $871.0K options CALL | 1,100,000 | 0.34% | new | NEW |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $10.0M | 1,149,111 | 0.00% | 12q | +1.6%+$155.2K |
| CITADEL ADVISORS LLC | $9.8M incl. $1.4M options CALL+PUT | 963,997 | 0.00% | 11q | -81.0%-$41.8M |
| CREDIT SUISSE AG/ | $9.5M | 1,090,050 | 0.01% | 12q | +565.6%+$8.1M |
| BANK OF AMERICA CORP /DE/ | $9.4M | 1,079,895 | 0.00% | 12q | +981.8%+$8.5M |
| Sofinnova Investments, Inc. | $9.1M | 1,046,312 | 0.54% | new | NEW |
| KENNEDY CAPITAL MANAGEMENT, INC. | $8.7M | 1,002,886 | 0.20% | 7q | -42.5%-$6.4M |
| Knott David M | $8.6M | 989,450 | 3.13% | 9q | +18.0%+$1.3M |
| Spring Creek Capital LLC | $7.8M | 890,000 | 0.38% | new | NEW |
| Crabel Capital Management, LLC | $7.1M | 820,569 | 2.20% | new | NEW |
| BARCLAYS PLC | $6.8M | 784,430 | 0.00% | 11q | +69195.9%+$6.8M |
| JANE STREET GROUP, LLC | $6.2M incl. $6.1M options CALL+PUT | 14,617 | 0.00% | 7q | -32.4%-$3.0M |
| Ergoteles LLC | $6.1M | 704,672 | 0.22% | 2q | +1966.5%+$5.8M |
| Candriam Luxembourg S.C.A. | $6.0M | 687,970 | 0.04% | new | NEW |
| CANADA PENSION PLAN INVESTMENT BOARD | $5.8M | 662,000 | 0.01% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $5.8M | 660,375 | 0.01% | 8q | +158.6%+$3.5M |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $5.5M | 634,600 | 0.67% | new | NEW |
| BNP PARIBAS ARBITRAGE, SA | $5.4M | 625,653,000? | 0.01% | 11q | |
| Bank of New York Mellon Corp | $5.2M | 594,834 | 0.00% | 12q | +5.4%+$263.4K |
| CARLSON CAPITAL L P | $4.9M | 564,569 | 0.26% | new | NEW |
| GILDER GAGNON HOWE & CO LLC | $4.8M | 549,279 | 0.02% | 3q | +11.8%+$506.4K |
| UBS Group AG | $4.4M incl. $156.0K options CALL | 483,932 | 0.00% | 12q | +115.2%+$2.3M |
| WELLS FARGO & COMPANY/MN | $3.7M incl. $443.0K options CALL | 368,748 | 0.00% | 12q | +7782.6%+$3.6M |
| Wealthspire Advisors, LLC | $3.4M | 389,000 | 0.07% | new | NEW |
| MARSHALL WACE, LLP | $3.1M | 361,486 | 0.01% | new | NEW |
| HRT FINANCIAL LP | $3.1M | 352,716 | 0.02% | 2q | +90.2%+$1.5M |
| Nuveen Asset Management, LLC | $3.0M | 564,576 | 0.00% | 10q | +2.3%+$67.0K |
| DAFNA Capital Management LLC | $2.7M | 314,561 | 0.73% | 12q | -20.3%-$696.8K |
| TWO SIGMA ADVISERS, LP | $2.7M | 310,204 | 0.01% | 8q | -55.2%-$3.3M |
| SEVEN EIGHT CAPITAL, LP | $2.7M | 306,102 | 0.26% | new | NEW |
| Swiss National Bank | $2.6M | 302,400 | 0.00% | 6q | HELD |
| Woodline Partners LP | $2.6M | 297,025 | 0.04% | 8q | -53.9%-$3.0M |
| Rafferty Asset Management, LLC | $2.6M | 294,009 | 0.02% | 6q | -30.2%-$1.1M |
| Walleye Trading LLC | $2.5M incl. $1.8M options CALL+PUT | 77,741 | 0.01% | new | NEW |
| CALAMOS ADVISORS LLC | $2.4M | 276,111 | 0.01% | new | NEW |
| Qube Research & Technologies Ltd | $2.2M | 251,598 | 0.03% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $2.1M PUT | options only | 0.02% | new | OPTIONS |
| GAMCO INVESTORS, INC. ET AL | $2.1M | 238,292 | 0.02% | new | NEW |
| STATE OF WISCONSIN INVESTMENT BOARD | $2.0M | 232,200 | 0.00% | 12q | HELD |
| RHUMBLINE ADVISERS | $1.9M | 221,080 | 0.00% | 12q | +2.3%+$42.7K |
| ALPS ADVISORS INC | $1.9M | 212,448 | 0.02% | 2q | -6.2%-$122.5K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $1.8M | 206,346 | 0.00% | 12q | -13.8%-$286.9K |
| Skandinaviska Enskilda Banken AB (publ) | $1.7M | 200,000 | 0.01% | new | NEW |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | $1.7M | 199,451 | 0.03% | 2q | +542.7%+$1.5M |
| CITIGROUP INC | $1.6M | 187,016 | 0.00% | 12q | -71.5%-$4.1M |
| TIG Advisors, LLC | $1.6M incl. $1.6M options PUT | 100 | 0.07% | new | NEW |
| GAM Holding AG | $1.6M | 181,500 | 0.07% | new | NEW |
| UBS ASSET MANAGEMENT AMERICAS INC | $1.4M | 165,491,000? | 0.00% | 6q | |
| Parametric Portfolio Associates LLC | $1.4M | 163,158 | 0.00% | 10q | +35.5%+$372.0K |
| HAP Trading, LLC | $1.2M incl. $5.0K options PUT | 140,951 | 0.04% | 2q | HELD |
| ROYAL BANK OF CANADA | $1.1M | 131,116 | 0.00% | 12q | +698.7%+$998.1K |
| CSS LLC/IL | $1.1M incl. $696.0K options CALL+PUT | 44,766 | 0.05% | new | NEW |
| ExodusPoint Capital Management, LP | $1.0M | 116,874 | 0.01% | 2q | +90.0%+$482.3K |
| NEW YORK STATE COMMON RETIREMENT FUND | $991.0K | 113,743 | 0.00% | 12q | -19.9%-$246.3K |
| HSBC HOLDINGS PLC | $968.0K | 110,072 | 0.00% | new | NEW |
| Marshall Wace North America L.P. | $965.0K | 110,852 | 0.00% | new | NEW |
| Verition Fund Management LLC | $875.0K incl. $515.0K options CALL | 41,302 | 0.01% | 8q | -95.6%-$18.9M |
| Berry Street Capital Management LLP | $871.0K CALL | options only | 0.13% | new | OPTIONS |
| WELLINGTON MANAGEMENT GROUP LLP | $864.0K | 99,160 | 0.00% | new | NEW |
| HAVENS ADVISORS LLC | $852.0K | 97,830 | 1.02% | new | NEW |
| Allianz Asset Management GmbH | $847.0K | 97,230 | 0.00% | 8q | +526.7%+$711.8K |
| AMERICAN INTERNATIONAL GROUP, INC. | $826.0K | 94,870 | 0.00% | 12q | -2.3%-$19.6K |
| OPPENHEIMER & CO INC | $803.0K | 92,195 | 0.02% | 2q | -1.6%-$13.4K |
| SG Americas Securities, LLC | $793.0K | 90,993 | 0.00% | 8q | -88.8%-$6.3M |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $788.0K | 90,527 | 0.00% | 12q | -10.9%-$96.5K |
| Tudor Investment Corp Et Al | $712.0K | 81,732 | 0.01% | new | NEW |
| EQUITEC PROPRIETARY MARKETS, LLC | $696.0K incl. $449.0K options PUT | 28,401 | 0.13% | new | NEW |
Showing the largest 100 of 177 reported holders. The count of 173 above leaves out 4 positions whose reported value failed our price check; they are listed here as filed.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2021 | 173 | $1.8B | 203,119,175 | 69 | 46 | 41 | 3.6% |
| Q2 2021 | 142 | $4.3B | 1,121,787,778 | 16 | 44 | 48 | 0.0% |
| Q1 2021 | 144 | $6.1B | 1,574,467,692 | 27 | 40 | 43 | 0.1% |
| Q4 2020 | 141 | $10.9B | 2,617,177,324 | 26 | 48 | 38 | 0.0% |
| Q3 2020 | 122 | $830.4M | 211,465,180 | 11 | 49 | 40 | 0.2% |
| Q2 2020 | 140 | $1.1B | 209,284,480 | 39 | 45 | 32 | 0.2% |
| Q1 2020 | 114 | $5.2B | 1,231,268,177 | 25 | 45 | 27 | 0.0% |
| Q4 2019 | 109 | $5.9B | 1,309,892,750 | 32 | 41 | 19 | 0.0% |
| Q3 2019 | 81 | $291.7M | 115,393,317 | 11 | 28 | 24 | 0.4% |
| Q2 2019 | 84 | $266.1M | 128,997,650 | 8 | 41 | 16 | 0.2% |
| Q1 2019 | 90 | $334.6M | 126,534,174 | 19 | 29 | 21 | 0.2% |
| Q4 2018 | 79 | $226.5M | 108,681,467 | 1 | 1 | 2 | 0.2% |