DaveManuel.com · Institutional Ownership · Who Owns It
THEMES ETF TR (NATO)
Institutional ownership reported to the SEC as of Q2 2026, across 8 quarters.
28
Reporting holders
$28.0M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $6.7M | 165,995 | 0.00% | 2q | +9.8%+$601.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $3.9M | 96,266 | 0.00% | 3q | +6.7%+$245.6K |
| Cetera Investment Advisers | $2.6M | 63,661 | 0.00% | 2q | +13.1%+$299.9K |
| PRINCIPAL SECURITIES, INC. | $2.6M | 63,071 | 0.03% | 5q | +195.3%+$1.7M |
| Steward Partners Investment Advisory, LLC | $2.1M | 52,290 | 0.01% | 6q | +940.6%+$1.9M |
| MOGY JOEL R INVESTMENT COUNSEL INC | $1.8M | 45,315 | 0.11% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $1.6M | 40,217 | 0.00% | new | NEW |
| SHP Wealth Management | $1.1M | 27,272 | 0.08% | 3q | +14.3%+$138.6K |
| Visionary Wealth Advisors | $752.4K | 18,531 | 0.03% | 3q | +21.9%+$135.3K |
| Arax Advisory Partners | $698.2K | 17,197 | 0.00% | 2q | HELD |
| Nautilus Advisors LLC | $651.3K | 16,030 | 0.38% | 4q | +52.2%+$223.5K |
| HighTower Advisors, LLC | $531.4K | 13,089 | 0.00% | 4q | +6.4%+$31.7K |
| ENVESTNET ASSET MANAGEMENT INC | $491.8K | 12,112 | 0.00% | new | NEW |
| TRUIST FINANCIAL CORP | $377.0K | 9,286 | 0.00% | 3q | -0.5%-$2.0K |
| PFG Advisors | $343.6K | 8,464 | 0.02% | new | NEW |
| FIDUCIARY FINANCIAL ADVISORS | $336.0K | 8,275 | 0.03% | new | NEW |
| Capital Investment Counsel, LLC | $276.8K | 6,817 | 0.03% | new | NEW |
| Advyzon Investment Management, LLC | $266.3K | 6,559 | 0.02% | 2q | -3.2%-$8.8K |
| Wealthspire Advisors, LLC | $243.6K | 6,000 | 0.00% | 2q | HELD |
| ROYAL BANK OF CANADA | $161.0K | 3,978 | 0.00% | 5q | -22.6%-$47.0K |
| NATIONAL BANK OF CANADA /FI/ | $149.6K | 3,692 | 0.00% | 5q | -23.0%-$44.6K |
| Federation des caisses Desjardins du Quebec | $143.4K | 3,531 | 0.00% | 6q | -49.1%-$138.5K |
| Banque Cantonale Vaudoise | $66.0K | 1,616 | 0.00% | 6q | HELD |
| Minot DeBlois Advisors LLC | $8.1K | 200 | 0.01% | 6q | HELD |
| HARBOUR INVESTMENTS, INC. | $7.0K | 173 | 0.00% | 2q | -95.4%-$146.8K |
| Clearstead Advisors, LLC | $5.1K | 126 | 0.00% | 5q | HELD |
| Strive Financial Group ,LLC | $487 | 12 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $41 | 1 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 5 | $4.6M | 125,126 | 1 | 2 | 1 | 0.0% |
| Q2 2026 | 28 | $28.0M | 689,776 | 8 | 9 | 6 | 0.0% |
| Q1 2026 | 28 | $27.8M | 721,833 | 9 | 14 | 2 | 0.0% |
| Q4 2025 | 20 | $7.9M | 206,295 | 6 | 6 | 6 | 0.0% |
| Q3 2025 | 13 | $4.1M | 104,453 | 2 | 5 | 2 | 0.0% |
| Q2 2025 | 12 | $3.4M | 95,887 | 6 | 3 | 1 | 0.0% |
| Q1 2025 | 8 | $1.3M | 44,682 | 7 | 1 | 0 | 0.0% |
| Q4 2024 | 2 | $341.6K | 13,419 | 2 | 0 | 0 | 0.0% |